Operative Options for Extensor Mechanism Malalignment and Patellar Dislocation

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Chapter 39 Operative Options for Extensor Mechanism Malalignment and Patellar Dislocation

INDICATIONS

Disorders of the patellofemoral joint are one of the most common causes of anterior knee pain related to inflammation of the parapatellar soft tissues, articular cartilage damage, and instability (subluxation, dislocation). Although the majority of patients respond favorably to conservative measures, surgical treatment is required for recalcitrant cases with distinct anatomic abnormalities that require correction. The key to the indications for surgical treatment is the diagnosis of the specific anatomic defects that cause the patient’s symptoms. This underscores the importance of the history and physical examination discussed later in this chapter.

The terminology used to describe patellofemoral disorders in the literature can be confusing. Patellar malalignment may be defined as a translational or rotational deviation of the patella relative to any axis. It is caused by an abnormal relationship between the patella, the soft tissues surrounding the patella, and the femoral and tibial osseous structures. The source of such abnormal patellar kinematics may be peripatellar tissue tightness or laxity; osteochondral dysplasias, such as a shallow or convex trochlear groove; bony abnormalities of the patella; rotational malalignment of the femur and tibia proximal and distal to the knee joint; an excessive proximal or distal position of the patella relative to the trochlea (patella alta and patella baja); and inflexibility or weakness of the quadriceps, hamstrings, and iliotibial band (ITB).

Many surgical procedures have been described for realignment of the patellofemoral mechanism including proximal realignment procedures, distal realignment procedures, or a combination of both. Proximal realignment procedures alter the medial-lateral position of the patella through balancing of soft tissue restraints proximal to its inferior pole. Included in this category are lateral retinacular release, medial retinacular capsular and medial patellomeniscal ligament (MPML) plication, vastus medialis obliquus (VMO) advancement, and medial patellofemoral ligament (MPFL) repair or reconstruction. Distal realignment procedures modify the medial-lateral, anterior-posterior, and proximal-distal positions of the patella by transfer of the tibial tubercle. Included in this category are anterior (Maquet55), medial (Elmslie-Trillat93), and anteromedial (Fulkerson33) transfer of the tibial tubercle. Literally hundreds of articles have been written on these operative procedures regarding their indications, technique, and clinical outcome and the reader is referred to recent review articles for further information.24,27,31,32,36,61

The purpose of this chapter is to provide an algorithm of the surgical treatment of specific patellofemoral disorders. Because this is an evolving surgical field, the authors recognize many approaches and strategies to the treatment of these problems are published in the review articles cited previously. In this chapter, the technique of a proximal and distal patellar realignment, a modification of Elmslie-Trillat procedure, is described. It includes an arthroscopic lateral release if a contracted lateral retinaculum is present, a modified VMO advancement, and a modified medial transfer of the tibial tubercle. The goals of this procedure are to release abnormal lateral tethering tissues when present, provide a balanced medial tissue-ligament complex, and realign the quadriceps–patella–tibial tubercle relationship. The procedure is performed using cosmetically appealing incisions with rapid rehabilitation, immediate knee motion, early weight-bearing, and early return to function.

Critical Points INDICATIONS

MPFL, medial patellofemoral ligament; MRI, magnetic resonance imaging; VMO, vastus medialis obliquus.

The second operative procedure described in detail is an MPFL reconstruction using the quadriceps tendon (QT) based on the proximal patella. This procedure is performed through a limited cosmetic incision and avoids harvesting the semitendinosus tendon or bony fixation at the patella or medial femur. This procedure has proved to be useful in revision cases that failed after a prior proximal realignment in which an inadequate MPFL was not addressed. The operative procedure is combined with a distal realignment when indicated, as is discussed. Other operative procedures the senior author has found useful for correcting patella alta and ITB lengthening are also described. Surgical procedures for rotational malalignment of excessive femoral anteversion and external tibial torsion are discussed in Chapter 40, Patellofemoral Disorders: Correction of Rotational Malalignment of the Lower Extremity, and not repeated here.

The majority of patients with patellofemoral malalignment respond favorably to conservative treatment programs, covered in detail in other publications.17,18,96 In general, three types of extensor mechanism problems present for treatment. The first group of patients have diffuse anterior knee pain without distinct anatomic abnormalities in alignment, subluxation, or joint damage that can be identified. Commonly, these are younger athletes who are involved in multiple sports, and frequently, the only finding is the presence of tenderness of peripatellar soft tissues and the anterior fat pad tissues. On occasion, a mild joint effusion may be present. Authors have stressed that these symptoms frequently represent an overuse condition from excessive participation in athletics.45,91 Treatment consists of allowing the soft tissues time to heal and inflammation to recede by modification of athletics, followed by appropriate strengthening and stretching of the muscle groups. Specific factors that may contribute to the symptomatic state include excessive conditioning, type of sport, and duration and frequency of athletic participation. Recurrence of symptoms is not an indication for surgical treatment, because distinct anatomic abnormalities of the extensor mechanism are not present. A cartilage-sensitive magnetic resonance imaging (MRI) may be helpful in recurrent symptomatic knees to determine the status of the patellofemoral joint and the presence of early articular cartilage damage that is aggravated by vigorous athletic activities.

There is a second group of patients with anterior knee pain who are similar in all aspects to the first group described previously, except that mild to moderate abnormalities are detected on the physical examination. For example, there may be a lateral subluxation (lateral glide) up to 50% of the patellar width and a mild to moderate increase in the Q-angle. There may be a physiologic posterolateral ligament laxity allowing increased external tibial rotation during activities (dynamic Q-angle). These patients are also treated conservatively and are not candidates for extensor mechanism realignment surgery.

The third group of patients comprises those who demonstrate definite anatomic signs of an extensor mechanism malalignment who are candidates for surgery. An example is those patients with symptomatic lateral patellofemoral subluxation events that do not respond to conservative treatment and have a deficient MPFL. Included in this group are patients who have had a prior patellofemoral dislocation and remain symptomatic, with either recurrence of lateral patellofemoral subluxation or a repeat dislocation event.

Nonoperative treatment of first-time patella dislocations has a re-dislocation rate that ranges from 14% to 57% in adult populations15,30,40,50,52,53,92 and from 36% to 71% in pediatric populations.12,72 Stefancin and Parker87 conducted a systematic review of 70 articles that focused on the management of traumatic first-time patellar dislocations and concluded that conservative treatment was indicated initially except in specific circumstances. These included the finding of an osteochondral fracture, a substantial disruption of the MPFL, a laterally subluxated patella with normal alignment of the contralateral knee, or after failed conservative treatment or recurrent dislocations.

Patients with an acute lateral first-time dislocation are separated into three categories:

2 Dislocation with or without underlying anatomic abnormalities, as detailed previously, in which there is a major joint hemarthrosis and MRI evidence of a well-defined or probable patellar or femoral osteochondral fracture. These patients require arthroscopic examination, removal of loose bodies, and fixation of a large osteochondral fracture when present (rare).28 Under ideal circumstances, an MPFL repair is performed and the MRI helps to define the location of the tear. The MPFL may be avulsed at its femoral or patellar attachment, contain an interstitial disruption throughout its substance, or demonstrate a combination of these.34,67,78 The goal is to restore a functional MPFL to allow immediate knee motion after surgery. The surgeon may elect to perform only the arthroscopic procedure for joint lavage and removal of loose bodies when signs of the acute dislocation (swelling, edema, limitation of joint motion) indicate that only a minimal intervention is required.

In a majority of chronic knees with recurrent bilateral patellar subluxation or dislocation, patient education is essential to explain the goals of the operative procedure. Patients are advised that any associated articular cartilage damage will likely cause future symptoms that limit athletic participation, even though the recurrent patellar instability has been successfully treated.

CONTRAINDICATIONS

The primary contraindication for extensor mechanism malalignment surgery is the absence of a distinct anatomic defect, because the goal of surgery is to restore normal anatomy of the extensor mechanism. The presence of chronic recurrent anterior knee pain is not an indication for surgery when the specific etiology of the pain symptoms cannot be determined. This point is worthy of emphasis, because many patients present with anterior knee pain in which the specific diagnosis is not apparent despite a thorough and careful examination and evaluation. It is probable that there are pain generation factors related to early patellofemoral cartilage deterioration that is still early in the disease course. Alternatively, peripatellar and intra-articular soft tissues may be an explainable source of pain.24,32 A common cause of unexplained pain is a subtle infrapatellar neuroma or neuritis of the sensory nerves about the knee joint, discussed in Chapters 42, Knee Pain of Neural Origin, and 43, Diagnosis and Treatment of Complex Regional Pain Syndrome.

A specific contraindication to extensor mechanism surgery is the presence of excessive hip anteversion or abnormal external tibial torsion as discussed in Chapter 40, Patellofemoral Disorders: Correction of Rotational Malalignment of the Lower Extremity. An MRI or computed tomography (CT) scan for axial rotation of the lower extremity from the hip to the ankle is required. The measurements obtained include femoral anteversion, trochlear groove–tibial tubercle offset, and external tibial torsion as are described. The anterior knee pain is due to excessive lateral patellofemoral forces induced by external tibial torsion or increased femoral anteversion (Fig. 39-1). In these patients, a femoral or tibial derotation osteotomy may be indicated and not a proximal or distal patellofemoral procedure.58,89

A distal realignment is contraindicated in the skeletally immature patient. However, a proximal realignment that may include a QT autograft (for deficient, thin MPFL and retinaculum) may be performed because there is no drilling of osseous tunnels. In cases of recurrent dislocation in the skeletally immature patient, even with an abnormal lateral patellar tendon insertion offset (increased Q-angle), the MPFL reconstruction is usually very successful in providing patellar stability. After growth is complete, the need for correction of the lateral patellar tendon attachment may be assessed, which is frequently not required in the authors’ experience.

A relative contraindication is the presence of patellofemoral arthritis; however, in select knees, a realignment procedure may be performed with a cartilage restoration procedure.9,10,38,43,54,64,74,76

Often, patients with chronic extensor mechanism malalignment disorders have limited their activity, gained excessive body weight, and have articular cartilage damage that limits rehabilitation. These problems cause muscle atrophy of the entire lower extremity. These patients require a comprehensive evaluation and team approach involving nutrition counseling, weight reduction to normal indices, prolonged rehabilitation, occupational rating and modification, and management of patellofemoral pain before any consideration of surgery. An abnormal body mass index in a patient with symptomatic patellofemoral cartilage damage contraindicates extensor mechanism surgery.

BIOMECHANICS OF MEDIAL AND LATERAL PATELLOFEMORAL RESTRAINTS

Three factors influence patellar stability: articular geometry, dynamic muscle actions, and passive soft tissue restraints.2,27 The geometry of the trochlear groove,2 the height and slope of the lateral femoral condyle, and the angle of knee flexion all affect lateral patellar translation. Amis2 described objective patellar stability in terms of two factors: the amount of force required to displace the patella a given linear distance from its equilibrium position (translation) and the turning moment required to induce a rotation, such as a lateral tilt. Methods used to determine patellar mobility include manual measurement, instrumented quantitative measurement, and radiographic measurement. Kolowich and coworkers47 measured patellar glide by dividing the patella into four quadrants and describing medial and lateral mobility as a fraction of patellar width. Normal subjects had less than two quadrants of translation with the knee flexed 30°. Teitge and associates90 developed a stress radiographic method to measure patellar medial-lateral stability. Knees of normal subjects and symptomatic patients were tested between 30° and 40° of flexion with 71 N of force applied. Wide variation was noted in the normal knees, because lateral displacement ranged from 1 to 32 mm, and medial displacement ranged from 2 to 22 mm. The mean difference in lateral displacement between right and left knees was 1.3 ± 1.1 mm, and the mean difference in medial displacement was 1.2 ± 1.08 mm. The investigators determined that a difference between knees in lateral displacement of 3.7 mm, or a difference in medial displacement of 3.46 mm, was abnormal.

Hautamaa and colleagues39 developed an instrumented measurement device to determine patella medial-lateral translation in the coronal plane. In 17 cadaver knees, with the knee flexed 30 ± 5°, 5 pounds of laterally directed force produced an average of 9.3 ± 0.9 mm of lateral translation. Instrumented measurement of medial-lateral patellar translation was also conducted by Fithian and coworkers29 in normal and symptomatic patients. Right versus left knee comparisons revealed small mean differences in the control subjects for medial and lateral patellar translation (30° flexion, 2.5-lb force, 0.1 ± 1.9 mm and 0.2 ± 1.0 mm, respectively). Significant differences were found between the control and the symptomatic subjects in the mean differences in lateral translation (P < .01), with the patients demonstrating 1.6 ± 2.5 mm difference under a 2.5-pound force at 30° of flexion.

It is well appreciated that the patella is most unstable in the range of 0° to 30° of flexion. When the knee is near full extension, the Q-angle is maximized owing to the external rotation of the tibia. In addition, with the quadriceps muscle relaxed, the patella is not engaged in the trochlear groove and thus is easily mobilized in a medial-lateral direction. As the knee is flexed, patellar stability is increased owing to the combined tensions of the quadriceps muscles and the patellar tendon that pull the patella into the trochlear groove. A shallow or dysplastic trochlear groove allows the patella to displace more easily.81 A patella alta condition results in a loss of the trochlea geometric restraint until 30° to 40° of flexion when patellotrochlear contact finally occurs.

In regard to passive soft tissue restraints, the MPFL is the primary restraint to lateral patellar translation, providing 53% to 67% restraint up to 30° of flexion.4,11,16,23,39,73 Desio and associates23 examined nine cadaver knees (mean age, 57 yr; range, 43–70 yr) at 20° of flexion and reported that the MPFL provided a mean of 60% of the restraining force to lateral patellar translation. The MPML provided a mean of 13% of the restraining force; the lateral retinaculum, 10%, and the medial retinaculum and medial patellotibial ligament, 3% each. Conlan and colleagues16 reported similar findings from 25 cadaver specimens (Fig. 39-2); the MPFL provided an average of 53% of the total restraining force, followed by the MPML (22% contribution), the medial retinaculum (11% contribution), and the medial patellotibial ligament (5% contribution). Sectioning of the MPFL decreased the restraining force significantly; the average stiffness decreased from 225 N/cm in the intact specimens to 104.6 N/cm (P = .001).

Nomura and coworkers68 measured the lateral patellar translation in 10 cadaver knees (aged 45–60 yr) with the quadriceps tensed to 10 N and a lateral force of 10 N applied before and after sectioning of the MPFL. Isolated sectioning of the MPFL significantly increased the lateral patellar translation from 20° to 90° of flexion (P < .05).

Amis and associates3 reported a mean failure load of the MPFL of 208 N from 10 cadaveric specimens (mean age, 70 yr) and interpreted these findings as “surprisingly strong for such an insubstantial appearance.” These investigators also reported that the contribution of the MPFL in restraining lateral patellar translation was greatest with the knee at 0° extension. Significant increases in lateral translation occurred from 0° to 20° after the MPFL was sectioned (P value not provided; Fig. 39-3).

PREOPERATIVE PLANNING

The physical examination is crucial in preoperative planning for patellar realignment surgery. The examination should be performed with the patient in the standing, sitting, and supine positions (see Fig. 39-1D-J). Palpation of parapatellar soft tissues and the fat pad is performed for swelling and elicitation of pain. The examiner should look for evidence of lateralization of the extensor mechanism and tilt. The patellar compression test should be performed with flexion and extension of the knee to evaluate for articular crepitus or pain. Passive patellar tilt and tightness of the lateral retinaculum should be noted. Patellar subluxation tests (patellar glide at 0° and 30° flexion) should be performed in medial and lateral directions, and patellar mobility noted. Other sources of pain such as neuroma, patellar tendinitis, synovial plica, synovitis, meniscus tears, osteochondritis dissecans, complex regional pain syndrome, and advanced tibiofemoral arthritis should be excluded.

Lower limb rotational alignment, including femoral anteversion and tibial torsion, is measured. The Q-angle is the angle formed between one line connecting the anterior superior iliac spine to the center of the patella and a second line connecting the center of the patella to the tibial tubercle. The Q-angle is measured with the knee in 0° and 30° of flexion. The Q-angle arc is measured at 30° with internal and external tibial rotation. Patients with a physiologic laxity of the posterolateral ligament structures have an increased lateral patellar tendon deviation by virtue of the increased external tibial rotation. The clinical measurement of the Q-angle can be inaccurate for a number of reasons. If the patella is subluxed laterally, the central reference point of measurement is also lateral, with a decrease in the Q-angle measurement unless the patella is carefully positioned within the center of the femoral groove. The Q-angle will vary depending on the amount of knee flexion and foot position; it increases with foot pronation and external tibial rotation. The proximal line to the anterior superior iliac spine is only an approximation.

Conventional radiographic techniques are often inadequate for the assessment of patellofemoral malalignment. The most commonly used Merchant technique requires 30° to 45° of knee flexion. The difficulty with this technique and others is that images are not obtained near full extension where the trochlea is most shallow. As the knee flexes, the trochlear groove deepens and the patella undergoes medialization and becomes more congruent with the femoral sulcus. The extent of trochlear dysplasia and patellar subluxation or tilt may be underestimated on the axial view owing to the amount of flexion required to obtain the image. A lateral radiograph in 30° of flexion may be used to evaluate patellar height, patellar tendon length, and trochlear dysplasia. However, a true lateral radiograph, in which the distal and posterior aspects of the femoral condyles are perfectly superimposed, is required to evaluate trochlear depth, which is measured more accurately on an axial MRI.

CT and MRI have been used to assess lower limb rotational alignment and are important tests for a complete diagnosis of the anatomic abnormalities that may be present. These studies obtain axial images of the patellofemoral joint at or near full extension to evaluate trochlear dysplasia and the tibial tubercle/trochlear groove (TT/TG) distance. Various investigators have studied this distance and found that it is increased in patients with patellofemoral pain and instability.21,46,82

Femoral anteversion has been measured by a variety of techniques by many authors. Yoshioka and Cooke97 measured anteversion from the bone in 32 femora and reported a mean of 13.1° ± 8° (range, –11°–+22°) in both males and females when the distal measurement was the tangent across the femoral condyles, and a mean of 7.4° when measured across the epicondyles. These authors conducted a review of the literature on this measurement and found reported normal values were between 8° and 16° in twelve different investigations. Teitge and associates90 arbitrarily selected 13° as the goal for correction (see Chapter 40, Patellofemoral Disorders: Correction of Rotational Malalignment of the Lower Extremity).

The technique for measuring tibial torsion by CT has not been standardized and wide variation exists in the literature regarding normal values. Yoshioka and colleagues98 reported a mean lateral tibial torsion of 21° ± 4.9° in males and 27° ± 11.0° in females, a significant difference (P < .05). Eckhoff and coworkers25 reported mean tibial “version” of 37.0° ± 1.7° in control knees and 32.8° ± 1.7° in a group of symptomatic knees. Turner94 measured a mean of 19° ± 4.8° in a control group compared with a mean of 24.5° ± 6.3° in a group with unstable patella. Sayli and associates79 reported an average of tibial torsion in females of 31.07° for the right side and 30.02° for the left. For males, the averages were 32.7° and 35.26° for the right and left sides, respectively. Tamari and colleagues88 conducted a reliability study that examined different methods of measuring tibial torsion. The results showed that clinical methods currently available do not accurately measure true torsion of the femur and tibia. The authors stressed that even so, these methods may be useful for screening and descriptive purposes as indices of true torsion and use of different reference axes could improve their reliability.

MRI has some advantages over CT, including improved ability to image cartilaginous structures, better anatomic approximation of the trochlear articular cartilage groove, and avoidance of radiation exposure. MRI also provides meaningful information about all of the soft tissue structures about the knee joint. The MRI is obtained in standard fashion, with images obtained of the hip parallel to the femoral neck and axial images obtained of the knee and ankle (Fig. 39-4). These individual images are then measured based on the techniques described by Murphy and coworkers65 and Guenther and associates37 (Figs. 39-5 and 39-6).

image

FIGURE 39-5 MRI T1 images are obtained at the hip (A), knee (B), and ankle (C). This allows selection of the proper images for the measurements shown in Figure 39-6.

(A–C, From Parikh, S. N.; Noyes, F. R.; Albright, J.: Proximal and distal extensor mechanism realignment: the surgical technique. Tech Knee Surg 5:27–38, 2006.)

The angle between the femoral neck and the horizontal line is subtracted from the positive angle of the flat portion of the posterior cortex of the distal femur. In rare cases, the rotation of the femoral neck and posterior femoral condyle are in opposite directions, which necessitates addition for the true femoral anteversion. The version of the knee is measured by adding or subtracting the posterior femoral angle (to the horizontal) from the proximal tibial angle (angle between the posterior aspect of the proximal tibia and the horizontal line). The tibial torsion is the difference between the proximal tibia angle and the anterior talus from the horizontal line.

TT/TG is measured using the trochlear groove–patellar tendon insertion distance. TT/TG is measured in millimeters and is the difference from the center of the deepest point of the femoral groove to the center of the patellar tendon attachment to the tibial tubercle. This is done by superimposing the line perpendicular to these points and measuring the distance between the two lines, adjusting for magnification. Dejour and Walch22 reported a mean TT/TG distance of 12.7 ± 3.4 mm in a group of asymptomatic knees. In a group of knees with patellar instability, the mean TT/TG distance significantly increased to 19.8 ± 1.6 mm (P < .001). The authors concluded that the pathologic threshold is 20 mm, which has been agreed upon by others.89 In some knees with trochlear dysplasia, it is difficult to determine the true center point for the measurement, rendering the TT/TG offset to be inaccurate. In these knees, this measurement cannot be used as an evaluation measurement of the desired operative correction.

The TT/TG plays a role in estimating the amount of correction required at the time of tibial tubercle realignment procedure. Intraoperatively, it is easier to accomplish linear corrections (in millimeters) than to assess angular relationships (in degrees), as in the Q-angle measurement. Importantly, this helps to prevent excessive medial translation of the tibial tubercle. The TT/TG measurement may not reflect the lateral deviation of the patellar tendon attachment with knee flexion and external tibial rotation, and therefore, the MRI measurements must be correlated with the physical examination. The tibial tubercle abnormality may also involve both a lateral translation and an outward (external rotation) orientation.

SURGICAL TECHNIQUES

The operative extremity is signed by the patient and surgeon with nursing personnel present. A time-out is performed with the patient’s name, procedure, allergies, preoperative antibiotics, special precautions given and agreed upon by the surgeon, anesthetist, and nursing personnel.

The patient is positioned supine on the operating table. Under anesthesia, the peripatellar retinaculum, patellofemoral crepitation, patellar tilt, passive medial-lateral patellar glide (0°, 30° flexion), and Q-angle are assessed and compared with preoperative measurements. A sterile thigh tourniquet is applied as proximal as possible, so that an intraoperative assessment of the Q-angle can be made. Routine diagnostic arthroscopy is performed, and any intra-articular pathology is evaluated and treated. Particular attention is paid to patellar position, mobility, tracking, and articular surface. Approximately one fourth of the patella should establish trochlear contact at 0° to 5° of knee flexion. The medial and lateral translation of the patella is assessed at 0° and 30° of knee flexion (Fig. 39-7). This is an important test, because a lateral translation of the patella greater than 50% of its width indicates incompetency of the MPFL. The medial translation of the patella tests for lateral retinacular tightness, and a normal lateral translation of 10 to 12 mm should be obtained with the knee at 30° of flexion. The patella and femoral groove are assessed for articular cartilage pathology or dysplasia. Articular cartilage lesions are evaluated for nature, location, and depth. The finding of loose flaps of articular cartilage requires a careful débridement; otherwise, fibrillated cartilage is left alone because it is possible to produce further damage by the débridement procedure. Radiofrequency cartilage débridement devices are never used, because excessive cartilage damage may occur. Most important at the time of arthroscopy is the critical assessment of whether the realignment procedure will transfer the loading from soft or fragmented articular surface to an intact or less involved cartilage surface. The articular cartilage is graded by the classification system described in Chapter 47, Articular Cartilage Rating Systems.70

Lateral Retinacular Release

A lateral retinacular release is performed only if the patellar medial subluxation test is abnormal (the patellar medial subluxation ≤ 5 mm on the manual medial translation test at 30° flexion). The goal is to perform a lateral release only when abnormally tight lateral structures and loss of normal lateral translation are demonstrated under direct visualization at arthroscopy, and not to weaken the vastus lateralis obliquus (VLO). A subcutaneous pouch is created with a scissor from the anterolateral portal over the site of the anticipated lateral release, which keeps the skin from being damaged by the intra-articular procedure. An arthroscopic retinacular release is performed using a commercial radiofrequency wand through the anterolateral portal. The lateral release is performed in two stages, from proximal to distal. The release is initiated from the 9 o’clock position (right knee) and continued distally to 1 cm below the inferior pole of the patella with the knee in full extension. The patellar medial subluxation test is then performed at 30° flexion to check for the adequacy of the release and restoration of a normal manual medial translation test. In a majority of knees, no further release is required. If the release is inadequate, it is extended proximally to a 10 o’clock position. The depth of the release involves division of the retinaculum, with care taken to avoid cutting the VLO insertion. The goal is not to perform a release of lateral soft tissue restraints, which would allow the patellar to be everted or have an abnormal medial translation. In select knees, excessive tightness of the VLO may exist, warranting a Z-plasty lengthening through a limited lateral incision to preserve VLO function. Upon completion of the procedure, complete hemostasis is achieved by coagulation of all sources of bleeding, especially the superior lateral geniculate artery at the superolateral border of the patella.

In addition to determining that there is no abnormal restraint to lateral patellar glide at 20° to 30° of flexion as already described, it is also important at 90° to confirm the absence of tight lateral tissues. This is difficult to do, because lateral patellar tilting cannot be measured at high flexion angles. A measure of excessive lateral tissues can be qualitatively estimated by placing a thin-blade scissor (Metzenbaum) beneath the lateral retinaculum and observing, with knee flexion, if there is a bowstringing effect with excessive tension in the lateral soft tissues. The surgeon should always be able to gently lift and anteriorly displace the lateral soft tissues away from the lateral femoral condyle.

Critical Points SURGICAL TECHNIQUE

MPFL, medial patellofemoral ligament; MPML, medial patellomeniscal ligament; VLO, vastus longus obliquus; VMO, vastus medialis obliquus.

In select cases in which there is extensive contracture of the lateral retinacular tissues and the VLO with associated arthrofibrosis, an open Z-plasty release is indicated as presented in Chapter 41, Prevention and Treatment of Knee Arthrofibrosis.

Proximal Realignment

The patient positioning and arthroscopic examination are performed as already described. The knee is fully flexed prior to inflation of the tourniquet to lengthen the quadriceps muscle. A 3-cm vertical skin incision is made along the medial aspect of the patella. The subcutaneous tissues are undermined sufficiently to create a skin flap that will allow the skin incision to be moved in proximal-distal and medial-lateral directions using four vein retractors. This decreases the length of the skin incision and allows for a cosmetic approach. The proximal retraction exposes the distal quadriceps tendon, superomedial border of the patella, and VMO insertion. The distal retraction exposes the medial border of patella, medial retinaculum, and distal retinaculum fibers referred to as the MPML. A medial parapatellar incision is then made through the medial retinaculum, extending from approximately 2 cm proximal to the superomedial aspect of the patella to the medial border of patella and progressing distally to the patella. The superficial and deep retinaculum MPFL is incised, taking care to avoid cutting through the muscle or underlying synovium. The proximal extent of the incision extends in the QT, thus detaching 2 to 3 cm of the VMO insertion into the patella. The free medial edge of the retinaculum is grasped and the underlying synovium is dissected free. This allows the VMO, PMFL, and MPML tissue sleeve and medial retinacular tissues to be mobilized for later tensioning and advancement as required. The joint is not entered and the synovium over the femoral condyle and medial pouch is protected to lessen postoperative scar formation at this location.

The quality of the MPFL and medial retinaculum is inspected and a decision is made whether a MPFL reconstruction is necessary. The medial tissues should be 3 to 4 mm in thickness. A thin, abnormal medial retinaculum and MPFL indicates that an MPFL graft is required, to be described later. The mistake that is made is to accept marginal MPFL tissue, because it is relatively easy at this point to augment the surgery with an MPFL graft. If there is adequate MPFL tissue by visual inspection, proximal realignment is commenced. The closure procedure to be described next is performed if no distal realignment is planned; otherwise, the proximal closure is performed after the distal realignment described.

The extensor mechanism is reconstructed with medial plication of the VMO and MPFL so that the VMO advancement is in line with its fibers and prior insertion. The VMO tissue sleeve is translated laterally and imbricated in a vest-over-pants fashion. Three No.1 nonabsorbable sutures are used. Three Ellis clamps are placed at the VMO center, MPFL, and MPML medial anatomic sites to reestablish a normal tension. The first suture is placed at the 1 o’clock position (right knee) so that the distal part of the VMO is brought laterally in the line of its attachment, overlapping the superior medial border of the patella and QT by 5 to 10 mm to restore normal tension at 30° of flexion. The second suture is placed at the 2 o’clock position through the MPFL and medial patellar insertion. The third suture is placed at the 4 to 5 o’clock position through the MPML and medial retinaculum to plicate these structures in line with their normal patellar attachment. It is important that the final tensioning of the sutures be performed with the knee at 30° flexion with the patella held centered within the trochlea. The mistake is to adjust the tension with the knee at extension. The tightening procedure at 30° flexion allows for a normal slackness of the medial tissues and the MPFL and for a normal medial glide of 10 to 12 mm (∼25% of patella width). The mistake is to apply too much tension that limits normal medial translation, which restricts postoperative knee motion and potentially results in medial facet cartilage damage from excessive pressure. The lateral subluxation of the patella is also assessed at 0° to ensure that a normal medial restraint exists, preventing abnormal lateral patellar subluxation at knee extension. The knee is taken through a range of motion of 0° to 135° to observe normal tracking of the patella. If the sutures disrupt, this is an indication that the medial advancement was excessive and the suture placement and tensioning procedure is repeated.

MPFL Reconstruction

MPFL deficiency is diagnosed when the patella translates greater than 50% of its width from the center of the sulcus. Symptomatic patients with chronic dislocations or subluxations will frequently demonstrate patellar translation of 75% to 100% (of its width) under manual pressure at both 0° and 30° of flexion (Fig. 39-8). An MPFL reconstruction is almost always indicated in revision surgery when a prior proximal realignment procedure has failed and a residual lateral patellar subluxation exists. The intraoperative examination includes the lateral subluxation test at 0° and 30° of flexion. The balancing of the medial soft tissue restraints requires that tension be restored at both knee positions to guide the patella into the trochlea and resist lateral patellar subluxation at full extension and with knee flexion. The operative procedure includes a balancing of three structures, namely, the MPFL, VMO, and medial retinacular fibers, including the MPML. Preoperative radiographs and MRI define whether a patella alta or a lateral tibial tendon offset exists, requiring distal correction.

image

FIGURE 39-8 Demonstration of complete dislocation of patella at the time of surgery after multiple prior operative procedures. A reconstruction of the medial patellofemoral ligament was required.

(From Parikh, S. N.; Noyes, F. R.; Albright, J.: Proximal and distal extensor mechanism realignment: the surgical technique. Tech Knee Surg 5:27–38, 2006.)

The patient is placed in a supine position on the operating table with the foot of the bed flexed 20° to 30°. A high-thigh tourniquet is placed (sterile or nonsterile) so that the entire lower extremity is draped and provides an estimate of patellofemoral alignment. A diagnostic arthroscopy is performed as already described and the condition of the patellofemoral articular cartilage documented. Medial-lateral glide tests are performed at 30° flexion to determine the resisting function of the medial and lateral soft tissue restraints. The leg is elevated, exsanguinated, and the tourniquet inflated.

The operative steps of MPFL reconstruction are shown in Figure 39-9 and summarized in Table 39-1. A 5- to 6-cm incision is made at the medial border of the patella and extended 1 to 2 cm proximally (see Fig. 39-9A). A dissection of the skin flaps is carefully performed beneath the fascia layer to preserve the skin blood supply. This allows the incision to be mobilized in a proximal-distal direction, providing a cosmetic incision one half the usual length. The dissection is carried over the medial aspect of the knee and medial epicondyle to the adductor tendon. A head light and careful dissection technique is used at this point to avoid the infrapatellar nerve branches, which can result in injury and a painful neuroma. The medial nerves are highly variable in their course, as shown in Chapter 1, Medial and Anterior Knee Anatomy. The skin flaps are further developed in all directions to be able to reach the proximal aspect of the QT, a distance of 6 to 7 cm from the patellar insertion for the planned turn-down of the medial QT graft.

image image

FIGURE 39-9 Medial patellofemoral ligament reconstruction with quadriceps tendon. A, After arthroscopic evaluation, the planned surgical incision (thick black line) over medial aspect of the widest portion of the patella is shown. B, Measurement of length of graft needed (60–70 mm); limited cosmetic incision is shown. C, A medial full-thickness quadriceps tendon graft, 60–70 x 8 mm (measured to the superior edge of the patella) is harvested with the patellar attachment retained. Two to 3 mm of remaining quadriceps tendon is left attached to the vastus medialis obliquus (VMO) for later closure. D, Completed 70 mm quadriceps tendon graft after dissection from the superior-medial patella down to the normal anatomic attachment site of the medial patellofemoral ligament. E, Dissection deep to the medial retinaculum and above the synovial pouch, MPFL, medial patellomeniscal ligament (MPML) and medial patellotibial ligament (MPTL). F, Puncture of the medial retinaculum, posterior to the medial femoral epicondyle at the adductor tendon with passage of graft beneath retinaculum. Setting of the normal tension of the medial soft tissues (see text).G, Imbrication of the VMO, medial retinaculum, MPFL, and MPTL. H, Suturing of the quadriceps graft to the medial retinaculum and adductor tendon. The graft and medial tissues are not overtensioned and should allow a normal lateral translation (glide) of 25% patellar width.

(A–H, From Noyes, F. R.; Albright, J.: Reconstruction of the medial patellofemoral ligament with autologous quadriceps tendon. Arthroscopy 22:904e1–904e7, 2006.)

TABLE 39-1 Key Points to Successful Medial Patellofemoral Ligament Reconstruction

Preoperative

Operative Steps

.

MPFL, medial patellofemoral ligament; MRI, magnetic resonance imaging; VMO, vastus medialis obliquus.

A medial incision through the medial retinaculum is made 5 mm from the medial border of the patella from the inferior to superior pole. The medial incision is extended distally to the level of the joint. This is an incision similar to that used for a proximal realignment procedure already described, which is performed in conjunction with the MPFL reconstruction.

Using an Army/Navy retractor, the insertion of the VMO into the QT is identified. A ruler is used to measure the MPFL attachment length from the medial border of the patella, past the epicondyle to the adductor tubercle and tendon. This provides the length of the QT graft to be harvested (see Fig. 39-9B). A ruler is used to mark the medial QT to harvest a graft 8 mm wide and usually 60 mm in length. In a smaller knee, the graft is 6 mm in thickness. The full-thickness medial QT graft is harvested 5 mm from the medial border of the VMO to allow for VMO tendon-to-tendon suturing after harvest. The proximal graft never extends into the proximal QT-muscle junction, because this would weaken the attachment. Two full-thickness incisions are made into the medial QT at the marked graft site, avoiding penetration into the capsule. The incision connects to the prior medial patella retinaculum incision. The medial QT graft is transected proximally, preserving its attachment to the superomedial border of the patella (see Fig. 39-9C). The three tendon components of the QT (rectus, confluent VMO-VLO, intermedius) are carefully identified and the proximal end of the graft is sutured with a baseball-type stitch (No. 1 nonabsorbable suture).

With care taken not to transect the graft, subperiosteal dissection of the patella attachment of the graft is performed to a point approximately 30% of the proximal height of the patella at the normal MPFL attachment (see Fig. 39-9D). Later in the procedure, appropriate sutures are placed to secure the proximal patella attachment of the QT graft to adjacent tissues. Preserving the medial synovial pouch and avoiding penetration of the joint, the medial retinaculum is dissected off the capsule past the medial epicondyle to the adductor tendon (see Fig. 39-9E). At the junction immediately anterior to the adductor, distal to the insertion of the VMO, and superficial to the medial epicondyle, a hole is punctured in the retinaculum with a right-angle hemostat (see Fig. 39-9F). The graft is turned 90° and folded over on itself at the proximal medial portion of the patella. The free end of the QT graft is passed beneath the retinaculum, adjacent to the VMO attachment, and through the created retinaculum hole to exit and lay over the adductor tubercle and tendon.

The final proximal realignment tensioning procedure is then performed following the steps previously outlined (and after the distal realignment when added to the overall realignment surgery). With the knee flexed 30° and the patella located within the trochlea, the medial vest-over-pants procedure is performed, including closure of the QT graft harvest site. The entire medial soft tissue and VMO is grasped with an Ellis clamp placed at the 1 o’clock (VMO), 2 o’clock (MPFL), and 4 o’clock (retinaculum, MPTL) areas and gently brought in line of its attachments to determine the amount of plication and overlap for suturing. Three sutures are placed at these respective sites with care taken not to overtension the repair. It is emphasized that there must always be a normal lateral glide of 25% of the width of the patella at 0° and 30° of flexion under manual pressure to avoid limiting normal patellar mobility. The imbrication procedure restores the patella to its reduced position (see Fig. 39-9G).

The final portion of the procedure consists of tensioning the MPFL-QT graft. Two absorbable sutures are passed into the adductor tendon, avoiding penetrating the medial geniculate at the posterior border of the VMO and the medial retinacular nerve (see Chapter 1, Medial and Anterior Knee Anatomy). The sutures are brought up through the free end of the graft that lays on the adductor tendon. No tension is applied to the graft, which simply lies in its created tunnel underneath the retinaculum and over the adductor tendon, because the tension in the medial soft tissue restraints has already been set by the proximal realignment just described. Three to four absorbable sutures are passed through the medial retinaculum into the graft to complete the procedure. Again, the lateral glide test is performed to make sure the graft is not under any resting tension and that the combined medial soft tissue imbrication and MPFL reconstruction is initially lax and allows the patella to be displaced 25% of its width, restoring the normal length of the medial soft tissues. After suturing is complete, the knee should be ranged from 0° to 135° restoring normal patellofemoral tracking. An additional two to three sutures are then placed in a figure-eight fashion, reinforcing the fixation of the graft to the medial retinaculum around the rent created for the graft to pass through the retinaculum (see Fig. 39-9H).

The advantage of this procedure is that no bone tunnels are placed into the patella or medial femoral condyle, as described in other MPFL reconstructions. The graft is sutured along the path of the native MPFL by pliable soft tissue fixation, reproducing patella and femoral attachments. It is not necessary to add a harvest of a medial hamstring tendon. The disadvantage of the procedure is related to the medial QT graft harvest, because this adds additional postoperative pain in comparison with a hamstring autograft. In knees with previous dislocations or revision cases, the restoration of the normal proximal VMO tension is performed with closure of the proximal harvest site. It is important that MPFL reconstruction be performed in the majority of knees with a prior dislocation, because it is usual to find a medial retinaculum that is thin with no identifiable MPFL structure. The resultant cosmetic appearance of the incision and restoration of full knee flexion are demonstrated in Figure 39-10.

image

FIGURE 39-10 Three-month postoperative case demonstrates excellent healing and function of reconstructed MPFL in resisting lateral patellar translation (A) and full flexion of the knee (B).

(A and B, From Noyes, F. R.; Albright, J.: Reconstruction of the medial patellofemoral ligament with autologous quadriceps tendon. Arthroscopy 22:904e1–904e7, 2006.)

Distal Realignment

A lateral radiograph is used to confirm that a normal patella tendon length and patella height exist, as presented in Chapter 41, Prevention and Treatment of Knee Arthrofibrosis. A 3-cm vertical skin incision is placed lateral to the tibial tubercle (Fig. 39-11). The subcutaneous tissues are undermined sufficiently to create a skin flap that would allow the skin incision to be moved in all directions and maintain a small cosmetic incision. The patellar tendon insertion is identified and a retractor placed behind it to identify its insertion site on the tibial tubercle. A longitudinal incision is made over the periosteum, along the lateral border of patellar tendon. Subperiosteal dissection is carefully performed to expose the anterolateral aspect of the tibia, reflecting the periosteum and the muscular origin of the anterior compartment. Care is taken in the dissection not to enter into the muscle tissues to decrease postoperative pain and swelling. The planned tibial tubercle osteotomy measures 12 to 15 mm width, 8 mm thick, and 35 mm long. At the distal extent of the osteotomy, a hole is drilled through the tibial cortex, using a 3.2-mm drill bit and drill guide. This is to prevent the osteotomy from extending distally. The drill hole is placed beneath the anterior tibial periosteum, which maintains the normal proximal-to-distal position of the tibial tubercle. Similarly, four to five holes are drilled on the anterolateral tibial cortex, along the line of the planned osteotomy; the angle of the osteotomy is oblique by 15° to 20° from a posterolateral-to-anteromedial direction. An axial 90° cut is made just proximal to the patellar tendon insertion to mark the proximal extent of the osteotomy. This step-cut produces a bony buttress to prevent proximal migration of the tibial tubercle. The drill holes along the anterolateral surface of the tibia are then connected using a ½-inch osteotome. The osteotome is carried through the medial cortex directly adjacent to the tibial tubercle, while the distal periosteal hinge remains intact. The bone fragment is carefully mobilized and translated medially, according to a predetermined amount based on TT/TG distance correction. This distance is usually 8 to 10 mm. The tibial tubercle is secured with a 3.2-mm drill bit.

The tourniquet is deflated so that there is no pressure on the quadriceps muscle during assessment of quadriceps function. When a proximal advancement is also performed, it is at this point that the medial plication and reconstruction are completed as already described. The ability to glide the patella medially and laterally by one quadrant, with the knee in 30° of flexion, is verified. The patellofemoral tracking is next assessed by taking the knee through a range of motion. The patella should remain centralized within the femoral sulcus, with no medial or lateral tilt or subluxation in flexion or extension. The Q-angle is assessed using a goniometer, with the knee in 30° of flexion in neutral, internal, and external rotation. The Q-angle should always be positive, even with maximum internal tibial rotation. The correction based on preoperative TT/TG distance and the preoperative measurements is confirmed. A goniometer is placed over the anterior knee region and the Q-angle measurement made at 0° and 30° of flexion with maximum internal and external tibial rotation. These measurements are only approximations and the goal is to restore as closely as possible a normal lateral patellar offset. Once the ideal position is determined, the final fixation of the tibial tubercle is done with three 4-mm cancellous screws. A compression technique with overdrilling the tibial tubercle is performed, and the screw head is countersunk to prevent prominence under the skin. If the bone quality is questionable, cortical screws can be used for bicortical fixation. The screws should be tightened gently to avoid fracturing the bone fragment.

At this point, hemostasis is achieved, followed by the closure of the wound in layers. There is a lateral tibial tubercle defect after the medial displacement that requires a simple shifting of the anterolateral tissues (Fig. 39-12), which closes the defect and prevents a cosmetically unappealing indentation and concavity in this area after healing of the incision. The skin is closed using subcuticular stitches. A Hemovac drain is not routinely used. A double-cotton, double-Ace compression dressing is applied, and the lower extremity is placed in a brace. Cryotherapy is instituted immediately after surgery in the operating room.

Lateral Patellofemoral (Iliopatellar Tract) Reconstruction

The anatomy of the lateral iliopatellar tract is presented in detail in Chapter 1, Medial and Anterior Knee Anatomy. The iliopatellar tract is divided into the superficial oblique retinaculum and a second layer termed the deep transverse fibers. The attachment of the VLO to the superolateral aspect of the patellae is shown in Chapter 1, Medial and Anterior Knee Anatomy (see Fig. 1-13).

As previously discussed, a lateral release should be performed only when there is an abnormal contracture of these tissues, with an inability to perform a manual lateral translation (glide) at 30° of flexion. This condition may occur with joint arthrofibrosis or from a developmental standpoint referred to as the lateral patellar compression syndrome that may be associated with a bipartite patella. In the 1970s and 1980s, some authors recommended a lateral release that included resection of the VLO attachment for lateral patellar subluxation.57,59,60 It is now appreciated that the appropriate treatment of a lateral patellar subluxation is restoration of the MPFL, and not by weakening the VLO. There remain descriptions of the lateral release of soft tissues and VLO to the extent that the patella can be everted, which should be avoided.

The syndrome of a medial subluxation after a release of the lateral restraining structures and VLO has been identified by numerous authors.5,42,44,69,84 Nonweiler and DeLee69 reported on a series of five patients who presented with medial subluxation, pain, swelling, and giving-way after isolated lateral release. All underwent reconstruction of the lateral retinaculum. An average of 3.3 years postoperatively, four of the five had no symptoms of instability and the patellar stability was similar to that of the contralateral limb. Hughston and Deese42 described a series of 60 knees treated after failure of a lateral release to improve symptoms. Thirty knees had developed medial subluxation of the patella, 17 of whom underwent an isolated lateral release and 13 of whom underwent a concomitant proximal or distal realignment. Twenty-seven of these 30 knees had disabling symptoms postoperatively, and all demonstrated marked quadriceps atrophy and retraction of the VLO. Biedert and Friederich5 described 41 cases of patients who had pain after a lateral release; 32 had also had medial subluxation of the patella.

Christoforakis and colleagues14 measured the effects of lateral release on the lateral stability of the patella in cadaveric specimens (aged 65–82 yr). The patella was displaced 10 mm laterally while measuring the required force, with 175 N quadriceps force. Patellar force-displacement behavior was measured from 0° to 60° of knee flexion in intact knees and then after lateral release, which extended from the proximal limit of the lateral retinaculum to Gerdy’s tubercle. At 0°, 10°, and 20° of flexion, the mean force required to displace the patella (10 mm laterally) was significantly reduced after lateral release by 16% to 19% (P = .002–.001). The investigators concluded that the procedure decreased the lateral stability of the patella in normal elderly knees.

The diagnosis of a symptomatic medial patellar subluxation is not difficult. The patient complains of medial subluxation events that produce a partial giving-way and pain that commonly occurs with normal activities of daily living. The patient can usually distinguish the medial subluxation position of the patella from a lateral subluxation. The manual medial glide at 30° of flexion is usually grossly positive, producing patient apprehension. The defect in the VLO attachment is palpable and the patella can be everted. There is often extensive muscle atrophy, which requires months of physical therapy prior to surgery.

The goal of surgical treatment is to restore lateral muscle function by reattachment of the VLO if possible and to reconstruct the lateral soft tissue restraints. The skin incision for the surgical approach depends on the placement of incisions from prior surgery and either a medial or a lateral parapatellar incision provides exposure. It is necessary to dissect the VLO attachment to the QT and patella. It is usually possible to reattach the VLO to the lateral border of the QT. Often, a layer of scar tissue at the site of the prior release is identified, and it is a simple matter to excise the scar and reattach the VLO. It may also be possible to reattach a portion of the VLO to the superior lateral border of the patella; however, frequently, a contracture and shortening of the VLO has occurred. The distal VLO tendon is dissected proximally and an attempt is made to reattach the VLO as distally as possible to restore normal anatomy. The knee is flexed to 135° to ensure that the distal attachment of the VLO does not limit flexion or the sutures pull out from a shortened VLO muscle.

The reconstruction of the lateral soft tissue restraints is accomplished with a semitendinosus tendon autograft, which is preferred over an allograft to avoid delayed remodeling (Fig. 39-13). If the semitendinosus tendon is small in diameter, the gracilis tendon is also incorporated into the construct. The tendon is placed through a lateral patellar tunnel, which enters and exits at the one third and two thirds junction points along the vertical height of the patella. The lateral patella tunnel for the graft is approximately 10 mm in length, with a diameter matching that of the tendon. Each end of the tendon is sutured with a baseball-type stitch and the length adjusted so that 25 mm of tendon will pass into the femoral tunnel used for the posterior attachment of the graft. An incision is made at the junction of the iliopatellar tract and the ITB to expose the lateral aspect of the femoral condyle and lateral intramuscular septum. The isometric point for the femoral tunnel on the lateral femoral condyle is identified by using a suture fixed to the lateral patella tunnel site and a guidewire placed at the lateral femur with full extension-flexion produced. The usual site for the graft is posterior just above the lateral intermuscular septum and proximal to the lateral epicondyle. A drill hole is placed at this site and a Beath pin used to pass the two ends of the tendon into the tunnel. A soft tissue interference screw is used for fixation. The tension in the graft prior to fixation is adjusted by placing the knee at 30° of flexion and allowing a normal 10 to 12 mm manual medial glide. The graft should be under no tension in its resting state and under tension only to resist manual medial patellar displacement. It is important not to overtension the graft and produce a lateral soft tissue contracture, which would potentially lead to articular cartilage damage (iatrogenic lateral patellar compression syndrome). Following tensioning, the knee is taken through a full range of motion. The wound closure is routine and a drain is not necessary. The rehabilitation program is the same as that described for an MPFL reconstruction.

Patella Alta Correction

Patella alta represents a congenital abnormality of an increased vertical position of the patella due to an elongated patellar tendon resulting in the patella not engaging within the trochlea until a midflexion range of motion. Patients typically present with significant complaints related to lateral patellar subluxation or dislocation that can affect all activities of daily living. Ward and coworkers95 studied patients with patella alta with MRI under partial weight-bearing loads that induced quadriceps tension at various knee flexion angles and reported increased lateral displacement and lateral tilt at 0° degrees of knee flexion only (Fig. 39-14). There was a decrease in patellofemoral joint contact area in subjects with patella alta at all knee flexion angles. The data did not explain the basis for anterior knee pain in symptomatic patella alta patients, and the authors recommended the need for further studies. In most patients, the patella alta abnormality does not occur in isolation and other abnormalities of the extensor mechanism are usually present. Some patients with patella alta and anterior knee pain and joint swelling have signs of patellofemoral crepitus and arthritis, but do not experience subluxation symptoms.

The major factors for patellar instability include patella alta, MPFL deficiency, trochlear dysplasia, and patellar tendon lateral offset, as already discussed. Associated increased femoral anteversion and increased external tibial torsion add to the predisposition for lateral patellar instability. The decision to correct an abnormal patellar tendon length to allow the patella to engage within the trochlear would address only one aspect of the problem in cases of lateral patellar subluxation or dislocation. Additional correction of an MPFL deficiency and lateral patellar offset may be required. At surgery, the tibial tubercle is advanced distally to restore a normal patellotrochlear relationship. In this corrected position, the medial-lateral manual translation tests determine the new tension relationship of the MPFL and lateral restraints and the need for rebalancing the tension by surgical correction. The senior author has no experience with correcting trochlear dysplasia and this has not been a part of the operative procedure. Dejour and Walch22 analyzed the radiographs and CT scans of 143 knees with symptomatic patellar instability and 67 contralateral asymptomatic knees to determine the factors affecting patellar instability. These authors reported that trochlear dysplasia was present in 96% of unstable patella. Although it would be ideal to correct a trochlear dysplasia, the problem remains that the patella is still flattened and dysplastic and it is therefore not possible to restore a normal patellofemoral contact pattern by surgically deepening the trochlear groove. Abnormally high patellofemoral contact pressures would be expected after trochlearplasty procedures that may lead to short-term cartilage deterioration. Rather, the approach taken is to restore a normal patellotrochlear contact and MPFL function and correct an abnormal lateral patellar offset when present.

There are differences in the methods used for measurement of patellar height regarding the anatomic points selected and the values used for the classification of an alta, normal, or infera position of the patella. Seil and colleagues80 compared five different patellar height ratio techniques in 21 patients and reported that the classification of alta, normal, and infera depended on the normative data chosen for each technique. The normal values for patellar height, and those selected to determine the presence of patella alta and patella infera, are shown in Table 39-2. Noyes and colleagues71 conducted a study to determine normal right to left patellar vertical height ratios within the same individual in a group of 51 patients (102 knees). The difference in the vertical height ratio of the patella between these two methods ranged from 0% to 9%, with an average difference of 3%. Large variations existed in the ratios between individual patients (range, 0.75–1.46).

Shabshin and coworkers83 reported patellar tendon length to patellar length on MRI in 245 patients using the Insall-Salvati method. The results of the measurement are shown in Figure 39-15. The patients were not selected out as to diagnosis and were referred for orthopaedic evaluation for a number of disorders; thus, it is not known how many patients had a clinical diagnosis of a patellar subluxation or dislocation, which is an unaccounted variable in the study. In addition, the measurements were made with the knee in full extension with the possibility of an inaccurate length for the patellar tendon in a resting position.

Biedert and Albrecht6 described an MRI method to measure the true articular cartilage sagittal patellotrochlear relationship at 0° extension. The ratio of the patella to trochlea cartilage contact was described as a percentage and the mean index was 32% ± 12%. An index value greater than 50% documented a patella infera and less than 12.5% documented a patella alta (Fig. 39-16). This is a useful index in surgical cases of patella alta in terms of determining at surgery the distal displacement of the tibial tubercle required to establish a normal patellotrochlear relationship. The authors believed this index is more accurate than the numerous published indices (e.g., Blackburne and Peel,7 Linclau,51 and Caton and colleagues13), which rely on the length of the patella articular cartilage to a defined tibial reference point, but do not indicate the final patellofemoral joint position or define an alta or an infera relationship. The main problem with the patellotrochlear index method is the inability to obtain a quadriceps contraction during the MRI to define that the patella is at a maximum proximal relationship. In the absence of a quadriceps contraction, the patellar may appear to be lower and the maximum patellar height will not be measured.

In Figure 39-17, radiographs of a 16-year-old male who had multiple recurrent lateral patellar dislocations are shown that demonstrate bilateral patella alta. The Linclau ratio was 1.6 and the patellotrochlear index demonstrated no patellar contact at full extension. The corrective bilateral operative procedures had to be delayed 2 years to allow for completion of growth. A distal transfer of the tibial tubercle was performed to restore these two indices to normal values. Lateral radiographs taken at surgery are required to measure that the normal patellar height ratio has been restored and to prevent too distal a transfer and a patella infera condition. A concurrent MPFL reconstruction was also performed.

Neyret and colleagues66 measured the patellar tendon length on lateral radiographs and MRI in 42 knees with patellar dislocation and 51 control knees and reported that the patellar tendon was 8 mm longer in the former group (mean length, 52 ± 6 mm, and range, 39–61 mm; and 44 ± 7 mm and range, 32–62 mm, respectively; P < .0001). The wide range in patellar length shows the marked variation in patellar length from patient to patient even in the dislocation group. The Caton-Deschamps index was abnormal (>1.20) in 48% of the dislocation group and 12% of controls, and the values for the MRI were 60% and 12%, respectively. There was no difference in the distance of the tendon insertion on the tibia compared with that on the tibial plateau. The authors suggested that when a distal transfer of the patellar tendon in patellar alta cases is performed, a tenodesis of the tendon at the tibial insertion site would restore normal tendon length and decrease side-to-side patellar mobility, given the high percentage of associated trochlear dysplasia. The senior author of this chapter has no experience with this operative technique.

Lancourt and Cristini49 used the Insall-Salvati method; however, these authors used the patellar tendon length as the denominator and the patellar length as the numerator, which is the reverse of the original description of this method. They reported that the Insall-Salvati index was 1.0 in normal patients, 0.80 in dislocating patella (alta), and 0.86 (infera) in chondromalacia (patella grating, crepitus), with the differences statistically significant (P < .05). The authors believed that patella alta results in patellotrochlear incongruity and risk for early patellofemoral arthritis. Marks and Bentley56 used a similar Insall-Salvati method in 51 patients with patellar chondromalacia graded at arthroscopy and reported no definite relationship to patella alta, suggesting that recurrent dislocation provided a stronger relationship.

Al-Sayyad and Cameron1 reported short-term improvements in patellofemoral scores (1–4 yr postoperatively) in 25 patients with painful patella alta and no history of patellar dislocation who underwent distal transfer of the tibial tubercle. The authors did not provide a system for computing the measurement of the millimeters of distal transfer of the tibial tubercle, except for maintaining a minimum of 13 mm from the inferior patella pole and proximal tibial surface. A patient satisfaction rate of 88% was reported. Patients with a normal-appearing trochlea had higher scores compared with those with trochlea articular cartilage damage. The study reported cartilage lesions typically involved the inferolateral portion of the lateral patella facet, with possible involvement of the lateral region of the trochlea. The authors stressed that patella alta may be a source of anterior knee pain not responsive to nonoperative treatment as well as a leader to the development of patellofemoral arthritis.

The indications for correcting a patella alta are recurrent dislocations and symptomatic anterior knee pain (and an obvious patella alta) that has not responded to conservative treatment. Commonly, there are associated patellar crepitus and articular cartilage degeneration, and the patient is advised that symptoms of anterior knee pain related to the arthritis will continue. It is thus preferable to correct a symptomatic patellar alta condition early prior to the development of cartilage deterioration. At the time of a proximal or distal realignment, a patella alta results in the distal patella articular cartilage not engaging the trochlea, but lying in a more cephalad position. It is at this point that lateral subluxation or dislocation events occur, particularly with a dysplastic shallow trochlea. In addition to correcting the patella alta, a functional MPFL is required, because there is a loss of the normal geometric restraint provided by the trochlear groove. There are no established clinically proven rules regarding when correction of an abnormal patella height is required or the amount of correction to be obtained at surgery. The goal is to restore a normal patellar height index for the index chosen and to confirm that patellotrochlear contact (∼30% of the inferior patellar articular cartilage) has engaged the trochlear at full extension. These rules are empirical; however, they do provide the surgeon with guidelines to follow during the surgical technique. The operative steps for the correction of a patella alta are shown in Table 39-3.

TABLE 39-3 Operative Steps in the Technique to Correct Patella Alta

1 Determine abnormal patellar height indices in Figure 39-17. Determine millimeters of distal tibial tubercle transfer necessary to restore patellar height indices to normal values.

MPFL, medial patellofemoral ligament; TT/TG, tibial tubercle/trochlear groove.

Iliotibial Band Z-Plasty Release for Contracture

The technique for a Z-plasty release of a tight ITB is demonstrated in Figure 39-18. After conservative modalities have failed, including one or two local cortical steroid injections, ITB stretching exercises over 4 to 6 months, and a return of symptoms, an ITB release may be indicated. The goal of the procedure is to restore the normal length of the ITB and the normal tension in both arms of the released ITB. The alternative technique that has been described is to remove a window of the ITB, which has the disadvantage of essentially removing the function of the ITB. In addition, there may be remaining anterior and posterior portions of the ITB that still require release. The Z-plasty release has the advantage of restoring normal anatomy. It is important to explore the soft tissues beneath the ITB for abnormal bursae tissue and a sensory nerve.

POSTOPERATIVE MANAGEMENT

The postoperative rehabilitation protocol is summarized in Table 39-4. This protocol was developed for patients undergoing proximal and distal extensor mechanism realignment procedure, including MPFL reconstruction. Patients are placed into a postoperative long-leg brace for the first 4 weeks. Patellar mobilization in superior-inferior and medial-lateral directions is begun immediately after surgery to prevent parapatellar contractures. The goal for the 1st week is to obtain 0° to 90° of motion. Knee flexion is gradually increased to 110° by the 4th week and then full motion of at least 135° is allowed by the 8th week. This limitation of flexion in the first 4 weeks is designed to protect the suture lines and the repair when a proximal realignment procedure is performed. Patients are allowed to bear 25% of their body weight for 2 weeks; full weight-bearing is allowed between the 4th and the 6th week. When a distal realignment osteotomy has not been performed, full weight-bearing after 3 to 4 weeks is allowed based on patient control and muscle strength parameters.

Radiographs are taken the 1st and the 4th postoperative week to ensure adequate position and healing of the osteotomy. Weight-bearing may be delayed if problems are detected in bony healing or in quadriceps control. Flexibility exercises including stretching of hamstrings, gastrocnemius-soleus, quadriceps, and ITB are started in the 1st week. The strengthening program for quadriceps mechanism is begun during the 1st week and gradually progressed. Straight leg raises are allowed after the 3rd week. Open kinetic chain exercises are begun between the 4th and the 6th weeks, because there is usually rapid healing of the osteotomy. In order to initiate a running program, the patient must demonstrate at least 70% of the strength of the noninvolved limb for quadriceps and hamstrings on isometric testing, be at least 3 months postoperative, and have normal articular cartilage surfaces. The return to strenuous activities is markedly dependent on the appearance of the articular cartilage in the patellofemoral joint. Unfortunately, the majority of patients already have deterioration from chronic patellofemoral malalignment. In these patients, the goal of surgery is to return to light, low-impact activities only.

COMPLICATIONS

The common pitfalls related to lateral retinacular release are improper patient selection, incomplete release, excessive or inappropriate release, and inadequate hemostasis. Sectioning of the VLO tendon will cause it to retract, with resultant weakness of quadriceps muscle and patellofemoral imbalance. The ability to evert the patella even at 30°, and certainly at 90°, indicates excessive release of lateral restraints and the VLO tendon insertion, and should be avoided to prevent medial patellar subluxation. A lateral release should also be avoided in a patient with hypermobile patella.

During the proximal realignment procedure, the three primary sutures should be tied with the knee in 30° of flexion, followed by knee flexion-extension to ensure a full range of motion and normal patellofemoral tracking. The MPFL may be incompetent owing to repeat dislocations or prior surgery. A proximal plication of a thin attenuated MPFL is likely to stretch and fail and should be reconstructed using a QT graft or other tendon graft. Overtensioning of the medial plication or MPFL may produce abnormal patellofemoral contact forces and cartilage deterioration, pain, and limitation of knee flexion.

Potential complications related to distal realignment surgery include loss of patellar tendon fixation, delayed union or nonunion of the tibial tubercle, fracture of the bony fragment, inadequate correction, overcorrection with iatrogenic medial subluxation, and prominent hardware. Rapid healing of the tibial metaphyseal bony fragment is generally achieved owing to the inherent stability of the step-cut osteotomy and intact medial tissues. If the osteotomy is too superficial through the tibial tubercle, resulting in mostly a cortical bony fragment, the potential for delayed union or nonunion is increased. At the distal extent of the osteotomy, a hole is drilled through the tibial cortex to prevent the osteotomy from extending distally. Two to three smaller-diameter screws are used for tibial tubercle fixation to control rotation of the osteotomized bony fragment. These screws often require removal in the future through a minimal approach.

Other postoperative complications should be very rare and include infection, compartment syndrome, neurovascular injury, deep venous thrombosis, pulmonary embolism, hemarthrosis, subcutaneous hematoma, arthrofibrosis, patella baja, and complex regional pain syndrome. The patient should also be informed about the risk of worsening of patellofemoral arthritis symptoms.

CLINICAL STUDIES

MPFL Reconstruction

A summary of the published clinical studies on MPFL graft reconstructions is shown in Table 39-5. A variety of grafts were used, including the gracilis and semitendinosus tendons, the QT, the patellar tendon, the adductor magnus, and artificial ligaments, along with different fixation methods. In the majority of studies, the prevention of recurrent dislocation or subluxation episodes was used as a primary outcome factor, along with rating activities of daily living. Typically, fewer than 5% of patients suffered dislocation or subluxation episodes postoperatively. The most widely used outcome rating instrument was the Kujala score48 (0–100 points), which was designed to rate patellofemoral disorders by measuring the following factors: limp, support, walking, stairs, squatting, running, jumping, prolonged sitting with knees flexed, pain, swelling, knee subluxation, thigh atrophy, and flexion deficiency. All of the studies reviewed reported statistically significant improvement in this score postoperatively.

Few authors assessed activity levels postoperatively with a validated rating system or determined the effect of articular cartilage damage on outcome. Various techniques were used to ascertain patellar stability, including physical examination and stress radiographs.19,20,62,63 Because most of the study cohorts were followed short- to mid-term postoperatively (<10 yr), the percentage of patients in whom progression of patellofemoral arthritis occurs after this operation is unknown.

Smith and coworkers86 conducted a systematic review of the existing literature of MPFL reconstruction and found eight studies that met their selection criteria. The authors concluded that the procedure may provide a favorable outcome; however, many methodological problems exist in the published investigations that should be appropriately resolved in future studies. Owing to the heterogeneity of the studies, a formal meta-analysis could not be conducted.

Autologous Chondrocyte Implantation

The initial report of autologous chondrocyte implantation (ACI) used for patellar articular cartilage lesions noted disappointing results,8 although improvements were noted in two small series of patients75,77 when the procedure was done with an extensor mechanism realignment. Minas and Bryant64 reported on 45 patients followed a mean of 46.4 months (range, 2–7 yr) after ACI for lesions in the patellofemoral joint. The lesions were either isolated to the patella or trochlea or combined with condylar defects. Either a concomitant tibial tubercle osteotomy or a high tibial osteotomy was done in 29 of the patients (64%). At follow-up, significant improvements were reported in several subjective scores (Medical Outcomes Study Short-Form 36-item questionnaire [SF-36], Western Ontario and MacMaster Universities [WOMAC], modified Cincinnati activity, all P < .001). There were 8 failures caused by a patella or trochlea graft failure. Seventy-one percent of the patients were satisfied with the outcome.

Mandelbaum and associates54 reported the outcomes of 40 patients (mean age, 37.1 ± 8.5 yr) from 34 centers treated with ACI for isolated trochlear lesions. Before the operation, 48% had undergone a failed microfracture, abrasion arthroplasty, or drilling procedure; 23% had a tibiofemoral osteotomy; and 13% had a lateral release or Fulkerson procedure. At a mean of 59 months (range, 24–84 mo) postoperatively, significant improvements were noted in scores for pain, swelling, and overall function of the knee. The pain score improved from 2.6 ± 1.7 to 6.2 ± 2.4 points (modified Cincinnati Knee Rating System, scale 0–10 points, P < .0001), the swelling score improved from 3.9 ± 2.7 to 6.3 ± 2.7 points (P < .0001), and the overall condition score improved from 3.1 ± 1.0 and 6.4 ± 1.7 points (P < .0001).

Gobbi and colleagues35 followed 32 patients who received a “second-generation ACI” Hyalogaft-C (Fidia Advanced Biopolymers, Abano Terme, Italy), a tissue-engineered graft composed of autologous chondrocytes grown on a hyaluronan-based three-dimensional scaffold, for isolated defects in the patellofemoral joint. Twenty-two knees had lesions on the patella and 10 on the trochlea. At follow-up, 24 months postoperatively, significant improvement was noted in the mean International Knee Documentation Committee (IKDC) subjective score from 43.2 to 73.6 points (P < .001), as well in the objective IKDC rating (P < .001). Before the operation, 6 patients were rated on the IKDC objective knee evaluation as nearly normal and the remaining 26, as abnormal or severely abnormal. At follow-up, 29 patients were rated as normal or nearly normal and only 3 as abnormal on this scale. MRI at 24 months postoperatively showed 23 of the grafted defects had greater than 50% fill to complete fill, 25 had a normal or nearly normal signal, and none demonstrated hypertrophy or delamination.

Farr26 presented the results of a series of 34 knees that received ACI for isolated patella or trochlear lesions. The majority (95%) underwent a staged or concomitant procedure to correct an anatomic disorder, such as anteromedialization (Fulkerson). At follow-up, 2 years postoperatively, a significant improvement was noted in the Cincinnati overall condition rating score (P < .01). Nine patients rated their knee condition as excellent, 11 as very good, 11 as good, and 8 as fair or poor. Seven patients required follow-up surgery for mechanical symptoms related to the graft and 5 patients required débridement for arthrofibrosis. There were 3 treatment failures. The author concluded that combining ACI and corrective procedures is worthy of further study.

Henderson and Lavigne41 compared the results of a group of 22 patients who underwent ACI and concomitant proximal and distal extensor realignment with a group of 22 patients who underwent ACI only, without patellar malalignment. All patients had isolated patellar lesions and were followed from 9 to 55 months postoperatively. There was an even distribution between groups regarding the severity of patellar articular cartilage lesions. At follow-up, significantly higher mean scores were reported in the combined procedure group in the modified Cincinnati overall rating of the knee condition (P = .001) score, the SF-36 physical component score (P < .001), and IKDC clinical outcome score (P < .001). Nine reoperations were required for hypertrophy or extrusion of the graft, but there were no graft failures. The authors postulated that the difference in outcome between the groups may have been from the unloading effect of the realignment (osteotomy), because patellar tracking was normal in all patients postoperatively. The suggestion was made to unload the patellofemoral joint via a realignment procedure when ACI is performed, even in knees with normal patellar tracking.

Peterson and coworkers74 reported on 17 patients who received ACI for isolated grade III to IV (Outerbridge) patellar lesions. All patients were followed a mean of 7.4 years (range, 5–11 yr) postoperatively and none underwent a concomitant procedure with the ACI. The overall Brittberg clinical score was good or excellent in 65%. Significant improvements were noted in the modified Cincinnati grading of the knee condition score (from 1.6 to 6.8 points), the Lysholm score, and the Brittberg score visual analog score (P < .001). There were 4 treatment failures of patients who did not improve in symptoms; however, none of the grafts failed. The authors did not comment on the potential necessity to perform a concomitant proximal-distal realignment with ACI.

Osteochondral Autograft Transfer

Hangody and Fules38 summarized the results of 831 mosaicplasties, 118 of which were done for lesions located in the patellofemoral joint. The majority of patients (percentage unknown) underwent concomitant patellar realignment procedures. The results were assessed with a variety of scoring systems (modified Hospital for Special Surgery, modified Cincinnati, Lysholm). The clinical scores demonstrated “good-to-excellent” results in 79% of this subset of patients, which were the only data reported. This is the only series published to date to the authors’ knowledge on the results of this operation for patellofemoral articular cartilage lesions.

The authors of this chapter have prospectively followed all patients in whom a patellar osteochondral autograft transfer procedure was performed at their center. Between July 1996 and June 2004, a total of 50 osteochondral autograft transfer procedures were done in 43 knees for isolated patellar lesions. Nineteen of these had failed at the time of writing, leaving 31 procedures that have been followed a mean of 62 months (range, 12–121 mo). The 19 procedures that failed occurred in 16 women and 3 men whose mean age at the time of surgery was 36 years (range, 26–50 yr). The average time from surgery to the failure (defined as either revision osteochondral autograft transfer, total knee arthroplasty, patellectomy, patella allograft, or patient designated as requiring any of these procedures) was 36 months (range, 5–120 mo). All but 4 of these patients had sustained an injury to their knee; during daily activities in 6, during work activities in 6, and during sports in 3. An average of 96 months had elapsed (range, 2–324 mo) between the injury or onset of symptoms and the osteochondral autograft transfer procedure.

The 31 patellar osteochondral autograft transfer procedures that had survived at the time of writing were performed in 24 females and 7 males. The mean age at the time of the procedure was 32 years (range, 14–45 yr). Seventeen patients sustained an injury, and 14 patients had a gradual onset of symptoms without an injury. The mean time from the injury or onset of symptoms to the operation was 93 months (range, 6–283 mo). Significant improvements were found in the mean Cincinnati Knee Rating System scores (see Chapter 44, The Cincinnati Knee Rating System) from preoperative to follow-up for pain (2.4 ± 1.2 and 5.2 ± 1.9 points, respectively; P < .0001), swelling (3.8 ± 2.1 and 5.5 ± 1.9 points, respectively; P < .01), patient perception of the knee condition (2.6 ± 1.2 and 6.1 ± 2.1 points, respectively; P < .0001), walking (28 ± 9 and 36 ± 8 points, respectively; P < .001), and squatting (10 ± 2 and 16 ± 3 points, respectively; P = .01). Two patients rated their knee condition as poor, 3 as fair, 9 as good, 11 as very good, and 1 as normal. Complications included manipulation under anesthesia in 2 patients and reflex sympathetic dystrophy in two patients. The 5 patients who rated their knee condition as fair or poor did not improve in their subjective and functional scores.

The authors of this chapter conclude that current procedures for patellar cartilage lesions provide inconsistent and unpredictable results, representing an unsolved problem and dilemma for the patient and treating surgeon.

ILLUSTRATIVE CASE

Acute Patellar Tendon Rupture

A demonstration of the surgical technique for an acute patellar tendon rupture is shown in Figure 39-19. In Figure 39-19A, the preoperative photograph shows subcutaneous hemorrhage along the anterior aspect of the knee in a patient who sustained a fall and acute rupture of the patellar tendon. The preoperative MRI showed extensive disruption throughout the entire patellar tendon. In Figure 39-19B, the initial exploration shows a “mop-end” appearance to the midsubstance patellar tendon rupture. Figure 39-19C and D shows the method of repair with interrupted baseball locking sutures from the distal tendon to the proximal tendon or through the patellar tunnel based on site of tendon rupture. In this case, a tendon-to-tendon repair was performed. Two wire sutures are placed through the tibial tubercle and distal one third of patella. One wire suture is placed through the tibial tubercle and distal quadriceps patellar attachment to function as a tension band. The use of wire fixation does involve the need for later removal; however, it provides a firm fixation of low cross-sectional area, which is an advantage over synthetic tape. The length of the repaired patellar tendon is adjusted at surgery and verified by fluoroscopy to be equal to the opposite lateral knee preoperative radiograph. It is important that immediate range of motion from 0° to 90° be initiated within the first 2 weeks after surgery, along with quadriceps muscle exercises to prevent a patella infera. The wire fixation allows initial weight-bearing with the knee in extension. A semitendinosus-gracilis graft augmentation was not required in this case, but may be indicated if the patellar tendon is severely disrupted, preventing primary tendon suture. This patient had a successful result and was weaned from crutches at 8 weeks postoperatively, regained a normal range of knee motion, and had a normal patellar height equal to that of the opposite knee. He was cautioned to avoid full weight-bearing on the operative limb in ascending and descending stairs until 20 weeks from surgery, and no sporting activities until 6 months after surgery.

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