Obesity management

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Chapter 8 Obesity management

1 INTRODUCTION

Evaluation and management of obesity is an essential step in the treatment of patients with obstructive sleep apnea (OSA) and snoring based on three important facts. First, 66% of US adults are currently categorized as overweight or obese,1 placing obesity as one of the most common conditions seen among primary care providers and medical and surgical specialists. Second, obesity is a contributor to poor quality of life and increased morbidity and mortality that involves nine organ systems. Obesity, particularly upper body obesity, is a well-documented risk factor for OSA and is reported to be present in 60% to 90% of OSA patients evaluated in sleep clinics.2 Additionally, the severity of OSA is directly related to increasing body weight. Population-based studies have consistently shown an increased incidence of sleep disordered breathing with weight gain and obesity.35 Third, weight reduction by dietary and surgical treatment has been shown to improve co-morbid conditions including sleep disordered breathing and sleep quality.6 For these reasons, a thorough evaluation and treatment plan for OSA should specifically address weight loss for patients who are overweight or obese. This chapter will review current evaluation and treatment guidelines for overweight and obesity with a special focus for the otolaryngologist. For a more comprehensive review, readers are referred to the American Medical Association’s Assessment and Management of Adult Obesity: A Primer for Physicians.7

2 EVALUATION OF THE OVERWEIGHT AND OBESE PATIENT

Screening for overweight and obesity should not rely on subjective visual inspection alone. Rather, screening is carried out by performing three simple anthropometric measurements: weight, height and waist circumference. These measurements can be easily obtained by ancillary office personnel. The Body Mass Index (BMI), calculated as weight (kg)/height (m)2, or as weight (pounds)/height (inches)2×703, is used to define classification of weight status and risk of disease (Table 8.1). A BMI table is more conveniently employed for simple reference (Table 8.2). BMI is used since it provides an estimate of body fat and is related to risk of disease.

Excess abdominal fat, assessed by measurement of waist circumference or waist-to-hip ratio, is independently associated with higher risk for metabolic abnormalities, diabetes mellitus, cardiovascular disease and OSA.8 Although protocols and guidelines differ among investigators, measurement of waist is most commonly performed in the horizontal plane above the iliac crest or at the narrowest point between the costal margin and iliac crest. Cut points that define higher risk are a waist circumference >102 cm (>40 inches) in men and >88 cm (>35 inches) in women when measured superior to the iliac crest.9 Overweight persons with waist circumferences exceeding these limits should be urged more strongly to pursue weight reduction since it categorically increases disease risk for each BMI class. Measurement of waist circumference should be obtained in those individuals with a BMI ≤35 kg/m2.

Although not specified in the clinical guidelines, it may be useful to measure neck circumference in obese patients presenting with signs and symptoms of OSA. Large neck girth in both men and women who snore is highly predictive of sleep apnea.10 Some studies suggest that neck circumference is a more useful predictor of sleep apnea than BMI11 or waist circumference.12 In general, a neck circumference of 17 inches in men or 16 inches in women indicates a higher risk for sleep apnea.

3 TAKING AN OBESITY-FOCUSED HISTORY

Once the overweight or obese patient is identified, inclusion of obesity-focused questions in an expanded history will allow the physician to provide tailored treatment recommendations that are more consistent with the needs and goals of the individual patient. Information from the history should address factors that have contributed to the patient’s weight gain, how obesity affects the patient’s perceived health, the patient’s understanding of the relationship between weight and OSA, what the patient’s goals and expectations are regarding obesity treatment, whether the patient is ready and motivated to begin a weight management program, and what kind of help the patient needs for treatment.

Although the vast majority of overweight and obesity can be attributed to behavioral changes in diet and physical activity patterns, the patient’s history may suggest several less common secondary causes that may warrant further evaluation, such as polycystic ovarian syndrome (PCOS), hypothyroidism, Cushing’s syndrome, and hypothalamic tumors or damage to this part of the brain as a consequence of irradiation, infection or trauma. Drug-induced weight gain as well as medications interfering with weight loss also needs to be considered. Common causes include anti-diabetes agents (insulin, sulfonylureas, thiazolidine-diones), steroid hormones, psychotropic agents, mood stabilizers (lithium), antidepressants (tricylics, MAOIs, paraxetine, mirtazapine), and antiepileptic drugs (valproate, gabapentin, carbamazapine).

A history of the patient’s current diet and physical activity patterns along with existing or potential barriers to change is used to both understand the contributing factors toward the development of obesity as well as target behaviors for treatment. A dietary and physical activity history can be assessed as part of the patient interview.

3.1 ASSESSING RISK

The medical history, physical examination and laboratory evaluation should be focused on assessing obesity co-morbid diseases. There is no single laboratory test or diagnostic evaluation that is indicated for all patients with obesity. The specific evaluation performed should be based on presentation of symptoms, risk factors and index of suspicion. However, based on several other screening guideline recommendations, all patients should have a fasting lipid panel (total, LDL and HDL cholesterol and triglyceride levels) and blood glucose measured at presentation along with blood pressure determination. Symptoms and diseases that are directly or indirectly related to obesity are listed in Table 8.3. Although individuals will vary, the number and severity of organ specific co-morbid conditions usually rise with increasing levels of obesity.

Table 8.3 Obesity-related organ systems review

Cardiovascular Respiratory
Hypertension
Congestive heart failure
Cor pulmonale
Varicose veins
Pulmonary embolism
Coronary artery disease
Dyspnea
Obstructive sleep apnea
Hypoventilation syndrome
Pickwickian syndrome
Asthma
Endocrine Gastrointestinal
Metabolic syndrome
Type 2 diabetes
Dyslipidemia
Polycystic ovarian syndrome (PCOS)/angrogenicity
Amenorrhea/infertility/menstrual disorders
Gastroesophageal reflux disease (GERD)
Non-alcoholic fatty liver disease (NAFLD)
Cholelithiasis
Hernias
Colon cancer
Musculoskeletal Genitourinary
Hyperuricemia and gout
Immobility
Osteoarthritis (knees and hips)
Low back pain
Carpal tunnel syndrome
Urinary stress incontinence
Obesity-related glomerulopathy
End-stage renal disease
Hypogonadism (male)
Breast and uterine cancer
Pregnancy complications
Psychological Neurologic
Depression/low self-esteem
Body image disturbance
Social stigmatization
Stroke
Idiopathic intracranial hypertension
Meralgia paresthetica
Dementia
Integument  
Striae distensae (stretch marks)
Stasis pigmentation of legs
Lymphedema
Cellulitis
Intertrigo, carbuncles
Acanthosis nigricans
Acrochordon (skin tags)
Hidradenitis suppurativa
 

An increased waist circumference has been found to be predictive of a constellation of metabolic risk factors termed the metabolic syndrome that includes elevated blood pressure, impaired fasting glucose or glucose intolerance, hypertriglyceridemia, and low HDL cholesterol.6 Although the components and cutoff values selected to define the metabolic syndrome are useful for clinical practice, the constellation of abnormalities associated with insulin resistance is much broader. These ‘non-traditional risk factors’ include increased biomarkers of chronic inflammation (C-reactive protein, tumor necrosis factor-a, interleukin-6), a prothrombotic state (increased plasma plasminogen activator inhibitor (PAI)-1 and fibrinogen), endothelial dysfunction (decreased endothelium-dependent vasodilatation), hemodynamic changes (increased sympathetic nervous activity and renal sodium retention), hyper-uricemia, and non-alcoholic fatty liver disease (NAFLD). OSA often co-exists with these traditional and non-traditional cardiovascular risk factors, leading one author to coin the term ‘Syndrome Z’.13

Measurement of waist circumference is a surrogate marker for visceral adipose tissue (VAT) which refers to adipose tissue located within the abdominal cavity, below abdominal muscles, and comprising omental and mesenteric adipose tissue, as well as adipose tissue of the retroperitoneal and perinephric regions (Fig. 8.1). Visceral fat accumulation has also been shown to have a significant negative impact on glycemic control in patients with type 2 diabetes. Recent studies have linked the metabolic and inflammatory abnormalities seen in abdominal obesity to the secretion of adipocyte and adipose connective tissue products called adipokines. Secreted factors include leptin, IL-6, TNF-α, angiotensinogen, PAI-1, transforming growth factor (TGF)-β, and adiponectin among many others.14 Secretion of these products results in altered endocrine, paracrine and autocrine functions. The metabolic dysregulation and systemic inflammation seen in OSA is likely related, in part, to VAT- derived secretory products.1517

4 TREATMENT OF THE OVERWEIGHT AND OBESE PATIENT

Guidance for weight loss should be part of the non-surgical treatment for all obese patients with OSA.18 The evidence that treatment of obesity improves OSA is reasonably well established. Both medical and surgical approaches to weight loss have been associated with a consistent but variable reduction in number of respiratory events, as well as improvement in oxygenation.10 A critical review of the literature by Strobel and Rosen6 concluded that obesity treatments have shown varying degrees of improvement in sleep disordered breathing, oxygen hemogloblin saturation, sleep fragmentation, and daytime performance. Dietary weight losses of 9–18% body weight have been associated with reductions in AHI ranging from 30% to 75%. The authors note, however, that it is presently unclear how much weight loss is necessary to achieve significant improvements in sleep disordered breathing and which patients are most likely to benefit from weight loss. In a population-based study, a 10% weight loss was associated with a 26% decrease in the AHI.5 In general, surgical weight loss interventions have shown greater improvements in the AHI compared to dietary treatments. A recent systematic literature review of bariatric gastric banding surgery noted improvement in OSA in a number of studies.19 This was consistent with another bariatric surgical meta-analysis that showed striking results with over 85% of patients having complete resolution of the disorder.20 The authors also report data from a sub-analysis of four studies (92 subjects) that showed a mean decrease of 33.85 apneas or hypopneas per hour after bariatric surgery.

The decision of how aggressively to treat patients and which modalities to use is determined by the patient’s risk status, their abilities and desires, and by what resources are available. Table 8.4 provides a guide to selecting adjunctive treatments based on the BMI category. Equally important in choosing a treatment approach is the patient’s interest and ability to comply with the regimen and their perceptions of its effectiveness and safety. Therapy for obesity always includes lifestyle management and may include pharmacotherapy or surgery (Fig. 8.2). Since the otolaryngologist is unlikely to manage obesity by him or herself, it is essential to identify resources, e.g. registered dietitian, physician specialist, commercial or internet program, that can provide the needed assistance, monitoring and accountability for successful obesity care. The primary role of the otolaryngologist is to recognize the importance of weight loss, to incorporate weight loss into the treatment plan, and be supportive of the patient’s initiatives.

4.1 LIFESTYLE MANAGEMENT

Lifestyle management incorporates three essential components of obesity care: dietary therapy, physical activity and behavior therapy. Since obesity is fundamentally a disease of energy imbalance, all patients must learn how and when energy is consumed (diet), how and when energy is expended (physical activity) and how to incorporate this information into their daily life (behavior therapy). Lifestyle management has been shown to result in a modest (typically 3–5 kg) weight loss compared to no treatment or usual care.

The primary focus of diet therapy is on reducing overall consumption of calories. The NHLBI guidelines recommend initiating treatment with a diet producing a calorie deficit of 500–1000 kcal/day from the patient’s habitual diet with the goal of losing approximately 1–2 lb per week.21,22 This can be accomplished by suggesting substitutions or alternatives to the diet to achieve the desired calorie deficit. Examples include choosing smaller portion sizes, eating more fruits and vegetables, consuming more whole grain cereals, selecting leaner cuts of meat and skimmed dairy products, reducing fried foods and other added fats and oils, and drinking water instead of caloric beverages. Since portion control is one of the most difficult strategies for patients to manage, use of pre-prepared products, called meal replacements, is a simple and convenient suggestion. Examples include frozen entrees, canned beverages and bars. Use of meal replacements in the diet has been shown to result in a 7–8% weight loss. It is important that the dietary counseling remains patient centered and consistent with his or her cultural preferences.

Although exercise alone is only moderately effective for weight loss, the combination of dietary modification and exercise is the most effective behavioral approach for treatment of obesity. Focusing on simple ways to add physical activity into the normal daily routine through leisure activities, travel and domestic work should be suggested. Examples include walking, using the stairs, doing home and garden work, and engaging in sport activities. Asking the patient to wear a pedometer to monitor total accumulation of steps as part of the activities of daily living, or ADLs, is a useful strategy. Step counts are highly correlated with inactivity (low number of steps) as well as with activity (high number of steps). Studies have demonstrated that lifestyle activities are as effective as structured exercise programs in improving cardiorespiratory fitness and weight loss. The American College of Sports Medicine (ACSM) recommends that overweight and obese individuals progressively increase to a minimum of 150 minutes of moderate-intensity physical activity per week as a first goal.23 However, for long-term weight loss, higher amounts of exercise (200–300 minutes per week or ≥2000 kcal/week) are needed. The Dietary Guidelines for Americans 2005 found compelling evidence that at least 60–90 minutes of daily moderate-intensity physical activity (420–630 minutes per week) are needed to sustain weight loss.24 The ACSM also recommends that resistance exercise supplement the endurance exercise program. These recommendations will feel daunting to most patients and need to be implemented gradually. Many patients would benefit from consultation with an exercise physiologist or personal trainer.

When recommending any behavioral lifestyle change, have the patient identify what, when, where and how the behavioral change will be performed, have the patient and yourself keep a record of the anticipated behavioral change, and follow up progress at the next office visit.

4.3 CENTRALLY ACTING ANOREXIANT MEDICATIONS

Appetite-suppressing drugs, or anorexiants, affect satiation – the processes involved in the termination of a meal, satiety –the absence of hunger after eating, and hunger – a biological sensation that initiates eating. By increasing satiation and satiety and decreasing hunger, these agents help patients reduce caloric intake while providing a greater sense of control without deprivation. Their biological effect on appetite regulation is produced by variably augmenting the neurotransmission of three monoamines: norepinephrine, serotonin (5-hydroxytryptamine, 5-HT), and, to a lesser degree, dopamine. The classic sympathomimetic adrenergic agents such as phentermine function by either stimulating norepinephrine release or blocking its reuptake. In contrast, sibutramine (Meridia) functions as a serotonin and norepinephrine reuptake inhibitor (SNRI). Sibutramine is not pharmacologically related to amphetamine and has no addictive potential. Sibutramine is the only drug in this class that is approved for long-term use. It produces a dose-dependent weight loss with an average loss of about 5–9% of initial body weight at 12 months. The medication has been demonstrated to be useful in maintenance of weight loss for up to 2 years.

The most commonly reported adverse events of sibutramine are headache, dry mouth, insomnia and constipation. These are generally mild and well tolerated. The principal concern is a dose-related increase in blood pressure and heart rate that may require discontinuation of the medication. A dose of 10–15 mg/day causes an average increase in systolic and diastolic blood pressure of 2–4 mm Hg and an increase in heart rate of 4–6 beats/min. For this reason, all patients should be monitored closely and seen back in the office within 1 month after initiating therapy. The risk of adverse effects on blood pressure is no greater in patients with controlled hypertension than in those who do not have hypertension and the drug does not appear to cause cardiac valve dysfunction. Contraindications to sibutramine use include uncontrolled hypertension, congestive heart failure, symptomatic coronary heart disease, arrhythmias, or history of stroke. Similar to other anti-obesity medications, weight reduction is enhanced when the drug is used along with behavioral therapy.

4.4 PERIPHERALLY ACTING MEDICATION

Orlistat (Xenical) is a synthetic hydrogenated derivative of a naturally occurring lipase inhibitor, lipostatin. Orlistat is a potent slowly reversible inhibitor of pancreatic and gastric lipases which are required for the hydrolysis of dietary fat in the gastrointestinal tract. The drug’s activity takes place in the lumen of the stomach and small intestine by forming a covalent bond with the active serine residue site of these lipases. Taken at a therapeutic dose of 120 mg tid, orlistat blocks the digestion and absorption of about 30% of dietary fat. On discontinuation of the drug, fecal fat usually returns to normal concentrations within 48–72 hours.

Multiple randomized, 1- to 2-year double-blind, placebo-controlled studies have shown that after 1 year, orlistat produces a weight loss of about 9–10% compared with a 4–6% weight loss in the placebo-treated groups. Since orlistat is minimally (<1%) absorbed from the gastrointestinal tract, it has no systemic side effects. Tolerability to the drug is related to the malabsorption of dietary fat and subsequent passage of fat in the feces. Six gastrointestinal tract adverse effects have been reported to occur in at least 10% of orlistat-treated patients; oily spotting, flatus with discharge, fecal urgency, fatty/oily stool, oily evacuation, and increased defecation. The events are generally experienced early, diminish as patients control their dietary fat intake, and infrequently cause patients to withdraw from clinical trials. Psyllium mucilloid is helpful in controlling the orlistat-induced GI side effects when taken concomitantly with the medication. The manufacturer’s package insert for orlistat recommends that patients take a vitamin supplement along with the drug to prevent potential deficiencies. Orlistat was approved for over-the-counter (OTC) use in 2007.

4.5 THE ENDOCANNABINOID SYSTEM

Cannabinoid receptors and their endogenous ligands have been implicated in a variety of physiological functions, including feeding, modulation of pain, emotional behavior, and peripheral lipid metabolism.27 The cannabinoid receptors, the endocannabinoids and the enzymes catalyzing their biosynthesis and degradation constitute the endocannabinoid system or ECS. Cannabis and its main ingredient, Δ9-tetrahydrocannabinol (THC), is an exogenous cannabinoid compound. Two endocannabinoids have been identified: anandamide and 2-arachidonyl glyceride (2-AG). Two cannabinoid receptors have been cloned termed CB1 (abundant in the brain) and CB2 (present in immune cells). The brain ECS is thought to control food intake through reinforcing motivation to find and consume foods with high incentive value and regulate actions of other mediators of appetite. The first selective cannabinoid CB1 receptor antagonist, called rimonabant, was discovered in 1994. The medication is effective in antagonizing the appetite-stimulating effect of THC and suppressing appetite when given alone in animal models.

Thus far, several large prospective, randomized controlled trials have demonstrated the effectiveness of rimo-nabant as a weight loss agent.28 Taken as a 20 mg dose, subjects lost an average of approximately 6.5 kg compared to approximately 1.5 kg for placebo at 1 year. Concomi-tant improvements were seen in waist circumference and cardiovascular risk factors. The most common reported side effects include depression, anxiety and nausea. Rimonabant is approved for use in Europe and other countries outside the US.

4.6 WEIGHT LOSS SURGERY

Bariatric surgery can be considered for patients with severe obesity (BMI=40 kg/m2) or those with moderate obesity (BMI=35 kg/m2) associated with a serious medical condition such as OSA.29 Surgical weight loss functions by reducing caloric intake and, depending on the procedure, macronutrient absorption. The improvement in co-morbid conditions is the result of multiple factors including weight and body fat loss, change in diet, and for the malabsorptive procedures, anatomical changes of the gastrointestinal tract that effect altered responses of several gut hormones involved in glucose regulation and appetite control.

Weight loss surgeries fall into one of two categories: restrictive and restrictive malabsorptive. Restrictive surgeries limit the amount of food the stomach can hold and slow the rate of gastric emptying. The laparoscopic adjustable silicone gastric banding (LASGB) is the most commonly performed restrictive operation. The first banding device, the LAP-BAND, was approved for use in the United States in 2001. In contrast to previous devices, the diameter of this band is adjustable by way of its connection to a reservoir that is implanted under the skin (Fig. 8.3). Injection or removal of saline into the reservoir tightens or loosens the band’s internal diameter, respectively, thus changing the size of the gastric opening. Since there is no rerouting of the intestine with LASGB, the risk for developing micronutrient deficiencies is entirely dependent on the patient’s diet and eating habits.

The Roux-en-Y gastric bypass (RYGB) is the most commonly performed and accepted of the restrictive-malabsorptive bypass procedures. It involves formation of a 10–30 ml proximal gastric pouch by either surgically separating or stapling the stomach across the fundus (Fig. 8.4). Outflow from the pouch is created by performing a narrow (10 mm) gastrojejunostomy. The distal end of jejunum is then anastomosed 50–150 cm below the gastrojejunostomy. ‘Roux-en-Y’ refers to the Y-shaped section of small intestine created by the surgery; the Y is created at the point where the pancreo-biliary conduit (afferent limb) and the Roux (efferent) limb are connected. ‘Bypass’ refers to the exclusion or bypassing of the distal stomach, duodenum and proximal jejunum. RYGB may be performed with an open incision or laparoscopically.

Although no recent randomized controlled trials compare weight loss after surgical and non-surgical interventions, available data from meta-analyses and large databases primarily obtained from observational studies suggest that bariatric surgery is the most effective weight loss therapy for those with severe obesity. These procedures are generally effective in producing an average weight loss of approximately 30–35% of total body weight that is maintained in nearly 60% of patients at 5 years. In general, mean weight loss is greater after the combined restrictive-malabsorptive procedures compared to the restrictive procedures. An abundance of data supports the positive impact of bariatric surgery on obesity-related morbid conditions including diabetes mellitus, hypertension, OSA, dyslipidemia and non-alcoholic fatty liver disease.

If surgery is considered, the patient should be evaluated by a high patient volume multidisciplinary team that incorporates medical, nutritional and psychological care. Significant and rapid improvement in diabetes control, OSA, gastroesophageal reflux disease and urinary incontinence, among others, is typically seen following surgery. For patients who undergo LASGB, there are no intestinal absorptive abnormalities other than mechanical reduction in gastric size and outflow. Therefore, selective deficiencies occur uncommonly unless eating habits remain restrictive and unbalanced. In contrast, the restrictive-malabsorptive procedures produce a predictable increased risk for micronutrient deficiencies of vitamin B12, iron, folate, calcium and vitamin D based on surgical anatomical changes. Patients require lifelong supplementation with these micronutrients.

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