Motor Neuron Diseases

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Chapter 46 Motor Neuron Diseases

On July 4, 1939, approximately 100 years after Sir Charles Bell first identified the motor function of the corticospinal tract and published pathologic findings from a middle-aged woman with limb paralysis, intact sensation, and anterior spinal cord degeneration, Lou Gehrig tearfully announced his retirement from baseball to a packed crowd in Yankee Stadium, proclaiming himself “the luckiest man in the world.”9,113 The United States watched as their beloved baseball hero nicknamed “the iron horse” suffered the ravaging effects of amyotrophic lateral sclerosis (ALS), the motor neuron disease (MND) with which his name remains synonymous. In 1941, at the age of 36, he succumbed to the disease, leaving his wife Eleanor to establish the ALS division of the Muscular Dystrophy Association in her pursuit of an illusive cure.

Lou Gehrig died from arguably what is now the most widely known MND in the United States. Although the term motor neuron disease has been used interchangeably with ALS since 1962, when Lord Brain of Great Britain proposed the new nomenclature, MND also refers to a heterogenous group of disorders holding in common the nearly selective destruction of motor neurons along the neuraxis. MNDs can be acquired through familial inheritance, immune-mediated, infectious, toxic, malignant, or sporadic causes. Also included are diseases that exclusively afflict lower motor neurons (LMNs) or upper motor neurons (UMNs), as well as ALS with its relentless destruction of both. The objective of this chapter will be to provide the reader with a framework for the evaluation, diagnosis, management, and rehabilitation of patients with motor neuron disorders. We will introduce a select group of diseases as illustrative of the larger group as a whole. It is beyond the scope of this chapter to provide a detailed review of all motor neuron disorders.

Classification of Motor Neuron Diseases

No universally accepted classification system exists for MNDs. Often the diseases are stratified into categories based on whether dysfunction is localized to UMNs, LMNs, or both. This strategy is complicated by the atypical MNDs such as progressive bulbar palsy (PBP), primary muscular atrophy (PMA), and progressive lateral sclerosis (PLS). These blur boundaries because their course often progresses from exclusively UMN or LMN involvement to frank ALS. Other strategies sort MND into categories based on pathologic process or group them under the umbrella terms typical and atypical motor neuron disease. Being familiar with the various organizational strategies is helpful when navigating the literature because it enables the reader to identify an author’s vocabulary bias and avoid unnecessary confusion (Box 46-1).

Upper and Lower Motor Neuron Disorders

Amyotrophic Lateral Sclerosis

ALS can be defined as a rapidly progressive neurodegenerative disease characterized by weakness, spasticity, and muscular atrophy with subsequent respiratory compromise leading to premature death. It is caused by the destruction of motor neurons in the primary motor cortex, brain stem, and spinal cord (Figure 46-1).8,113,139 ALS was identified as a clinical entity by Charcot in 1874 based on the gross histologic and clinical findings from 5 autopsies and 15 patient cases.113 “Amyotrophy” refers to muscular atrophy occurring from the degeneration of anterior horn cells in the spinal cord with muscle fiber denervation. “Lateral sclerosis” describes the resultant hardening of the anterior and lateral corticospinal tracts caused by replacement of dying motor neurons with subsequent gliosis.139

Onset of ALS is insidious and most commonly presents with painless asymmetric limb weakness. ALS most often afflicts people between 40 and 60 years of age with a mean age of onset of 58 years.100,106,109 Five percent of cases have onset before age 30.139 Men are affected more commonly than women with a ratio of 1.5:1.0. The worldwide prevalence is 5 to 7/100,000, making ALS one of the most common neuromuscular diseases in the world.40

Familial Amyotrophic Lateral Sclerosis

The vast majority of ALS cases are presumably acquired and occur sporadically. Approximately 5% to 10% of all ALS cases, however, are familial (FALS) and most commonly have an autosomal dominant inheritance pattern, although autosomal recessive, X-linked, and mitochondrial inheritance patterns have been reported.104,117,121 The age of onset of FALS occurs a decade earlier than sporadic cases, and progression of the disease is more rapid.80,93,134 Males and females are equally affected. About 20% of FALS cases result from a copper–zinc superoxide dismutase (SOD1) gene defect.9,110,134 These mutations are thought to cause disease by leading to a toxic gain of function from the abnormal tertiary structure, misfolding, of the protein rather than direct impairment in the antioxidant function of the SOD1 enzyme.8,119 More than 100 unique SOD1 mutations have been described.8,69,119,139 Other disease-causing genetic mutations have more recently been identified. These mutations have been found in genes encoding for angiogenin, chromatin-modifying protein, dynactin, vesicle-associated membrane protein, and TAR DNA-binding protein.139

Juvenile Amyotrophic Lateral Sclerosis

Juvenile-onset ALS by definition presents before age 25.139 It is a rarely occurring form of FALS. The progression of the disease is typically much slower than adult-onset ALS and can present initially with either UMN or LMN signs. Inevitably the disease progresses to encompass both UMNs and LMNs. Patients often maintain their ability to ambulate into midlife and can have a normal life span.

Two autosomal recessive and one autosomal dominant form of juvenile ALS have been described. The most common is ALS5, which is inherited as an autosomal recessive trait. The disease-causing mutation has been mapped to chromosome 15q. ALS5 typically presents in the teenage years with progressive limb spasticity, distal limb weakness, and muscle atrophy.

ALS2 is also inherited as an autosomal recessive trait. The disease-causing mutation has been linked to chromosome 2q33.41,139 Thus far, nine distinct mutations have been identified, all in the gene encoding for the protein alsin. Each mutation results in a premature stop codon causing production of a truncated, poorly functional protein product. Current research suggests that alsin is involved in vesicle transport and membrane trafficking.41 Disease onset typically begins before age 10. Prominent symptoms include limb and facial spasticity accompanied by pseudobulbar affect.

The autosomal dominant form of juvenile ALS, ALS4, presents with severe distal muscle weakness and pyramidal signs in the absence of bulbar and sensory abnormalities. It is caused by a mutation in the senataxin gene found on chromosome 9q34.41,139 The senataxin protein is known to have a role in RNA processing.41

Sporadic Amyotrophic Lateral Sclerosis

The etiology of sporadic ALS is unknown and likely multifactorial with a complex interplay of pathogenic cellular mechanisms.44,118 In a recent review by Wijesekera and Leigh139 published in 2009, they summarized nine cellular mechanisms for which there is mounting evidence to implicate their role in the pathogenesis of motor neuron degeneration. Included were genetic factors (already discussed), excitotoxicity resulting from excessive glutamate activity in the brain and spinal cord causing calcium influx into neurons with subsequent neuronal death, oxidative stress with accumulation of reactive oxygen species, mitochondrial dysfunction, impaired axonal transport, neurofilament aggregation, protein aggregation causing cytoplasmic inclusions, inflammatory dysfunction with abnormal microglial and dendritic cell activation, and deficits in neurotrophic factors with dysfunction of signaling pathways causing early cell apoptosis.

Population studies from the second half of the twentieth century suggested that the incidence of ALS was increasing. This was probably due, in large part, to increased life span and better recognition of the diagnosis.94,95 More recent population studies from multiple European countries have all demonstrated stable incidence.1,5,42,55,81 Many epidemiologic studies have been undertaken to find causal associations with minimal success. Consistent association between cigarette smoking and ALS, however, has been demonstrated.63 In a population-based case–control study conducted in three counties of western Washington state from 1990 to 1994, a twofold increase in risk was associated with a history of cigarette smoking, and a greater than threefold increased risk was observed for current smokers. Further, the authors found that alcohol consumption was not associated with increased risk of ALS; dietary fat intake was associated with an increased risk; and dietary fiber intake was associated with a decreased risk.96,97 Interestingly, consumption of antioxidant vitamins from diet or supplement sources did not alter the risk, but glutamate intake was associated with an increased risk of ALS.83,200,201 The finding that cigarette smoking and glutamate consumption increase risk for ALS appears consistent with current etiologic theories that implicate glutamate excitotoxicity and oxidative stress in the pathogenesis of ALS.

The hypothesis for an environmental cause of sporadic ALS has partially been spurred by evidence of considerable disease clustering demonstrated most profoundly in the Western Pacific region of the world.40,94,95 The prevalence in this region is 50 to 100 times higher than elsewhere. These populations include the Chamorro people of Guam and Marianas Island, the Kii Peninsula of Honshu Island, and the Auyu and Jakai people of southwest New Guinea, in whom ALS is associated with parkinsonism and dementia.139 Other sporadic cluster cases have been reported but without obvious environmental or causal factors.40

Clinical Features

Patients with UMN pathology often complain of loss of dexterity or a feeling of stiffness in the limbs. They might note weakness, which is caused by spasticity resulting from disinhibition of brain stem control of the vestibulospinal and reticulospinal tracts. Patients with LMN pathology usually present complaining of muscle weakness. In addition, they might note muscle atrophy, fasciculations, and muscle cramping. Cramping can occur anywhere in the body, including the thighs, arms, and abdomen. Cramping of abdominal or other trunk muscles raises a red flag urging the clinician to consider a diagnosis of ALS.

Signs and symptoms suggesting bulbar muscle weakness include dysarthria, dysphagia, drooling, and aspiration. These signs and symptoms might be caused by UMN and/or LMN dysfunction involving the bulbar muscles. Signs of spastic dysarthria, indicating UMN pathology, include a strained and strangled quality of speech, reduced rate, low pitch, imprecise consonant pronunciation, vowel distortion, and breaks in pitch. LMN dysfunction creates flaccid dysarthria in which speech has a nasal and/or wet quality, pitch and intensity are monotone, phrases abnormally short, and inspiration audible. Patients might complain of intermittent gagging sensations caused by muscle weakness with drooping of the soft palate. Complaints of difficulty chewing and swallowing, nasal regurgitation, or coughing when drinking liquids can all indicate dysphagia.

Other signs and symptoms frequently associated with ALS are cachexia, fatigue, and musculoskeletal complaints. The term ALS cachexia refers to a phenomenon experienced by some patients in which weight loss occurs in excess of that caused by muscle atrophy and reduced caloric intake. Both subcutaneous fat and peritoneal fat are lost, presumably because of acceleration of the basal metabolic rate.116 In patients with ALS cachexia, more than 20% of body weight is typically lost over a 6-month period. Many patients with ALS feel an overwhelming sense of muscle fatigue, which is probably due to a combination of blocking of neuromuscular transmission in reinnervated nerve terminal sprouts and impairment of excitation contraction coupling.116 Some patients seek initial medical attention because of fractures or sprains that do not heal. In reality, these patients probably sustained their initial injury because of a fall or other injury (e.g., sprained ankle) that occurred because of underlying muscle weakness; they were then unable to recover to their premorbid level of function because of that weakness.

Rare signs and symptoms that usually occur only in advanced ALS include sensory impairment, autonomic dysfunction, bowel and bladder dysfunction, extraocular muscle paralysis, pressure ulcer formation, and severe dementia. Although ALS is discussed as a pure motor disorder, there is mounting evidence that it is a multisystem disease.

Poor prognostic factors include older age at time of onset, bulbar and/or pulmonary dysfunction early in the clinical course of the disease, short period from symptom onset to diagnosis, and predominance of LMN findings at diagnosis.40,100,107,109 More women than men present with bulbar symptoms, and the progression of bulbar palsy appears to be more rapid in women.96,97 Overall median survival from onset of symptoms in bulbar dominant cases is 2 to 3 years.39,73,100 In limb-onset ALS, it is 3 to 5 years.39,73,100 Young males with ALS can have a longer life expectancy, but overall the median 50% survival rate is 2.5 years after diagnosis. Survival rates will vary to a degree depending on the patient’s decision to use or not use mechanical ventilation and a feeding tube. Nonetheless, by 5 years postdiagnosis the overall survival rate is between 4% and 30%.39,40,100,109 Only 4% of patients will survive longer than 10 years.139

Atypical, “ALS-like” MNDs have been reported infrequently as a remote complication of several malignancies, including lymphoma, breast cancer, and small cell carcinoma of the lung.35,127 These likely represent paraneoplastic syndromes and not a true manifestation of ALS.111 Irrespective, patients with atypical MND should be screened for malignancy.

Selected Upper Motor Neuron Disorders

Progressive Lateral Sclerosis

PLS is a rare sporadic disorder of progressive spasticity with mostly spinal and occasionally bulbar region onset.64 Etiology of the disease is unknown. PLS can be clinically difficult to distinguish from hereditary spastic paraplegia (HSP) and is most reliably identified by the lack of familial inheritance.30 Onset of symptoms usually begins in the fifth decade; however, a juvenile variant also exists.30

Clinical Features

Spasticity is the most common presenting symptom. It is progressive and more often begins in the legs versus the arms or bulbar muscles. Asymmetric limb onset and spasticity involving the upper limbs or bulbar region are more common manifestations of PLS and can be diagnostically helpful in distinguishing PLS from the symmetric lower limb involvement observed in HSP.120 Limb wasting is rare in PLS and occurs in only 2% of patients.130 If disease onset is after the age of 45, prominent pseudobulbar symptoms with labile emotional affect can be problematic. Disease progression is usually slower than ALS, occurring over years to decades.120,130 Approximately 45% percent of patients diagnosed with PLS will eventually develop LMN symptoms and progress to ALS.64 For this reason, PLS is often considered a variant of ALS with early dominant UMN dysfunction as opposed to being a separate clinical entity. If the patient remains free of muscle wasting or other LMN symptoms for 4 years after diagnosis, he or she is less likely to progress to ALS, heralding better prognosis with greatly increased life expectancy.64,130

Hereditary Spastic Paraplegia

Like PLS, HSP is a disorder of UMNs and presents most commonly with progressive spasticity, weakness of the lower limbs, hypertonic urinary bladder, and impaired vibration sense. It is a genetically heterogenous group of neurodegenerative disorders in which the most severely affected neurons are those of the spinal cord.114 Caudal to rostral degeneration of the corticospinal tract and mild involvement of the dorsal columns occurs with progression of the disease.114 Population studies done in Ireland showed a prevalence of 1.27/100,000. Inheritance patterns include autosomal dominant, recessive, and X-linked forms. To date, 32 HSP loci and 11 HSP-related genes have been identified. They are classified as spastic gait locus 1 (SPG) through SPG33.57,114

Diagnosis is based on the clinical characteristics of the disease, neurologic examination demonstrating involvement of the corticospinal tract in both lower extremities, family history, and identification of a pathogenic mutation in a disease-causing gene. Sporadic cases occur providing the clinician with a diagnostic challenge. In a recent study by Brugman et al.,30 they determined that differentiation of sporadic presentations of HSP from PLS based solely on clinical characteristics was unreliable and therefore depends predominantly on genetic test results. Information on commercially available genetic tests and diagnostic laboratory locations can be found at http://www.genetests.org.30

Selected Lower Motor Neuron Disorders

Chronic Progressive

Progressive Muscular Atrophy

Progressive muscular atrophy by definition is a sporadic degenerative disease selectively affecting the anterior horn cells without signs of UMN involvement. Significant similarities between the natural history of progressive muscular atrophy and ALS have been observed, and debate continues as to whether progressive muscular atrophy should be considered its own clinical entity or a variant in the ALS disease spectrum.71,89 In a postmortem study of 12 patients thought to have progressive muscular atrophy, 50% of the autopsies demonstrated characteristic findings of ALS with degeneration of the corticospinal tract and ubiquitinated inclusions.71 Progressive muscular atrophy is a rare disease with unknown etiology.

Spinal Muscular Atrophy

Many forms of spinal muscular atrophy (SMA) exist, all of which involve selective destruction of anterior horn cells. The various forms of SMA are clinically heterogenous, with some rare forms affecting distal or bulbar muscles only. The spinal muscular atrophies are mostly disorders with childhood onset and are usually inherited as autosomal recessive traits (Table 46-1). SMA is relatively common with an incidence of about 10 in 100,000 live births and a carrier frequency of 1 in 50.102

In 1990 the gene responsible for childhood-onset SMA was mapped to chromosome 5q11.2-13.3.31 Both the causative gene, named survival motor neuron 1 (SMN1, telomeric copy), along with a disease-modifying gene, survival motor neuron 2 (SMN2, centromeric copy) (32 to 35) were identified. The survival motor neuron (SMN) protein is ubiquitously expressed in all cells and tissues, with high levels in the nervous system, especially in the spinal cord.15 In about 95% of SMA patients, both copies of SMN1 exon 7 are absent or mutated. Recent data indicate that SMN1 deficiency alters stoichiometry of small nuclear ribonucleoproteins and leads to splicing defects for numerous genes in all cells, including motor neurons.141

Normal structural differences in the SMN2 gene cause frequent but not absolute exon 7 skipping during the splicing of SMN2 transcripts.24,140 The full-length transcripts of SMN1 and SMN2 encode proteins with an identical sequence. Without normal transcription of exon 7, the SMN protein product is less stable and more rapidly degraded, causing the neurodegenerative process. At least one copy of the SMN2 gene must be present in the setting of homozygous SMN1 mutations; otherwise, embryonic lethality occurs. The copy number of SMN2 varies in the population, and this variation appears to have important modifying effects on SMA disease severity.129 It appears an inverse trend exists between the number of SMN2 copies and phenotypic severity. Substantial variations in SMA phenotype and disease severity, however, can exist between patients with similar SMN2 copy numbers, suggesting other factors are likely involved. In the remaining 5% of SMA-affected patients, other small or subtle mutations have been identified.129,140

Clinical Features

The most common forms of SMA are often referred to as types I, II, and III.32 SMA I, also known as Werdnig-Hoffman disease or acute, infantile-onset SMA, is a severe disorder often resulting in death before age 2 years, although recent studies have reported an increase in longevity likely resulting from better medical management of disease sequelae.83 Children with SMA I never attain the ability to sit independently (Figure 46-2). SMA II, also referred to as early-onset, intermediate SMA or chronic Werdnig-Hoffman disease, is less severe, with signs and symptoms becoming apparent in the first 6 to 18 months of life. These children will eventually attain the ability to sit independently but do not ambulate without assistance. SMA III, also known as Kugelberg-Welander disease, is a chronic, later-onset disorder, associated with significantly less morbidity. In SMA III, all early developmental milestones including the ability to ambulate independently are acquired (Figure 46-3). Signs and symptoms of SMA III usually become apparent between ages 5 to 15 years. Patients can be identified initially because of frequent falling and difficulty climbing stairs. In previous studies looking at SMA II and SMA III over a 10-year period, SMA II subjects showed marked weakness and progressive decline of strength, whereas SMA III subjects had a relatively static or very slowly progressive course and were far stronger. In both SMA II and SMA III, proximal weakness was greater than distal. Joint contractures, severe progressive scoliosis, and restrictive lung disease were present in most of the SMA II individuals, but these complications were less frequently identified in SMA III.32 Hand tremor, tongue fasciculations, and areflexia are common. Limb fasciculations occur more predominantly in SMA III. Intellectual function is preserved, and care should be taken to provide the child with SMA access to educationally stimulating environments.

SMA IV, also known as adult-onset SMA, has a mean age of onset in the mid-30s. It can be inherited as either an autosomal recessive or dominant trait.59,171 The disease clinically appears much like SMA III with slowly progressive proximal limb weakness and fasciculations. Deep tendon reflexes are either absent or depressed. Adult-onset SMA and SMA III patients can live normal life spans with a relatively benign disease course. Many of the rehabilitative modalities discussed in this chapter are applicable to this population. Further, with the rapid advancement of rehabilitation technology, many SMA II patients are now living well in to adulthood, and successful pregnancies have been reported in this population.33

Spinal and Bulbar Muscular Atrophy (Kennedy Disease)

Spinal bulbar muscular atrophy (SBMA) is often classified within the SMAs. It is, however, not associated with abnormalities in the SMN gene. It is a hereditary adult-onset disease that causes preferential degeneration of LMNs leading to weakness and atrophy of bulbar, facial, and limb muscles.12,58,128 SBMA is caused by a novel mutation, the expansion of a trinucleotide, cytosine–adenine–guanine (CAG) repeat, in the first exon of the androgen receptor gene and has X-linked recessive inheritance.12,24,58,128 Because CAG is transcribed to a glutamine, it is known as one of a few polyglutamine diseases. Unaffected individuals have a CAG repeat size that ranges between 5 and 35, whereas symptomatic individuals always have a repeat size of 40 or greater.24 Testosterone-driven accumulation of the mutated androgen receptor protein collects in nuclei and cytoplasm of motor neurons, resulting in their degeneration and loss.58

SBMA has some clinical variability; however, phenotypic expression does not appear to correlate with the length of CAG repeats. This is in contrast to myotonic muscular dystrophy and fragile X syndrome, where increased numbers of tandem triplet repeats correlate directly with disease severity.6

Infectious

Poliomyelitis and Postpolio Syndrome

Acute poliomyelitis is a disease of the anterior horn neurons of the spinal cord and brain stem caused by poliovirus. The infection leads to the development of acute flaccid paralysis, which can be bulbar or spinal in distribution. The poliovirus is a small RNA virus belonging to the enterovirus group of the picornavirus family. Three antigenically distinct strains each have the potential to cause disease. Type I accounts for approximately 85% of cases progressing to paralytic illness. Only about 1% of patients who contract the disease will develop acute flaccid paralysis, also known as paralytic polio.74 Transmission occurs via fecal–oral route. The virus multiplies in the gastrointestinal tract during an incubation period lasting from days to weeks depending on the mode of infection (e.g., vaccine-induced vs. oral). The virus is shed in both saliva and feces during the incubation period. Further invasion of intestinal lymphoid tissues leads to hematologic spread and potential central nervous system involvement. The severity of the disease typically falls within a spectrum including no obvious manifestation of the disease, viremia without nervous system involvement, viremia with meningeal irritation but without paralysis, or paralytic disease with or without respiratory failure.74

Before the development of the polio vaccine, poliomyelitis was the most common cause of acute flaccid paralysis and disability in the United States. In the Northern Hemisphere epidemics were most common during the summer months. Peak incidence occurred during epidemics in the first half of the twentieth century, culminating in 1952 with approximately 58,000 cases reported in the United States.74 Children under age 15 were most commonly affected. Public fear and desperation led to the inception of the March of Dimes in the 1930s with a mission to eradicate the disease.84 The March of Dimes’ aggressive campaign raised public funds to support research and development of a vaccine. On April 12, 1955, Dr. Jonas Salk sparked celebrations around the world by announcing the results from the largest field trial in medical history.74 Salk had injected 325,000 second-graders with a trivalent inactivated polio vaccine, gave the same number of children a placebo, and monitored an even larger control group for disease. The vaccine nearly eliminated subsequent infection in the treated cohort and forged the path to conquer polio with initiation of the then-largest vaccination campaign in U.S. history. Since 1979 there have been no cases of wild-type poliovirus infection reported within the United States.

An oral vaccine developed by Albert Sabin from live attenuated poliovirus was introduced in 1963.74 Although the oral vaccine was less expensive to manufacture and simple to dispense, in January 2000, the Centers for Disease Control and Prevention (CDC) and the American Academy of Pediatrics recommended vaccination with the inactivated polio vaccine in an attempt to avoid further cases of paralytic polio in nonimmunized contacts of children receiving the live oral virus.7,38

In 1988, the World Health Organization, UNICEF, Rotary International, and the U.S. CDC launched the Global Polio Eradication Effort to rid the rest of the world of polio. Since the launch of this initiative, the worldwide incidence has declined. There remain four countries, however, where wild poliovirus is still endemic. Political instability in regions near the Pakistan/Afghanistan border and resistance of the population to polio immunization in northern Nigeria have resulted in insufficient vaccine coverage and remaining infections. In northern India low oral polio vaccine efficacy has thwarted efforts to eradicate the disease.43 In 2008, cases of poliomyelitis were reported in countries where none occurred in 2007. These countries included Sudan, Benin, Ethiopia, Burkina Faso, and Nepal, illustrating the importance of continued widespread vaccination prevention programs.50

Clinical Features

In patients with overt manifestations of infection, symptoms consist of fever, malaise, myalgia, sore throat, and gastrointestinal upset. Aseptic meningitis with headache, back pain, and stiff neck develop with increasing severity of the disease. In the approximately 1% of patients who progress to paralytic disease, localized fasciculations with intensely painful myalgias occur after 2 to 5 days of illness.74 Asymmetric weakness and atrophy affecting the legs more often than either the arms or bulbar muscles progress to flaccid paralysis. Dysautonomia including labile blood pressure, cardiac arrhythmia, and gastrointestinal and urinary dysfunction can require emergent medical intervention and is associated with higher rates of mortality.74 Respiratory failure often develops rapidly if infection involves the medullary respiratory center or causes weakness of respiratory muscles. Paralysis remains static for several days to weeks followed by slow recovery over months to years. Improvement of strength after acute paralytic polio occurs both by recovery of some neurons and sprouting from remaining axons innervating locallydenervated muscle fibers.84 The enlarged motor units can be up to 8 times the normal size. Recovery is often incomplete with residual weakness and disability.84

Late effects of poliomyelitis occur more commonly in patients with history of paralytic polio. Farbu et al.56 prospectively examined 85 patients with late effects of polio and found that the most common complaints were pain, muscular weakness, and fatigue. They identified loss of function resulting from degenerative joint disease with and without nerve entrapment in 53% of patients. Compensatory mobility patterns secondary to limb weakness and side-to-side growth disparity, as well as overuse of unaffected limbs, have been blamed for increased incidence of symptomatic osteoarthritis.

Of the 85 patients studied, only 26% met criteria for the diagnosis of postpolio syndrome (PPS; Box 46-2). Gradual or sudden onset of new progressive weakness and decreased muscular endurance after a period of at least 15 years of functional stability suggest PPS. The etiology of PPS is unknown. Proposed mechanisms for the development of PPS include distal degeneration of surviving enlarged neurons resulting from increased metabolic demand, degeneration of terminal axonal sprouts resulting in muscle fiber denervation, neuromuscular junction dysfunction as demonstrated by increased jitter on single fiber EMG, and loss of neurons through the normal aging process.56,74,84 Careful medical evaluation should be undertaken to exclude other possible and potentially treatable causes of the patient’s complaints.

Clinical Evaluation in Motor Neuron Diseases

Physical Examination

On neurologic examination, one is looking for evidence of UMN and LMN dysfunction (Box 46-3). The mental status, nonmotor cranial nerve function, sensory examination, and cerebellar examinations should be normal in the patient with ALS but can be abnormal in atypical MND. Findings of upper motor involvement on examination include spasticity and hyperreflexia, indicated by abnormal spread and amplitude of reflexes, clonus, or by the presence of reflexes despite muscle atrophy as a result of LMN loss. The gold standard used to diagnose UMN pathology is the presence of pathologic reflexes, such as the Babinski sign, Hoffman sign, jaw jerk, and palmomental and snout reflexes.28 If the toe extensors are paralyzed, visualization of contraction of the tensor fascia lata when an attempt is made to elicit a Babinski response has the same significance as great toe extension. Recently, it has been suggested that the corneomandibular reflex might be a more sensitive and specific indicator than the jaw jerk of UMN pathology in the bulbar region.10

LMN findings on examination include weakness, atrophy, hypotonia, hyporeflexia, and fasciculations. Head drop is a manifestation of muscle weakness often seen in ALS, although it can be seen in other neuromuscular disorders. ALS and myasthenia gravis are the two most common causes of head drop (Figure 46-4). Fasciculations are common in lower MND and can occur in the tongue and the extremities.

The following tests can be used to assess facial and bulbar muscle function: ability to bury the eyelashes, pocket air in the cheeks, and whistle, as well as jaw opening and lip closure strength. The tongue should be examined for fasciculations and atrophy. Tongue strength and range of motion should also be assessed. Pseudobulbar affect refers to an UMN syndrome caused by motor neuron loss in the corticobulbar tracts. Patients experience inappropriate laughter or crying that is not concordant with their mood and can be distressing.

The general physical examination should include a thorough evaluation of the respiratory system. In patients who present with neuromuscular restrictive lung disease, the earliest signs are often nocturnal and include poor sleep with frequent awakening, early morning headaches, excessive daytime fatigue, nightmares, and orthopnea.

Electrodiagnostic Testing

No biomarkers are currently available for the diagnosis of ALS. Diagnosis is based on clinical findings requiring the presence of signs of UMN and LMN degeneration and the progression of the symptoms from a body region to another. Electrodiagnostic testing is considered an extension of the physical examination and should be performed on patients suspected of having an MND. Purely UMN disorders will have normal electrodiagnostic studies. The various forms of MND with involvement of the LMN share several electrodiagnostic features. General electrodiagnostic testing characteristics of MND include normal sensory nerve conduction studies with the exception of Kennedy disease, normal or low motor amplitudes depending on disease stage, and normal distal motor latencies and conduction velocities. With profound loss of motor amplitude, conduction velocities can decrease as low as 25% below the lower limit of normal because of loss of the fastest conducting fibers. Motor nerve conduction studies, including proximal stimulation sites to assess for conduction block resulting from peripheral neuropathy (e.g., multifocal motor neuropathy with conduction block) should be included in the electrodiagnostic plan.48

The needle electrode examination shows a decreased recruitment pattern, either normal size or large motor unit action potentials with or without evidence of remodeling depending on the specific disease process, and abnormal spontaneous activity including positive sharp waves, fibrillation potentials, fasciculations, and complex repetitive discharges.48 The electrodiagnostic study should include needle examination of the thoracic paraspinal muscles.49 Choosing to sample muscles below the T6 root level helps to avoid confounding results caused by multilevel root innervation from the lower cervical segments. Other muscles that can be sampled that are perhaps unique to MND include bulbar, facial, masticatory, and rectus abdominus muscles. These can be useful to find evidence of involvement in additional body regions needed to meet the El Escorial criteria for the diagnosis of ALS.48

Other electrodiagnostic tests to consider in the setting of an MND evaluation include single-fiber EMG, which might demonstrate increased jitter resulting from immature sprouting of nerve terminals during reinnervation in ALS. Motor unit number estimation assesses the size of a motor unit and can be followed over time for changes from motor neuron loss and subsequent sprouting of remaining neurons leading to enlarged motor units. Motor unit number estimation is being evaluated as a potential outcome measure in ALS clinical trials.48 Transcranial magnetic stimulation holds promise in evaluation of UMN dysfunction; however, it is not widely available, and this limits its clinical use.48

El Escorial Criteria

The El Escorial Criteria for diagnosing ALS were developed by a task force of the World Federation of Neurology in 1990 to ensure inclusion of more homogeneous patient populations in ALS clinical trials.27 These criteria have been used to enroll patients in most of the recent clinical trials. The criteria were revised in 1998 and again at the international symposium held in Awaji-shima, Japan, in December 2006 with the intent to improve the speed and certainty of diagnosis.27,48 The current criteria classify the certainty level of the diagnosis of ALS as falling into one of three categories: definite, probable, and possible. The category of “Laboratory Supported Probable ALS” is no longer included based on the consensus panel’s decision that clinical features of neurogenic change and neurogenic EMG findings should have the same diagnostic significance in an individual muscle and can be considered together in a single limb to meet the required abnormalities for diagnosis of ALS.48

The El Escorial criteria divide the motor system into four regions: bulbar, cervical, thoracic, and lumbosacral. Clinical evidence of UMN and LMN pathology is sought within each region. The certainty level of diagnosis depends on how many regions reveal UMN and/or LMN pathology. Box 46-4 summarizes the schema for placing patients in the three diagnostic categories.

Laboratory Evaluation and Other Diagnostic Tests

In most neuromuscular clinics, a routine panel of laboratory tests is performed for all patients suspected of having ALS (Box 46-5). The rationale behind performing this battery of tests is to assess the general health of the patient and exclude treatable conditions. The differential diagnosis, developed after the history and physical examination, can suggest that more specialized testing be performed. When there is a family history of MND, genetic testing is often warranted. Muscle biopsy might be considered to exclude myopathies. Findings on muscle biopsy consistent with neurogenic atrophy include fiber-type grouping with increased fiber size variability, and clusters of muscle fiber nuclei caused by denervation and subsequent fiber loss called pyknotic clumps (Figure 46-5). These findings are consistent with but not diagnostic for ALS.

General Principles of Rehabilitation and Disease Management

Although currently incurable, adult MNDs are not untreatable. The goals of rehabilitation and palliative care are to maximize functional capacities, prolong or maintain independent function and mobility, inhibit or prevent physical deformity, and provide full access to community, ensuring good quality of life. In ALS, this includes addressing end-of-life issues.

The comprehensive management of all the varied clinical problems associated with adult MNDs is an arduous task. For this reason, the interdisciplinary approach is more effective and takes advantage of the expertise of many clinicians, rather than placing the burden on one. Management is best carried out by a team consisting of physicians, physical and occupational therapists, speech pathologists, social workers, vocational counselors, and psychologists, among others. Because those with MNDs typically have significant mobility problems, the physician and all the key clinic personnel should be available at each visit. Tertiary care medical centers in larger urban areas can usually provide this type of service and can have sponsored clinics by one or more of the consumer-driven organizations providing funds for research and clinical care for people with MNDs, including the Muscular Dystrophy Association (MDA) and the Amyotrophic Lateral Sclerosis Association (ALSA).

The rehabilitative and palliative care strategies discussed in this section can be applied to any form of MND, but the focus of this discussion is primarily on ALS.

Initial confirmation of the diagnosis is critical and is a primary responsibility of the consulting neuromuscular disease specialist. Because of the ominous prognosis of ALS, a confirmatory second opinion should always be sought. A physiatrist is well suited to direct the rehabilitation team and oversee a comprehensive, goal-oriented treatment plan.61,62 At initial evaluation the patient should be thoroughly educated about the expected outcome and what problems might be encountered. The physician should then assess the patient’s goals and orchestrate a rehabilitative and ultimately a palliative program that matches those goals. In ALS, palliative care should be aimed at maximizing the patient’s comfort and quality of life but not necessarily extending life.

Disease-Modifying Pharmacologic Treatment

Riluzole

Despite clinical use for nearly 20 years, riluzole, a 2-amino-6-(trifluoromethoxy) benzothiazole, remains the only Food and Drug Administration–approved medication proven to slow the progression of ALS. Pharmacologic mechanisms of riluzole include interference with N-methyl-d-aspartic acid (NMDA) receptor–mediated responses, stabilization of the inactivated state of voltage-dependent sodium channels, inhibition of glutamate release from synaptic terminals, and activation of extracellular glutamate uptake.20,21 A Cochrane Database Review concluded 100 mg of riluzole daily prolongs median survival by about 2 to 3 months based on analysis of four randomized controlled trials.90 Recent studies using large registries suggest a greater benefit, ranging 4 to 20 months. Although the American Academy of Neurology practice guideline recommends the use of riluzole for nonventilated ALS patients, analysis of the ALS C.A.R.E. database found that 41% of the cohort was not prescribed this medication, largely because of the expense.26,105 The drug is generally well tolerated, with the most common side effects being asthenia, nausea, and an increase in serum alanine aminotransferase.19,21 Liver function should be monitored during therapy.

Experimental Therapies and Clinical Trials

The National Institutes of Health sponsored a high-throughput drug screening program looking for drugs with the potential for slowing progression of ALS. Ceftriaxone was identified to increase both brain expression of astroglial glutamate transporter GLT1 and its biochemical and functional activity, and delay loss of neurons and muscle strength. Its central nervous system penetration and long half-life are well known, obviating need for extensive safety trials.112 Clinical trials are currently ongoing.

Memantine is a noncompetitive NMDA receptor antagonist. It has been shown to protect neurons against NMDA- or glutamate-induced toxicity in vitro. Treatment of SOD1G93A mice significantly delayed disease progression and increased life span.137 At the time of this writing the safety studies are completed, and efficacy studies are enrolling patients.

Lithium prevents neurodegeneration by promoting autophagy, through inhibition of inositol-monophosphatase, rescues spinal cord mitochondria, and facilitates the clearance of α-synuclein, ubiquitin, and SOD1. It delayed disease onset and progression in G93A transgenic mice and increased survival and slowed progression in humans over 15 months compared with controls in a small study with somewhat atypical slowly progressing patients.60 Larger trials are currently underway.

Other drugs currently in trial are ONO-2506, an enantiomeric homologue of valproate that restores disturbed astrocyte functions, and talampanel, a noncompetitive modulator of α-amino-3-hydroxy-5-methyl-4-isoxazole-propionic acid glutamate receptors.99,132 Cannabinoids afford protection against oxidative damage induced by free radicals produced by glutamate.2,23,6567 Administration of Δ-9-THC before and after the onset of ALS symptoms slowed disease progression and prolonged survival in animals compared with untreated controls.138

Leuprorelin acetate, a luteinizing hormone-releasing hormone analogue that reduces testosterone release from the testes and induces androgen deprivation, has recently completed Phase 2 clinical trials in patients with SBMA.12,13,128 The drug was deemed safe and successfully decreased toxic accumulation of mutant androgen receptor (AR). Patients treated with the drug for 144 weeks exhibited significantly greater functional scores than those treated with placebo.12,13 Large-scale Phase 3 trials have yet to begin enrolling.

Sodium phenylbutyrate, hydroxyurea, and valproic acid combined with carnitine are currently in trials for treatment of SMA. For up-to-date information on clinical trials, explore the website http://www.clinicaltrials.gov.

Role of Exercise

Skeletal muscle weakness is the sine qua non of all adult MND, including ALS, and is the ultimate cause of the majority of clinical problems associated with these diseases (see also Chapter 18). Only a precious few studies of exercise in ALS have been done.47 In other more slowly progressive neuromuscular diseases, however, a 12-week moderate resistance (30% of maximum isometric force) exercise program resulted in strength gains ranging from 4% to 20% without any notable deleterious effects.4 In the same population, however, a 12-week high resistance (training at the maximum weight a subject could lift 12 times) exercise program showed no further added beneficial effect compared with the moderate resistance program, and there was evidence of overwork weakness in some of the subjects.4 Because of the active, on-going muscle degeneration in most cases of ALS, and to a lesser extent in SMA, SBMA, and PPS, the risk for overwork weakness is great, and exercise should be prescribed cautiously and with a common sense approach. Patients should be advised not to exercise to exhaustion, which can produce more muscle damage and dysfunction.75 Patients participating in an exercise program should be cautioned of the warning signs of overwork weakness, which include feeling weaker rather than stronger within 30 minutes after exercise and/or having excessive muscle soreness 24 to 48 hours after exercise. Other warning signs include severe muscle cramping, heaviness in the extremities, prolonged shortness of breath, and an increase in fasciculations.75

Given the lack of any apparent contraindication, aerobic exercise training is recommended for patients with ALS as long as it can be performed safely without a risk of falling or injury. In addition to the physical benefits, this form of exercise often has a beneficial effect on mood, psychologic well-being, appetite, and sleep. Pool therapy is often an ideal place for patients with MND to do aerobic exercise, which can be as simple as walking in the water, with the water at midchest height. A recent study demonstrated improvement in heart rate and in pain levels without any adverse events in a group of postpolio patients.108 Aquatic therapy is best done in a pool with a flat, uniform depth floor that is heated to 92° to 95° F. The warmth of the water helps reduce spasticity and facilitates movement. Other interventions can include low-impact aerobic exercise like walking or stationary bicycling to improve cardiovascular performance, increase muscle efficiency, and help fight fatigue.75 Fatigue in ALS is multifactorial and is due, in part, to impaired muscular activation.37,115 Other contributing factors include generalized deconditioning from immobility and clinical depression. Aerobic exercise not only improves physical functioning but also is beneficial in fighting depression and improving pain tolerance. Although there have been few well-controlled studies looking at exercise-induced strength gains in the ALS population, a recent Cochrane Review focused on this. Studies in randomized or quasirandomized controlled trials of people with a diagnosis of definite, probable, probable with laboratory support, or possible ALS (as defined by the El Escorial criteria) were recently published.46 This included progressive resistance or strengthening exercise and endurance or aerobic exercise. The control condition was no exercise or standard rehabilitation management. The primary outcome measure was improvement in functional ability, decrease in disability, or reduction in rate of decline as measured by a validated outcome tool at 3 months. Secondary outcome measures were improvement in psychologic status or quality of life, decrease in fatigue, increase in or reduction in rate of decline of muscle strength (strengthening or resistance studies), increase in or reduction in rate of decline of aerobic endurance (aerobic or endurance studies) at 3 months, and frequency of adverse effects. Two randomized controlled trials met inclusion criteria. The first examined the effects of a twice-daily exercise program of moderate load, endurance exercise versus “usual activities” in 25 people with ALS.53 The second examined the effects of thrice-weekly moderate load and moderate intensity resistance exercises compared with usual care (stretching exercises) in 27 people with ALS.46 After 3 months, when the results of the two trials were combined, there was a significant weighted mean improvement in the Amyotrophic Lateral Sclerosis Functional Rating Scale measure of function in the exercise compared with the control groups (3.21; 95% confidence interval, 0.46 to 5.96) in favor of the exercise group. No statistically significant differences in quality of life, fatigue, or muscle strength were found.

Symptomatic Treatment

Spasticity

Spasticity in ALS is likely induced both at the motor cortex and the spinal cord level (see also Chapter 30). Treatment of spasticity is only necessary if it is intolerably painful or impairs function. The γ-aminobutyric acid (GABA) analogue baclofen acts to facilitate motor neuron inhibition at spinal levels and is a first-line treatment. Initial dosing starts at 5 to 10 mg two to three times a day and can be titrated to doses of 20 mg four times a day. Side effects include weakness, fatigue, and sedation, which might be intolerable. Patients should be cautioned to avoid abrupt discontinuation of the medication because withdrawal can induce seizures. In patients with severe spasticity an intrathecal baclofen pump can be considered. Patients with HSP are good candidates and might have dramatic improvement to near-normalization of their gait with intrathecal baclofen.

Tizanidine, an α2-agonist similar to clonidine, inhibits excitatory interneurons and can also be helpful. Dosing range is 2 to 8 mg three to four times a day, with a similar side effect profile to baclofen. Benzodiazepines can also be helpful but can cause respiratory depression and somnolence. Dantrolene blocks Ca++ release in the sarcoplasmic reticulum and is effective at reducing muscle tone, but can also cause generalized muscle weakness and is not recommended. Slow (30-second sustained), static muscle stretching can be helpful, particularly in the more symptomatic muscle groups such as the gastrocnemius. Positional splinting is also a helpful adjunctive modality, but skin must be monitored frequently for pressure areas.

Pain

Although not frequently characterized as a major component of ALS, patients experience significant pain (see also Chapters 42 and 43).101 The pain is due largely to immobility. The physician should be aggressive in identifying the source of the patient’s pain and develop a comprehensive treatment strategy. Nonpharmacologic therapeutics include modalities such as ice, heat, soft tissue mobilization, and range of motion exercise. A course of physical therapy to design a home program and provide caregiver education and training in these techniques is frequently appropriate if the patient has adequate caregiver support.

Pharmacologic management of pain in ALS can begin with the use of topical medications such as lidocaine 5% patches or nonsteroidal ointments if the pain is localized to a single area. If the pain is more generalized, acetaminophen or an oral nonsteroidal antiinflammatory (NSAID) medication can be started, particularly if there is evidence of an active inflammatory process like tenosynovitis or arthritis. These medications act synergistically, and the pain-improving affects are potentiated when NSAIDs and acetaminophen are combined.

The tricyclic antidepressant agents and anticonvulsant (membrane-stabilizing) drugs like pregabalin or gabapentin can also be helpful for pain, particularly if there is a neuropathic component. Tricyclic antidepressants also improve sialorrhea and pseudobulbar affect. Gabapentin has the potential added benefit of antispasticity properties and might stabilize symptoms of dysautonomia.

Opioid medications should be reserved for refractory pain, although concern for addiction is relatively pointless in a terminal disease. The medications should be given on a regular dosing schedule and titrated to the point of comfort.87 Oral or sublingual morphine, 10 to 30 mg every 4 hours, is also effective and might help relieve “air hunger” in the terminal stages of the disease. Another option is taking the total dose of immediate-release morphine required to alleviate pain and giving half of that every 12 hours in a controlled-release preparation such as MS Contin. The intramuscular delivery route should be avoided because of muscle wasting. Fentanyl or morphine patches can deliver inconsistent dosing, particularly if there is excessive perspiration. Complications with opioid medication in ALS are respiratory depression and constipation. These side effects might be acceptable in the final phases of life when respiratory insufficiency or severe pain require increased doses of opioids and/or benzodiazepines.

Dysarthria

In the early stages of the disease, or with slowly progressive deterioration of the bulbar muscles, speech therapy can be helpful (see also Chapter 3). The goal is to correct poor compensatory strategies that can worsen speech intelligibility.77 Patients at this stage often are aware of their deficits and overwork with forceful speech in an attempt to be understood. Adaptive strategies using breathing techniques and maintaining a slow speaking rate with an emphasis on increasing the precision of speech production might be helpful and can be taught by a speech-language pathologist.77 Rapidly progressive bulbar dysfunction in MND does not respond well to conventional articulation training and should be approached by prescribing communicative aids rather than traditional ongoing speech therapy.77 An alphabet supplementation or word board works well early on when patients still have reasonable upper limb function. Once patients have lost hand and arm function, developing yes/no or other binary commands with eye-gaze systems can be used, particularly if the patient is using mechanical ventilation. Major recent advancements have been made in devices such as speech synthesizers or multipurpose, multiaccess, computer-based augmentative communication systems. Although expensive, these devices greatly enhance the patient’s ability to communicate when no longer able to phonate. If patients with dysarthria are identified early, their own speech patterns can be recorded and programmed into a communication device.

Laryngospasm

Laryngospasm is a brief paroxysmal contraction of the vocal cords that temporarily interrupts speech and breathing. It often occurs during the night and can be a significant source of anxiety and panic. It occurs more commonly in the later stages of ALS and affects approximately 20% of patients.77 It is more common in SBMA.123 Recurrent laryngospasm was observed in 47% of 49 patients with SBMA but in only 2% of a control group of patients with early-stage ALS.123 It is associated with smoking and gastroesophageal reflux. Treatment includes rapid upright positioning, which can effectively shorten the duration of the spasm. Long-term treatment strategies are directed at reducing laryngeal irritation from reflux of gastric contents and the irritation of cigarette smoke.77 Avoiding large late-night meals combined with the use of a proton pump inhibitor can reduce the frequency of attacks.

Dysphagia and Nutrition

Patients with ALS frequently develop bulbar muscle dysfunction as a result of motor neuron involvement in the brain stem (see also Chapter 27). Dysfunction of the lips, tongue, and pharyngeal and laryngeal muscles can result in an increased risk of aspiration and difficulty with generating adequate glottic closure for effective cough function. Swallowing can become impaired, and ingesting adequate nutrition can be trying for the patient and family alike.245 Choking episodes are common and might even be triggered by saliva. Secretion management is a particularly difficult issue because secretions can become viscous as a result of inadequate hydration and mouth breathing. Malnutrition caused by inadequate protein–calorie intake can occur, and rapid weight loss should signal the clinician to carefully assess the swallowing mechanism.91 Referral should be made to a speech therapist who can perform dynamic video-assisted swallow evaluations, as well as instruct patients and their families in techniques to reduce the risk of aspiration.77

Most patients with ALS are deficient in energy intake.52 Both muscle and fat mass tend to decrease with disease progression. In addition, some patients become hypermetabolic. The etiology of this change in metabolism is not entirely clear, but it might be related to increased respiratory effort. Inadequate nutrition is problematic because it can cause greater muscle catabolism and increase fatigue. Causes of malnutrition include arm weakness and inability to feed oneself, increased time required to eat, loss of appetite because of depression, bulbar muscle dysfunction, and dysphagia. In a prospective study of French patients with ALS, those who were malnourished had a 7.7-fold increased risk of death.131

Dysphagia can initially be managed by instruction in compensatory strategies. Patients should be instructed to avoid distractions during mealtime. Swallowing techniques (see Chapter 27) such as a double swallow, chin tuck, head turning, and supraglottic swallowing can be used.77 ALS patients have greater difficulty with thin liquids and dry crumbling foods. Dietary modification such as thickening of liquids, moistening solids, and modifying temperature and texture can be helpful. Patients can often maintain nutrition orally by adding high-calorie liquid supplements to their diet. A registered dietician can offer recommendations for appropriate nutritional supplementation.

When nutrition cannot be maintained orally, either partial or complete nutritional support can be provided via a feeding tube. In the past, most centers used percutaneous endoscopic gastrostomy (PEG) tubes, but many centers now use radiologically inserted gastrostomy (RIG) tubes. RIG tubes seem to be easier and safer to insert in patients with low vital capacities.86 Indications for PEG or RIG include aspiration pneumonia, loss of more than 10% of body weight, and the impairment of quality of life because of the time required to maintain nutrition orally. Feeding tube placement typically stabilizes weight and prolongs survival.88,91 It is important to follow respiratory function and plan for gastrostomy tube placement before the patient’s FVC falls below 30% predicted.

Sialorrhea (drooling) is caused by inadequate handling of secretions rather than the amount of them. In fact, salivation in ALS appears to be less than in unaffected individuals.91

Bracing and Equipment

As patients with MND progress, they lose their independence and begin to rely more on assistive equipment and caregivers for mobility, activities of daily living (ADLs), and home safety. It is important, particularly in patients with rapidly progressive disease, to anticipate their equipment needs so that the window of opportunity to provide support and maintain function is not lost.

The patient’s ability to ambulate changes during the course of the disease. Initial therapy might require the use of ankle–foot orthoses to improve foot drop. Ankle–foot orthoses molded in a neutral position can prolong ambulation and decrease the risk of injury and falls (see Chapter 15). Wheeled walkers or quad canes can help prevent falls. Once the patient is no longer able to ambulate community distances, a mobility device should be provided. Wheelchairs should provide adequate lumbar support and have pressure relief cushioning (gel foam). The chair should be properly fitted to prevent pressure ulcers and provide adequate support for the spine. The wheelchair should have both the ability to “tilt-n-space” and recline to aid with pressure relief and positioning. Simply giving the patient a prescription for a wheelchair often results in the patient receiving a standard manual chair that does not fit properly. Using a team approach with physical and/or occupational therapists and the durable medical equipment provider is the best way to ensure that the proper wheelchair is prescribed and obtained. A power wheelchair, although expensive, is justified because it will prolong independent mobility and markedly improve quality of life.

Eventually a hospital bed with a pressure-relieving mattress (air or dense foam) should be prescribed along with foam wedges to facilitate proper positioning. This will help prevent pressure ulcers and contractures and improve sleep for both the patient and the caregiver(s). Bed rails, when the patient still has adequate arm strength, can improve independent bed mobility and decrease anxiety related to difficulty changing position.

Other useful equipment includes hand-held showers, bath tub benches, grab bars, raised toilet seat, commode chair, ADL aids (e.g., sock aid, grabbers), sliding board, pneumatic patient lift, and wheelchair ramps (see Chapters 23 and 26). An occupational therapist can help determine which, if any, of these devices will be useful to the patient. Other simple suggestions, such as moving the patient’s bedroom to the first floor and removing loose rugs or covering slippery floors, are helpful and can be made during an in-home evaluation by the occupational therapist.

Frequently, severe weakness in the neck flexors and extensors will cause a “floppy head” associated with severe neck pain and tightness. This might be helped by a soft cervical collar or a Freeman or Headmaster-type collar, which is a wire frame with padding over the pressure points (see Chapter 16).

Respiratory Management

The mechanical respiratory system is significantly involved in all MNDs. For the purposes of this discussion, we will focus primarily on ALS, although all the modalities discussed herein are applicable to MND in general. ALS affects the major muscle groups of the mechanical respiratory system, including (1) upper airway muscles (abnormal swallowing and cough), (2) expiratory muscles (inadequate cough), and (3) inspiratory muscles (inadequate maintenance of ventilation). Because of these problems, all patients with ALS are at significant risk of respiratory complications, and respiratory failure is the leading cause of death in this population.

Cough is an essential airway protection reflex. The individual with ALS might experience cough impairment in any of the stages of cough, including reduction in the inspired volume because of diaphragm weakness, inability to close the glottis completely because of bulbar muscle dysfunction, and inability to compress and expel intrathoracic gas because of expiratory muscle weakness. Maximal expiratory pressure, a commonly used clinical measure of expiratory muscle strength, does not correlate well with the presence or absence of cough generation.18 Inspiratory muscle strength also does not correlate well with cough generation.18 Peak cough flow is considered the best noninvasive assessment of cough function.133 A measured peak cough flow of less than 160 L/min during acute respiratory illness or 270 L/min in the absence of respiratory illness is associated with poor cough and a high risk of respiratory infection. Interventions to improve cough include teaching the caregivers manually assisted cough or use of manual insufflation—a one-way valve mouthpiece circuit combined with a self-inflating resuscitator bag used to insufflate the lungs by applying a series of breath-stacking maneuvers. When bulbar function is good but the patient has significant expiratory muscle weakness, mechanical insufflation–exsufflation (Cough Assist Device, Respironics, Inc., Murrysville, PA) can be used to augment cough function (see Chapter 34).

ALS often affects the inspiratory muscles, including the diaphragm and external intercostal muscles. This leads to a reduction in respiratory muscle strength, restrictive lung disease, and ultimately carbon dioxide retention and frank respiratory failure. In rare cases, respiratory muscle dysfunction leading to respiratory failure can be the presenting clinical picture for the ALS patient. The symptoms of respiratory muscle insufficiency usually occur gradually over time and can defy diagnosis.

Pulmonary function testing is invaluable in assessing the level of respiratory impairment and should be used to follow disease progression and assess prognosis in ALS. Respiratory muscle strength measures appear to correlate with dyspnea in ALS patients even when there is near-normal vital capacity.72,79,133 In patients in whom oral bulbar weakness limits the ability to accurately measure maximum inspiratory pressure by mouth, sniff nasal inspiratory pressure has been found to be a reliable alternative.133 Both maximal inspiratory pressure (MIP) and sniff nasal inspiratory pressure can be inaccurate measures of inspiratory muscle strength when significant bulbar weakness affects the test maneuver because of inadequate oral seal or upper airway collapse.

Nocturnal hypoventilation and sleep-disordered breathing are common problems for patients with ALS. These can occur even when respiratory muscle function is only mildly affected and daytime gas exchange remains normal.14,25 Neural output to the respiratory muscles decreases during sleep. Even mild muscle weakness coupled with the normal decreases in ventilatory drive can result in nocturnal hypoventilation and disturbed sleep architecture. Nocturnal pulse oximetry or formal sleep studies can be very helpful in elucidating sleep-disturbed breathing in these patients.

Hypercarbia and atelectasis can lead to lower than expected arterial oxygen levels, but primary oxygenation problems are not common in ALS, except in the final stages when pneumonia intervenes. Oxygen as a primary therapy for respiratory insufficiency is not recommended because it can suppress respiratory drive. However, oxygen therapy in an attempt to relieve dyspnea in the hospice setting might be appropriate.

The respiratory specialist is integral to the care of the ALS patient because of the multiple effects of the disease on the respiratory system. Frequent monitoring of pulmonary function gives valuable information on prognosis and input into the timing of interventions and discussions of long-term mechanical ventilation.

Predicting when respiratory failure will occur in the patient with ALS is important to plan appropriate clinical interventions and to help patients and their families address crucial decisions concerning long-term mechanical ventilation and end-of-life issues. Unfortunately, accurately predicting impending respiratory failure is a difficult task. Assessing symptoms of respiratory insufficiency such as dyspnea and orthopnea on each visit is important. Objective measurements of pulmonary function can be helpful but are not entirely predictive of either impending respiratory failure or death. Arterial blood gases are usually not helpful because PaCO2 can be maintained until immediately before respiratory failure. Most authors agree that severe restrictive lung disease with an FVC of less than 50% should prompt careful discussions with the patient concerning the type of medical interventions wanted in the event of respiratory failure.18 FVC should be measured in both the seated and the supine positions because it is often lower in the supine position and contributes to nocturnal hypoventilation. This can easily be performed in the clinic with a portable spirometer. Patients with oral muscle weakness might need to perform spirometry maneuvers through an air cushion facemask to obtain reliable measurements.

Mechanical ventilator support with noninvasive positive pressure ventilation (NPPV) has been shown to be effective in improving quality and duration of life.11,25,82,88 Improvements in cognitive function have been shown in ALS patients receiving nocturnal NPPV.98 Recently a randomized controlled trial of noninvasive ventilation was done in a cohort of ALS patients measuring survival and quality of life.82 Ninety-two patients were assessed every 2 months and randomly assigned to noninvasive ventilation or standard care when either orthopnea developed with a maximum inspiratory pressure of less than 60% of predicted, or when symptomatic hypercarbia occurred. NPPV improved quality of life and survival in all patients without bulbar symptoms, as well as in a subset of patients with mild bulbar symptoms. In patients with more severe bulbar symptoms, NPPV produced some improvement in quality of life but did not improve survival.

The Practice Parameters of the American Academy of Neurology suggest that all patients with ALS and respiratory symptoms or an FVC less than 50% predicted should be offered the use of NPPV.91 NPPV is usually initiated at night because of the high frequency of sleep-disordered breathing. Patients will often progress to using NPPV during the day as their disease progresses. Portable daytime NPPV can be most easily provided by using a bilevel pressure ventilator in conjunction with a less obtrusive interface, either a nasal cannula or nasal pillow interface. A small subset of patients with slow-progressing limb-onset disease and no bulbar symptoms can benefit from portable daytime mouthpiece ventilation (MPV). Portable MPV can be supported using a bilevel pressure ventilator but is most effectively administered using a pressure-triggered volume-cycled home ventilator. The benefits of MPV include progressive ventilatory support and sigh and cough augmentation by the use of breath-stacking maneuvers. Unfortunately, NPPV is only a temporizing measure. Most patients with ALS will at some point develop bulbar symptoms that are severe enough that they will be unable to continue use of NPPV because of aspiration pneumonia or failure of NPPV to ventilate the patient effectively despite its constant use. At this point, consideration for invasive ventilation might be the only option for continued survival.

Invasive ventilation involves placement of a tracheostomy or laryngeal diversion for direct airway access, and use of a small, usually volume-cycled home ventilator. A laryngeal diversion (laryngotracheal separation) is an alternative procedure, in which the proximal trachea is either oversewn or hooked side on end into the esophagus and the distal trachea is brought out through a stoma in the neck. This procedure has the advantage of completely preventing aspiration, although phonation is no longer possible.36 Tracheostomy is clearly a life-prolonging intervention, and patient survival can be extended indefinitely. Invasive ventilation has no effect on the progression of the disease, however, and patients can develop complete paresis of all muscles, including the extraocular muscles that produces a “locked-in” syndrome in which communication is no longer possible. The costs of invasive ventilation to patients and families in both financial and emotional terms are significant.17 Family members provide much of the care for these patients at home and might have to relinquish employment outside the home to do so. Despite this, many patients with ALS report a good quality of life while receiving mechanical ventilation.18

Most patients who undergo invasive mechanical ventilation do so in the setting of emergent hospitalization without having planned in advance for this eventuality. Oppenheimer103 reviewed experience with 50 ALS patients on invasive mechanical ventilation and found that only 4 (8%) of the patients had chosen tracheostomy in advance, before acute respiratory failure and emergent intubation.

Depression and Anxiety

Reactive clinical depression is expected in patients diagnosed with MND.70 Once the diagnosis is confirmed, patients should be counseled with respect to the prognosis to allow time for grieving, anger, and ultimately “acceptance” of their disease, which is important for the mental well-being of patients and their families.85,101 The practitioner should keep in mind that the time around diagnosis is often associated with high levels of anxiety that can undermine quality of life.135 Antidepressant medicine should be offered to patients because it can provide assistance with mood elevation, appetite stimulation, and sleep.78

Good family, social, and religious support systems are all helpful and should be encouraged. The patient should be referred to a support group. The most prominent consumer-driven organizations facilitating support groups for people with ALS are the MDA and ALSA. In addition, referral to a psychiatrist or clinical psychologist with experience in treating depression associated with terminal and/or chronic disease might be necessary.78 Depression in the spouse, significant other, family, or friends should not be overlooked and should be treated as needed.

End-of-Life Issues

ALS is a disease that poses some unusual ethical and humanitarian considerations. Patients with ALS have time to think about the inevitability of the disease and make the choices needed to direct their care in the terminal stages of the disease.

The physician must consider that the patient with advanced ALS might not want life-sustaining therapies. Life-sustaining therapy, defined as any artificial device or intervention that compensates for the failure of an organ system which would normally result in death, is the patient’s choice and not the physician’s. The most obvious example of this would be mechanical ventilation, but this also includes artificial hydration and nutrition. In the United States, a mentally competent patient has the right to refuse any prescribed treatment. The physician should always respect and foster the patient’s autonomy and self-direction with respect to these types of interventions.22,103 An advanced health care directive is absolutely necessary.

Early in the disease a social worker should be consulted to help arrange a durable power of attorney to a responsible family member. In most states this can be done by a paralegal for a nominal fee. A living will should be drafted that clearly outlines the patient’s wishes regarding the extent of medical intervention desired.17 This is particularly important with respect to entering hospice-level care. By the time hospice care is being considered, patients typically have spent time with grief and anger, and have begun ”acceptance” of the outcome. Many ALS patients are still hesitant about enrolling in hospice, however, because it implies that the disease has reached the end stage.34,76

Quality of life studies have shown a frequent lack of adequate communication between the physician and patient, as well as a poor perception (both positive and negative) on the part of physicians of the level of quality of life of their patients.101 It takes a great deal of time to explain end-of-life issues, including the available treatment options and choices. Without this investment of time from the clinician, the patient is frequently unaware of the available services that can improve quality of life.

The most appropriate level of care for the ALS patient can change frequently, and patients should be followed closely. An advanced ALS patient is unfortunately often told: “There is nothing that can be done,” when in fact optimizing in-home care and hospice can maximize quality of life for patients and provide a more comfortable and less painful end of life. Krivickas et al.153 documented that most ALS patients appear to receive insufficient in-home care. Of 98 advanced ALS patients studied, only 9 received hospice home care, 24 received nonhospice home care, and 7 received both hospice and nonhospice home care. The remaining 58 patients received no in-home care. Among ALS primary caregivers of the patients with tracheostomy, 42% felt physically unwell, and 48% felt psychologically unwell. The authors concluded that home and hospice care received by ALS patients is typically inadequate because it starts too late to relieve the burden placed on family caregivers. Hospice provides an interdisciplinary team of professionals whose mission is to support the patient and the family through their remaining days together.

Hospice organizations have guidelines for entry of ALS patients and often allow for early entry during the advanced stages of the disease.124 The guidelines often require physicians to make some estimate of life expectancy, which is very difficult to do in ALS and is something for which most physicians are probably ill prepared. Inexperienced clinicians perceive hospice as only for “near-terminal” patients. ALS patients, however, might be in that state for a prolonged period, and hospice care can ease suffering considerably.

Lack of physician knowledge of the services provided by hospice is widespread.29,54 Physicians not familiar with the care of terminal patients might not be comfortable with the aggressive use of opiates and benzodiazepines advocated by hospice clinicians for the control of symptoms in ALS. The physician can find it difficult to give carte blanche orders for effective titration of these types of medications, which ease air hunger and anxiety in the end-stage ALS patient.

Regular home visits by hospice nurses can ensure proper medication delivery, pain control, and skin and bowel care. They are able to provide the physician with a progress report without having to bring the patient physically to the clinic. They can also provide counseling to avoid 9-1-1 panic calls by family members. Most patients wish to die at home, and in most cases with a supportive family and the help of hospice, this is a feasible and worthwhile goal.

An informed patient and family will welcome the comprehensive level of terminal care that hospice offers, consoled with the knowledge that dying with dignity in the serenity and security of one’s own home is, in some modest but meaningful way, a measure of victory over this otherwise insufferable illness.

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Additional Reading

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