Introduction to law

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1. Introduction to law
Learning objectives

• identifying the sources of the law
• understanding the different types of law
• identifying the features of the Australian legal system
• differentiating between criminal and civil law
• explaining the operation of the doctrine of precedent
• describing how to find and read a case citation
• understanding how to read an Act (also called a statute).

Introduction

Medical services are, to a significant extent, regulated and controlled by the law and the legal system. For example, a medical student is required by law to fulfil the educational and practical components of a medical degree before seeking registration to practice. Once registered as a medical practitioner it will be necessary to consider the relevant legal principles and issues prior to making clinical decisions about care and treatment of patients and clients. The provision of healthcare by medical practitioners, as with any other health professional, is therefore based on a framework of legal principles and legislative provisions which regulate and determine the standard of care to be delivered and the rights and obligations of both the providers and the recipients of the care. This area of law, which has come to be referred to as health law or medical law, operates to control not only what medical practitioners and healthcare institutions are expected to do, but also what they are to refrain from doing as part of their professional practice in the provision of their services.
As health law is one subject area of the law that governs the conduct of medical practitioners, it is important to have an understanding of the Australian legal system and the language and terminology relevant to legal processes and structures. The purpose of this chapter is therefore to provide you with a broad outline of the structure and features of the Australian legal system, including the hierarchy of the courts, the impact of the doctrine of precedent and the sources of the law, so as to assist in an understanding of the content of the following chapters.

Where does the Law Come From?

The Australian legal system, as it currently exists, developed from both the historical links with Britain as a colonial power and the federation of the colonies. Each colony had developed independently and came together as the Commonwealth of Australia in 1901. Initially the British imposed their laws and system of government on the individual colonies. Despite the fact that each of the colonies had developed its own constitution by the end of the 1890s, it was considered desirable that they federate under one constitution. The Commonwealth Constitution Act 1900 (UK), passed by the British Parliament, effectively transformed each of the colonies into separate states federated under the name of the Commonwealth of Australia.
In Australia, there are two sources of the law:
1 The first is legislation passed by the parliaments at both the state and federal levels. Each of the state parliaments, through their individual constitutions, may pass laws for the ‘peace, welfare and good government’ of the state. 1 In addition, the federal parliament may pass legislation as specifically determined by the Commonwealth Constitution.
2 The second source is the law which has developed from decisions of judges handed down by the courts. This is also referred to as ‘common law’.
As the laws emanate from the state, territory and federal parliaments and the courts it is necessary that medical practitioners have an understanding of the laws that control and regulate the practice. Refer to Table 1.1.

Judge-made or common law

• Judges decide on cases brought before the courts.
• Court proceedings are initiated by litigants (the parties to the proceedings) who have a dispute needing a legal remedy.
• Judges develop common law principle known as precedents.
• Cases are decided on the evidence presented and also within the parameters of established precedent or prior judgments.
• Judges apply legal remedies to actual disputes between people, or about points of law including equitable principles.
• The ratio decidendi is the reason for deciding or the principle of law upon which the case was decided.
• The judgment may contain comments that clarify a situation but do not make new law (obiter dictum). Comments made in obiter are not regarded as new law.

Legislation or statutory law (also referred to as an Act)

• Legislation passed by parliament on a matter is known as a statute or Act (primary legislation).
• Statutory bodies and ministers have the power to make regulations and rules (delegated legislation).
• Legislation can apply to specific groups, individuals or context, or to the whole population.
• Judges may be asked to interpret the meaning of certain sections of legislation or regulations should a dispute arise in response to the application of the legislation.
Australia is often referred to as a common law country. This means that the system of government and courts are, in the main, similar to those of other common law countries, for example, the United Kingdom, Canada and New Zealand. These countries also have both common law (from the courts) and statutory law (from the parliament) embodied in their legal systems.

Parliamentary law

One of the functions of a parliament is to enact legislation, also known as Acts or statutes, which are designed to regulate certain aspects of society. An Act of Parliament is considered to be the primary source of the law. This means that the law contained in the Act has priority over the common law (judicial decisions from the courts). Some states or territories have Codes. Where a Code exists, it is intended to be a complete statement of law in that particular area; for example, the Criminal Code (WA) which is intended to operate independently of the case law. While parliament enacts the legislation, the role of the court is to interpret those sections of the legislation that are relevant to the cases before it.
The state and federal parliaments consist of a lower house of representatives and an upper house of review. The exceptions are Queensland and the territories where there are no upper houses of parliament. There is an established procedure for the passage of legislation through both the state and federal parliaments. An item of legislation will be known as a ‘Bill’ prior to it being finally passed into law when it then becomes an Act. Refer to Figure 1.1.
There are many Acts of Parliament at both the state and federal levels which regulate and control the practice of medical practitioners and the provision of medical services. To give some examples, at the state level, there are statutes that set the standard of practice against which the conduct of medical practitioners will be compared in making a decision as to whether there has been a breach of the duty of care, legislation identifying substitute decision-makers when a patient lacks capacity to make their own healthcare decisions, legislation controlling workplace health and safety and legislation providing avenues for complaints by healthcare consumers about the care they have received from a medical practitioner. At the federal level, the legislation may address issues such as funding and regulating Commonwealth healthcare agencies and services.
The law at the state and federal level is also impacted upon by Australia’s international obligations. International law is a body of rules that regulate and control the conduct of nations in their dealings with one another in an international context. These general principles of international conduct are variously called treaties, protocols or declarations and are negotiated by members of the United Nations. When the Commonwealth government is a signatory to an international treaty, it must pass domestic legislation that is consistent with the obligations of that particular treaty. Therefore, the influence of international treaties and conventions on Australian domestic law is becoming increasingly significant. For example, the language of the mental health legislation in each of the states and territories draws heavily on the Universal Declaration of Human Rights and the laws in relation to children reflect the obligations imposed under the Declaration of the Rights of the Child (Article 4) and the United Nations Convention on the Rights of the Child (Article 24). Australia is a signatory to these documents.

The process of enacting an Act (statute)

While a law is progressing through parliament, it is referred to as a Bill. Once passed by parliament and assented to by the Governor-General, it becomes an Act of Parliament. The process involved in the passing of an Act entails the following of certain procedures in a prescribed sequence as shown in Figure 1.1.
Under ordinary circumstances, the Bill is debated at a later date. This is referred to as the second reading. At that time the matter is debated and the parties in opposition may propose amendments before the Bill is passed by the lower house.
At the committee stage, each of the provisions of the Bill will be debated with the full house of parliament sitting as a committee. This stage of the process is a procedural mechanism and does not require the members of the parliament to operate as an investigative committee. The purpose is to consider the details of a Bill after the second reading and examine any amendments proposed by the upper house if it is referred back. Basically this process is a way of determining whether any of the provisions in the Bill fail to meet the intention of the proposed law, or if there are any unintended consequences arising from any sections of the Bill. The Bill then moves on to a third reading and is passed by the lower house. In situations where the government has an overwhelming majority in the house, it is possible that the Bill can be forced through all of these processes and emerge without undergoing the scrutiny that would be insisted upon if the numbers of government and opposition were more balanced.
The Bill is then referred to the upper house where it is examined and debated in a manner and sequence similar to that of the lower house. Any amendments to the Bill recommended by the upper house are referred back to the lower house and if these are accepted, the Bill is presented to the Governor-General or Governor for Royal Assent. Once this occurs the Bill becomes an Act of Parliament. The Act may not become effective immediately as it must be proclaimed. Sometimes the proclamation date will be mentioned in the Act, but usually it will be at a date to be fixed. One reason for this delay is to enable the executive government or bureaucracy to establish the necessary mechanisms for implementing the Act. Rarely will an Act be set up to take effect retrospectively.

Regulations

One of the last sections in an Act confers on the Governor-General the power to make regulations that may be necessary for the administration of the Act. Regulations provide the essential details of administration that may change more frequently than the Act can be amended by parliament. Regulations are necessary to enable the daily implementation of the Act. The regulations are called delegated legislation. Regulations are usually drafted in the Attorney-General’s Department, advised by the department responsible for administering the Act. Though the regulations are tabled in parliament they do not progress through parliament in exactly the same manner as a Bill.

Statutory interpretation

Statutes and regulations determine much of the professional activity in the delivery of healthcare. For example, the respective civil liability legislation in each of the states and territories identifies the standard of care for health professionals; the legislation and regulations controlling drugs and poisons set out the requirements for the storage, possession and administration of drugs and poisons; and the guardianship legislation provides for a substitute decision-maker for those patients and clients who have no capacity to make healthcare decisions. Legislative provisions pertaining to the health industry are therefore regularly amended and updated.
When reading legislation and regulations the focus must be on the actual words used. Examples of words that compel include will, must or shall whereas words such as may are discretionary. The first step in interpreting the legislation is to read the statute as a whole so that the context of the words can be identified. Words that have a simple meaning can take on a technical or special meaning in legislation. Explanatory notes sometimes accompany the statute and associated regulations, to help resolve ambiguity or emphasise the intention of the law. The interpretation of statutes is now governed by various commonwealth, state and territory Interpretation Acts2 that enshrine the common law rules regarding interpretation of legislation.
Legislation may be accessed via hard copy or ‘online’ via the world wide web (www) or other dedicated databases generated and maintained by Commonwealth, state and territory governments. In addition to the individual government websites, 3 all Australian legislation can be found at www.austlii.edu.au. 4 The format of the legislation in hard copy will differ from that available online however, the following aims to provide a general overview to assist in reading an Act.
The coat of arms of the particular jurisdiction usually appears at the top of the front page of an Act. All Acts are given a number; for example, the Health Quality and Complaints Commission Act 2006 (Qld) is Act No 25 of 2006. Numbering is strictly in the order in which the Acts are assented to by the Governor-General. 5 If the date of assent is included it usually appears in brackets under the long title (see Figure 1.2 Reading an Act); this is the date on which a Bill formally completes its passage through the parliament and meets the constitutional requirements for becoming an Act. It is not necessarily the date on which the Act comes into effect (see Commencement in Figure 1.2).
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Figure 1.2

The layout of an Act depends on its subject matter. Many Acts are divided into chapters and/or parts, which are like chapters in a book. For example, the Health Quality and Complaints Commission Act 2006 (Qld) has 241 sections in 17 chapters. Within many of the chapters are parts, which are broken down further into divisions. For example, ‘Chapter 1— Preliminary’ is comprised of sections 1 to 10 and contains items such as the short title, the commencement, main objectives, who is bound by the Act, the dictionary and meanings of ‘health service’, ‘provider’, and ‘user’. Certain items and prescribed forms are more conveniently set out in a list appended to an Act. This is achieved in the form of a schedule. Sections in the Act will refer to a schedule and this has the effect of incorporating it into the law. The schedules in the Health Quality and Complaints Commission Act 2006 (Qld) identify facilities and institutions that are declared to be, or declared not to be, health services, relevant registration boards, amendments to other Acts consequential to the operation of this Act, and a dictionary of terms.

Delegated legislation

An Act as passed by parliament may provide that a particular person or body, for example a Minister of the Crown, the Governor-General or professional regulatory authority, is delegated the power to make rules, regulations, by-laws or ordinances in relation to specified matters. For example, section 101 of the Healthcare Complaints Act 1993 (NSW), empowers the Governor, under the Act to:
(1) …make regulations, not inconsistent with this Act, for or with respect to any matter that by this Act is required or permitted to be prescribed or that is necessary or convenient to be prescribed for carrying out or giving effect to this Act.
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