Individuals with Chronic Primary Cardiovascular and Pulmonary Dysfunction

Published on 13/02/2015 by admin

Filed under Cardiovascular

Last modified 22/04/2025

Print this page

rate 1 star rate 2 star rate 3 star rate 4 star rate 5 star
Your rating: none, Average: 5 (1 votes)

This article have been viewed 1475 times

Individuals with Chronic Primary Cardiovascular and Pulmonary Dysfunction

Elizabeth Dean and Donna Frownfelter

This chapter reviews the pathophysiology and medical management in relation to the comprehensive physical therapy management of individuals with chronic primary cardiovascular and pulmonary pathology. Exercise testing and training are major components of the comprehensive physical therapy management of individuals with chronic primary cardiovascular and pulmonary conditions, and this topic is presented in detail in Chapter 24.

Because the heart and lungs are interdependent and function as a single unit, primary lung or heart disease must be considered with respect to the other organ and in the context of oxygen transport overall.1,2 Despite a plethora of research and numerous official position statements and clinical practice guidelines, the definition and diagnoses of chronic heart disease and chronic lung disease and their management remain inconsistent in practice.3 Although there is consensus regarding the effectiveness of both cardiac and pulmonary rehabilitation,4 this inconsistent practice is associated with the underuse, overuse, and misuse of therapies regardless of their established effectiveness.

Although there is no clear line between obstructive and restrictive patterns of lung disease, the distinction is based on the primary underlying pathophysiological problems. The primary conditions that are discussed include obstructive lung disease (i.e., chronic airflow limitation, asthma, bronchiectasis, and cystic fibrosis) and restrictive lung disease (i.e., interstitial pulmonary fibrosis). Lung cancer, which has the characteristics of both obstructive and restrictive patterns of pathology, is also presented.

The long-term physical therapy management of people with heart disease is then presented, with special attention given to angina, myocardial infarction, and heart valve disease. Chronic vascular conditions including peripheral vascular disease (PVD), hypertension, and type 2 diabetes mellitus with its associated angiopathies are also presented.

The principles of the physical therapy management of people with various chronic primary cardiovascular and pulmonary conditions are presented rather than treatment prescriptions, which cannot be discussed without consideration of a specific patient (see Case Study Guide to accompany the text on-line). In this context, the general goals of the long-term management of people with each condition are presented, followed by the essential monitoring required and the primary interventions for maximizing cardiovascular and pulmonary function and oxygen transport. The selection of interventions for any given patient is based on the physiological hierarchy. The most physiological interventions are exploited first, followed by less physiological interventions and those whose effectiveness is less well documented (see Chapter 17).

The principles outlined in this chapter also apply to the individual who has a secondary diagnosis of one or more chronic primary cardiovascular and pulmonary conditions. These principles can be used to modify physical therapy management prescribed for some other condition or indicate the need for special monitoring.

A template of care is shown in Table 31-1. Although there are many commonalities of physical therapy management across patients, only a detailed knowledge of each specific patient, in terms of his or her underlying pathologies and other factors, will lead to the optimal management plan and treatment prescriptions.

Individuals with Primary Cardiovascular Disease

Angina

Pathophysiology and Medical Management

Angina pectoris refers to pain resulting from reduced blood flow to the myocardium. Even though it is usually elicited during exercise, angina may be triggered by stress or in severe cases may occur at rest. Atherosclerosis of one or more of the coronary arteries is the principal cause. Coronary vasospasm is a less common cause of angina. The pathophysiology of angina is described in detail in Chapter 5. A history of angina necessitates further examination to establish the severity of the coronary artery occlusion. Individuals with manifestations of heart disease are categorized according to their limitation during physical activity based on the New York Heart Association (NYHA) Functional Classification (Table 31-2).

Table 31-2

New York Heart Association Functional Classification

Classification Characteristics
I No symptoms and no limitation in ordinary physical activity.
II Mild symptoms and slight limitation during ordinary physical activity.
III Marked limitation in activity as a result of symptoms, even during less-than-ordinary activity. Comfortable only at rest.
IV Severe limitations. Experiences symptoms even while at rest.

If angina is severe and refractory to medical management, the patient is scheduled for coronary bypass surgery (Chapters 29 and 30) to restore normal coronary blood flow. The acute and long-term management of the surgical cardiac patient is presented in Chapter 30. In less severe cases, angina is managed conservatively with medications (e.g., sublingual nitroglycerin, nitroglycerin patch, education, and physical therapy). After the patient’s condition has stabilized, a graded exercise tolerance test may be conducted under supervision in a cardiac stress testing facility where 12-lead electrocardiogram (ECG) monitoring can be performed. The exercise intensity at which the patient exhibits angina (i.e., the anginal threshold) can be quantified and serve as the basis for the prescription of physical activity and exercise.

Principles of Physical Therapy Management

Patients may be referred to physical therapy with a history of angina as a primary or secondary problem. Regardless, angina is managed with the same care and vigilance because it can be a life-threatening condition either way. A patient for whom antianginal medication is prescribed must have the medication present. The medication must not have expired and must be within visible access during treatment. The physical therapist should examine the medication before treatment to ensure that the expiratory date has not passed and to take responsibility for positioning the medication near the patient for access to it should the patient develop angina during treatment.

The goals of long-term management of the patient with angina include the following:

Patient monitoring includes hemodynamic monitoring (i.e., heart rate, blood pressure, rate-pressure product, and dyspnea). Subjective responses to treatment, particularly exercise, should also be recorded (e.g., Borg’s rating of perceived exertion). Signs of chest pain, dyspnea, anxiety, lightheadedness, dizziness, disorientation, discoordination, cyanosis, coughing, and chest sound changes (i.e., a gallop) must be monitored. Angina is not an acceptable symptom under any circumstance. Should it occur, treatment is immediately discontinued and emergency measures instituted as indicated. Treatments will be safer and more precisely prescribed with continuous ECG monitoring. Without ECG monitoring, treatments must be conservative. If there is any doubt at any time concerning the hemodynamic stability of a patient and his or her ability to tolerate treatment safely, the patient should be referred to a general practitioner or cardiologist for clearance before being treated.

Medication that is necessary to maximize treatment response is administered before treatment. Knowledge of the type of medication, its administration route, and time to as well as duration of peak efficacy is essential if treatment is to be maximally effective.

For the long-term management of patients with angina, interventions include some combination of education, aerobic exercises, strengthening exercises, chest wall mobility exercises, relaxation, activity pacing, and energy conservation. Education includes information about heart disease and risk factors (i.e., smoking, diet, stress, weight, alcohol, coffee, and being physically active in hot environments) and appropriate preventative strategies (i.e., smoking reduction and cessation, low-fat diet, reduced alcohol consumption, exercise, relaxation, activity pacing, and stress management).

Patients with angina are at risk of having an infarction; therefore vigilance and stringent monitoring are necessary to detect angina or frank myocardial infarction. These patients are potentially hemodynamically unstable; thus their hemodynamic responses before, during, and after treatment, particularly aerobic and strengthening exercises, should be monitored and recorded. Minimally, heart rate, blood pressure, and rate-pressure product should be recorded, along with the patient’s subjective responses to treatment. Heavy lifting, static exercise, straining, the Valsalva maneuver, and heavy, repetitive upper-extremity work are avoided during physical activity and exercise. These activities are associated with a disproportionate hemodynamic response. Physical activity and aerobic exercise are prescribed at a target heart rate or perceived exertion ranges that are below the anginal threshold based on a graded exercise tolerance test (see Chapters 19 and 24). Peak exercise tests in patients with cardiac dysfunction that may elicit angina or ST-segment changes are performed in a cardiac stress testing laboratory, usually under the supervision of a cardiologist unless in a specialized facility where physical therapists perform such testing.

The body position in which aerobic exercise is performed is important in patients with heart disease. Positions of recumbency increase the volume of fluid shifted from the periphery to the central circulation. This increases venous return and the work of the heart. Therefore upright body positions have long been known to minimize cardiac work during exercise in these patients and during rest after exercise.5,6

Sexual dysfunction is common in individuals with systemic atherosclerosis owing in part to underlying pathology (dyslipidemia, vascular insufficiency, and diabetes), medication, and the psychological impact of heart disease.7 In terms of energy demands, those of sexual activity are comparable to those of other daily activities (e.g., walking 1 mile on the level). Optimizing health in general with diet and exercise can contribute to regression of atherosclerosis and improved peripheral circulation. Breathing control, body positioning, and energy conservation strategies such as exercising at a high energy time of day may also help minimize symptoms. Also, patients should be advised to avoid sexual activity within an hour of eating, and even then not to consume a heavy meal.

Myocardial Infarction

Pathophysiology and Medical Management

Angina frequently precedes frank myocardial ischemia and infarction. Myocardial ischemia is reversible, whereas infarction denotes myocardial injury and cell death (i.e., necrosis). Injured myocardial cells either recover or die during the healing period. Thus minimizing further damage and maximizing the healing during this 6-week period is critical. Myocardial infarctions can range from being silent and unnoticed by the patient to being life-threatening. They can occur anywhere in the myocardium but occur primarily in the ventricles (in the left more frequently than in the right ventricle). The greater the severity, the greater the risk of ventricular insufficiency, acute pulmonary edema, and left ventricular failure. Because myocardial ischemia and infarction impair the pumping action of the heart and thus cardiac output, patients tend to be hypoxemic and in need of oxygen. Even after the oxygen has been discontinued and the myocardium has healed, the patient may continue to be vulnerable hemodynamically. The myocardium will have some scarring that will affect both the electrical excitability (producing dysrhythmias) and the mechanical function of the heart. In addition, the patient may continue to have low-normal arterial blood gases. Hypoxemia is lethal in that it triggers dysrhythmias and predisposes tissues to hypoxia. Thus hypoxemia must be avoided. After myocardial infarction, patients are usually discharged home on several medications (e.g., nitroglycerin, calcium antagonists, beta blockers, and diuretics). Depending on the severity of involvement, patients usually continue to require one or more of these medications over the long term. The need for oxygen is usually short term and restricted to the patient’s hospital stay.

The patient’s ECG will be important for determining the parameters of exercise, the level of monitoring required, and education. Dysrhythmias are described in Chapter 4, and basic ECG reading is presented in Chapter 12. Ventricular dysrhythmias can be lethal. Occasional premature ventricular contractions must be monitored to ensure that their frequency remains low and that coupling does not occur. Atrial fibrillation is considered a relatively serious dysrhythmia. It is associated with a high incidence of coronary disease, stroke, and overall mortality.8 Medication or a pacemaker may be necessary.

Central sleep-disordered breathing is highly prevalent in individuals with left ventricular dysfunction and is associated with abnormal cardiac autonomic control and increased dysrhythmias.9 Although sleep-disordered breathing may not be related to the severity of hemodynamic dysfunction, loss of recuperative sleep will affect functional capacity as well as capacity and motivation to participate in an exercise program and be physically active.

Health-related quality of life reported by individuals with chronic heart failure is associated with function and exercise capacity, not with ejection fraction.10 Health-related quality of life should be an outcome measure for all individuals managed for heart failure because it provides important supplemental information that is independent of physiological indices of cardiac function and the NYHA classification of function (see Table 31-2).

Nonpharmacological approaches to the management of individuals with heart failure are an essential component to the overall management of the condition.11 These measures are incorporated into an individualized program of health behavior change, and include the following:

All patients with cardiovascular risk factors can benefit from cardiac rehabilitation. After a cardiac event, patients are typically discharged with drugs, the prospect of surgery, and rather infrequently with referral to an individual physical therapist or one who is a member of the cardiac rehabilitation team. There is a high incidence of recurrence and repeated surgery with further associated mortality and burden of disease. The physical therapist as a noninvasive practitioner has a primary responsibility to help avoid recurrence of symptoms and repeated surgeries. This is consistent with the physical therapist’s overriding objective of reducing the need for invasive care (i.e., drugs and surgery) and developing a sustainable, lifelong health plan with the patient.

Risk factor modification is a major goal. A marker of inflammation such as C-reactive protein along with appropriate lipid testing findings may be a more discriminating risk factor than lipid profiling alone.12 Refining the risk factor definition on the basis of C-reactive protein level will help target management (e.g., indicate necessity for intensified exercise programs, weight loss, and smoking cessation).

Principles of Physical Therapy Management

After discharge from the hospital, many patients who have had a myocardial infarction see a physical therapist either privately or through a cardiac rehabilitation program. Patients may remain on a supervised rehabilitation program, including an exercise program, for 6 to 12 months in a specialized center (see Chapter 24).

Regardless of the setting, physical therapy includes education, psychosocial support, and a supervised setting for exercising safely and developing confidence during physical exertion. In addition, an exercise program is specifically prescribed for the patient to enhance oxygen transport (i.e., delivery, uptake, and utilization at the tissue level), thereby minimizing the metabolic demand on the heart.

Depression is a common symptom reported by individuals with coronary artery disease and is associated with increased morbidity and mortality. Individuals with depressive symptoms are more likely to exhibit myocardial ischemia during mental stress testing and during activities of daily living.13 Myocardial ischemia induced by mental stress may be a mechanism by which depression increases the risk of morbidity and mortality in individuals with coronary artery disease. Although aggressive type A individuals are thought to have an increased incidence of heart disease compared with passive type B personalities, anger and hostility have been identified as the toxic negative emotions most implicated in morbidity and mortality related to heart disease.14

A graded exercise tolerance test is conducted before the patient leaves the hospital or when he or she is enrolled in an exercise program. The time between the exercise test and the exercise prescription and implementation of the exercise program should be minimal. Peak (formerly referred to as maximal) exercise tests are conducted in the presence of a cardiologist (unless in a specialized facility where physical therapists may do such testing) and provide the optimal basis for an exercise prescription. Submaximal exercise tests can be conducted by the physical therapist and can provide the basis for an exercise program; however, the prescription should be conservative compared with the prescription based on the peak exercise test. The principles and practice of exercise testing are described in Chapters 19, 24, and 25. Such testing is both an art and an exacting science and should be carried out in a rigidly standardized manner to ensure the test results are maximally valid, reliable, and useful.

As with the patient with angina and no overt infarction, the following caution must be adhered to with the patient who has a history of myocardial infarction. A patient for whom antianginal medication is prescribed must have the medication present. The medication must not have expired and must be within visible access during treatment. The physical therapist should examine the medication before treatment to ensure that the expiratory date has not passed and take responsibility for positioning the medication near the patient for access to it should the patient develop angina during treatment.

The goals of long-term management of the patient with myocardial infarction include the following:

Patient monitoring includes hemodynamic monitoring (i.e., heart rate, blood pressure, and rate-pressure product). Subjective responses to treatment, particularly exercise, should also be recorded (e.g., Borg’s rating of perceived exertion). Angina is not an acceptable symptom under any circumstance. Should it occur, treatment is immediately discontinued and emergency measures instituted. Treatments will be safer and more precisely prescribed with continuous ECG monitoring. Without ECG monitoring, treatments must be conservative. If there is any doubt at any time about the hemodynamic stability of a patient and his or her ability to tolerate treatment safely, the patient should be referred to a general practitioner for clearance before being treated.

Medication that is needed to maximize treatment response is administered before treatment (e.g., antidysrhythmic agents). Knowledge of the type of medication, its administration route, and time to and duration of peak efficacy is essential if treatment is to be maximally efficacious.

The primary interventions for maximizing cardiovascular and pulmonary function and oxygen transport in patients with myocardial infarction include some combination of education, aerobic exercise, strengthening exercises, chest wall mobility exercises, body positioning, breathing control and coughing maneuvers, relaxation, activity pacing, and energy conservation. An ergonomic assessment of both work and home environments may be indicated to minimize myocardial strain.

Education focuses on teaching the basic pathophysiology of heart disease, its risk factors, and prevention. Health promotion practices are advocated (e.g., smoking reduction and cessation, good nutrition, weight control, hydration, high-quality rest, and sleep periods). In addition, types of physical activity that impose undue myocardial strain, increase intrathoracic pressure, and restrict venous return and cardiac output, such as heaving lifting, straining, or the Valsalva maneuver, are avoided. The patient is taught to monitor and practice vigilance in monitoring his or her own condition (e.g., new signs of infarction). These patients are potentially hemodynamically unstable and thus their hemodynamic responses before, during, and after treatments, particularly exercise, should be monitored and recorded (i.e., heart rate, blood pressure, and rate-pressure product should be taken, along with their subjective responses to treatment).

Peak exercise tests in cardiac patients that may elicit angina or ST-segment changes are performed in a cardiac stress testing laboratory under the supervision of a cardiologist. The parameters of the exercise prescription are set based on a peak exercise test. Intensity is set within a heart rate, oxygen consumption, and exertion range (e.g., 70% to 85% of the anginal threshold) (see Chapter 19).

Aerobic exercise of large muscle groups rather than small muscle groups (e.g., arm ergometry) is selected to minimize the increased hemodynamic demand and strain and the increased work of the heart associated with working smaller, upper-body muscles. Hot and humid conditions also place additional stress on the heart; therefore exercising under these conditions should be avoided.

As with patients with angina, the body position in which aerobic exercise is performed by patients with myocardial infarction is important. Positions of recumbency increase the volume of fluid shifted from the periphery to the central circulation. This increases venous return and the work of the heart. Therefore upright body positions are selected for these patients to minimize cardiac work during exercise and during rest after exercise.5,6,15

Valve Disease

Pathophysiology and Medical Management

Valve dysfunction is either congenital or acquired and may require treatment as a primary condition or be present as a secondary condition. Any of the heart and pulmonary valves may be affected. Rheumatic fever was a common cause of rheumatic heart disease and in particular mitral valve insufficiency. Interconnecting lymphatic vessels between the tonsils and the heart are thought to be responsible. Calcification of valves that impairs opening and closing is another example of an acquired valve dysfunction.

Clinically, patients with valve disease may demonstrate exertional dyspnea, excessive fatigue, palpitations, fluid retention, and orthopnea. These signs and symptoms are often relieved when exertion is discontinued. Aerobic exercise, however, has been shown to reduce the symptoms of prolapsed valve.16 Anxiety has been reported to decrease general well-being. If effectively managed, however, reduced anxiety can improve or reduce chest pain, fatigue, and dizziness.

Prophylactic antibiotics against endocarditis are administered to most patients with significant valvular involvement and in mild disease before procedures such as dental work.

Principles of Physical Therapy Management

The goals of long-term management of the patient with valvular heart disease include the following:

Physical therapists are involved in the management of patients with valve defects with regard to both the medical aspects, either as a primary or secondary problem, and surgical aspects. After surgery these patients progress well; the principles of their management are presented in Chapter 30. With respect to the medical management of valve defects, the goal is to optimize oxygen transport in the patient for whom surgery is not indicated either because the defect is not sufficiently severe or because the patient cannot or refuses to undergo surgery. Although the mechanical defect cannot be improved, oxygen transport may be improved in some patients with judicious exercise prescription. The parameters of the exercise prescription are usually moderate in that inappropriate exercise doses can further disrupt the inappropriate balance between oxygen demand and supply and thus further exacerbate symptoms. In addition, there is the potential for further valvular dysfunction if the myocardium is mechanically strained.

The goal of the aerobic exercise prescription is to identify the exercise dose that will optimize the efficiency of other steps in the oxygen transport pathway such that the available oxygen delivered to the peripheral tissues is maximally used without constituting a significant mechanical strain on the heart. Maximizing work output over time is the goal. Thus, the severely compromised patient will perform a greater volume of functional work over time with short, frequent sessions of exercise rather than longer, less-frequent sessions.

If the valve defect is a secondary problem, the physical therapist must assess the severity of the defect and its functional consequences. The following questions must be addressed:

Comparable with management of the patient with a history of angina with or without a history of myocardial infarction, body positions, activities, and respiratory maneuvers that are associated with increased hemodynamic strain are avoided.

Medication that is necessary to maximize treatment response is administered before treatment. Knowledge of the type of medication, its administration route, and time to and duration of peak efficacy is essential if treatment is to be maximally effective.

Patients with valve disease are potentially hemodynamically unstable; thus their hemodynamic responses before, during, and after treatments, particularly exercise, should be monitored and recorded. Monitoring includes hemodynamic monitoring (i.e., heart rate, blood pressure, and rate-pressure product). Subjective responses to treatment (e.g., rating of perceived exertion) should also be recorded. Signs of dyspnea, chest pain, lightheadedness, dizziness, disorientation, discoordination, cyanosis, coughing, and chest sound changes (i.e., a gallop) must be monitored. Treatments will be safer and more precisely prescribed with continuous ECG monitoring. Without ECG monitoring, treatments must be conservative. If there is any doubt about the hemodynamic stability of a patient and his or her ability to tolerate treatment safely, the patient should be referred to his or her general practitioner for clearance before being treated.

The primary interventions for maximizing cardiovascular and pulmonary function and oxygen transport in patients with cardiac defects include some combination of education, aerobic exercise, strengthening exercises, chest wall mobility exercises, body positioning, breathing control, coughing maneuvers, relaxation, activity pacing, and energy conservation. An ergonomic assessment of both work and home environments may be indicated to minimize myocardial strain.

Exercise prescription for patients with valvular heart disease is modified to ensure that the energy demand is commensurate with oxygen supply. Otherwise excessive oxygen demand will worsen the patient’s response to physical activity and lead to further distress and possibly to reduced functional capacity. Aerobic exercise of large muscle groups rather than small muscle groups (e.g., arm ergometry) is selected to minimize the increased hemodynamic demand and strain and the increased work of the heart associated with working smaller, upper-body muscles. As for other types of cardiac conditions, exercising in hot and humid conditions should be avoided.

The body position in which aerobic exercise is performed is important in patients with heart disease. Positions of recumbency increase the volume of fluid shifted from the periphery to the central circulation. This increases venous return and the work of the heart. Therefore upright body positions are selected for these patients to minimize cardiac work during exercise and during rest after exercise.5,6

Peripheral Vascular Disease

Pathophysiology and Medical Management

Peripheral vascular disease refers to diseases of the arteries and the veins. Peripheral arterial disease results primarily from atherosclerosis and occlusion of the peripheral arteries (e.g., thoracic aorta, femoral artery, and popliteal artery).17 The diagnosis may be overlooked until serious limb ischemia is evident.18 Diabetes mellitus, which can result in microangiopathy and autonomic polyneuropathy, is another important cause of PVD in the lower extremities. Venous disease results in phlebitis, venous stasis, and thromboembolus and leads to valvular incompetence of the veins of the legs.

Arterial occlusion results in reduced blood flow to the extremities and hence reduced segmental blood pressure distal to the occlusion (i.e., lower ankle-brachial index). In mild cases of arterial stenosis the patient may be asymptomatic because considerable stenosis has to occur before there is significant reduction in peripheral blood flow. If atherosclerosis develops gradually, collateral circulation may develop sufficiently to offset progressive vessel narrowing. Clinically the patient reports limb pain on exercise, coldness in the affected leg, and possibly numbness. The characteristic limb pain results from ischemia and is referred to as intermittent claudication. Mild to moderately severe cases are managed conservatively. Pain at rest is suggestive of severe stenosis and significant reduction of blood flow to the limb. Significantly reduced blood flow leads to ischemic color changes, skin breakdown, ulceration, and eventually gangrene. Bypass surgery is performed to revascularize a threatened limb. In severe cases in which gangrene has developed, amputation of the limb is indicated. The severity of PVD is a significant predictor of cardiovascular mortality. Individuals with PVD show a systemic endothelial dysfunction and an increase in the serum concentration of white blood cells, endothelin, and C-reactive protein that may trigger acute coronary syndromes.

Individuals with intermittent claudication can have a marked decrease in exercise tolerance and thus can benefit from aerobic exercise, which may stimulate the development of collateral blood vessels around the stenosed vessel. This condition can severely restrict mobility, which reduces function in addition to aerobic capacity and efficient oxygen transport overall.

Individuals with PVD from diffuse systemic atherosclerosis can be expected to have stenosis of the coronary arteries even though they may be asymptomatic. These individuals are monitored as stringently as if they had overt ischemic heart disease.

Venous insufficiency can lead to thromboemboli, skin lesions, and poorly healing ulcers of the lower extremities. Furthermore, the risk of infection and slow healing is increased.

Individuals with PVD secondary to diabetes mellitus have accelerated atherosclerosis compared with age-matched individuals without diabetes. Diabetes affects the macrocirculation and microcirculation; thus wounds must be prevented, particularly in the lower legs and feet, and managed aggressively should they occur. These individuals may be at risk for lower extremity lesions because of autonomic neuropathy and angiopathy. To restore insulin sensitivity and promote weight loss, activity levels must be significantly increased, and a formal exercise program instituted. Weight-bearing activities are safe for individuals with poor sensation in the feet and do not increase the risk of reulceration.19

Principles of Physical Therapy Management

It should be assumed that individuals with peripheral arterial disease have coronary and cerebral arterial disease necessitating aggressive risk factor management to reduce the risk of myocardial infarction, stroke, and death.20 Primary interventions include smoking cessation; treatment of hypertension, glucose intolerance, and diabetes; and management of low-density lipoprotein cholesterol.

The goals of long-term management of the patient with PVD secondary to atherosclerosis include the following:

image Maximize the patient’s quality of life, general health, and well-being through maximizing physiological reserve capacity

image Educate regarding atherosclerosis, heart disease, and other sequelae, self-management, nutrition, weight control, smoking reduction and cessation, risk factors, disease prevention, medications, lifestyle, activities of daily living, and avoidance of static exercise, straining, and the Valsalva maneuver

image If impaired peripheral perfusion of the limbs is present, educate regarding self-assessment of the skin; sock type, care, and cleanliness; shoe fitting; and wound care if indicated

image Maximize aerobic capacity and efficiency of oxygen transport

image Optimize the work of the heart

image Optimize physical endurance and exercise capacity

image Optimize general muscle strength and thereby peripheral oxygen extraction

image Design comprehensive lifelong health and rehabilitation programs with the patient

The goals of long-term management of the patient with PVD secondary to diabetes mellitus must incorporate both the principles for the management of the patient with PVD secondary to atherosclerosis and secondary to diabetes mellitus.

Patient monitoring includes hemodynamic monitoring (i.e., heart rate, blood pressure, and rate-pressure product). Subjective responses to treatment, particularly exercise, should also be recorded (e.g., pain scale and Borg’s rating of perceived exertion). These patients have an increased risk of angina. Angina is not an acceptable symptom under any circumstance. Thus, before undertaking a therapeutic exercise program, patients should be cleared by their physicians or cardiologists. Individuals with diabetes are potentially hemodynamically unstable; thus their hemodynamic responses before, during, and after treatment, particularly exercise, should be monitored and recorded (i.e., heart rate, blood pressure, and rate-pressure product should be taken), along with their subjective responses to exercise (e.g., pain and perceived exertion). If there is any doubt at any time about the hemodynamic stability of a patient and his or her ability to tolerate treatment safely, the patient should be referred to a general practitioner for clearance to begin or continue treatment.

Medication that is needed to maximize treatment response is administered before treatment. Knowledge of the type of medication, its administration route, and time to and duration of peak efficacy is essential if treatment is to be maximally effective.

The primary interventions for maximizing cardiovascular and pulmonary function and oxygen transport in patients with PVD secondary to atherosclerosis include some combination of education, aerobic exercises, strengthening exercises, relaxation, activity pacing, and energy conservation. Exercise, in particular walking, is an important component of management to ameliorate symptoms and improve functional capacity and quality of life.18,21 Pharmacotherapy may help relieve symptoms in the short term, whereas exercise benefits are likely to be long term in terms of addressing systemic atherosclerosis. An ergonomic assessment of both work and home environments may be indicated to minimize myocardial strain.

Individuals with PVD may underestimate their increased risk of cardiovascular disease22; thus education focuses on teaching the basic pathophysiology of atherosclerosis, its risk factors, prevention, and reversal. Health promotion practices are advocated (e.g., smoking reduction and cessation, nutrition, weight control, and regular physical activity and exercise). In addition, types of physical activity that impose undue myocardial strain, increase intrathoracic pressure, and restrict venous return and cardiac output, such as heavy lifting, straining, or the Valsalva maneuver, are avoided. The patient is taught to practice vigilance in monitoring for signs and symptoms of vascular insufficiency in the affected limb and intermittent claudication. Any sign of skin redness in the feet should be monitored closely. In the patient with diabetes, any threat of skin breakdown requires medical attention and discontinuation of exercise until medical clearance has been obtained. Patients with peripheral artery disease are taught to take special care of their feet before and after exercise. The feet and footwear should be kept clean. The inner surfaces of shoes and socks should be smooth.

During peak exercise tests, patients with PVD secondary to atherosclerosis have an increased risk of angina or ST-segment changes. Such tests therefore should be performed in a peripheral vascular laboratory or cardiac stress testing laboratory under the supervision of a peripheral vascular specialist or cardiologist. The parameters of the exercise prescription are based on a peak exercise test. Walking is the activity or exercise of choice because this activity is most severely limited by intermittent claudication, which has implications for function. Intensity of the training stimulus is based on pain rating in conjunction with hemodynamic and other subjective responses. The patient walks at a comfortable, even cadence within his or her pain tolerance (objectively defined on the pain scale) so that limping and gait deviation are minimized.

The body position in which aerobic exercise is performed is important in patients with PVD. Positions of recumbency eliminate the vertical gravitational gradient. This gradient increases blood pressure in the lower extremities. Therefore the claudication threshold is lowered in recumbent positions. Recumbent positions also increase venous return and the work of the heart. Therefore upright body positions are selected for these patients to maximize blood pressure in the lower extremities and to minimize cardiac work during exercise and during rest after exercise.5

The management of venous stasis and disease requires patient involvement to promote healthy lifestyle (exercise and smoking cessation). Compression garments may help to facilitate venous return. Good foot and skin care and shoes that fit well are essential. The patient is taught to assess the skin of the lower extremities daily for signs of skin breakdown and abrasions. Because of impaired peripheral perfusion, skin lesions can occur quickly and then may be resistant to healing and at increased risk of infection.

Hypertension

Pathophysiology and Medical Management

Systemic hypertension or high blood pressure is a serious condition. Most patients experience no symptoms; thus adherence to medication regimens is often poor. Approximately 90% of hypertension is termed essential hypertension (i.e., no known cause). Hypertension predisposes a patient to stroke, myocardial infarction, renal dysfunction and failure, hemorrhage, and infarction of other vital organs. Blood pressure tends to increase with age. With the aging of the population, the incidence of hypertension is increasing. Increased blood pressure results from increased peripheral vascular resistance; therefore medications are prescribed that reduce myocardial afterload and peripheral vascular resistance. Hypertension and antihypertensive medication are risk factors for type 2 diabetes mellitus.23 Therefore avoiding a patient’s need for medication or at least reducing it is a singularly important physical therapy outcome.

There are other serious consequences of chronic high blood pressure. Patients with existing cardiovascular disease (i.e., hypertension) are at risk for multisystemic manifestations that must be assessed, e.g., signs and symptoms of cerebrovascular and renal impairments. In addition, this population tends to be older, and older populations are known to have a higher prevalence of cardiac dysrhythmias. Thus such patients’ cardiac status, including ECG history, should be obtained.

Pulmonary hypertension may occur in the absence of primary cardiac disease. So-called “primary pulmonary hypertension” is often associated with altered resting lung function. Abnormal lung mechanics and diffusing capacity are directly associated with disease severity and may contribute to the dyspnea and fatigue reported by individuals with primary pulmonary hypertension.24

Principles of Physical Therapy Management

Physical therapy contributes to increased metabolic demands and therefore imposes a hemodynamic load resulting in increased heart rate and blood pressure. The assessment should document the history of hypertension, its medical management, and the patient’s response. Regardless of the condition being treated, the hypertensive patient’s blood pressure must be monitored accurately and treatment modified accordingly.25 Blood pressure medications, however, are known to attenuate hemodynamic responses to exercise (Chapter 44); thus blood pressure as an index of hemodynamic status may be limited in some individuals.

Interventions for the physical therapy management of hypertension are cause specific. Lifestyle factors are exploited to help reduce blood pressure and optimize long-term health. A program of aerobic exercise can effectively reduce high blood pressure in some patients. The parameters of the exercise prescription necessary to control hypertension include an aerobic type of exercise that is rhythmic and involves large muscle groups, an intensity of 60% to 75% of the patient’s age-predicted maximal heart rate, 60 to 90 minutes’ duration, and performance of the exercise five to seven times weekly for 3 months to achieve an optimal effect. The exercise intensity should be equivalent to a perceived exertion rating of 3 to 5 on the Borg scale (the patient is able to speak while exercising without gasping), provided that blood pressure does not increase excessively. Only modest exercise intensities are prescribed if the patient has extremely high resting blood pressure to ensure that blood pressure does not rise excessively and is not maintained at a high level for a prolonged period. If the patient’s hypertension responds to the exercise regimen, exercise must be included in the patient’s lifestyle in order for the effects to be maintained. In addition to exercise, many patients lose weight, adopt healthier lifestyle habits, and learn stress management and coping skills concurrently. When exercise is combined with a weight loss program, both resting and stress-induced blood pressures are reduced. The resulting hemodynamic profile resembles that of successful control with pharmacotherapy.26

Elderly individuals with hypertension may exhibit hypotension for almost 24 hours after exercise, along with lower cardiac output, stroke volume, and left ventricular end diastolic volume.27 Thus such individuals should be examined for this effect, and exercise should be modified accordingly.

The goals of long-term management of the patient with hypertension include the following:

image Maximize the patient’s quality of life, general health, and well-being through maximizing physiological reserve capacity

image Educate regarding hypertension, self-management, nutrition, weight control, smoking reduction and cessation, relaxation and stress management, risk factors, lifestyle factors, disease prevention, and medications and their applications and side effects

image Maximize aerobic capacity and efficiency of oxygen transport

image Optimize physical endurance and exercise capacity

image Optimize general muscle strength and thereby peripheral oxygen extraction

image With the effects of lifestyle changes (physical activity, weight loss, nutrition, smoking cessation, and potentially stress management), medication must be weaned correspondingly

image Design comprehensive, lifelong health and rehabilitation programs with the patient

Patient monitoring includes hemodynamic monitoring (i.e., heart rate, blood pressure, and rate-pressure product). Subjective responses to treatment, particularly exercise, should also be recorded. Signs of dyspnea, headache, lightheadedness, dizziness, disorientation, discoordination, cyanosis, coughing, and chest sound changes (i.e., a gallop) must be monitored. Blood pressure responses that fail to increase with increasing work load and power output may be indicative of congestive heart failure.

Treatments will be safer and more precisely prescribed with continuous ECG monitoring. Without ECG monitoring, treatments must be conservative. If there is any doubt about the hemodynamic stability of a patient and his or her ability to tolerate treatment safely, the patient should be referred to a general practitioner or cardiologist for clearance before being treated.

Medication that is necessary to maximize treatment response is administered before treatment (i.e., hypertension medications). Knowledge of the type of medication, its administration route, and time to and duration of peak effectiveness is essential if treatment is to be maximally effective. A primary goal of noninvasive approaches to blood pressure control is to eliminate or minimize medication. The physical therapist monitors the blood pressure closely within and between visits. The patient is taught to log morning blood pressures at home and to log medication. A close working relationship is needed with the patient’s invasive practitioner during weaning of the medication.

The primary interventions in the long-term management of hypertension include education, aerobic exercise, general body strengthening, range-of-motion exercises, body mechanics, relaxation, stress management, pacing, and energy conservation. The patient is instructed in self-monitoring blood pressure as well as recording his or her blood pressure, those factors associated with both high and low pressures, and blood pressure changes that occur after medication has been taken. Such monitoring enables the patient to self-manage his or her hypertension and thereby reduces, if not entirely eliminates, need for medication. Patients, however, should alter their medications only with their physicians’ approval. Physical therapists work closely with both hypertensive patients and physicians.

Systemic blood pressure responses to dynamic exercise are greater for upper-extremity than lower-extremity work.28 Thus exercise prescription includes aerobic exercise of the large muscle groups. Avoiding small muscle group work avoids increases in peripheral vascular resistance and hence hemodynamic work, as well as the increased exertion, strain, and work of the heart experienced with upper-extremity work. Exercise is also performed in erect and upright positions rather than recumbent positions to minimize the increased work of the heart secondary to central fluid shifts that occur when the patient is lying in recumbent positions.

Self-monitoring is an important responsibility of the individual with hypertension, given the need to establish valid measures on which interventions are based and modified.25 The most valid blood pressures are recorded by a well-trained individual with a reliable and accurate automatic blood pressure measurement system. The physical therapist can calibrate the home unit against a sphygmomanometer in the clinic or hospital. The individual is advised to measure his or her blood pressure first thing in the morning and record it.

Type 2 Diabetes Mellitus and Metabolic Syndrome

Pathophysiology and Medical Management

Type 2 diabetes mellitus is a condition associated with impaired insulin metabolism that can result in serious long-term multisystem consequences.29 The disease is classified as either insulin-dependent or non–insulin-dependent diabetes mellitus. Insulin is the carrier responsible for transporting glucose into the cells to undergo oxidation. Juvenile-onset diabetes is frequently the insulin-dependent type, whereas adult-onset diabetes often is the non–insulin-dependent type. The underlying pathophysiology of juvenile- and adult-onset diabetes, however, is distinct. Juvenile-onset (type 1) diabetes results from an inadequate number of islets of Langerhans in the pancreas, which are responsible for insulin production. Adult-onset (type 2) diabetes, on the other hand, results from reduced insulin sensitivity. In Western industrialized countries, adult-onset diabetes is associated with obesity, inactivity, poor diet, and stress. In addition, medications can contribute to blood sugar disturbances. The sequelae of type 2 diabetes mellitus that frequently result from poor regulation and management of the disease include angiopathy, peripheral neuropathy, autonomic neuropathy, gastrointestinal paresis, visual disturbance, and renal dysfunction.30

Individuals with type 2 diabetes mellitus have an accelerated rate of atherosclerotic changes in the vasculature compared with age- and sex-matched individuals without diabetes. These individuals are also prone to PVD secondary to microangiopathy, macroangiopathy, and autonomic neuropathy. People with type 2 diabetes mellitus constitute a significant proportion of patients with PVD who require surgical amputation of affected limbs as a consequence of peripheral ischemia. Muscle infarction is a less common but clinically important complication of longstanding diabetes.31 Muscle infarction manifests with pain and swelling over the affected area and at times a palpable mass and elevated creatine kinase levels. The symptoms resolve with conservative management including analgesics and relative immobility of the affected muscle.

Abnormalities of blood sugar metabolism can also be observed in individuals without diabetes. Diabetogenic factors, such as restricted mobility and stress, lead to glucose intolerance and insulin oversecretion.32,33 In the individual without diabetes, these effects can be tolerated over the short term. These factors, however, may result in a critical situation for the individual with diabetes.

Metabolic syndrome is increasingly common and includes central obesity, low high-density-lipoprotein cholesterol, hypertension, and often insulin resistance and hypertriglyceridemia.34

Principles of Physical Therapy Management

Patients with type 2 diabetes mellitus may be referred to a physical therapist for several reasons. First, a newly diagnosed diabetic patient may be referred so that the physical therapist can expose the patient to a quantified exercise stimulus under supervised conditions and thereby help refine the prescription of insulin. Second, a patient may be referred for an exercise prescription to help minimize the insulin dose or avoid insulin administration entirely, depending on disease type and severity and the patient’s response. Third but most frequently, patients are seen by a physical therapist for the treatment of some other condition and also report type 2 diabetes mellitus in their histories. A history of type 2 diabetes mellitus must be considered in the treatment of a patient who is referred for any reason to either improve or at least not contribute to abnormal blood glucose levels and late complications.

Patients with type 2 diabetes mellitus are treated cautiously. Exercise increases metabolic demand commensurate with intensity and hence cellular demand for glucose.35 Usually insulin administration is increased in preparation for exercise. Many active individuals who have type 2 diabetes mellitus are closely attuned to their dietary and insulin needs, which permits them to be as physically active as people without diabetes. Individuals with type 2 diabetes mellitus seen by physical therapists, however, are often labile and less well managed. Thus a readily available sugar source must be nearby for insulin regulation when a person with diabetes exercises or when the physical therapist exercises a patient with type 2 diabetes mellitus on an ergometer after anterior cruciate ligament repair.

In addition, people with type 2 diabetes mellitus may have hemodynamic disturbances because of an autonomic neuropathy and may exhibit impaired fluid-volume regulation during exercise.30 Patients may experience postural hypotension and become dizzy and lightheaded. In addition, diabetic patients may require a longer cool-down period to adjust hemodynamically after exercise.

Hypoglycemia or low blood sugar is one of the most common complications of type 2 diabetes mellitus. This condition results from excess administration of insulin or oral hypoglycemic agent, insufficient food in relation to insulin dose, or an abnormal increase in physical activity or exercise. Hyperglycemia is common in patients who are obese and have adult-onset diabetes. High insulin levels are associated with a higher risk of coronary artery disease. Myocardial infarction and stroke are common causes of death. Another complication is cardiac hypertrophy secondary to hypertension and cardiomyopathy, which predisposes the patient to congestive heart failure. The incidence of PVD is also increased in diabetic patients.

The goals of the long-term management of type 2 diabetes mellitus and metabolic syndrome include the following:

image Maximize the patient’s quality of life, general health, and well-being through maximizing physiological reserve capacity

image Educate regarding type 2 diabetes mellitus or metabolic syndrome, self-management, nutrition (good nutrition with optimal lipid and triglyceride dietary control), weight control, blood sugar regulation and its management (i.e., the balance among nutrition, diet, exercise, stress, and insulin requirements), medications, smoking reduction or cessation, relaxation, stress management, and foot care, if necessary, in conjunction with hygiene and infection control

image Maximize aerobic capacity and efficiency of oxygen transport

image Optimize physical endurance and exercise capacity

image Optimize general muscle strength and thus peripheral oxygen extraction

image With the effects of lifestyle changes (physical activity, weight loss, nutrition, smoking cessation, and, potentially, stress management), medication must be weaned correspondingly

image Design comprehensive lifelong health and rehabilitation programs with the patient

Monitoring includes signs and symptoms of hypoglycemia (e.g., lightheadedness, weakness, fatigue, disorientation, and glucose tolerance test results) or hyperglycemia (e.g., glucose tolerance test results).

Hemodynamic responses (i.e., heart rate, blood pressure, and rate-pressure product) provide an index of the intensity of an exercise stimulus; however, these responses may be attenuated in the diabetic patient because of the autonomic neuropathy (both parasympathetic and sympathetic neuropathies).

Subjective responses to exercise, including the rating of perceived exertion, may be more valid indicators of exercise intensity than hemodynamic responses in the person with type 2 diabetes mellitus. The patient is taught to be vigilant in monitoring for signs and symptoms of vascular insufficiency in the affected limb. Any sign of skin redness in the feet should be monitored closely. In individuals with type 2 diabetes mellitus, any threat of skin breakdown requires medical attention and discontinuation of exercise until medical clearance has been obtained. Healing is considerably delayed in the so-called “diabetic foot.” Without appropriate attention, infection and potential necrosis can ensue. Individuals with peripheral autonomic neuropathy are taught to monitor their footwear and socks diligently, to ensure the inner surfaces are clean and smooth before each exercise session, and to check for areas of redness or abrasion on their feet after exercise.

Medication that is necessary to maximize treatment response is administered before treatment (e.g., insulin or oral hypoglycemic agents). Knowledge of the type of medication, its administration route, and time to and duration of peak efficacy is essential if treatment is to be maximally effective. With lifestyle changes, including physical activity and weight loss, the physical therapist works closely with the invasive practitioner to monitor medication and the patient’s changing requirements consistent with the medication weaning process.

The primary interventions in the long-term management of type 2 diabetes mellitus include education, maintenance of a log of diet and insulin regimens, activity and exercise, aerobic exercise, strengthening exercises, relaxation, stress management, activity pacing, and energy conservation.36 It may be necessary to consult a nutritionist to assist with promoting lifelong change.

Generally there are no contraindications to patients with type 2 diabetes mellitus being physically active and participating in an exercise program. Daily exercise is advocated for insulin-dependent and non–insulin-dependent diabetic patients to optimize glucose control. The exercise prescription parameters are set at 40% to 85% of peak functional work capacity.35 If the patient is exercising daily, the exercise parameters are set at the lower end of this range. If the exercise sessions are less frequent (e.g., in the case of an individual with non–insulin-dependent diabetes whose blood glucose is well maintained and whose weight is acceptable), exercise intensity is set at the higher end of this range.

The risk of hypoglycemia can be reduced by observing the following precautions: frequently monitor blood glucose, decrease the insulin dose (in consultation with the physician) or increase carbohydrate intake before exercise, avoid injecting insulin into areas that are active during exercise, avoid exercise during peak insulin activity, consume carbohydrates before, during, and after prolonged aerobic activity, and be knowledgeable about the signs and symptoms of hypoglycemia.35

Individuals with Primary Pulmonary Disease: Obstructive Patterns

Chronic Airflow Limitation

Chronic airflow limitation is a descriptive term that refers to those disorders that previously were termed chronic obstructive pulmonary disease (COPD) (e.g., chronic bronchitis, emphysema, bronchiectasis, and cystic fibrosis). Although there may be a reversible component, airflow obstruction associated with these disorders is largely irreversible. The pathophysiology of these conditions is reviewed in Chapter 5, and special considerations with respect to exercise testing and training are detailed in Chapter 24.

Bates37 described the syndrome of chronic airflow limitation as being caused by four external factors, mediated by four primary tissue responses, and modified by four physiological responses. The principal external causative factors include inhaled irritants, allergens, infections, and climate. The four principal tissue responses include large and small airway changes, airway hyperreactivity, bronchiolar damage, and alveolar destruction. The principal physiological responses include a reversible increased airway reactivity component, pulmonary vascular response to alveolar hypoventilation, control of breathing response to ventilation-perfusion imbalance and hypoxemia, and tissue defenses against elastase. Decline in pulmonary function and rate of development of the syndrome depend on the combination of causative factors and individual responses.

Management of chronic lung disease should be an integrated and comprehensive program that depends on teamwork, good communication, an approach focused on the individual, and his or her adherence to health recommendations.3 Because of the primary contribution of lifestyle to most cases of heart and lung conditions, there is a long but variable latency before clinical signs and symptoms manifest.38 Therefore advocating healthy lifestyles and working with each individual to embrace such a lifestyle as health insurance will ultimately reduce the burden of the diseases of civilization.

Chronic Bronchitis

Pathophysiology and Medical Management

Chronic bronchitis is usually associated with a history of smoking and is defined as mucous hypersecretion and cough producing sputum for 3 months or more over a 2-year period.39 Over the first few years of smoking, reversible airway changes occur. Over 10 to 15 years of smoking, mucous hypersecretion and chronic bronchitis become apparent. After 25 to 35 years of smoking, irreversible airway damage and chronic disability occur. Smoking is the major cause of emphysema and lung cancer.

The patient with chronic bronchitis is prone to infection and repeated periods of morbidity. Deterioration of aerobic capacity and functional capacity is related to the severity of the condition. Nutrition and hydration may be impaired, particularly in severe cases, because of neglect and the excessive energy cost of activities of daily living. Sleep may be irregular; thus the patient’s symptoms are worsened (e.g., reduced endurance, fatigue, and lethargy) because of lack of normal physiological restoration from sleep.

The natural history of chronic bronchitis related to smoking includes mucous hypersecretion, reduction in forced expiratory volume in 1 second (FEV1), and increased heterogeneity of the distributions of ventilation, perfusion, ventilation-perfusion matching, and diffusion.40,41 General debility and deconditioning ensue.

Smoking contributes to increased mucus production in the small airways, increased mucus in the large airways, respiratory bronchiolitis, reduced elastic recoil, increased airway reactivity, and vascular changes.37 These changes lead to nonuniformity of time constants in the lung, with consequent inhomogeneous distribution of inspired gas and premature small airway closure, and to nonuniformity of ventilation, perfusion, and diffusion distributions. Although variable among smokers, pulmonary function changes generally correspond to the amount smoked and duration of smoking history. Over time the pulmonary function profile becomes increasingly consistent with chronic airflow limitation (i.e., reduced FEV1 and reduced FEV1/forced vital capacity); however, these are late indicators of pulmonary changes. Signs of uneven distribution of ventilation and increased closing volumes, indicative of small airway involvement, are early pulmonary function changes in smokers. Exercise diffusing capacity is reduced, which explains in part the reduced maximal volume of oxygen use of smokers. Dynamic compliance with breathing frequency is also reduced. Residual volume is increased as a percent of total lung capacity (TLC). Tracheal mucous velocity is reduced, and secretion clearance is impaired. Any patient with a smoking history, regardless of a diagnosis, has some degree of chronic airflow limitation, which must be considered when these patients receive medical or surgical care, as well as physical therapy.

The cardiac manifestations of chronic bronchitis stem from airway obstruction, secretion accumulation and reduced capacity to expectorate effectively, polycythemia, low arterial oxygen tension, and cardiovascular and pulmonary deconditioning. Increased airway resistance secondary to obstruction increases oxygen demand and hence the work of breathing. This increased demand is superimposed on an oxygen transport system that is already compromised. The cardiovascular system attempts to compensate for chronically reduced arterial oxygen tension by increasing cardiac output (i.e., stroke volume and heart rate). As blood gases deteriorate, the production of red blood cells increases (i.e., polycythemia) to enhance the oxygen-carrying capacity of the blood. Polycythemia increases the viscosity of the blood, however, and in turn, the work of the heart to pump blood to the pulmonary and systemic circulations. Furthermore, viscous blood is prone to circulatory stasis and clotting.

Low arterial oxygen tension leads to hypoxic pulmonary vasoconstriction and increased pulmonary vascular resistance (i.e., pulmonary hypertension). This also increases the work of the right side of the heart in terms of ejecting blood to the lungs. Chronic overwork of the right ventricle leads to hypertrophy, insufficiency, and eventual failure of the right heart (cor pulmonale). Chronically reduced arterial oxygen can increase the demand on the left side of the heart to maintain cardiac output. Similar to right-sided failure, the left side of the heart may become hypertrophied and over time may fail.

The increased intrathoracic pressures generated during chronic coughing reduce venous return, cardiac output, and coronary perfusion and increase blood pressure. These effects exert additional myocardial strain, lead to arterial desaturation, and increase the potential for cardiac dysrhythmias.

The complications of chronic bronchitis are exacerbated by cardiovascular and pulmonary deconditioning. Despite the pathology, the efficiency of oxygen transport along the steps in the pathway is suboptimal. This reduced efficiency results in an overall increase in the oxygen demands of the patient, who is unable to adequately supply oxygen.

Pharmacological support in the long-term management of chronic bronchitis includes bronchodilators (e.g., oral, metered-dose inhalant, inhaled powdered, or aerosol), corticosteroids (e.g., oral or inhaled), expectorants, antibiotics, inotropic agents (e.g., digitalis), beta blockers, antidysrhythmic agents, and diuretics. Patients with chronic lung disease must be monitored closely during exercise because of the potential cardiac effects of disease and medications (e.g., beta-blocker agents attenuate the normal hemodynamic responses to exercise; bronchodilators, such as albuterol (Ventolin), elicit tachycardia).

Principles of Physical Therapy Management

Based on a comprehensive patient assessment, the goals of long-term management for the patient with chronic bronchitis may include the following:

image Maximize the patient’s quality of life, general health, and well-being through maximizing his or her physiological reserve capacity

image Assess lifestyle-related health risk factors

image As indicated, address multisystem conditions that affect presenting signs and symptoms (regarding comorbidity, see Chapters 6, 13, 25, and 32)

image Educate the patient about chronic bronchitis; self-management; effects of smoking, nutrition, weight control, smoking reduction or cessation, stress management, and other lifestyle factors; medications; infection control, and role of a long-term rehabilitation program

image Facilitate mucociliary transport

image Optimize secretion clearance

image Optimize alveolar ventilation

image Optimize lung volumes and capacities and flow rates

image Optimize ventilation and perfusion matching and gas exchange

image Reduce the work of breathing

image Reduce the work of the heart

image Maximize aerobic capacity and efficiency of oxygen transport

image Optimize physical endurance and exercise capacity

image Optimize general muscle strength and thereby peripheral oxygen extraction

image Design comprehensive lifelong health and rehabilitation programs with the patient

Patients are monitored for dyspnea, respiratory distress, symptomatic breathing pattern (depth and frequency), arterial desaturation, cyanosis (delayed sign of desaturation); as well as heart rate, blood pressure, and rate-pressure product are monitored. Patients with cardiac dysfunction or low arterial oxygen tensions require ECG monitoring, particularly during exercise. If supplemental oxygen is used, the fraction of inspired oxygen (FiO2) administered is recorded. Subjectively, breathlessness is assessed using a modified version of the Borg scale of perceived exertion.

Medication that is needed to maximize treatment response (e.g., bronchodilators) is administered before treatment. Knowledge of the type of medication, its administration route, and time to and duration of peak effectiveness is essential if treatment is to be maximally effective.

The primary interventions for maximizing cardiovascular and pulmonary function and oxygen transport in patients with chronic bronchitis include some combination of education, aerobic exercise, strengthening exercise, chest wall mobility exercise, range-of-motion exercises, body positioning, breathing control and coughing maneuvers, airway clearance interventions, relaxation, activity pacing, and energy conservation. An ergonomic assessment of the patient’s work and home environments may be indicated to minimize oxygen demand and energy expenditure in these settings.

The use of supplemental oxygen depends on the severity of the disease. Some patients have no need for supplemental oxygen, some need it only during exercise, and some patients require continuous oxygen with proportionately more delivered during activity and exercise compared with rest. Supplemental oxygen is not usually required until lung damage becomes extreme (i.e., the morphological changes are consistent with the irreversible changes associated with emphysema).

Education is a principal focus of the long-term management of the patient with chronic bronchitis. Education includes the reinforcement of preventive health practices (e.g., smoking reduction and cessation, cold and flu prevention, flu shots, aerobic exercise, strengthening exercises, nutrition, weight control, hydration, pacing of activities, energy conservation, relaxation, and stress management). Chronic bronchitis and emphysema are often associated with sleep disturbances. Obstructive sleep apnea is increasingly prevalent with disease severity. Thus activity and sleep patterns must be assessed to ensure that sleep is maximally restorative and not contributing to the patient’s symptoms. Integral to an exercise prescription is the time of day it is to be performed. Exercise is prescribed when the patient is least fatigued, when he or she is most energetic, and when performing such a program is most convenient.

Aerobic exercise is a well-established essential component of the long-term management of the patient with chronic bronchitis to optimize the efficiency of oxygen transport overall including mobilization and removal of secretions.42 The goal is to increase the exercise threshold intensity at which incapacitating dyspnea, perceived exertion, and desaturation occur.

Emphysema

Pathophysiology and Medical Management

Emphysema is associated with a prolonged history of smoking and chronic bronchitis and indicates significant irreversible lung damage. A less common type of emphysema not associated with smoking is alpha1-antitrypsin deficiency. Antitrypsin is essential in balancing elastin production and degradation and in preserving optimal lung compliance. A deficiency of antitrypsin reduces lung elasticity and contributes to the characteristic increase in lung compliance that is the hallmark of emphysema. The pathophysiology of emphysema is detailed in Chapter 5. The principal pathophysiological deficits include irreversible alveolar damage resulting from loss of elastic recoil and the normal tethering of the alveoli, which renders the lung parenchyma excessively compliant and floppy. Excessive distension and dilatation of the terminal bronchioles and destruction of alveoli reduce the surface area for gas exchange. Hence diffusing capacity is correspondingly reduced. The dead space in the lungs and TLC increase significantly. Breathing at normal tidal volume, the patient’s airways close beyond the degree normally occurring with aging, and this contributes to ventilation and perfusion mismatch and hypoxemia. Time constants are altered such that alveolar units are not evenly ventilated. In the nonacute, chronic stages the primary problems include inadequate and inefficient gas exchange resulting from the structural damage to the lungs and altered respiratory mechanics of the lungs and chest wall and their interaction. The lungs are hyperinflated, the chest wall becomes rigidly fixed in a hyperinflated position, the normal bucket handle and pump handle motions of the chest wall are impaired, the hemidiaphragms are flattened, the mediastinal structures are shifted, and the heart is displaced and rotated, making it mechanically inefficient.40 The normal mucociliary transport system is ineffective because years of smoking destroy the cilia, reduce their number, and alter their configuration and orientation; thus their function is correspondingly obliterated or impaired. In addition, these patients are unable to generate high transpulmonary pressures and forced expiratory flow rates because of altered respiratory mechanics. Consequently, coughing is weak and ineffective. The administration of supplemental oxygen is limited because these patients rely on their hypoxic drive to breathe. This life-preserving drive can be attenuated with even moderate levels of oxygen. Thus oxygen administration is limited to low flows. The respiratory muscles are often weak, if not fatigued from being in a flattened position, and hence suboptimal on the length-tension curve.43 The clinical consequences of hyperinflation include abnormal chest wall movement, impaired inspiratory muscle function, increased oxygen cost of breathing, impaired exercise capacity, hypoxemia and hypercapnia, and breathlessness. Overall, patients with emphysema, particularly severe emphysema, tend to be inactive and deconditioned, which further compromises the efficiency of the oxygen transport system and the capacity of other steps in the pathway to compensate.

Several physiological compensations occur in response to chronic hypoxemia. Stroke volume and cardiac output are increased. The red blood cell count increases (polycythemia); however, the blood becomes more viscous and requires more work to eject and distribute throughout the body. Thus the stroke work of the heart is further increased. This load on the heart occurs in addition to the increased afterload of the right ventricle because of an increase in pulmonary vascular resistance secondary to hypoxic vasoconstriction in the lungs. Over time the heart becomes enlarged and pumps even less efficiently. In the long-term management of the patient with emphysema, the primary pathophysiological problems are impaired alveolar ventilation, impaired gas exchange, reduced oxygen transport efficiency, and the work of breathing and of the heart. Unlike in chronic bronchitis, secretion accumulation may be less problematic in patients with emphysema during nonacute periods. Nonetheless, optimizing mucociliary transport is an ongoing goal of prevention in that the consequences of mucous retention and infection can be life-threatening.

Noninvasive positive pressure mechanical ventilation (NPPV) has been an important advance in the management of individuals with chronic lung disease.44 Those with daytime hypercapnia with nocturnal hypoventilation may benefit most.45 The efficacy of NPPV, however, is jeopardized by poor adherence to its use. Predictors of successful use include ability to protect the airway, acuteness of illness, and a good initial response within the first couple of hours. Barriers include discomfort of the nose piece or face mask, patient-ventilator asynchrony, excess sternocleidomastoid activity, unstable vital signs, prolonged hours of ventilator use, problems with adaptation, symptoms, and poor gas exchange. In addition to immediate clinical benefits, NPPV may help avoid or postpone respiratory failure and invasive mechanical ventilation and weaning in this population. Other benefits that may be associated with NPPV include improved sleep and quality of life and reduced hospitalization. The physical therapist needs to identify potential barriers and address these to maximize adaptation and adherence to NPPV. Patient subgroups of those who will benefit from NPPV must be identified. Technology research must improve comfort and adherence to NPPV.

Long-term outcome of lung volume reduction surgery for people with severe emphysema has been positive. Six months after surgery, right ventricular performance increases, particularly during exercise.46

Principles of Physical Therapy Management

The goals for long-term management of the patient with emphysema include the following:

image Maximize the patient’s quality of life, general health, and well-being through maximizing his or her physiological reserve capacity

image Educate regarding emphysema, self-management, smoking reduction and cessation, medications, nutrition, weight control, stress management, infection control, and the role of a long-term rehabilitation program

image Optimize alveolar ventilation

image Optimize lung volumes and capacities and flow rates

image Optimize ventilation and perfusion matching

image Reduce the work of breathing

image Reduce the work of the heart

image Maximize aerobic capacity and efficiency of oxygen transport

image Optimize physical endurance and exercise capacity

image Optimize general muscle strength and thereby peripheral oxygen extraction

image Optimize respiratory muscle strength and endurance and overall respiratory muscle efficiency

image Ensure that sleep and rest are optimal

image Design comprehensive lifelong health and rehabilitation programs with the patient

Education focuses on teaching the patient about emphysema, self-management of the disease, the effect of smoking and smoking cessation, nutrition, weight control, hydration, relaxation, sleep and rest, stress management, activity pacing, energy conservation, and prevention (e.g., cold and flu prevention, flu shots, aerobic exercise, diet, sleep, and stress management).

Comparable to the patient with chronic bronchitis, sleep disturbances are common in the patient with emphysema. Activity and sleep patterns are assessed to ensure sleep is maximally restorative. If obstructive sleep apnea is disturbing the patient’s sleep, recommendations can be made regarding optimal body positioning during sleep. Back elevation improves airway instability, and in some instances side-lying positions may reduce symptoms.47 If noninvasive mechanical ventilation (e.g., nasal continuous positive airway pressure) is necessary, these body positions may help reduce the amount of ventilatory support required.

Patients are monitored for dyspnea, respiratory distress, inappropriate breathing pattern (depth and frequency), arterial desaturation, lightheadedness, discoordination; heart rate, blood pressure, and rate-pressure product also are monitored. Patients with cardiac dysfunction or low arterial oxygen tension require ECG monitoring, particularly during exercise. Subjectively, breathlessness is assessed using a modified version of the Borg scale of perceived exertion.

Medication that is necessary to maximize treatment response (e.g., bronchodilator) is administered before treatment. Knowledge of the type of medication, its administration route, and time to and duration of peak efficacy is essential if treatment is to be maximally efficacious. When patients are on multiple medications, the interactions and implications for treatment response must be identified.

The primary interventions for maximizing cardiovascular and pulmonary function and oxygen transport in patients with emphysema include some combination of education, aerobic exercise, strengthening exercise, ventilatory muscle training (strength and endurance) or ventilatory muscle rest, low flow oxygen, mechanical ventilatory support for home use, chest wall mobility exercises, range-of-motion exercises, body positioning, breathing control and coughing maneuvers, airway-clearance techniques, relaxation, activity pacing, and energy conservation. An ergonomic assessment of work and home environments may be indicated to minimize oxygen demands in these settings.

The benefits of aerobic and strengthening exercise in the long-term management of airflow limitation to optimize oxygen transport in patients with compromised oxygen delivery are well established.4850 Patients with severe limitations are often unable to exercise at a sufficient intensity to effect aerobic adaptations to the exercise stimulus. Benefits of exercise in these patients may be explained by desensitization of dyspnea, improved movement efficiency and hence movement economy, improved anaerobic capacity, improved ventilatory muscle strength and endurance, and increased motivation.51,52 Exercise intensity is prescribed based on rating of breathlessness (modified Borg scale) (Chapters 18 and 19), in conjunction with objective and other subjective responses from the exercise test. Objective and subjective responses to exercise in patient populations, however, reflect many factors in addition to pathophysiology (see Chapter 19 for guidelines to maximize test validity).

Patients with chronic airflow limitation alter their breathing patterns so that they breathe on the most metabolically efficient portion of the pressure relaxation curve (see Chapters 5 and 31). These patients tend to breathe with prolonged expiratory phases to maximize gas transfer and mixing in the lungs in order to minimize the effects of altered ventilatory time constants. To facilitate such a breathing pattern, the patient tends to breathe through pursed lips, which may create back pressure to maintain the patency of the airways. The metabolic efficiency of the patient’s breathing pattern may be improved further by altering breathing mechanics rather than imposing a different breathing pattern that may be suboptimal.53 Altering breathing mechanics involves manipulating the patient’s body position to promote alveolar ventilation, perfusion, and ventilation and perfusion matching, thereby reducing the work of the heart.

The increased intrathoracic pressures generated during chronic coughing limit venous return, cardiac output, and coronary perfusion. Blood pressure is also increased. These effects exert additional myocardial strain, lead to arterial desaturation, and increase the potential for cardiac dysrhythmias. Breathing control and coughing maneuvers coupled with body positioning and exercise are taught such that the work of breathing is minimized (i.e., alveolar ventilation and gas transfer are as efficient as possible) and coughing is as efficient as possible (i.e., maximally productive with the least energy expenditure).

Physical therapy is one component of a comprehensive rehabilitation program in the long-term management of people with emphysema. Such a program also needs to include information on health promotion and maintenance, ongoing review and a log of medications, respiratory support (e.g., oxygen aerosol therapy and mechanical ventilatory support), occupational therapy, sexual rehabilitation, psychosocial rehabilitation, and vocational rehabilitation.

Breathing control maneuvers (breathing exercises) warrant special mention. Breathing control has been thought to reduce the work of breathing. Inadvertent use of breathing exercises, however, can increase the work of breathing. Diaphragmatic breathing can reduce ventilatory efficiency in people with COPD.54 Furthermore, these exercises are associated with greater oxygen cost than spontaneous breathing in stable patients with COPD.53 The fact that patients do not breathe with the most energetically economic breathing pattern is of considerable clinical interest and suggests that biomechanical efficiency overrides economic efficiency. These findings support that an altered breathing pattern is the consequence of the underlying problem rather than the problem itself. Thus management should be focused on the factors that determine biomechanical efficiency and breathing pattern. Other than pursed-lip breathing, evidence for retraining breathing patterns in people with stable COPD is not well supported.55

Body positioning is a primary determinant of pulmonary function. Thus patients should be encouraged to perform coughing and other forced expiratory maneuvers in upright positions.56 Leaning forward can increase intraabdominal and intrathoracic pressures, elevate the diaphragm, and increase expiratory flow rate.

Obstructive sleep apnea is often associated with COPD. This is complicated further by obesity in some patients. Upright positioning and weight loss can improve respiratory mechanics and oxygenation.57 A more upright sleeping posture could improve nighttime oxygenation in this patient group.

Asthma

Pathophysiology and Medical Management

Asthma is a common respiratory condition that is characterized by hypersensitivity of the airways to various triggers resulting in reversible airway obstruction (i.e., bronchospasm and bronchial edema) (see Chapter 5).39 In mild cases, no treatment other than prophylaxis may be needed. In severe cases, asthma can be life-threatening. Once affected by the trigger, the airways narrow, increasing the resistance to airflow and reducing oxygen delivery. Breathing through narrowed airways contributes to wheezing, reduced alveolar ventilation, rapid shallow breathing, shortness of breath, increased work of breathing, desaturation, and cyanosis. Increased inhomogeneity of the distribution of ventilation is present in some patients with nonacute asthma.58 Expiratory flow-volume loops remain the cornerstone of monitoring asthma.59 Although some triggers may produce mucous hypersecretion, even normal amounts of pulmonary secretions can obstruct narrowed airways and lead to atelectasis. Asthma that has well-defined triggers is easier to manage than cases in which the triggers are less specific.

Principles of Physical Therapy Management

The goals of long-term management of the patient with asthma include the following:

Patients are monitored for dyspnea, respiratory distress, inappropriate breathing pattern (depth and frequency), arterial desaturation, and cyanosis (delayed sign of desaturation); heart rate, blood pressure, and rate-pressure product are monitored. Patients with cardiac dysfunction or low arterial oxygen tension require ECG monitoring, particularly during exercise. Subjectively, breathlessness is assessed using a modified version of the Borg scale of perceived exertion.

Medication that is needed to maximize treatment response (e.g., bronchodilators and antiinflammatories) is administered before treatment. Knowledge of the type of medication, its administration route, and time to and duration of peak efficacy is essential if treatment is to be maximally efficacious. When patients are taking multiple medications, their interactions and the implications for management must be known.

The primary interventions for maximizing cardiovascular and pulmonary function and oxygen transport in patients with asthma include education, aerobic exercise, strengthening exercise, chest wall mobility exercises, range-of-motion exercises, relaxation, activity pacing, and stress management.

Education is central to self-management of asthma. The patient is taught the basic pathophysiology of the disease and its triggers. Other central topics, including preventive health practices, are also taught (e.g., cold and flu prevention; flu shots; medication types, administration, and effects; aerobic exercise; nutrition; weight control; hydration; air quality control including smoking reduction and cessation; relaxation and stress management; and the benefits of an integrative, lifelong, self-management rehabilitation program).

Special mention must be made regarding the use of medications and inhalers. These are frequently used unknowledgeably (i.e., the patient is unfamiliar with the basic pharmacokinetics of the medications being used and thus is not deriving optimal effects). Inhalers are often used improperly; therefore the patient does not derive the full benefit of the medication. The instructions provided by the supplier of the inhalers should be strictly followed. There are numerous types of inhalers, all with different applications. In not adhering to the instructions, the patient’s time and effort are wasted by using the inhaler ineffectively, the patient does not derive the full benefit of the medication, an excessive amount of inhaler may be used to compensate for ineffective application, there may be increased exposure of the patient to the side effects of the medication, and there is considerable economic waste.

Knowledge of the triggers of increased airway sensitivity enables the patient to exert control over bronchospastic attacks. The patient is taught to record the frequency of bronchospastic attacks and identify what triggers and relieves them. In this way the patient learns to avoid or minimize their frequency, severity, and duration and minimizes the amount of medication required. In turn, doctor and hospital visits may be minimized. These are significant benefits.

The exercise prescription parameters are set below the bronchospasm threshold, which is established based on an exercise test (see Chapters 19 and 24). Specialized challenge tests are performed in a pulmonary function laboratory. Exercise training enables the patient to determine the balance between optimal aerobic capacity and medication and the optimal physical environment for exercise. Temperature and humidity can have significant effects on work output in patients with asthma.

Bronchiectasis

Pathophysiology and Medical Management

Bronchiectasis is characterized by dilatation and anatomical distortion of the airways and obliteration of the peripheral bronchial tree.41 Bronchiectasis is often the sequela of prolonged chronic lung infection. The associated inflammation leads to occlusion of the airways, which results in atelectasis of the parenchyma and consequent dilatation of central airways by increased traction on the peribronchial sheath. In addition, chronic inflammation weakens the walls of the airways, leading to further dilatation. Fibrotic connective tissue changes in the wall contribute further to dilatation and airway distortion. These anatomical changes adversely affect normal respiratory mechanics and hence pressure volume characteristics of the lung. The chest wall becomes hyperinflated and assumes the barrel shape associated with chronic airflow limitation. The overall severity of bronchiectasis depends on the number of lung segments involved. There is often some reversible airflow limitation associated with bronchiectasis.

The patient with bronchiectasis has copious tenacious secretions, lung hyperinflation and impaired respiratory mechanics, an inefficient breathing pattern, reduced ability to clear secretions, and reduced aerobic capacity and is generally debilitated.

The increased intrathoracic pressures generated during bouts of chronic coughing limit venous return, cardiac output, and coronary perfusion. Blood pressure is also increased. These effects exert additional myocardial strain, lead to arterial desaturation, and increase the potential for cardiac dysrhythmias and dysfunction.

Principles of Physical Therapy Management

The goals of long-term management of the patient with bronchiectasis include the following:

image Maximize the patient’s quality of life, general health, and well-being through maximizing his or her physiological reserve capacity and function

image Educate regarding bronchiectasis, self-management, nutrition, weight control, smoking reduction and cessation, stress management, medications and their use, and infection control

image Facilitate mucociliary transport

image Optimize secretion clearance

image Optimize alveolar ventilation

image Optimize lung volumes and capacities and flow rates

image Optimize ventilation and perfusion matching

image Reduce the work of breathing

image Maximize aerobic capacity and efficiency of oxygen transport

image Optimize physical endurance and exercise capacity

image Optimize general muscle strength and thus peripheral oxygen extraction

image Design comprehensive lifelong health and rehabilitation programs with the patient

Patients are monitored for dyspnea, respiratory distress, inappropriate breathing pattern (depth and frequency), arterial desaturation, and cyanosis (a delayed sign of desaturation); heart rate, blood pressure, and rate-pressure product are monitored. Patients with cardiac dysfunction or low arterial oxygen tension require ECG monitoring, particularly during exercise. Subjectively, breathlessness is assessed using a modified version of the Borg scale of perceived exertion.

Medication that is needed to maximize treatment response is administered before treatment. Knowledge of the type of medication, its administration route, and time to and duration of peak efficacy is essential if treatment is to be maximally efficacious.

The primary interventions for maximizing cardiovascular and pulmonary function and oxygen transport in patients with bronchiectasis include some combination of education, aerobic exercises, strengthening exercises, chest wall mobility exercises, range-of-motion exercises, body positioning, breathing control and coughing maneuvers, airway clearance interventions, optimizing rest and sleep, relaxation, pacing, and energy conservation. Factors that trigger symptoms are identified and avoided. An ergonomic assessment of the patient’s work and home environments may be indicated to maximize function in these settings.

Education is a central component of the patient’s long-term, self-management rehabilitation program. Preventative health practices are taught (e.g., cold and flu prevention, flu shots, smoking cessation, sleep, aerobic exercise, nutrition, weight control, hydration, relaxation, stress management, and the long-term benefits of an integrative rehabilitation program).

Cystic Fibrosis

Pathophysiology and Medical Management

Cystic fibrosis is a complex exocrine disease that has significant systemic effects.39 The disease is congenital and is hallmarked by nutritional deficits contributing to impaired growth and development. Pulmonary function shows progressive decline with commensurate reductions in homogeneity of ventilation and inspiratory pressures.58 Cardiovascular and pulmonary involvement can be classified into three groups: no physical signs in the chest; occasional cough and sputum; and constant cough, sputum, and other signs. Patients in each classification can benefit from physical therapy with respect to enhancing oxygen transport. Moderate and severe disease is characterized by significant airflow obstruction secondary to copious, tenacious secretions. In addition, pulmonary hypertension and right heart insufficiency may be manifested and eventual failure may ensue. Left ventricular diastolic failure may also be a feature of advanced disease.60

Between exacerbations, the medical priorities are to reduce the risk of infection and morbidity and promote optimal health, growth, and development.

Principles of Physical Therapy Management

The goals of long-term management of the patient with cystic fibrosis include the following:

image Maximize the patient’s quality of life, general health, well-being, and growth and development through maximizing his or her physiological reserve capacity

image Educate the patient and family regarding cystic fibrosis, self-management, nutrition, avoidance of smokers, stress management and relaxation, prevention of acute exacerbations of the disease, infection control, and medication uses, modes of administration, pharmacokinetics, and times to peak efficacies

image Facilitate mucociliary transport

image Optimize secretion clearance

image Optimize alveolar ventilation

image Optimize lung volumes and capacities and flow rates

image Optimize ventilation and perfusion matching

image Reduce the work of breathing

image Reduce the work of and strain on the heart

image Maximize aerobic capacity and efficiency of oxygen transport

image Optimize physical endurance and exercise capacity

image Optimize general muscle strength and thereby peripheral oxygen extraction

image Design comprehensive lifelong health and rehabilitation programs with the individual (and the family if the patient is a child)

Patients are monitored for dyspnea, respiratory distress, inappropriate breathing pattern (depth and frequency), arterial desaturation, and cyanosis (a delayed sign of desaturation); heart rate, blood pressure, and rate-pressure product are monitored. Patients with cardiac dysfunction or low arterial oxygen tension require ECG monitoring, particularly during exercise. Subjectively, breathlessness is assessed using a modified version of the Borg scale of perceived exertion.

Medication that is needed to maximize treatment response is administered before treatment. Knowledge of the type of medication, its administration route, and time to and duration of peak efficacy is essential if treatment is to be maximally efficacious.

The primary interventions for maximizing cardiovascular and pulmonary function and oxygen transport in patients with cystic fibrosis include some combination of education, aerobic exercises, strengthening exercises, ventilatory muscle training (strength and endurance), ventilatory muscle rest, supplemental oxygen, mechanical ventilation for home use, chest wall mobility exercises, range-of-motion exercises, body positioning, breathing control and coughing maneuvers, airway clearance interventions, relaxation, pacing, and energy conservation.

Education focuses on teaching preventative health practices and infection control (e.g., avoidance of cold and flu, flu shots, aerobic exercise, nutrition, hydration, relaxation, stress management, activity pacing, and energy conservation).

Physical activity and aerobic exercise must be integrated early into the lifestyle of the child with cystic fibrosis.61 As much as possible, the child is integrated into activities of his or her peer group. A prescribed aerobic exercise program is designed to optimize the efficiency of oxygen transport at all steps in the pathway and thereby enhance functional capacity overall. Physical activity and aerobic exercise enhance mucociliary transport and mucociliary clearance, maximize alveolar ventilation and ventilation and perfusion matching, increase ventilatory muscle strength and endurance and airway diameter, and stimulate a productive effective cough. Furthermore, physical activity and exercise have been associated with improved immunity and reduced risks of infection.62,63 These are significant outcomes for patients with cystic fibrosis, who have thick, copious secretions.

In addition, breathing control and coughing maneuvers are included as a component of a long-term, self-management rehabilitation program. Postural drainage and manual techniques have been the mainstay of airway clearance in the past. Exercise, however, has a primary role in secretion mobilization and as an airway clearance intervention. Breathing control and coughing strategies are coupled with exercise to facilitate secretion clearance. The principles of autogenic drainage can be integrated into breathing control. This procedure focuses on eliciting coughing when it will be most productive, thereby minimizing less productive, exhaustive coughing. Patients with cystic fibrosis often cough so violently and uncontrollably that it leads to significant arterial desaturation, vomiting, and exhaustion and impedes venous return and cardiac output.

Ventilatory devices such as the positive expiratory pressure (PEP) mask and the flutter valve have shown benefit in some patients with cystic fibrosis with respect to reducing airway closure, clearing secretions, and enhancing gas exchange.64,65 Such aids may be useful adjuncts in some patients; however, they do not replace the multiple benefits (including mobilizing and removing secretions) of physical activity and exercise on optimizing oxygen transport.

Individuals with Primary Pulmonary Disease: Restrictive Patterns

Interstitial Lung Disease

Pathophysiology and Medical Management

The pathophysiology of restrictive lung disorders and interstitial lung disease (ILD) in particular is described in Chapter 5. This classification of lung disease is associated with various occupations and the inhalation of inorganic and organic dust. As the disease progresses, TLC and vital capacity are reduced. Residual volume often remains the same. Maximal flow rates tend to be increased as compliance is reduced. The drive to breathe, breathing frequency, and the ratio of tidal volume to TLC are increased. Glandular hyperplasia may be present, leading to mucous hypersecretion in some patients. Diffusing capacity may be reduced, but this may be apparent only during exercise (i.e., arterial desaturation and dyspnea). Exercise-induced desaturation and reduction in partial pressure of arterial oxygen may also reflect shunt and ventilation and perfusion mismatch.

Hemodynamic changes may be present (e.g., increased pulmonary artery pressure). Chronically increased pulmonary artery pressures, and hence increased pulmonary vascular resistance, lead to increased right ventricular stroke work, hypertrophy, and right ventricular insufficiency. Partial pressure of oxygen in mixed venous blood may fall significantly during exercise, contributing to arterial hypoxemia.

Principles of Physical Therapy Management

The goals of long-term management of the patient with ILD include the following:

image Maximize the patient’s quality of life, general health, and well-being through maximizing his or her physiological reserve capacity

image Educate regarding ILD, self-management, nutrition, weight control, smoking reduction and cessation, relaxation and stress management, medications and their uses, prevention, health promotion, and infection control

image Optimize alveolar ventilation

image Optimize lung volumes and capacities

image Optimize ventilation and perfusion matching

image Optimize mucociliary transport

image Reduce the work of breathing

image Reduce the work of the heart

image Maximize aerobic capacity and efficiency of oxygen transport

image Optimize physical endurance and exercise capacity

image Optimize general muscle strength and thereby peripheral oxygen extraction

image Design comprehensive lifelong health and rehabilitation programs with the patient

Patients are monitored for dyspnea, respiratory distress, and inappropriate breathing pattern (depth and frequency); arterial desaturation; in addition heart rate, blood pressure, and rate-pressure product are monitored. Patients with cardiac dysfunction or low arterial oxygen tension require ECG monitoring, particularly during exercise. Subjectively, breathlessness is assessed using a modified version of the Borg scale of perceived exertion.

Medication that is needed to maximize treatment response is administered before treatment. Knowledge of the type of medication, its administration route, and time to and duration of peak efficacy is essential if treatment is to be maximally effective.

The primary interventions for maximizing cardiovascular and pulmonary function and oxygen transport in patients with ILD include some combination of education, aerobic exercises, strengthening exercises, chest wall mobility exercises, range-of-motion exercises, body positioning, breathing control and coughing maneuvers, relaxation, pacing, and energy conservation. An ergonomic assessment of the patient’s work and home environments may be indicated to maximize function in these settings.

Education is a central component of a comprehensive rehabilitation program for the management of ILD. Education includes information on preventative health practices (e.g., removal from the causative environment, cold and influenza prevention shots, triggers of disease exacerbations and their prevention, smoking reduction and cessation, nutrition, weight control, hydration, relaxation, activity pacing, and energy conservation).

During aerobic exercise, patients with ILD are prone to arterial desaturation.66 Patients who desaturate during sleep require supplemental oxygen during exercise. The intensity of the exercise prescribed is based on arterial saturation, breathlessness, and work of the heart, in conjunction with other objective responses.

Lung Cancer

Pathophysiology and Medical Management

Lung cancer is a leading cause of death for men and the incidence is increasing for women. Once diagnosed, 80% of patients survive 1 year. Lung cancer is highly correlated with a history of smoking and exposure to coal tars, asbestos, and radioactive dusts. The majority of primary malignant tumors are bronchogenic carcinomas. They are centrally located and thus contribute to bronchial obstruction, atelectasis, and pneumonia. Pathophysiologically, lung cancer has features of both obstructive and restrictive lung disease. Presenting signs include airway obstruction, dyspnea, cough, and hemoptysis.39 Treatment is limited to surgery, if metastasis has been ruled out, or conservative management with radiation and chemotherapy.

Bronchogenic carcinomas metastasize readily through the circulation and lymphatic channels to other organs including the brain, bone, liver, kidneys, and adrenal glands.

If detected early, thoracic surgery may be performed to excise the cancerous tumor (see Chapter 29). If inoperable, or in the case of metastases, a patient may be managed at home or in a hospice. Patients are debilitated, often undernourished, fatigued, short of breath, lethargic, depressed, and in pain. Although these patients are often extremely ill, there is a growing trend to manage these patients in the community whenever possible. As the disease progresses, maintaining function and reducing the rate of deterioration become primary goals.

End-of-life issues and palliative care must be discussed. If the patient is managed at home, these principles of care can be practiced in this setting, and they are common to other conditions as well.

Principles of Physical Therapy Management

The goals of long-term management of the medical patient with lung cancer include the following:

image Maximize the patient’s quality of life, general health, and well-being through maximizing his or her physiological reserve capacity

image Educate the patient and family about the benefits of a palliative program

image Promote self-determination and pay particular attention to being an active listener

image Provide supportive care

image Optimize pain control

image Facilitate mucociliary transport

image Optimize secretion clearance and protect the airways

image Optimize alveolar ventilation

image Optimize lung volumes and capacities and flow rates

image Optimize ventilation and perfusion matching

image Reduce the work of breathing

image Maximize aerobic capacity and efficiency of oxygen transport

image Optimize physical endurance and exercise capacity

image Optimize general muscle strength and thereby peripheral oxygen extraction

image Optimize the benefits of sleep and rest

image Minimize the effects of restricted mobility and recumbency

image Design a rehabilitation program with the patient that is suited to his or her fluctuating needs

Patients are monitored for dyspnea, respiratory distress, inappropriate breathing pattern (depth and frequency), arterial desaturation, and cyanosis (a delayed sign of desaturation); heart rate, blood pressure, and rate-pressure product also are monitored. Patients who can be mobilized but have cardiac dysfunction or low arterial oxygen tensions require ECG monitoring. Subjectively, breathlessness is assessed using a modified version of the Borg scale of perceived exertion.

Medication that is necessary to maximize treatment response (e.g., analgesics or bronchodilators) is administered before treatment. Knowledge of the type of medication, its administration route, and time to and duration of peak efficacy is essential if treatment is to be maximally effective.

The primary interventions for maximizing cardiovascular and pulmonary function and oxygen transport in patients with lung cancer include some combination of education, mobilization, strengthening exercises, chest wall mobility exercises, body positioning, supplemental oxygen, mechanical respiratory support, breathing control and coughing maneuvers, airway clearance interventions, sleep and rest, relaxation, activity pacing, and energy conservation. Treatments are timed whenever possible to coincide with patients’ peak energy level during the day.

Patients with lung cancer may benefit from the immunological effects, as well as oxygen transport effects, of mobilization and physical activity. The prescriptive parameters are adjusted each session, given the rapid changes in these patients’ conditions.

Patients with lung cancer often cough up and expectorate blood in their sputum. The airways must be as clear as possible to avoid obstruction, atelectasis, infection, and pneumonia. Although airway clearance is an important goal, treatments should avoid contributing to bleeding and blood loss, if possible. This blood loss may contribute to anemia and fatigue.

Manual airway clearance interventions may be indicated in some patients. Postural drainage may be coupled with percussion and manual vibration. The impact of manual interventions, however, may contribute to bleeding; thus the patient requires stringent monitoring. Despite lack of evidence, metastases to the thoracic cavity and the ribs in particular may preclude percussion in favor of manual vibration being performed over unaffected areas. Treatment duration may be limited by the patient’s tolerance. Tolerance may be improved by modifying body position or by shortening treatments but increasing their frequency.

Summary

This chapter reviews the pathophysiology, medical management, and comprehensive physical therapy management of individuals with chronic primary cardiovascular and pulmonary pathology. Exercise testing and training are major components of the comprehensive management of these conditions, and this topic is presented separately in Chapter 24. Given that the heart and lungs are interdependent and function as a single unit, primary lung or heart disease is considered with respect to the other organ and in the context of oxygen transport overall.

The principles of long-term management of people with chronic primary lung disease are presented first. Although there is no clear line between obstructive and restrictive patterns of lung disease as they often coexist, pathology can be generally defined based on the primary underlying pathophysiological problems. Thus the primary conditions presented included obstructive lung disease (i.e., chronic airflow limitation, asthma, bronchiectasis, and cystic fibrosis) and restrictive lung disease (i.e., interstitial pulmonary fibrosis). Lung cancer, which has the characteristics of both obstructive and restrictive patterns of pathology, is also presented.

The long-term cardiovascular and pulmonary management of people with chronic primary heart disease is then presented, with special attention to angina, myocardial infarction, and heart valve disease. Chronic vascular diseases including PVD, hypertension, and type 2 diabetes mellitus are also presented.

The principles of management of people with various chronic primary cardiovascular and pulmonary conditions are presented rather than treatment prescriptions, which cannot be discussed without consideration of a specific patient. These principles also are applied when one or more chronic primary cardiovascular and pulmonary conditions are secondary diagnoses for a patient, as such dysfunction may necessitate modifying the treatment prescription for some other condition or, minimally, indicate special monitoring.