Individuals with Acute Surgical Conditions

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Individuals with Acute Surgical Conditions

Elizabeth Dean

The overall success of surgery is not measured according to its technical success alone. Rather, surgical success is based on the following:

The physical therapist is involved at all stages of perioperative care as indicated (before, during, and after surgery) and has a primary role in identifying individuals at risk of perioperative complications and preventing those complications as well as ensuring true surgical success as defined previously. A high proportion of surgery is needed for lifestyle-related conditions (e.g., ischemic heart disease, smoking-related conditions, hypertension and stroke, type 2 diabetes mellitus, and obesity). Given the prevalence of these conditions and their risk factors (which necessitate elective surgeries and contribute to their complications and delayed recovery), physical therapists need to lead in developing preoperative preparation programs that include health education (initiating or supporting smoking cessation and optimal nutrition), weight reduction, and judiciously prescribed exercise programs. The healthier that people are, the less likely that they will need surgery for nonaccidental reasons. Furthermore, recovery from surgery for any reason will be augmented if the person is healthier; complications will be fewer, and rate of recovery will be improved. In turn, hospital stay will be reduced and the likelihood of recurrence of the initial problem may be also reduced.

The decision as to whether and to what extent physical therapy is indicated is based on the individual’s need rather than strictly on his or her condition. The patient’s condition is one factor that can determine perioperative risk, operative course, and long-term outcomes. Factors other than the primary indication for surgery, however, can have a more important effect on perioperative course and outcomes. Because of this, the preoperative assessment determines who requires physical therapy management and who does not. Physical therapy prevents complications and addresses oxygen transport threats and deficits. In the long term, physical therapy helps ensure that the individual returns to the highest level of living and regains or surpasses premorbid presurgical functional status. In cases in which the underlying condition can recur, a prime physical therapy objective is to minimize this possibility. Surgical outcomes, based on the physical therapy perspective within the International Classification of Functioning, Disability and Health,1 are shown in Box 30-1.

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The purpose of this chapter is to review the identification of surgical risk in a given individual and the management of patients with cardiovascular and pulmonary risk factors and dysfunction secondary to acute surgical conditions. Surgery today has become more extreme in two ways. First, minimally invasive surgery has shortened the operative period, hastened discharge, and reduced risk.2 Second, with advances in instrumentation, monitoring, and anesthesia, more invasive, prolonged, and risky surgery is being performed with improved chances of survival.

The cardiovascular and pulmonary effects of anesthesia and surgery are described. The two types of surgery that have the greatest impact on cardiovascular and pulmonary function, namely thoracic and cardiovascular surgery, are highlighted. These surgeries are particularly invasive and lengthy, often require heavy and prolonged anesthesia and sedation, are typically performed on older people whose health status may be poor, and are generally associated with increased risk. Thus they warrant intensive perioperative physical therapy. Patients are assessed with respect to their presurgical and surgical hemodynamic and oxygen transport status to establish oxygen transport capacity and the degree to which increased metabolic demands associated with the perisurgical conditions as well as interventions can be met. In particular, cardiac output and oxygen delivery (DO2) will increase to compensate for these increased metabolic demands. Increased metabolic demands, however, are dependent on age, severity of illness, type of surgery, comorbidity, and complications.3 Furthermore, people who are overweight or obese, a common lifestyle-related condition, are more likely to require surgery. Obesity can reduce arterial oxygen tensions and the compliance of the respiratory system irrespective of the tidal volume or respiratory rate.4 A detailed analysis of these factors can identify risks, expedite early intervention such as mobilization, and increase survival.

The four categories of factors that threaten or impair oxygen transport are described in Chapter 17. These factors include the underlying pathology, restricted mobility and recumbency, extrinsic factors related to the patient’s care, and intrinsic factors related to the patient. This chapter examines in detail the effects of surgery, including the effects of anesthesia and other medications on oxygen transport as well as the impact of the underlying condition, restricted mobility and recumbency, and factors associated with the patient on an individual’s status postoperatively. These are described in a format to facilitate assessment and ongoing evaluation.

Treatment principles are presented. These are not intended, however, to be a treatment prescription for a particular patient. The effects of anesthesia and surgery must be considered in addition to the underlying pathology and the effects of restricted mobility, body position, and intrinsic and extrinsic factors (see Chapter 17). All these factors must be considered and integrated in prescribing treatment and defining the specific parameters of the prescription. Such integration is essential for treatment to be targeted to the underlying problems and to be maximally effective.

Perioperative Course

Surgery and Its Cardiovascular and Pulmonary Consequences

Factors that place a patient at risk can contribute to perioperative cardiovascular and pulmonary dysfunction if preventive strategies fail (Box 30-2). Cardiovascular and pulmonary complications are the major cause of perioperative morbidity and mortality, particularly in patients undergoing thoracic or cardiovascular surgery.5 The physical therapist must establish the risk factors based on premorbid health assessment including age, smoking habits, nutrition, weight, regular physical activity and fitness, sleep, and stress, as well as cardiac dysfunction, lung dysfunction, musculoskeletal dysfunction, neuromuscular dysfunction, and endocrine dysfunction—in particular, type 2 diabetes mellitus.6

Physical therapy has a role in preparing patients for surgery some weeks in advance—a service that is not being fully exploited in health care. Maximizing a patient’s health will lead to fewer complications, will shorten hospital stay, and will hasten recovery and return to full participation in daily life. Interventions can include health education, including initiating or supporting smoking cessation. Smoking cessation or smoking reduction by at least 50% has been shown to improve the outcomes after hip and knee replacements.7 Comparable benefits could be expected for other types of surgery, particularly cardiovascular and thoracic procedures. Optimizing nutrition and prescribing an exercise program, even if modified because of the patient’s underlying condition, can augment oxygen transport. Thus, when oxygen transport is unavoidably compromised by anesthesia and surgery, the patient has greater reserve capacity.

People who are overweight and obese have direct, serious weight-related morbidity including hypertension, type 2 diabetes mellitus, lipid-related heart conditions, and sleep apnea. In addition, people who require joint replacement surgery because of arthropathy secondary to irreversible joint damage are more likely to be overweight.8 Thus, overweight and obesity constitute major complications during surgery and recovery. Given their prevalence, overweight and obesity warrant being addressed by physical therapists in every patient, whether surgical or medical (see Chapters 1 and 6). Furthermore, body mass index as well as weight-to-hip ratio and age have been reported to be significant predictors for type 2 diabetes mellitus and hypertension, which further complicates the clinical presentation and management of surgical patients who are overweight or obese.9

Early surgery for hip fracture in older adults has not been shown unequivocally to result in improved outcomes—that is, reduced complications (pneumonia and bed sores), earlier recovery, and reduced mortality.10 It is likely that clinically some patients may benefit whereas others may benefit from some delay. Irrespective, the outcomes of physical therapy will be enhanced in either situation if instituted in a timely manner. Studies are needed to establish the degree to which physical therapy including lifestyle behavior change (weight loss in particular) may avert surgery all together, or appropriately delay it. In some patients, early surgery may be preferable. In this case, some finite period of time in which a course of physical therapy could be instituted prior to surgery, could augment surgical outcomes.

Anesthesia and Supplemental Oxygen

Anesthesia results in depression of breathing. Thoracic respiratory excursion is reduced. The tone and pattern of contraction of the respiratory muscles, particularly the diaphragm and the intercostal muscles, change, which contributes to many secondary cardiovascular and pulmonary effects observed after surgery. The loss of end-expiratory diaphragmatic tone causes the diaphragm to ascend into the chest by 2 cm during anesthesia with or without paralysis.11 Reductions in functional residual capacity (FRC) are correlated with this change and with altered chest wall configuration and increased thoracic blood volume.12,13 One of the most pervasive and predictable clinical effects observed in the postoperative period is alveolar collapse. Total lung capacity, FRC, and residual volume are decreased. The FRC is reduced in the supine position compared with the erect sitting position14,15 and is further reduced with the induction of anesthesia. Anesthesia, however, fails to reduce FRC in the sitting position.

The consequences of reduced FRC with anesthesia and surgery have major implications for postoperative complications and the course of recovery. Airway closure occurs with anesthesia, and this likely contributes to intrapulmonary shunting. Compression atelectasis of the dependent (lowermost) lung fields occurs during surgery.16 In addition, compression atelectasis occurs when lung tissue and surrounding structures are being physically manipulated by the surgeon. Although reduced airway caliber in areas of low lung volume can be offset by the airway-dilating effect of many inhaled anesthetics, airway resistance is increased by obstruction of the breathing circuits, valves, and tracheal tubes. The airways may also be obstructed with foreign matter such as blood and secretions, or from bronchospasm caused by irritation. Because of the decrease in FRC, lung compliance is decreased and the work of breathing is increased. Hypoxemia secondary to transpulmonary shunting is usually maximal within 72 hours after surgery and may not be completely resolved for several days. Persistent reduction in FRC after surgery delays the restoration of the normal alveolar-arterial oxygen gradient.

Anesthesia and tissue dissection contribute to major changes in lung volume, mechanics, and gas exchange. The extent and duration of these changes increase with the magnitude of the operative procedure and degree of anesthesia required. Tissue oxygenation can be threatened during the intraoperative period, and the relationship between oxygen consumption (VO2) and delivery (DO2) compromised.17 Mismatch between VO2 and DO2 is associated with a complicated clinical course and prolonged intensive care unit stay in the absence of conventional indicators such as low ejection fraction and longer cardiovascular and pulmonary bypass time.18 Oxygen extraction increases to compensate for reduced DO2. Early optimization of the ratio of VO2 and DO2 is indicated to reduce perioperative morbidity and mortality.

The fraction of inspired oxygen (FiO2) depends on the mode of oxygen administration. Low-flow nasal oxygen reduces hypoxemia in the absence of hypercapnia and marked transpulmonary shunting in the postoperative patient. Low oxygen flows and low FiO2 tend to be delivered via nasal cannula whereas higher flows can deliver higher FiO2 via oxygen masks and masks with reservoir bags. FiO2 and the body position of the patient at the time a blood sample is taken must always be considered when arterial blood gas values are interpreted. The FiO2 is selected to provide adequate oxygenation with the lowest oxygen concentration possible.

After surgery the normal pattern of breathing is disrupted. Shallow, monotonous tidal ventilation without normal occasional, spontaneous deep breaths causes alveolar collapse within an hour.15 Unless resolved within a few hours, atelectasis becomes increasingly resistant to reinflation. This complication is exacerbated in patients receiving narcotics.

Tachypnea and tachycardia are commonly observed, with gross atelectasis secondary to hypoventilation. Breath sounds are decreased at the bases, and the coarse wheezes associated with mucus obstructing airflow can be heard on auscultation. Left lower lobe atelectasis is common after cardiac surgery.

Immediate Postoperative Period

After surgery the patient is detained in the recovery room until vital signs have stabilized, there is no apparent internal or external bleeding, and the patient is responding to his or her name. Patients recovering from minor surgery are usually transferred to a ward once discharged from the recovery room. A patient is transferred to the intensive care unit after surgery if complications arose during surgery, if the patient cannot be readily stabilized and requires close monitoring, or if the patient had more serious surgery such as cranial, cardiovascular thoracic, or emergency surgery such as that resulting from multiple trauma (see Chapter 35).

Rest during the postoperative period needs to be prescribed as carefully as treatment because rest is the time for healing, repair, and restoration. Sleep deprivation impairs recovery and healing. Sleep at night is biologically more restorative than daytime sleep. Thus daytime and nighttime cues are given to restore the patient’s circadian rhythms. Although injudicious and excessive recumbency, bed rest, and prolonged periods in any given body position are deleterious, special attention is given to maximizing the periods of high-quality rest and sleep and minimizing disruption of nighttime sleep. Appropriate rests are interspersed within each treatment according to the patient’s needs to avoid reaching suboptimal, suprathreshold physiological states. Suprathreshold states are associated with an inappropriate balance between DO2 and VO2 such that the patient’s condition becomes compromised (e.g., hemodynamically unstable, cardiovascular and pulmonary distress is precipitated, or both).

Pharmacological Considerations

Common pharmacological agents prescribed for patients perioperatively are described in Chapter 45. Physical therapists need a thorough knowledge of these when managing the surgical patient so management can be optimized.

Several factors are particularly important in managing surgical patients because these factors can affect the patients’ sensitivity to narcotic analgesics such as morphine.19,20 There is considerable intersubject response variability to these agents. Older patients, for example, can be expected to be more sensitive to narcotics. Diverse multisystem pathology has a marked effect on the degradation, absorption, biotransformation, and excretion of morphine. Exaggerated effects of morphine have been reported when administered in conjunction with other agents such as other narcotic analgesics, phenothiazines, tranquilizers, or sedative-hypnotics; in addition, such exaggerated effects have been reported in patients with respiratory depression, hypotension, and sedation and in patients who are unconscious. Situations in which exaggerated drug effects have been reported are commonly encountered in the intensive care setting and can result in unpredictable responses. Finally, the physical dependence and abuse potential of these agents cannot be ignored.

The physical therapist must be familiar with the patient’s medications and the indications, side effects, and contraindications of each. The physical therapist can determine to what extent oxygen transport may be compromised by medication effects and whether some recommendation must be made to minimize untoward drug effects on arousal or some other factor that negatively affects oxygen transport and gas exchange. For example, although narcotics are excellent analgesics, they have widespread systemic effects including reduced arousal, cardiovascular and pulmonary depression, gastrointestinal depression, and muscle relaxation, all of which can compromise oxygen transport. Thus, consideration must be given regarding whether other forms of analgesia including non pharmacological interventions can be used. In managing the needs of a patient experiencing postoperative pain, the following questions should be considered:

The administration of narcotics has important implications for physical therapy. These powerful analgesics are often the medications of choice for major pain relief and comfort. Their secondary effects, however, which include reduced arousal and monotonous tidal ventilation, are primary physical therapy concerns. Narcotics interfere with a patient’s ability to cooperate with treatment. If narcotics impair the patient’s ability to participate in treatment, analgesia with a less systemic effect is indicated. Patient-controlled analgesia (PCA) is an effective means of having the patient regulate the amount of analgesia he or she is receiving.21 Patients have been reported to administer less medication to themselves than nurses assessing their analgesia needs. Intravenous administration prolongs the peak-effect time of analgesics and therefore helps the patient tolerate longer, more intense treatments. Oversedation must be avoided if the patient is to derive maximal benefit from cardiovascular and pulmonary physical therapy treatments.

Physical therapists have available to them a range of noninvasive pain control interventions that should be considered in the acute surgical ward as well as in postsurgical follow-up in the outpatient clinic. These include relaxation strategies, deep breathing, body positioning, physical support, coordination of treatments, and electrotherapy. Transcutaneous electrical nerve stimulation (TENS), for example, can be a useful adjunct in the management of postoperative pain in some patients. Pain control with TENS may enable the patient to participate more fully in mobilization, deep breathing, and coughing. Research is needed, however, to evaluate this technique in the management of acute pain and define the prescription parameters necessary to produce an optimal therapeutic effect for a given patient. The role of nonpharmacological means of managing acute pain in place of or in conjunction with pharmacological means warrants greater exploitation clinically to produce the best analgesia with the least side effects and risks. Nonpharmacological analgesia enables patients to participate more fully in physical therapy treatments in the absence of the untoward side effects often associated with drug administration.

Prevention of Complications

Special attention in the postoperative period is given to the prevention or management of cardiovascular and pulmonary complications associated with reduced arousal, surgical pain, and restriction of lung capacity and secondary to dressings, binders, and diminished ability to cooperate, move spontaneously, and hyperventilate the lungs periodically. Patients are prone to aspiration in the immediate postoperative period, particularly while the sedation and anesthetic agents are wearing off. This risk is further increased if an artificial airway is required, or if an artificial airway is needed and mechanical ventilation is instituted. Postextubation atelectasis must be anticipated and avoided. To minimize this risk, patients are asked not to eat or drink fluids the day before surgery.

Endotracheal intubation and mechanical ventilation are indicated if blood gas values fail to improve with conservative management. See Chapter 33 for treatment priorities for a patient during mechanical ventilation and the course of weaning.

A complication of thoracic and upper abdominal surgery is irritation or compression trauma of the phrenic nerve. This complication may be more common than expected. Inhibition of the phrenic nerve impairs the contraction of the affected hemidiaphragm, causing it to ascend into the thorax and contribute to atelectasis on that side. This inhibition may last for several days.

The patient’s body position is changed frequently in the initial postoperative period. The patient is usually encouraged to change his or her body position frequently, transfer, sit in a chair, and ambulate as soon as possible after surgery. The importance of frequent postural changes and early ambulation in the initial postoperative period are stressed. Early ambulation is a priority in the management of all surgical patients unless contraindicated.

Factors Determining Surgical Response and Outcomes

A patient’s response to and outcome after surgery as well as potential complications depend on multiple factors (see Box 30-2). The type of surgery determines the degree of invasiveness, type or types of anesthetics and sedatives, type and level of respiratory support, static body position assumed during surgery, approximate duration of the surgery and period of anesthesia, incisions, dressings, lines, leads, catheters, monitoring devices, chest tubes, type and degree of pain that can be expected, and necessity for and type of pain control after surgery.

Preoperative Assessment And Preparation For Surgery

To minimize risk, reduce perioperative morbidity and mortality, maximize healing, and shorten postoperative recovery, patients need to be in the best physical and medical condition before anesthesia and surgery. In the case of elective surgery, patients often can be prescribed aerobic training (prescribed to meet the individual’s needs and capacity), smoking cessation, and weight-control programs beforehand. A preparatory preoperative role for physical therapy warrants greater attention and is currently underused in terms of improving the perioperative course and achieving optimal, sustainable surgical outcomes.

Preoperative physical therapy management includes the preoperative assessment and education; the primary components are shown in Box 30-3. During this time the physical therapist has an opportunity to develop rapport with the patient. The assessment establishes the risk of complications and prolonged hospital stay and the type and extent of perioperative physical therapy required. Postoperative neurological syndromes are common. Ongoing assessment helps ensure that these are identified and addressed early.22 The assessment establishes what the postoperative priorities will be; however, these are modified based on the postoperative assessment. The surgical procedures are described and the effects of surgery and anesthesia and sedation on gas exchange are reviewed so that the patient understands the importance of being actively involved in physical therapy, both during and between treatments after surgery.

There are no strict guidelines about which patients should receive perioperative physical therapy. Rather, the need for physical therapy should be made on a case-by-case basis, with the degree of the physical therapist’s involvement determined on the basis of the patient’s need. Although nonthoracic surgeries are generally associated with few cardiovascular and pulmonary complications (e.g., surgery of the extremities or lower abdomen), patients with preexisting cardiovascular and pulmonary pathology, hematological or neuromuscular pathology, or musculoskeletal pathology of the chest wall are at greater risk even in these relatively low-risk types of surgeries. In addition, patients are at additional risk if they are older or younger, smoke, or are overweight or pregnant. Thus each surgical patient must be assessed individually to establish the degree of relative risk during surgery and the necessity of perioperative physical therapy. In this way perioperative complications can be anticipated and avoided or reduced, which is preferable to managing complications once they have developed. The cardiovascular and pulmonary assessment is particularly important in the older individual, and early mobilization is critical postoperatively.

Even though a patient may have had minimally invasive surgery and an uneventful perioperative course, the physical therapist still may have a critical role in helping to achieve long-term surgical outcomes. Recurrence is possible, particularly if surgery was related to lifestyle factors. The physical therapist can take maximal advantage of contact with the patient and be actively involved in developing a program of sustained, lifelong health.

The importance of a thorough preoperative assessment and teaching by the physical therapist cannot be overstated. The components of preoperative assessment and teaching are summarized in Box 30-3. In cases of elective surgery, preoperative teaching includes a general description of the surgery to be performed, the effect of anesthesia and surgery on cardiovascular and pulmonary function, and the systemic effects of restricted mobility and recumbency. The lines, leads, and catheters usually associated with the surgery are explained. The patient is instructed in breathing control maneuvers, supported coughing, chest wall mobility exercises, mobility exercises for the limbs (e.g., hip and knee and foot and ankle exercises), turning in bed, sitting up, transferring, chair sitting, and walking erect postoperatively. In addition, the patient is taught methods of maximizing comfort with body positioning and supporting the surgical incision. If the bed has controls the patient can manipulate, he or she is taught how to make bed adjustments as required. The postoperative course is explained in general terms so the patient can anticipate this period. If the patient is well informed preoperatively, he or she will be better oriented and capable of cooperating when he or she wakes from the anesthesia.

Preoperative teaching is a central component of physical therapy management of the surgical patient. Such teaching establishes rapport with the physical therapist, who informs the patient about what to expect before and after surgery. In addition to reviewing the surgical procedures, the physical therapist reviews, and has the patient perform, deep breathing and supported coughing maneuvers, relaxation, bed mobility, positioning, transfers, and mobilization. Preoperative teaching reduces the patient’s anxiety and encourages the patient to be as active as possible in his or her recovery. Preoperative teaching reduces postoperative complications and the length of the hospital stay. High-risk patients benefit from preoperative teaching, and their cooperation is more easily solicited after the surgery. Understanding the patient’s perception of his or her condition, the surgery, expectations, and self-efficacy are also central to postoperative recovery.

The physical therapist may be consulted by the surgeon to help make a poor-risk patient into a better-risk patient. Patients with upper–respiratory tract infections before surgery may have their surgeries postponed, depending on the type and extent of surgery to be performed, level of anesthesia indicated, and other medical conditions including cardiovascular and pulmonary disease, age, and smoking history. Patients with preoperative lower–respiratory tract infections constitute a greater operative risk; hence these patients often have their surgeries postponed until the infection has resolved. Patients with chronic cardiovascular and pulmonary diseases require a prolonged period of preoperative physical therapy in preparation for surgery. Elective surgery is not usually considered during an exacerbation of chronic lung disease. Even minor surgery may be potentially hazardous for the patient with previous lung disease. The adverse effects of total anesthesia on these patients are magnified because of their reduced pulmonary reserve capacity. Smoking should be discontinued for as long as possible before surgery. The patient is placed on an exercise conditioning program, a regimen of bronchial hygiene, oxygen if necessary, and prophylactic antibiotics. Even patients with extremely low functional work capacity can enhance the efficiency of the steps in the oxygen transport pathway (see Chapters 18 and 19) with a modified aerobic exercise conditioning program. This preoperative preparation may take one to several weeks, depending on the patient and the indications for surgery. Patients who are overweight can reduce their risk of perioperative complications by losing weight. Body mass is a major determinant of lung function, respiratory mechanics, and oxygenation during anesthesia,23 and adverse effects on these can lead to major surgical complications and problems during recovery.

Preoperative inspiratory muscle training has gained renewed interest as a means of preserving respiratory muscle function postoperatively and reducing postoperative pulmonary complications. Although maximal inspiratory pressure can be preserved,24,25 studies are needed to show that this intervention augments outcomes over and above the benefits of an exercise program before surgery. Furthermore, a narrowly focused intervention such as inspiratory muscle training may overlook the benefits of a more holistic preoperative preparation program. Such training needs to be prescribed judiciously.

Postoperative Management

Goals

The goals of postoperative physical therapy management related to oxygen transport appear in Box 30-4. The patient is mobilized in a systematic sequence that progresses from supine to turning in bed to sitting over the bed to standing to sitting in a chair to walking (Table 30-1). Some patients progress through these steps quickly, whereas others take longer. The rate at which patients are progressed depends on their responses. Pain medications are coordinated as needed with treatments to maximize treatment effectiveness. This progressive sequence is comparable to that of phase I of cardiac rehabilitation, the inpatient phase for surgical as well as medical patients, and includes education, counseling, and treatment as indicated. These goals are addressed between as well as during treatments. The patient is instructed in mobilization and body positioning coordinated with deep breathing and supported coughing maneuvers between treatment sessions, and these interventions should be performed hourly during waking hours.26,27 Such a regimen has been reported to result in favorable outcomes for invasive abdominal surgery.28

Table 30-1

Template for Progressing Mobilization in Surgical Patients

Level Date Activity Bathroom Bathing
1   Confined to bed
Assessment
Body positioning
Portable toilet when possible Personal care by nurse
May wash hands and feet
2   Sit up in chair for 20 minutes, three times per day Use portable toilet May wash in bed (not legs, back, or feet)
3   Sit up in chair as much as possible   Bathe at bedside
4     Walk to bathroom Bathe at sink (sitting)
5   Walk around room as able   Bathe at sink
6   Short walks in hall two or three times per day    
7   Walk in halls as able   Take shower (sitting) or tub bath
8   Walk one flight of stairs with assistance    
9   Discharge    

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Adapted from Makrides L: Cardiac rehabilitation manual, Halifax, Nova Scotia, Canada, 1997, Cardiac Prevention Research Centre, Dalhousie University.

In addition to the primary treatment goals related to oxygen transport, other postoperative goals include the following:

These goals are achieved with the prescription of mobilization and its constituent mobility exercises including hip and knee flexion and extension exercises and foot and ankle exercises. These exercises are performed hourly regardless of whether the patient is sitting in the chair or resting in bed.

Finally, there are important preventive goals (e.g., minimizing the effects of restricted mobility and recumbency on all organ systems) (see Chapters 19 and 20). Of particular concern in the surgical patient is the risk of thromboemboli and pulmonary emboli and the risk of pressure points and skin breakdown. Thus mobilization and regular activation of the muscle pumps to minimize circulatory stasis and frequent body-position changes are essential to reduce risks, which can have serious consequences for the patient’s recovery. Compression stockings are often put on the patient after surgery. These are not removed, except for cleaning and redistributing pressure, until the patient is consistently up and about. These stockings facilitate venous return and increase blood flow and velocity, thereby minimizing the risk of thrombus formation. Should thrombus formation be suspected, it may be necessary to attach an intermittent compression device to the legs to simulate muscle pump action.

With the exception of patients undergoing thoracic or cardiovascular surgery, patients are usually extubated before leaving the operating room or recovery area. Provided no complications develop, most other patients do not require an airway. Patients undergoing major thoracic surgery or cardiovascular surgery remain intubated and mechanically ventilated from several hours to 24 hours after surgery to minimize the work of breathing and hence the work of the heart required to meet the metabolic demands of respiration. These patients are informed that artificial airway and mechanical ventilation enables them to breathe more efficiently initially. A patient is also informed that he or she will not be able to speak while the airway is in place and may have a sore throat after its removal.

Patients are usually aroused and repositioned before leaving the operating room, although this is seldom remembered by patients. Not recalling the immediate postoperative course is common. Patients are likely to be receiving some form of pharmacological analgesia (e.g., morphine). If blood was required intraoperatively, whole blood, packed cells, or plasma may still be infused in the immediate postoperative period or for a longer period of time. Saline or other solutions are also infused for regulation of fluid balance until the patient is able to drink and eat normally. Once vital signs have stabilized, wounds are stable and not draining, and the patient is reasonably alert, he or she is transferred to the ward. The patient is retained in the recovery area should further monitoring be required. If complications develop and oxygen transport and gas exchange are threatened, the patient may be transferred to the intensive care unit.

The physical therapist may be consulted to assess and treat the patient as soon as he or she leaves the operating room or while in the recovery room. Most frequently the physical therapist sees the patient once he or she has been transferred to the ward and has been settled. The first 24 hours are critical.

The risk of cardiovascular and pulmonary complications is greatest during the perioperative period and diminishes as the patient becomes increasingly upright and mobile. Atelectasis and aspiration after extubation are major risks for the patient who has been intubated. The goal immediately after extubation is to promote optimal alveolar ventilation, maximize lung volumes and capacities (especially FRC), minimize closing volumes, and maximize expiratory flow rates and hence cough effectiveness. Areas most susceptible to atelectasis are those that may have been physically compressed during surgery (e.g., the left lower lobe of the cardiovascular surgical patient and areas adjacent to a lobectomy or segmentectomy area).

Surgery constitutes a major insult to the body. After the trauma of surgery, anesthesia, sedation, fluid loss, incisions, and the increased energy requirements for healing and repair, patients can be expected to be lethargic and challenging to arouse. The relaxed state induced by anesthesia, sedation, and narcotics increases the risk of aspiration. This risk is exacerbated further in some patients by nausea and vomiting associated with anesthesia and narcotics. Moving and positioning the patient upright whenever possible and interacting with the patient stimulate the reticular activating system, making the patient more responsive and aroused. The increased metabolic demands that this requires, along with increased catecholamine release, helps overcome the residual effects of anesthesia, sedation, and muscle relaxants and their threat to oxygen transport, provided the demands are not beyond the capacity of the oxygen transport system to deliver oxygen.

Alternatively, some patients are restless and agitated after the effects of anesthesia have worn off. Hypoxemia can lead to restlessness and agitation. Thus it is important that these patients not be inappropriately sedated. This compounds their need for treatment while making them less able to cooperate with treatment simultaneously.29,30

At the outset of any treatment the patient needs to be aroused as much as possible to cooperate fully and derive the maximum benefit from treatment. The physical therapist interacts continuously with the patient to arouse him or her fully, maintain arousal, stimulate normal cognitive function and orientation, and elicit feedback from the patient to assess his or her response to treatment. Narcotics depress respiratory status and arousal, and these effects are accentuated in patients whose metabolic states have been disrupted with illness and in older persons. Thus the physical therapist must be vigilant in detecting untoward residual effects of narcotics in the surgical patient. Balancing sedation and analgesia with the needs of having the patient arousable and alert warrants good communication among the team members.

Early Postoperative Physical Therapy

Rationale

The role of perioperative physical therapy has been debated. Some argue that the nursing staff can assume responsibility for the prevention of postoperative complications, particularly in patients who have undergone minimally invasive and short surgeries. The assessment and goals of the physical therapist, however, are unique and are not duplicated by the medical or nursing staff or respiratory therapist.

Physical therapists identify threats to oxygen transport as well as its limitations and prevent and remediate these by prescribing and exploiting noninvasive interventions. Furthermore, the physical therapist considers multiple factors that threaten the long-term health and function of the patient after discharge. The physical therapist has a primary commitment to returning the patient to full participation in the community and prolonged, sustained health. A decision to institute physical therapy for a given patient is not based on the type of surgery alone. Rather it is determined through a systemic assessment of age, weight, fitness, smoking status, comorbidities, anxiety and stress, and external factors related to the patient’s potential response to anesthesia and surgery.

To sustain alveolar inflation and normal FRC postoperatively, mobilization and body positioning coordinated with breathing control and supported coughing must be carried out frequently (i.e., every 1 to 2 hours) to maintain optimal alveolar volume and distribution of ventilation. Maximal inspiratory maneuvers are coordinated with mobilization and body positioning at least every hour as tolerated. Maximal inspiratory maneuvers alone, however, are unlikely to be effective because the inspiratory pressure may be insufficient to inflate atelectatic alveoli. Rather, patent alveoli will tend to be overexpanded. Mobilization and body positioning will directly alter the intrapleural pressure gradient and thereby optimize alveolar expansion. In patients who are obese and anesthetized and paralyzed, the prone position increases FRC, lung compliance, and oxygenation.23,31 Being prone may have some postoperative role in some patients who are obese, but the hazards of recumbent positions must be weighed against the benefits of being upright.

Normal passive expiratory efforts to end tidal volume are encouraged, and maximal or forced expiratory efforts are usually avoided to prevent airway closure and potential increase of atelectasis. Huffing (glottis open) rather than coughing (glottis closed) also minimizes airway closure. With huffing there is less risk of bronchospasm than with coughing, in which the glottis is closed, transpulmonary pressure is increased, and a compressive phase is involved. If indicated, coughing maneuvers are most effective in the sitting or slightly leaned-forward position, in which lung volumes and forced expiratory flow are maximized and the respiratory muscles are at a mechanical advantage with respect to the length-tension characteristics of the muscle fibers. Airway closure is position-dependent (see Chapter 20); therefore the degree of expiration encouraged by the physical therapist should be based on the patient’s body position. Airway closure is potentiated in patients who are older, smoke, or are obese and in patients who are in horizontal as opposed to upright body positions.

Mobilization and body positioning coordinated with breathing control and supported coughing maneuvers offer the greatest benefit to oxygen transport in the postoperative patient. Specific benefits are described in Chapters 18, 19 and 20. They include maximizing FRC, reducing closing volume, maximizing expiratory flow rates, promoting mucociliary transport, promoting airway clearance, optimizing lymphatic drainage, minimizing the effects of increased thoracic blood volume, maintaining fluid-volume regulating mechanisms, and minimizing the work of breathing and of the heart. Sustained maximal inspiration is one intervention that promotes alveolar expansion. Each deep breath is performed to maximal inspiration (i.e., to total lung capacity) with a 3- to 5-second breath hold. This maneuver may reduce pulmonary complications by promoting alveolar inflation and gas exchange. The patient is encouraged to repeat this maneuver several times hourly; frequently during mobilization; and before, during, and after body-position changes.

Although the benefits of incentive spirometry (Figure 30-1) postoperatively are equivocal at least after thoracic surgery,32 it may be useful in patients who are resistant or unable to cooperate fully with maximal inspiratory efforts or be adequately mobilized. Postoperative hypoxemia may be reduced with this technique, which uses the principle of sustained inspiration using a feedback device (either flow or volume feedback) to achieve maximal inflating pressure in the alveoli and maximal inhaled volume. Spirometers with a volume-controlled device, however, may improve diaphragmatic excursion more than flow-dependent devices.33 With proper instruction, the incentive spirometer can be used independently by the patient, which can be an advantage. This technique ensures that each inspiration is physiologically optimal and is reproduced precisely from one inspiration to the next. Patients who are surgical risks may benefit from being taught how to use the incentive spirometer preoperatively by the physical therapist in order to promote better inflation of the lungs with incentive spirometry postoperatively. However, use of a spirometer does not replace being upright and moving as much as possible. The patient continues with a regimen of breathing control and coughing maneuvers in conjunction with being upright and moving until full mobility and activities of daily living are resumed.

The application of intermittent positive pressure breathing (IPPB) appears to be less effective for the postoperative patient than previously believed. The details of this modality are described in Chapter 43.

Exercise testing echocardiography performed early after coronary bypass surgery can identify individuals who are high risk and would benefit from intensive secondary prevention as a particular focus in a cardiac rehabilitation program.34 Early exercise training improves autonomic nervous system function in addition to aerobic and functional capacity.35

Getting the Surgical Patient “Upright and Moving”

Mobilization in the upright position coordinated with breathing control and supported coughing maneuvers is encouraged immediately after the patient is first aroused after surgery, unless contraindicated, to help reverse and mitigate reduced arousal, atelectasis, FRC, and impaired mucociliary transport associated with surgery. Mobilization augments cardiovascular and pulmonary function (see Chapters 18 and 20), particularly when the patient is upright.36,37 These beneficial effects are enhanced by improved three-dimensional chest wall motion, improved gut motility, and reduced intraabdominal pressure. Extremity movement during ambulation increases alveolar ventilation, enhances ventilation and perfusion matching by increasing zone two of the lungs, and optimizes diffusing capacity through stimulating dilatation and recruitment of alveolar capillaries. The upright position ensures that the spine is erect, upper body musculature is relaxed, and the chest wall is symmetrical. Slouching and leaning, particularly to the affected side, reduce alveolar ventilation and contribute to uneven distribution of ventilation and areas of atelectasis.38,39 In addition, if this abnormal posture is maintained, mucociliary transport of the area is impaired and mucus collects and stagnates, increasing the risk of bacterial colonization and infection. Symmetrical posture is monitored at all times (i.e., during ambulation, sitting at bedside, bed mobility exercises, sitting up in bed, and lying in bed). Slouching and favoring the affected side will lead to cardiovascular and pulmonary complications and possibly musculoskeletal complications in the short and long term.

Mobilization and active exercise in upright postures whenever possible are prescribed based on the need to enhance multiple steps in the oxygen transport pathway. The priority is to perform as much activity as possible out of bed and upright (i.e., ambulation, transferring, sitting upright in a chair, and chair exercises with or without hand weights or exercise bands). When in bed, similar devices can be used, including a monkey bar to facilitate moving in bed for patients other than cardiovascular thoracic patients (e.g., the orthopedic patient with extremity fractures and traction). In addition, the use of the monkey bar is beneficial to perform repetitive bouts of exercises that maintain upper-extremity strength and some general endurance capacity, relieve pressure and stiffness, and facilitate frequent turning. Cycle pedals can be adapted to chairs for recumbent exercise in bed, if necessary. Patients whose positioning is restricted with fixation and traction devices require hand, wrist, or ankle weights, and possibly pulleys and other devices, to maintain muscle strength and power. Movements performed with moderately heavy weights for multiple sets (e.g., three sets of 10 repetitions) develop muscle strength. Movements performed with lighter weights for multiple sets (e.g., five to 10 sets of 10 repetitions) tend to develop endurance and aerobic capacity. Because of the restrictions imposed by these devices, maintaining joint range is essential (i.e., of the neck, spinal column, and chest wall, as well as the extremities). The rotation component of joint movement is readily compromised; thus this must be an integral component of joint range-of-motion exercises. Proprioceptive neuromuscular facilitation (PNF) movements of the extremities can be beneficial. PNF movements of the chest wall can be coordinated with breathing control and supported coughing maneuvers. Upper body and trunk mobility and strengthening are important goals, particularly in the patient with chest wall incisions. The prescription is progressed gradually in the patient with a chest wall incision, particularly in the patient with a median sternotomy who is usually restricted to unresisted, upper-extremity mobility exercises in the first several weeks.

Prescription of body positioning is essential in the management of the patient postsurgically for two reasons. First, without direction, the patient will tend to assume a deleterious body position (i.e., maintaining a restricted number of body positions that favor the affected side for prolonged periods of time with minimal movement and “stirring up”). Therefore once the effects of mobilization have been exploited in a given treatment session, body positions that continue to enhance oxygen transport for a given patient and discourage excessive time in deleterious body positions are prescribed for “between-treatment” times. When not ambulating, patients are encouraged to assume a wide range of body positions (e.g., semiprone) between treatments, as frequently as possible (i.e., at least every 1 to 2 hours).4043

Thoracic and Cardiovascular Surgery

Thoracic Surgery

Thoracic surgery refers to surgery that necessitates opening the chest wall. By convention this term excludes specialized cardiovascular surgery (i.e., surgery of the heart and great vessels). Thoracic surgery is commonly performed for lung resections secondary to cancer (e.g., pneumonectomy, lobectomy, segmentectomy, and wedge resection). In addition, thoracic surgery is performed to remove an irreversibly damaged area of lung tissue secondary to bronchiectasis, benign tumors, fungal infections, and tuberculosis.

The most common incisions are posterolateral thoracotomy and median sternotomy. The posterolateral thoracotomy procedure requires the patient to assume the side-lying position with the involved side uppermost for the duration of the surgery. The uppermost arm is fully flexed anteriorly. The incision is made through an intercostal space, corresponding to the location of the lesion to be excised. The muscles incised include the latissimus dorsi, serratus anterior, external and internal intercostals laterally, and trapezius and rhomboid posteriorly.

At the conclusion of the surgery, chest tubes are placed to evacuate air and fluid from the pleural space by means of an underwater chest tube drainage system. The chest tube and drainage system resolve the pneumothorax created by reestablishing negative pressure in the pleural space and help to reinflate the remaining atelectatic lung tissue. After thoracic surgery, two chest tubes are usually inserted, one at the apex of the lung to evacuate air and one at the base of the lung to drain serosanguineous fluid. The therapist should become familiar with the various drainage systems, how drainage can be facilitated with mobilization and body positioning coordinated with breathing control and supported coughing maneuvers, and certain precautions that must be observed to avoid impairing drainage or disconnecting the tubing. Physical therapy for patients undergoing thoracic surgery has been reported to be cost-effective when a primary component of an interprofessional patient care management strategy44 as well as when administered prophylactically.45

Provided the chest tubes are not kinked, there is no contraindication to lying on the side of the chest tubes. Lying on this side, which is usually the side of the surgery and incision, is typically avoided by the patient. Consistent with the adage down with the good lung, a patient prefers to lie on the nonsurgical side. Prolonged periods in any position, however, particularly lying on the unaffected side, places these lung fields at risk. To minimize the risk of positional complications and hypoxemia, the patient is encouraged to turn to both sides. The specific positions and the duration of time spent within each, however, are based on a comprehensive assessment of the patient’s condition and the indications and contraindications for each body position.

Patients may appear to splint themselves, thereby restricting chest wall motion, to avoid pain when moving and deep breathing. They also may resist maximal inspiratory efforts when coughing. Although pain likely contributes to breathing at low lung volumes and ineffective coughing, phrenic nerve inhibition in patients with thoracic and upper abdominal surgeries is likely a more important factor restricting lung expansion. Being upright and moving is associated with increased FRC and tidal volume. Although modalities such as incentive spirometry may have a role in improving lung function in some high risk patients, generally it does not enhance recovery after thoracic surgery.32

Postoperative complaints of pain are both musculoskeletal and pleural in origin. The large number of muscles incised, particularly in the posterolateral thoracotomy incision, combined with the operative position, contribute to the patient’s complaints of chest wall pain, shoulder soreness, and restricted movement. Deep breathing and coughing maneuvers may be associated with considerable discomfort after surgery. Pain is accentuated by apprehension and anxiety. Therefore treatments are coordinated with relaxation, noninvasive pain control modalities, and pain medication schedules to elicit the full cooperation of the patient.

Cardiovascular Surgery

Cardiovascular surgery is specialized thoracic surgery involving the heart and great vessels, most commonly for lifestyle-related ischemic heart disease. Even for individuals over 90 years of age, outcomes can be favorable.46

Because the flow of blood through the cardiovascular and pulmonary system is interrupted, the patient is placed on a cardiovascular and pulmonary bypass machine or on a machine called an extracorporeal membrane oxygenator. Cardiovascular surgery is most commonly performed for coronary artery bypass grafting, valve replacements, and aneurysm repairs. Because patients acquire an oxygen debt during the bypass procedure, high oxygen demands are present postsurgically.47

After bypass surgery, patients in whom the saphenous vein is excised for graft material have the added complication of surgery and wound healing in one leg. Mobility exercises on that leg are often restricted until there is no risk of bleeding or interference with healing. Comparable with the thoracic surgical patient, a cardiovascular patient leaves the operating room with various monitoring lines and leads, intravenous fluid infusion apparatus, possible blood or plasma infusion devices, a Swan-Ganz catheter (see Chapter 16), a central venous pressure line, an arterial line, a Foley catheter, and oxygen cannulas.

The preoperative preparation and teaching and the postoperative physical therapy management are intensive. Because of the invasiveness of cardiovascular surgery, patients are usually treated postoperatively in a specialized intensive care unit (see Chapter 33). The preoperative and postoperative physical therapy management of patients in the intensive care unit is a specialized area and is described in Chapters 34, 35 and 36.

Providing the patient with information about what to expect during the perioperative course relieves fear and anxiety. In addition, relaxation procedures can be useful. Patients must be reassured that their incisions and suture lines will not be disrupted with movement and physical therapy and that supported coughing and supporting themselves when moving will maximize comfort. Until the patient’s condition has stabilized, the patient’s mobility is restricted to low-intensity mobilization to promote its benefits on gas exchange and reduce metabolic demands and body positioning to optimize alveolar ventilation coordinated with deep breathing and supported coughing maneuvers. Although breathing exercises have been shown not to augment the benefits of body positioning and mobilization in patients after cardiac surgery,48 synchronizing breathing control with these interventions will ensure that the secretions stimulated with changing body position and moving are removed. Conventional airway clearance interventions (e.g., postural drainage and manual techniques) may be prescribed in the presence of excessive secretions or difficulty in mobilizing secretions and in the event of productive hydrostatic pneumonia. One systematic review concluded that so-called “prophylactic respiratory physiotherapy” after cardiac surgery was unsubstantiated.49 Critical components of contemporary physical therapy in the management of patients after cardiac surgery, however, include body positioning and early mobilization, which were not included as key words. The systematic review limited physical therapy simply to breathing exercises and nonspecific chest physiotherapy, which is not consistent with contemporary practice.

Patients undergoing cardiovascular surgery are transferred from the cardiovascular intensive care unit to the ward as quickly as possible. From the ward, these patients should be referred to a physical therapist and a cardiac rehabilitation program in the community for continuity of care and to maximize the functional gains resulting from the surgery. Established performance measures can be useful to streamline care and to help the patient sustain healthy living and medication adherence as needed.50

From the hospital to the community, exercise is prescribed progressively to maximize oxygen transport at each step of the rehabilitation period (i.e., acute, before and immediately after discharge, and in the long term). The conditioning effects of exercise enable the patient to resume various activities of daily living commensurate with an increasing oxygen transport system capacity. Activities involving straining and isometric contractions are avoided. Weight lifting may be introduced in a long-term rehabilitation program, but the weights must not be sufficient to cause strain. Patients with median sternotomy incisions are usually prohibited from using their arms to support themselves when sitting or driving and during activities that may strain the incision site for several weeks or more.

Finally, comparable to high-risk patients undergoing thoracic surgery, preoperative inspiratory muscle training has been examined in the management of high-risk patients undergoing cardiovascular surgery, in whom it has been shown to improve surgical outcomes.51 Gven the benefits of an exercise program before surgery as well as early mobilization, inspiratory muscle training needs to be shown to augment the benefits of these established interventions. Given the multisystem benefits of exercise before and after surgery, inspiratory muscle training is not an alternative.

Summary

Optimal surgical outcome is a team effort that extends beyond the technical success of the surgery. It is based on the return of the individual to full participation in life and long-term health, including no recurrence of the patient’s problem and reduced need for biomedical care and drugs in the short and long term; these also are primary physical therapy outcomes. This chapter reviews the principles of perioperative physical therapy management in individuals slated for surgery with a view to maximizing both short- and long-term outcomes. The physical therapy has a key role in risk factor identification and early intervention. Although risk is increased with more invasive and prolonged surgeries, this should not be assumed. Even minor surgery with an apparently uneventful immediate postoperative period can have an untoward outcome because of underlying risk factors. Indication for physical therapy is based on risk factors rather than condition or type of surgery. Given the prevalence of lifestyle-related conditions and their risk factors (e.g., ischemic heart disease, smoking-related conditions, hypertension and stroke, type 2 diabetes mellitus and obesity) that both necessitate elective surgeries and contribute to their complications and delayed recovery, physical therapists need to lead in developing preoperative preparation programs that include health education (initiating or supporting smoking cessation and optimal nutrition), weight reduction, and judiciously prescribed exercise programs.

Teamwork is the essence of successful surgical outcomes. The physical therapist is highly involved from assessment of the patient preoperatively with respect to anticipated necessity of treatment afterward based on a detailed assessment of perioperative risks, to treatment postoperatively, to, most important, postdischarge follow-up to ensure function is regained and the benefits of surgical and related management are sustained over the long term. Physical therapy intervention for the surgical patient is based on indications for that individual rather than the type of surgery.

The four categories of factors contributing to or threatening oxygen transport were described in Chapter 17 and are evaluated in the preoperative and postoperative assessments. These factors include pathology, restricted mobility and recumbency, extrinsic factors related to the patient’s care, and intrinsic factors related to the patient. This chapter examines in detail those factors related to surgery and anesthesia in particular, and the impact of underlying disease, restricted mobility, recumbency, and intrinsic factors on the effects of surgery and anesthesia. The role of the physical therapist, an integral member of the surgical team, is to ensure optimal long-term outcomes well beyond the technical success of the surgery, particularly in individuals who have undergone cardiovascular and thoracic surgery. A prime physical therapy outcome in patients who have undergone thoracic or cardiovascular surgery is prevention of both recurrence of the patient’s problem and repeated surgery.

Surgery and its physiological effects are described. Special reference is made to two specialized types of surgery that unfortunately have become all too common—namely, thoracic and cardiovascular surgery. These have the greatest impact on cardiovascular and pulmonary function.