History of Pediatric Anesthesia

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CHAPTER 41 History of Pediatric Anesthesia

The pediatric anesthesiologist does not generally diagnose or cure patients but rather guides and supports each young patient through the operative experience with the least possible mental and physical stress. The history of pediatric anesthesia is best told by tracing the steps others have taken; steps toward increased precision in regulation and control of neurologic, respiratory, cardiovascular, and other body systems to serve both the surgeon and child (Smith, 1991).

The goals of pediatric anesthesiology as a specialty include the reduction of perioperative morbidity and mortality and the promotion of ancillary resuscitative and supportive fields through teaching, research, and organizational activity throughout the world.

Phase I: pediatric anesthesia before 1940

Early Control of Pain: Ether and Chloroform

The introduction of ether was the first giant step in the history of anesthesia. Although Crawford Long used ether in his rural practice in Georgia beginning in 1842, and his third ether-anesthesia procedure was for a toe amputation in a 7-year-old boy (Long, 1849), it was not until the famous public demonstration of ether anesthesia at the Massachusetts General Hospital in Boston in 1846 that ether was widely accepted for use during surgery (Morton, 1847). The discovery that sensation, or pain, and along with it consciousness and motion, could be abolished temporarily by ether was widely acclaimed; however, little was known about ether’s actions, how to use it, or what its dangers might be. Ether was accepted only gradually over several years, with many surgeons retaining the belief that ordinary men (the wealthy excluded) should be able to tolerate surgery without anesthesia! However, for children and ladies, who were considered to be “more sensitive,” anesthesia was considered appropriate, although Morton himself was reluctant to administer it to young subjects because of the high incidence of nausea and vomiting in this population (Bigelow, 1846; Warren, 1847; Pernick, 1975).

It was soon found that pouring ether onto a handkerchief or small cloth was a practical method of administration with small children. One simply pressed the cloth to the patient’s face until the child was quiet and limp. The cloth was then withdrawn, and the surgeon was granted 3 or 4 minutes to operate as the child regained consciousness. The use of continuous administration of ether caught on slowly with gradual familiarization with the new agent. The early impression that ether was easy to administer, effective, and safe led to the belief that it was a trivial service that any inexperienced person, often an orderly or a parent, could perform. The unfortunate result was that throughout the rest of the century, the administration of anesthesia continued to be held in poor repute as a medical activity, rarely attracting physicians with special interest or ability in the field. Nurses eventually began to assume increasing responsibilities for providing anesthesia care. As late as 1940, a physician, in the lead article published in the first edition of the new journal Anesthesiology, noted, “During my internship I was trained by a nurse. I was given a cone, a can of ether, and a few empirical tricks” (Haggard, 1940).

In England, chloroform was accepted more readily because of its smoother and more rapid action. Soon, however, the incidence of deaths became so alarming that the British established a dictum that only physicians should be allowed to administer anesthesia (Eckenhoff, 1966). The fortunate result was that throughout the British Empire, anesthesia flourished as a medical specialty and its workers gained equal status with other physicians and became early leaders in the field.

Another great advantage for the British in the early development of anesthesia was the presence of the astounding John Snow (1813 to 1858), who made epidemiologic advances of national importance, ran an active medical practice, and kept notes on hundreds of anesthesia experiences and research experiments, mostly in the last 10 years of his life (1846 to 1856) (Griffith, 1934). Snow first described signs by which a practitioner could monitor and control the depth of anesthesia in patients of all ages (Snow, 1847). His five stages of anesthesia (excitement, loss of consciousness, relaxation, eye movement, and depth of respiration) served as a guideline throughout the remainder of the century and formed the basis of Guedel’s important guide, Inhalation Anesthesia, published in 1937. Snow explored both ether and chloroform, preferring the latter, which he found well suited to infants and children. However, he warned of chloroform’s danger with excessive depth (Snow, 1858). His record of successfully anesthetizing 147 infants for harelip repair is hardly conceivable in view of the mortality that this operation continued to bear well into the next century.

After the remarkable advances made by Snow, anesthesia in England progressed at a slower pace. For nearly 20 years, chloroform and ether remained the only anesthetic agents available, and progress consisted mainly of developing methods of administration, comparing advantages and dangers, and simply studying how to keep children asleep and still for longer periods of time. Despite its recognized danger, chloroform remained the principal agent in England and throughout Europe. Efforts to reduce the complications associated with chloroform included many warnings, as well as attempts to increase its safety, such as diluting it with ether (CE) and with alcohol and ether (ACE). The introduction of nitrous oxide into general use by 1870 and ethyl chloride shortly after 1900 were important advances because they reduced or replaced the use of chloroform in many operations. Both of these agents were nonirritating and relatively acceptable, making them particularly adaptable for induction. Because induction had been seen as a troublesome stage of anesthesia, the use of these agents generated much interest.

British physician anesthetists began to publish articles and texts in increasing numbers. Buxton alone produced five editions of his Anaesthetics: Their Uses and Administration between 1888 and 1912. Many texts related to adult care contained advice on pediatric problems, of which harelip continued to attract the most attention. Numerous references to pediatric anesthesia could be found in The Lancet, Britain’s premier medical journal, and in 1923, C. Langton Hewer wrote Anaesthesia for Children, the first text on pediatric anesthesia to be written in English.

In the United States, the special needs of children were given slight consideration for many years. The child was treated as “a little adult”; surgeons operated with large instruments, and all equipment was adult sized. Ether remained the principal agent. Although criticism of chloroform became more vehement, its use was advocated in the United States as recently as 1957 (Kopetsky, 1903; Schwartz, 1957). Progress was made by trial and error, with little communication among those using anesthesia. Most literature in the United States concerning anesthesia for children was written by surgeons before 1900.

Interest grew slowly around the turn of the century, and nurses and surgeons began to develop skills sufficient to carry children through longer and more difficult procedures. Thousands of tonsillectomies were being practiced by 1900, and appendectomy was an accepted, although often dangerous, procedure. Orthopedic surgery was the most active type of pediatric surgery during this time, and most procedures were easily managed by simple ether techniques. One of the first signs of concern for the child’s anxiety when undergoing anesthesia was voiced by James Gwathmey in 1907. He recommended that one should “add a few drops of the mother’s cologne to the ether mask and induce the child in the mother’s arms.” Another step toward easing induction came in 1928 with the introduction of tribromoethanol, the German Avertin, which was used widely as a rectal agent. It provided almost certain sleep in 7 to 8 minutes and was of special value before ether induction, because unlike the barbiturates used later, it had a bronchodilating effect that facilitated rather than retarded induction. However, the drug required preparation immediately before use. That, in addition to the repeated occurrence of fecal incontinence, led to its abandonment.

Between 1925 and 1940, activity in both pediatric surgery and anesthesia began to accelerate. William Ladd, whose interest stemmed from his experience in caring for children injured in a massive explosion in Halifax, Nova Scotia in 1917, led the development of pediatric surgery in North America (Goldbloom, 1917; Steward, 1983; Smith, 1959). His work at Children’s Hospital Boston was devoted to the correction of neonatal defects, including harelip. Ladd performed harelip repair seated, with the infant held facing him in the lap of a nurse. The anesthetist stood behind the nurse, directing ether from a vaporizing bottle into the infant’s mouth via a metal mouth hook.*

The introduction of cyclopropane in 1930 proved particularly helpful for pediatric anesthetists in the management of infants, although it required assembly of a closed-system apparatus. Lamont and Harmel developed a miniaturization of the to-and-fro canisters Waters described in Wisconsin, and they used this technique for Blalock’s “blue baby” (tetralogy of Fallot) operations at Johns Hopkins Hospital. In Boston, Betty Lank, an enterprising nurse anesthetist, further redesigned the miniature to-and-fro apparatus with less dead space and shrank adult celluloid masks to infant size, enabling her to provide anesthesia, relaxation, and controlled respiration for Ladd’s infants as well as for Robert Gross’ widely heralded division of a patent ductus arteriosus in 1938—without endotracheal intubation (Fig. 41-1).

By 1940, considerable progress had been made in the ability of minimally trained anesthetists to provide satisfactory operating conditions for the surgeons of that time (Smith, 1959). Ladd strenuously corrected the previous concept by establishing the dictum “The child is not a little man.” Supportive warming, preoperative correction of electrolyte balance, and intraoperative charting became standardized. Clinical signs of anesthetic depth, described by Guedel in 1937, served well. This might be termed the height of the art of pediatric anesthesia in the United States, where simple expedients still prevailed.

In England, there had been more progress in airway control. After World War I, Magill and Rowbotham popularized tracheal intubation for adult procedures, and in 1937, Philip Ayre of Newcastle-Upon-Tyne reported his classic method of endotracheal intubation with a T-tube device for harelip repair in neonates (Ayre, 1937). Although Robson of Toronto had described intubation of children using digital guidance rather than a laryngoscope, it had received little attention (Robson, 1936).

Phase II: emergence of pediatric anesthesia, 1940 to 1960

Factors in the Rapid Development of Interest

Before and during this period, activity accelerated in related fields, and much information became available defining normal and abnormal infants in such texts as Clement Smith’s The Physiology of the Newborn Infant (1945), Taussig’s Congenital Malformations of the Heart (1947), and Nelson’s Textbook of Pediatrics (1950). The practice of adult anesthesia had become established, providing fresh information on new agents and techniques easily adaptable to children. As yet, the only established pediatric anesthesiologist in North America was Charles Robson in Toronto; in England, it was Robert Cope at London’s Hospital for Sick Children. Among those interested in pediatric anesthesia, M. Digby Leigh made himself well known (Fig. 41-2). Trained by Waters in Wisconsin, Leigh was appointed head of anesthesia at Montreal Children’s Hospital, where he taught and (with his invaluable associate Kathleen Belton) authored Paediatric Anaesthesia (1948) the first North American text on this subject. Leigh and Belton described the use of spinal anesthesia for intrathoracic procedures, an original pediatric circle absorption apparatus, and a nonrebreathing valve. Leigh moved to Vancouver, British Columbia in 1947 and then to Los Angeles in 1954, where he started the first annual pediatric anesthesia teaching conference in America. He was a brilliant technician and a stern teacher, and he delighted his audiences with his stinging repartee. His foresighted attempts to monitor exhaled carbon dioxide in 1952, however, were rebuffed by incredulous scoffers (Conn, 1992).

In the meantime, in Liverpool, G. Jackson Rees (Fig. 41-3) had been named anesthetist at the Alder Hey Children’s Hospital by his mentor and teacher, Cecil Grey. Together they conceived the idea that practically all surgery could be performed under the simple and nonexplosive combination of nitrous oxide and curare. Rees, adapting the Ayre T-tube system by adding an expiratory limb and breathing bag (the well-known Jackson-Rees system), proceeded to carry out this concept with astounding success. With minor alterations this technique was to survive through years of short-lived, complicated types of apparati. Rees’ conviction that respiration should be controlled in infants with reduced tidal volumes and rates of 60 to 80 breaths per minute also met with criticism, but it proved to be rational when increased tidal volumes were found to cause barotrauma (volutrauma) and surfactant inactivation.

The new field of pediatric surgery, spearheaded by Gross, was calling for more skilled anesthetists, and at the end of World War II, large numbers of young physicians were released from military service, many of whom chose the uncharted field of pediatric anesthesia. McQuiston and Smith found posts at children’s hospitals in Chicago and Boston, respectively, and Rackow worked at Columbia Presbyterian Hospital in New York, each to participate in early advances. In 1946, C. Everett Koop recruited Margo Deming to head the Department of Anesthesia at the Children’s Hospital of Philadelphia as a teacher and investigator. Dr. Koop is currently a Professor at Dartmouth Medical School.

Little had happened in the field of anesthesia on the home front during World War II. After the war, numerous problems, many not even envisioned at the outset, were resolved by the exceptionally harmonious cooperation between pediatric surgeons and anesthesiologists. Whereas the success of individual operations is the natural goal of the surgeon, and improved supportive measures are the steps noted by anesthesiologists, all are interdependent and are considered together.

Foundations of Clinical Control and Support

Neonatal Surgery and Anesthesia

Among the surgical challenges in the beginning of the 1940s, three congenital defects were dominant: tracheoesophageal fistula (TEF), omphalocele, and congenital diaphragmatic hernia (CDH). Both Leven and Ladd performed secondary multiprocedure repair of TEF in 1939 (Smith, 1959). Primary repair, first accomplished by Haight in 1941, then became the most important challenge in pediatric surgery, each case demanding all-day and all-night efforts of all participants. In Boston, the operation was carried out with the patient under the influence of cyclopropane via mask with a to-and-fro apparatus and the endotracheal intubation being reserved for emergency use during operation. Control of the exposed pleura during esophageal anastomosis required complete immobility, and the operation, in the words of Ladd, was “like stitching the wing of a butterfly” (Smith, 1959). Supportive management played a large part in the survival of these infants, both during and after the operation. Warmth was maintained by heating and humidifying the operating room, wrapping limbs in sheet-wadding, and using a semiclosed to-and-fro absorption technique. Blood pressure was measured by a locally introduced cuff with a latex bladder encircling the arm (Fig. 41-4). Fluids and blood were administered via a open-top burette with rubber tubing and “cut down” metal cannula in the saphenous vein. Postoperative survival depended largely on the remarkably able services of one or two very special nurses.

Repair of omphalocele posed different problems. Here the forceful closure of the abdomen over the extruded viscera often caused severe compression of the lungs and abdominal blood vessels. The challenge to the anesthetist was that of providing adequate relaxation while preserving ventilation and circulation. Skin closure was possible only rarely, leaving the alternative of delayed closure, which often failed. The use of muscle relaxants facilitated closure but increased the risk of postoperative hypoventilation. Mortality was appreciable.

Of the three defects, CDH at first appeared to be the easiest to correct, and anesthesia often was managed with open-drop ether without mortality. By 1950, however, postoperative deaths became an obvious and unsolved problem. It later became evident that the CDH-related deaths occurred in the sickest of infants, who in an earlier time would have died before repair could be attempted. The management of CDH subsequently became, and still is, one of the most engrossing problems of neonatal surgery.

Early Attempts to Control Fear

It soon became evident that for the small child, the fear of needles and the horrors of anesthetic induction were deeply upsetting and of long duration. Concern about this most unfortunate anesthetic by-product was voiced by psychologists, pediatricians, anesthesiologists, and others, as well as numerous mothers reporting prolonged night terrors, bed-wetting, and dependence (Levy, 1945; Jackson, 1951; Eckenhoff, 1953).

Some attention had been paid to premedication shortly before this time. French Armand-Delille (1932) recommended morphine, and Waters (1938) promoted the combination of morphine and scopolamine, but the response to the outburst of concern came in a flood of reports on a variety of ineffective agents. The basic error in most studies was, and still is, the use of age or weight for estimation of drug dosage, when neither reflects the child’s state of mind. General use of intramuscular barbiturates plus morphine mixed with either atropine or scopolamine resulted in severe horror of needles, an uncomfortably dry mouth, and an unpredictable degree of sedation, seldom better than 65% successful. Attempts to improve this record continued to play a large part in the activities and literature of pediatric anesthesiologists with only slight improvement with regard to the effectiveness of sedative drugs. However, the concentration of attention of numerous investigators on this problem did result in the development of close personal interest in each child studied, possibly responsible for much of the benefit credited to the drug being promoted.

Methods of induction showed somewhat more success than those of sedation. Thiopental replaced rectal tribromoethanol, providing greater ease of administration via either the intravenous or the rectal route, whereas induction with nitrous oxide, cyclopropane, or divinyl ether eliminated much use of the dreaded ether (Weinstein, 1939). With the repeated failure of sedative agents, greater skills were developed by caring anesthetists to gain the confidence of children in preoperative visits and then to divert their attention at induction by telling them stories or by simply lulling them to sleep. Hypnosis was used for induction by Betcher (1958), Marmer (1959), and a few others for the total operation in short procedures. It was particularly valuable for the repair of facial lacerations in small children who had recently eaten. Unfortunately, this potentially useful and harmless method gained only limited acceptance.

Endotracheal Intubation

The greatest advance in pediatric anesthesia between 1940 and 1960 was in control of the airway by tracheal intubation. Early use in England and Canada met with little resistance. In the United States, however, opposition by surgeons raised the first major obstacle to progress in the new specialty. (It must be admitted that reasonable concern had been aroused in those who had witnessed the traumatic attempts of inexperienced individuals to perform unnecessary intubations.) It was the efforts of Rees in England; Leigh, then in Canada; the British-American Gillespie (1939); Americans Deming (1952), Pender (1954), and others; and their supportive younger surgeons that brought forth grudging acceptance of tracheal intubation of infants and children in the United States in the 1940s and 1950s.

The ongoing development of this technique led to an increased understanding of laryngeal anatomy; replacement of the “classic” hyperextension of the head by use of the “sniffing” position for intubation; a succession of different types of tracheal tubes, including the tapered tube of Cole (1945) that enjoyed more than a decade of popularity; a variety of tube materials progressing from coarse rubber to nonreactive plastic; and laryngoscopes of several types and sizes (Eckenhoff, 1951).

As with ether and other major advances, the advent of tracheal intubation brought a host of disadvantages and a few real dangers that in turn led to a glut of literature concerning complications, including subglottic stenosis, laryngeal irritation from large tubes, and tracheitis caused by contamination (Baron and Kohlmoos, 1951; Flagg, 1951; Smith, 1953a; Colgan and Keats, 1957). This proved to be just the beginning.

“Total Control” of Respiration: The Muscle Relaxants

After the first clinical use of d-tubocurarine by Griffith and Mitchell in Canada in 1942, Canadians and British accepted it readily and began extensive use in both children and adults, to be followed by much investigation in later years (Anderson, 1951; Stead, 1955; Leigh et al., 1957; Rees, 1958). Again, in the United States there was much opposition, this time by anesthesiologists as well as surgeons, to whom the concept of total “takeover” of an essential body function, termed controlled respiration, appeared to be a dangerous and unacceptable “physiologic trespass” (Gross, 1953; Beecher and Todd, 1954). Beecher threatened one of the authors of this chapter that “heads would roll” if he and others persisted in support of its use. In the meantime, Cullen (1943) had found it quite safe for adults and children, using it as a sole agent for infant surgery. This practice was abandoned after Scott Smith of Utah was tested under total curarization and suffered acutely on painful stimulation (Smith, 1947; Smith et al., 1947). As with tracheal intubation, the total acceptance of neuromuscular blocking agents in the United States required many years. By 1960, however, the terms controlled respiration and assisted respiration had gained widespread use.

Pediatric Breathing Systems: Assisted and Controlled Respiration

With the stimulating effect of ether on respiration in light surgical planes, assisted respiration was seldom needed. Open chest surgery, cyclopropane, and particularly muscle relaxants definitely changed this picture and led to a succession of considerably diverse devices (Dorsch and Dorsch, 1975). The to-and-fro absorption method, using soda-lime canisters of graduated sizes, was particularly adaptable to infants but caused heat retention and the aspiration of lime dust. For larger children, the canisters were bulky and heat retention was even more troublesome.

Special interest was taken in infant circle absorption systems. The Leigh, Ohio, and Bloomquist models were not only difficult to handle but also introduced the problems of valve resistance and dead space (Leigh and Belton, 1948).

To eliminate problems of carbon dioxide accumulation, several nonrebreathing valves were designed by Leigh and Belton (1948), Stephen and Slater (1948), and others. Although compact in design, they were not easy to manage and were definitely ill-suited for use with explosive agents.

The saga of apparatus variously called rebreathing (British), nonrebreathing (United States), and partial rebreathing (general) is complicated and involved numerous studies and modifications of the basic Ayre T system over 30 years (Fig. 41-5) (Ayre, 1937). After the Rees elongation of the expiratory limb with an attached breathing bag, the addition of exhaust valves placed either proximal (Mapleson A) or distal (Mapleson D) to the face brought intensive examination, as did the estimation of proper flow rates of incoming gases. Evaluation by Mapleson (1954) and Inkster (1956) did much to clarify these issues at the time, but more problems lay ahead.

Cardiovascular and Thermal Control

Between 1940 and 1960, revolutionary advances were made in several areas involving the combined efforts of anesthesiologists and surgeons. The intentional reduction of arterial blood pressure, extensively explored by Enderby (1950) and others in England, was cautiously extended to pediatric use by Anderson (1955) with trimethaphan camphorsulfonate (Arfonad). This served as a reasonably safe agent. It was the initial step in induced hypotension to reduce surgical blood loss in major pediatric surgery and to prevent excessive blood pressure elevation during correction of coarctation of the aorta. However, the agent was unpredictable and soon was replaced by more controllable agents and techniques.

Controlled Reduction of Body Temperature and Cardiopulmonary Arrest

After Gross’ ligation of a patent ductus arteriosus in 1938, correction of coarctation of the aorta, repair of vascular rings, and shunt procedures for tetralogy of Fallot were successfully performed under closed or semiclosed inhalation anesthesia, usually with cyclopropane (Harmel and Lamont, 1948; Harris, 1950; Smith, 1952). McQuiston, endeavoring to reduce the oxygen requirements of Dr. Potts’ cyanotic infants, cooled them 3° to 4° C on a simple ice-water mattress, thereby introducing the practice of hypothermic control of body metabolism into pediatric anesthesia (McQuiston, 1949). Efforts to reduce oxygen demand by further lowering temperatures to 30° C with immersion in ice water provided surgeons time for simple intracardiac aortic or pulmonary valvotomy (Lewis and Taufic, 1953; Virtue, 1955).

The drive to bypass both the heart and lungs initiated by Gibbon in 1937 became exciting in the early 1950s, with competing surgeons Lillihei, Kirklin, and Kay and their respective anesthesiologists Matthews et al. (1957), Patrick et al. (1957), and Mendelsohn et al. (1957) all contributing toward the first practical use of the pump oxygenator in 1955, 2 years before publication of the articles cited.

The supplementation to bypass perfusion by moderate hypothermia (30° C) and different methods of induced cardiac arrest produced the greatest “takeover” of body function to date and the means of performing intracardiac surgery on all but small infants.

Mild and moderate hypothermia techniques were also used in this period for neurosurgery, orthopedic surgery, and harelip repair (Kilduff et al., 1956).

Control During Maintenance of Anesthesia

As more extensive procedures were developed and surgeons began to prefer accuracy to speed, 4-hour operations became more common and the methods of maintenance and support grew more demanding. Experience, skill, and constant observation were still primary factors that were assisted by a few simple devices (Fig. 41-6). During this time the precordial stethoscope became essential for use with every infant or child throughout the field of anesthesia (Smith, 1953b). A precordial or esophageal stethoscope served first to keep the anesthetist in direct contact with the child at all times, providing unaltered information as to the clarity and strength of breath sounds and the rate, rhythm, and strength of heart sounds (Smith, 1991). Strength of heart sounds was an important guide to the degree of blood loss at that time. Arterial blood pressure could be obtainable with standard apparatus for larger children and with a specially constructed latex cuff with an inflatable bladder for infants (the Smith cuff). During this phase, the electrocardiograph was occasionally brought into operating rooms, encased in antiexplosive shielding (shaped like a torpedo) and serving relatively little purpose. Body temperature was measured intermittently at oral, nasal, or rectal sites, the standard glass thermometer giving way to the safer but less accurate thermostat devices. The anesthesia chart was considered a necessary item, gaining in importance as procedures grew increasingly complex and legal suits more common.

Halothane Opens a New Era

Although anesthesia with relaxants and nitrous oxide permitted the use of electrical instruments in the operating room, explosive gases were still popular until the introduction of halothane. After its first use in England by Johnstone in 1956 (in 10% concentration), this nonflammable, nonirritating, and potent agent was promptly introduced in Canada by Junkin et al. (1957) and in the United States by Stephen and colleagues (1958). Subsequently, flammable anesthetic agents were totally abolished in the United States, thus opening the way to revolutionary changes, first in the control of blood loss by cautery and then in the development of electronic devices for monitoring and physiologic control.

Supportive Care and Oxygen Therapy

Related fields brought important aid to pediatric anesthesiologists during this period. The time-honored rule developed by Holliday and Segar (1957) for pediatric fluid administration based on metabolic requirements serves to this day. Also of great importance, particularly in reducing the morbidity and mortality of small infants undergoing surgery, was the control of infection by the use of antibiotic agents.

The interest of pediatricians caring for neonates led to the development of enclosed incubators with regulated oxygen, warmth, and humidification for infants with respiratory distress syndrome. Improved oxygen tents were developed for older children, including those with cystic fibrosis. The poliomyelitis epidemics of the 1950s in Europe and North America initiated a succession of ventilating devices to replace the enclosed “iron lung” in use since 1929. Pediatric anesthesiologists and pediatricians shared responsibility for this work, which opened a new field for anesthesiologists.

In related areas, Virginia Apgar introduced her scoring system for neonatal assessment, Peter Safar launched his crusade for mouth-to-mouth ventilation and further work in cardiopulmonary resuscitation, and the first multidisciplinary adult intensive care unit in North America was developed (Apgar, 1953; Safar, 1958).

The first pediatric intensive care unit was established in Goteburg, Sweden, in 1955.* Similar units were established in Stockholm (Feychtung), Liverpool (Rees), and Melbourne (MacDonald and Stocks) between 1960 and 1964. In North America, the first pediatric intensive care unit was established by Downes at the Children’s Hospital of Philadelphia in 1967, followed by Children’s Hospital of Pittsburgh (Kampschulte), Yale-New Haven Hospital (Gilman), Massachusetts General Hospital (Todres and Shannon), and the Hospital for Sick Children in Toronto (Conn) within the next 4 years (Downes, 1992).

Teaching and Research

Throughout Europe and North America, communication among anesthesiologists began to accelerate. The Great Ormand Street Hospital for Sick Children in London and the Alder Hey Hospital in Liverpool became teaching centers in England; the Hospital for Sick Children in Toronto in Canada and the Children’s Hospitals of Boston and Los Angeles in the United States became centers to which various novice and experienced anesthetists came from all parts of the world for clinical training. Residents on affiliation from teaching hospitals were rotated through brief training periods for instruction in basic, safe, and practical methods of anesthetic control of children undergoing standard operations and in special methods for those at higher risk.

On the heels of Leigh and Belton’s Pediatric Anesthesia (1948), Stephen’s Elements of Pediatric Anesthesia (1954) and Smith’s Anesthesia for Infants and Children (1959) were published, with details of advances to date. Articles on new agents and techniques steadily increased in the anesthesia-related literature. Whereas some reported personal early experiences based on limited numbers, many were of lasting value, including those involving tracheal abnormalities by Eckenhoff (1951) and Colgan and Keats (1957), tracheoesophageal repair by Zindler and Deming (1953), and the important warning of Leigh et al. (1957) concerning bradycardia after the intravenous administration of succinylcholine.

Research, on the other hand, was still in its infancy, there being little space, time, or funds for sophisticated investigation. As previously mentioned, many clinical studies offered practical current value concerning new agents and techniques. Whereas those concerning preoperative sedation outnumbered others, many reports covered airway resistance, valves, and dead space (Macon and Bruner, 1950; Mapleson, 1954; Orkin et al., 1954; Hunt, 1955; Inkster, 1956). The introduction of muscle relaxants initiated other studies, including those of Hodges (1955), Stead (1955), Telford and Keats (1957), and Bush and Stead (1962). The addition of halothane led to a more critical analysis of this agent than had been done for previous anesthetics.

This period established such fundamental techniques and basic concepts that Rees subsequently (1991) stated, “Paediatric anaesthesia in Great Britain and Ireland shows that by 1950 it had reached a point at which current practice is recognizable…. Future pediatric anaesthetists are therefore unlikely to experience the great excitement their predecessors enjoyed between 1930 and 1950, but will derive satisfaction from changes less dramatic as the curve of improvement approaches perfection.”

Phase III: era of nonflammable anesthetics, 1960 to 1980

With sound fundamental approaches defined and restrictions resulting from flammable agents eliminated, the way was cleared for rapid and extensive advances in all areas of pediatric anesthesia. Clinical control would drive ahead and research would become more productive, but this phase saw the greatest progress in the development of organized teaching and communication.

Unfortunately, progress was not marked in the control of fear. Despite continued efforts to address this problem by many skilled workers, sedatives were still unpredictable and intramuscular needles were still in general use (Poe and Karp, 1946; Rackow and Salanitre, 1962; Root, 1962). The introduction of ketamine (Ketalar) by Domino et al. (1965) created mixed feelings based on its early postoperative psychological reactions, but the agent found a place in pediatric use for uncontrollable patients and to accomplish minor but painful procedures.

A major change in the methods for controlling fear was in giving permission to parents to be at the child’s bedside at all times, including “sleep-in” privileges, and later, to preinduction and induction areas. Whereas many parents were assuaged by these moves, statistics failed to show great help for the children (Schulman et al., 1967).

Increasing Clinical Precision

Modification of the partial rebreathing systems by Bain and Spoerel (1972), by which the exhalation tube passes inside the inhalation arm, provided a means of scavenging expired gases, thereby greatly enhancing the use of this popular pediatric method. This marked a major evolution of airway systems for pediatric anesthesia.

Steps toward greater precision in monitoring were taken in the measurement of infant blood pressure by Doppler sonography and by oscillotonometry (Dinamap) (Marcy and Cook, 1988). In the determination of arterial oxygen saturation, the transcutaneous electrode (ear oximetry) was used with limited success (Saunders et al., 1976). It was during this period that “control by the numbers” gained predominance over the unreliable art of anesthesia. Led by Downes of Philadelphia and others, arterial blood gas determinations, blood sugar, hemoglobin, electrolytes, and other measurements were serially evaluated intraoperatively in adjacent laboratories (Smith, 1990). Insertion of arterial and central venous catheters became commonplace, and urinary catheterization became an important guide to fluid and electrolyte replacement.

Progress in controlling fluid balance included the recognition of the importance of electrolytes in all intravenous solutions (Bennett et al., 1970; Herbert et al., 1971). New concepts concerning blood replacement included Davenport’s practical recommendation to give blood when loss reached 10% of blood volume, followed later by Furman’s more precise suggestion to maintain the hematocrit level above 28% to 30% in children and 40% in the newborn (Davenport and Barr, 1963; Furman et al., 1975). At this time, the concept of replacement of preoperative fluid deficit was widely adopted.

Airway problems presented ongoing challenges, and their management continued to register improved methods of control. Great emphasis was placed on the prevention of food aspiration and the damaging effects of hypoxia. The Sellick maneuver (1961) and many warnings from Salem (1970) about “the full stomach” were forever fixed in the mind of each new resident.

The treatment of acute epiglottitis by nasotracheal intubation instead of the former mandatory use of tracheostomy was a major change and clear advance, speeding recovery and significantly reducing serious complications (Oh and Motoyama, 1977).

Management of “the difficult airway” began to assume a larger role in both adult and pediatric anesthesia as more complicated procedures were undertaken on more deformed patients. By this time, some 120 different types of laryngoscope blades had been invented, each with some minor modifications to suit the designer, usually with no major advantage. It was the introduction of the fiberoptic laryngoscope that enabled anesthesiologists to intubate infants and children for whom this had been virtually impossible (Taylor and Towley, 1972; Stiles, 1974).

The startling appearance of what became known as malignant hyperthermia caused great concern, but widespread warnings about “triggering agents” and the discovery of a specific counteragent, dantrolene, usually brought it under reasonable control, at least when it was recognized early (Denborough et al., 1960; Britt, 1979; Gronert, 1980).

Surgical Progress

Interesting progress occurred in the evolution of infant surgery. TEF repair became a standardized procedure, and mortality was generally limited to infants with serious cardiac defects. Problems related to omphalocele repair were largely overcome by the introduction of Schuster’s staged mesh sac closure (1967). CDH, however, brought about increasing difficulties as smaller and more premature infants were encountered. Acidosis, shunting, and pulmonary hypertension posed problems yet to be solved (Raphaely and Downes, 1973; Dibbins, 1976). Attempts to use extracorporeal membrane oxygenation (ECMO) predicted later value for this procedure (Bartlett et al., 1979).

After the breakthrough in cardiac surgery accomplished by the establishment of extracorporeal circulation in larger children, the next step was to find a means of operating within the hearts of neonates without obstruction by intracardiac catheters. In 1965, the use of hyperbaric oxygenation served as a temporary answer, providing surgeons 3 to 5 minutes of inflow occlusion for the performance of aortic valvotomy and other brief procedures (Bernhard et al., 1966). The use of oxygen at 3 to 4 atmospheres of pressure substantially increased plasma oxygen-carrying capacity, while presenting increased potency of nitrous oxide and increased flammability (Smith et al., 1964).

The final hurdle in the approach to infant cardiac surgery was passed by the successful combination of deep hypothermia and extracorporeal circulation, providing time for the most complicated reconstruction of neonatal cardiac defects (Horiuchi et al., 1963; Hikasa et al., 1967). Rendering an infant virtually dead by complete cessation of respiration and circulation at a body temperature of 15° C appeared to be the ultimate in physiologic control. Agents and techniques have undergone several changes in subsequent years but remain fundamentally similar.

Somewhat less dramatic, but also of great importance, was the initiation of renal transplantation in 1954, which subsequently saved the lives of thousands of children and adults with end-stage renal disease.

Among many well-known tenets established, two of particular interest to anesthesiologists were the danger of succinylcholine in patients with elevated serum potassium levels and the evident tolerance to anesthesia in patients with hemoglobin levels as low as 6 g/dL (Powell and Miller, 1975).

The craniofacial repair devised by Tessier and others (1967) for correction of the disfiguring deformities of Apert syndrome and Crouzon disease was a bold undertaking. It was equally challenging for the anesthesiologists involved with difficult airway management, prolonged maintenance, marked fluid and blood loss, and a particularly precarious period of recovery while the child’s head was so completely swathed in tight bandages that only the endotracheal tube was visible.

Anesthetic management to separate conjoined twins at birth was of such unique interest that any report of a single case was welcomed for publication. A separate team of surgeons and anesthesiologists was assigned to each twin, and multiple problems of shared organ systems, hemorrhage, and airway obstruction were noted (Furman et al., 1971; Winston et al., 1987).

Postoperative Patient Management: Ventilation, Resuscitation, and Intensive Care

For many years, much attention had been directed toward controlling the responses of children during the introductory phases of anesthesia. Postoperative care, however, often consisted of little more than a prompt return to the child’s room with orders for checks every 4 hours, and nothing by mouth. The advent of various new and extensive operations made it evident that the survival of patients depended to a large extent on their supportive control during recovery—a third dimension of anesthesia.

One of the first needs to be met was the ability to provide prolonged tracheal intubation, fostered by Brandstater (1962), MacDonald and Stocks (1965), and Hatch (1968). The continuation of earlier efforts to devise ventilation machines for infants and children with cardiopulmonary pathology brought a succession of models, some as adaptations of those made for adults and others designed specifically for younger patients.

Recovery rooms or postanesthesia care units (PACUs) for routine postoperative care had been established in many hospitals over previous decades, but areas staffed by highly trained personnel and fully equipped for high-risk patient care became mandatory. The earliest units of this type, termed critical care or intensive care units, appeared in Goteburg, Sweden, in 1955; others were established in France in 1962, England in 1964, and Australia in 1963. In America they appeared in Philadelphia in 1967, Pittsburgh and Boston in 1969, and Toronto in 1971, where Conn established a prototype of the modern multidisciplinary unit for infants and children, including near-drowning survivors (Downes and Raphaely, 1975; Conn et al., 1980; Downes, 1992).

Important new approaches to resuscitation replaced such outmoded maneuvers as anal dilation, drugs promoted as respiratory stimulants, and the prone pressure method. During the trial-and-error development of pediatric cardiac surgery and the poliomyelitis epidemics, apparent death became an indication for immediate slashing into the chest and manual cardiac compression. When it became evident that the patients occasionally survived both the original insult and the therapeutic assault, the term “cardiac arrest” was coined (Singer, 1977). Because the exact cause of these mishaps commonly was uncertain, each was considered “an act of God,” and successful resuscitation was considered a feather in the cap of any anesthesiologist who had been associated with one. Intelligent procedures of ventilation and closed-chest cardiac compression, combined with electric and pharmacologic stimulation, brought far greater reason, order, and success.

International Progress

At this time, it became evident that considerable progress was being made in many parts of the world. In France, Delegue pioneered the modern stage, her text Memento a l’Usage de l’Anesthesiologiste-Reanimateur Pediatrique passing through several editions. Rapid advances were taking place in France in many aspects of pediatric anesthesia. A marked difference in their approach appeared with the use of combinations of intravenous phenothiazines, antihistamines, and barbiturates in place of inhalation agents and had remarkable success (G. Durand-Gurry, personal communication, 1993). Their work in regional anesthesia and pharmacology was also outstanding (Saint Maurice et al., 1986; Murat et al., 1988). Early leaders in Europe included Suuterinen of Finland; Swensson, Feyting, and Ekstrom-Jodal of Sweden; and Rondio and Wezyk of Poland. South African and Australian workers, adopting British methods, also kept abreast or ahead of other areas. Douglas Wilson has been called the real pioneer of pediatric anesthesia in Western Australia, and Margaret McLellan, John Stocks, Ian McDonald, M.A. Denborough, and others contributed on local and international levels. Japanese interest in pediatric anesthesia began later, but proceeded vigorously beginning in 1958; the publication of Pediatric Anesthesia in 1958 by Onchi and Fujita served as a valuable guide (Iwai and Satoyoshi, 1992). Throughout Latin America, Brazilian physicians and others followed North American methods to some extent, but in these countries, especially in Mexico, local and regional anesthetic techniques were depended on and consequently more highly developed than inhalation anesthesia (Fortuna, 1967; Melman et al., 1975). The great number of students who studied in North America and Europe from India, the Philippine Islands, and other Asiatic areas resulted in the growth of this organized activity and clinical excellence in their respective nations.

Research Stimulated by Clinical Advances

The introduction of various breathing devices, new muscle relaxants, and halogenated agents provided material for extensive investigation. The demonstration of the more rapid uptake of anesthetic gases by infants than by adults became a classic study, as did Motoyama’s measurements of pulmonary mechanics, with some of his contributions illuminating the pulmonary physiology of infants and children (Salanitre and Rackow, 1969; Motoyama, 1977; Motoyama and Cook, 1980). Bush and Stead (1962), Cook (1974), Goudsouzian et al. (1975), and other researchers did much to establish the comparable actions of successive neuromuscular blocking agents in the search for safer, shorter-acting, and reversible types (hence, greater control). The advent of new halogenated agents aroused the pharmacologic investigation of metabolism, toxicity, cardiovascular depression, and seizures, and the increased potency demanded vaporizers of greater accuracy (Brennan, 1957; Fabian et al., 1958; Lomaz, 1965). Other notable achievements included the establishment of minimum effective doses (ED50) of halothane by Nicodemus and others (1969) and the minimum alveolar concentration (MAC) as a standard measure of potency, followed by the application of MAC to demonstrate the higher halothane requirement for infants than for adults (Eger et al., 1965; Gregory et al., 1969).

Phase IV: progress and sophistication, 1980 to present

This latest phase consists of many events now in progress that are described in this book. The entire scenario in the operating room has evolved enormously, with anesthesiologists setting multicomputerized monitors and infusion pumps, with numerous syringes loaded and coded, and with a large cabinet within reach that holds drugs and other equipment for all possible occasions. Children often receive an oral sedative, and anesthesia is induced with minimal resistance, often with a parent present. Variable time is then consumed while surgeons await the fixation of additional monitors, endotracheal tubes, and numerous catheters. Multiple medications are delivered by the intravenous route, generally measured by micrograms per kilogram. The ventilator is set at a prescribed rate and tidal volume or inspiratory pressure, and surgeons are allowed to approach and drape the patient, erecting a high sterile shield between themselves and the anesthesiologist. Charting is often automated. Communication occurs with other anesthesiologists and the surgeons and nurses. In long but simple cases, boredom can be a hazard, as is a tendency to watch the many monitors rather than the patient.

Fortunately, this is only one part of the picture. In the next room, a premature infant may be receiving spinal anesthesia for herniorrhaphy, and in another, a liver transplantation may have been in progress for the past 8 hours. In the many additional operating rooms, various procedures go on, more than half of which are outpatient cases.

Recognition of Risk

During this phase, there has been a widespread appreciation that infants and small children are at increased risk for complications from anesthesia and surgery. Previous reports had shown that these were often related to cardiovascular factors (including hypovolemia and anemia), respiratory difficulties (e.g., airway obstruction, hypoxia, and inadequate ventilation), or electrolyte imbalance (e.g., hyperkalemia, hyponatremia, and hypoglycemia) (Salem et al., 1975). Additional reports from the United States described some of the problems in greater detail, as did others from France, Scandinavia, Canada, and England (Olsson and Hallen, 1988; Tiret et al., 1988; Cohen et al., 1990; Lunn, 1992; Morray et al., 1993; Keenan et al., 1994; Holzman, 1994). In particular, postoperative apnea, especially in very premature infants, was noted by several investigators, and overnight hospitalization in these situations was widely adopted (Steward, 1982; Gregory and Steward, 1983; Liu et al., 1983). In addition, other groups of patients were noted to be at increased risk of postoperative respiratory complications, such as children with obstructive sleep apnea who appear more sensitive to the respiratory depressant effects of narcotics (Brown et al., 2004, 2006; Sanders et al., 2006). Furthermore, there were indications that risk in small children could be decreased if individuals specially trained and experienced in pediatric anesthesia provided the anesthesia care (Keenan et al., 1991; Morray, 1994; Berry, 1995; Downes, 1995). Although this concept remains controversial, surgeons, pediatricians, and parents increasingly have begun to appreciate the important role of pediatric anesthesiologists.

Changing Patterns of Care

There has also been a great impetus to perform surgical procedures in younger and younger patients. Whereas this was not possible or was fraught with danger in earlier eras, better equipment and surgeons well trained in pediatric subspecialties have made this not only feasible but also desirable for children. Outcome studies in several areas have shown that corrective procedures performed in infancy, rather than palliative procedures done initially and followed by full repair later in life, lead to improved long-term results. For example, in 1975 the American Academy of Pediatrics advocated surgical repair of elective urologic defects in children after the age of 4 years but by 1996 was recommending these repairs occur in infancy. Likewise, repair of congenital cardiac anomalies shifted from early palliative procedures (largely shunts) to corrective repairs in the neonatal period (Jenkins et al., 1995). This tendency to perform more complex surgical procedures in younger patients undoubtedly contributed to the growth of major pediatric centers.

At the opposite end of the age spectrum, pediatric institutions were also seeing an increasing population of older patients who had survived diseases generally considered pediatric in nature. For example, patients treated for cystic fibrosis, meningomyelocele and hydrocephalus, congenital heart disease, leukemias, and many “syndromes” were now routinely surviving into adulthood and arriving well past childhood for surgical procedures. Hospitals and their physicians catering to adults often exhibited a reluctance to manage these patients. This led to the interesting paradox of pediatric subspecialists and pediatric hospitals being involved in the ongoing management of patients who clearly are no longer children. Compounding this issue has been the growth of surgical specialties in which the care of children and adults is often undertaken simultaneously, such as fetal surgery or transplantation from living related donors. Thus, pediatric hospitals are now caring for patients well into their 20s, 30s, and beyond.

It is not simply the age of patients requiring surgery that has changed but also the setting of much of the surgery itself. The vast majority of pediatric surgical procedures currently occurs in ambulatory patients who never remain overnight in the hospital. Patients often arrive for their procedure in the morning and go home later the same day. This creates additional challenges to anesthesiologists who must rely on surgeons to screen patients for significant coexisting medical problems, because patients are often not seen in advance of the procedure by their anesthesiologist. Even when postsurgical hospitalization is required, patients undergoing elective surgery are rarely admitted before the day of the procedure. This is the case even when the surgical procedure is quite complex, such as scoliosis repair, craniofacial reconstruction, or repair of congenital cardiac lesions. For these situations, patients can be evaluated in preoperative clinics by an anesthesiologist along with any necessary consultants. Laboratory and radiologic studies can also be obtained and blood cross-matched when necessary. This preoperative assessment also provides an opportunity to answer questions about anesthesia and the perioperative experience and to attempt to manage patient and parental anxiety.

Finally, pediatric anesthesiologists have become increasingly involved in caring for children outside the operating rooms when immobility or analgesia is required for nonsurgical procedures. This has largely occurred in the radiology departments, where increasingly sophisticated equipment and techniques have led to major advances in diagnosis (e.g., computed tomography, magnetic resonance imaging, and positron emission tomography) and new, less-invasive treatment options (e.g., in the catheterization laboratory or radiation therapy suite). Anesthesiologists are being requested to provide care for patients in several other areas of the hospital as well, including the gastrointestinal suite for endoscopy, the oncology unit for lumbar punctures and bone marrow aspirations, and so on. Whereas children clearly benefit from relief of pain and anxiety in these situations, this has greatly increased the demands for anesthesia services.

When anesthesiologists are unable or unwilling to assist in these areas, physicians from other specialties (including pediatricians, intensivists, and hospitalists) or nurses have stepped in (Malviya et al., 1997; Lowrie et al., 1998; Lightdale et al., 2008). Whether this affords a comparable degree of safety to administration of anesthesia by anesthesiologists in these situations remains to be seen. In any case, the large number of children requiring sedation or immobilization for nonoperative procedures has led to the development of sedation guidelines by several organizations representing anesthesiologists, pediatricians, emergency physicians, dentists, and others, with some variability among them (American Academy of Pediatrics, 1992; American Society of Anesthesiologists, 1996; American College of Emergency Physicians, 1997; American Academy of Pediatric Dentistry, 1997). A group of pediatric anesthesiologists at Dartmouth Hitchcock Medical Center convened in 2000 to develop a consensus among physicians from varied disciplines in this regard, and they continue to disseminate a bulletin via email to individuals interested in this ongoing issue (Dartmouth Sedation Project, 2000).

New Developments in Anesthesia

Although the scope of new developments in anesthesia is the subject of much of the remainder of this book, there are several major changes worth noting. The age-old, commonly used, restriction of preoperative intake ultimately underwent scrutiny, which resulted in changes in concept and reduction of fasting time (Coté, 1990; Ferrari et al., 1999). New, potent, inhalational anesthetic agents have been developed, virtually replacing halothane as the “standard” for the previous generation. To induce anesthesia via mask, sevoflurane is used almost exclusively, because it acts faster and results in less bradycardia and hypotension (Sarner et al., 1995; Holzman et al., 1996). This has been especially important in infants. Isoflurane is often used for maintenance of anesthesia, in part because it is currently cost effective. Desflurane may be used when particularly rapid awaking is desired, although the need for special, temperature-regulated vaporizers has limited its popularity. None of these newer agents, however, has the smooth induction properties of sevoflurane. Concerns have been raised about breakdown products that may develop when sevoflurane interacts with some carbon dioxide absorbents, especially when desiccated, leading to overheating of the absorbent system, carbon monoxide production, or both (Holak et al., 2003). The clinical significance of this remains unclear.

A new, major feature in airway management has been the promotion of the laryngeal mask airway to eliminate tracheal intubation for many simple procedures, as well as provide airway access in emergency situations when intubation is difficult (Brain, 1983; Mason and Bingham, 1990; Pennant and White, 1993). Endoscopes have also been developed that permit fiberoptic intubation even in small children.

Several “descendents” of fentanyl have been developed, with remifentanil capable of providing potent and transient analgesia when administered via constant intravenous infusion (Davis et al., 2001; Galinkin et al., 2001; Ross et al., 2001). Fentanyl transcutaneous “patches” have also been developed, largely to provide analgesia for chronic pain, and fentanyl is sometimes administered transnasally or transorally (Friesen et al., 1995; Viscusi et al., 2004). Potent opioids have been particularly useful for cardiac procedures when inhaled anesthetic agents are not well tolerated (Hickey and Hansen, 1984). Perhaps more significant, the prolonged debate over the need for anesthesia at all during surgery on small infants was finally terminated when Anand and Hickey (1987) produced evidence of physiologic stress in infants under light anesthesia. This brought general agreement that all infants should receive anesthesia during surgery, although the best method for doing this, especially when the patient is a fetus, remains to be fully elucidated.

However, concern has been expressed in recent years about potential adverse effects of many anesthetic agents on brain development. Studies in young animals receiving ketamine, midazolam, nitrous oxide, isoflurane, and other commonly used anesthetic agents have indicated increased apoptosis and cell death, at least in some experimental models, raising fears that similar findings could possibly occur when these drugs are administered to young children (Jevtovic-Todorovic and Olney, 2008). In view of the apparent increase in the incidence of autism and related disorders, much investigation is ongoing in this regard (Sun et al., 2008; Davidson et al., 2008). However, current consensus is that the benefits of a well-conducted anesthesia of the relatively brief duration necessary to perform most surgical procedures far outweigh the theoretical risk of anesthetic neurotoxicity (Soriano et al., 2005; Mellon et al., 2007; Loepke et al., 2008).

Propofol has become the most common intravenous induction agent for adults, but has not completely replaced thiopental in children because propofol causes some discomfort when injected into small peripheral veins. Midazolam has replaced diazepam as the intravenous benzodiazepine of choice for sedation in children; it is also the most popular oral sedative in the preoperative setting (Kain et al., 2000). Midazolam can be administered via several other routes (including intranasal) and is sometimes used rectally because production of methohexital, which is often used for this purpose, has ceased for economic reasons. The use of topical agents including lidocaine-prilocaine (EMLA; Freeman et al., 1993) or lidocaine-tetracaine (Synera; Sethna et al., 2005) for skin desensitization eases the discomfort of venipuncture for intravenous induction but requires adequate time to become effective. Intramuscular injections are now rarely necessary in pediatric anesthesia practice.

Several new, nondepolarizing muscle relaxants have replaced curare. Although pancuronium is commonly used for lengthy procedures, several shorter-acting agents (especially cisatracurium and vecuronium) are often administered for brief procedures and have fewer side effects. Rocuronium is often used to facilitate emergency endotracheal intubation, and succinylcholine is no longer administered without good cause because masseter spasm, malignant hyperthermia, or both occasionally develop after its administration, especially in the presence of potent inhaled anesthetic agents (Schwartz et al., 1984). In addition, the Food and Drug Administration (1997) issued a “black box” warning because of serious complications (including cardiac arrest resulting from acute hyperkalemia) associated with its use, particularly in young boys with unrecognized muscular dystrophy.

Although there was some use of local and regional anesthesia for children before 1940, the development of improved inhalation methods soon largely displaced other forms of anesthesia. Regional anesthesia became more commonplace in children, beginning in Europe with “single-shot” techniques (e.g., spinal, caudal, or peripheral nerve block) reducing the requirements for general anesthesia and providing postoperative analgesia (Abajian et al., 1984; Yaster and Maxwell, 1989; Dalens, 1989; Bosenberg and Ivani, 1998; Williams et al., 2006). Small, portable ultrasound machines have been introduced, which add great precision to the ability to deliver local anesthetic solutions to the desired location (Willschke et al., 2005, 2006; Marhofer et al., 2005; Marhofer and Chan, 2007; Tran et al., 2008). In addition, continuous infusions of local anesthetics with or without fentanyl are often delivered intraoperatively and postoperatively via catheters placed during surgery, especially via the epidural route. This reflects the much greater emphasis on the needs of the pediatric patient in the postoperative period. Pain control after surgery has been a major focus of pediatric anesthesiologists with patient-, parent-, or nurse-controlled analgesia available via computer-controlled infusion pumps for delivery of medications by the intravenous, epidural, or perineural route (Ganesh et al., 2007). Pain treatment services have become more important aspects of the mission of most departments of pediatric anesthesia to provide care for children with medical and surgical pain (Zeltzer et al., 1989; Berde and Sethna, 2002; Schecter et al., 2002).

In addition, outpatient pain treatment clinics evaluate and treat many chronic pain conditions in childhood; although largely directed by anesthesiologists, these are multidisciplinary (using nerve blocks, oral medications, acupuncture, hypnosis, and behavioral modification) and involve the participation of neurologists, neurosurgeons, physiatrists, physical therapists, psychologists, and many other ancillary medical and nursing personnel. Greater attention has been directed toward assessing and allaying preoperative fears and anxiety of patients and their families. Preoperative clinics are used to evaluate many patients in advance of their procedures, and significant attention has been devoted to methods of easing induction of anesthesia, especially the use of oral premedicants and parental presence during mask induction (Kain et al., 1998a, 1998b, 2000, 2003). In all instances, kindness remains the essential feature in preoperative management.

Progress in Monitoring

Technical advances have also greatly enhanced patient monitoring. Smaller equipment is now readily available so that young patients can be monitored as carefully as critically ill adults. Percutaneous catheters can be inserted directly into virtually any peripheral vein or artery; the Seldinger technique (if necessary with ultrasound guidance) can be used to insert central catheters (Ganesh and Jobes, 2008). Echocardiography can be performed transthoracically or transesophageally in small children as well as in adults. Its use has greatly facilitated the ability of cardiac surgeons to assess the repair of congenital heart lesions intraoperatively (Ungerleider et al., 1990). “Standard” monitoring is now quite extensive and sophisticated as promulgated by the American Society of Anesthesiologists (1986) and includes continuous pulse oximetry and capnography. It appears that the average anesthesiologist is often able to manage a procedure with little or no direct observation of the patient, although a precordial or an esophageal stethoscope is still considered valuable by many pediatric anesthesiologists.

Advances in the intensive care unit also have been significant during this time and extend into the operating rooms. Patients with severe lung injury are now managed with several new forms of respiratory support, including advanced mechanical ventilators, inhaled nitric oxide, and extracorporeal membrane oxygenation or ECMO (Neonatal Inhaled Nitric Oxide Study Group, 1997; Bartlett et al., 2000; Aharon et al., 2001; Campbell et al., 2003). This latter technique can be used for weeks at a time and as an emergency method of resuscitation from cardiac arrest when a reversible condition is suspected (Laussen, 2002).

Advances in Surgery

Numerous developments have occurred in surgical techniques that have greatly influenced anesthesia practice and are discussed elsewhere in this text. However, it is worthwhile noting that laparoscopic techniques, robotics, and intraoperative imaging have progressed so extensively and rapidly into pediatric practice that anesthesiologists have had to accommodate the special problems and challenges presented by these situations. Perhaps nowhere is this more apparent than the field of fetal surgery where surgeons, obstetricians, anesthesiologists, and neonatologists must collaborate to care for two patients simultaneously, as techniques for surgical repair of prenatal anomalies are developed and assessed (Harrison et al., 1982, 1993; Rosen, 1992; Cauldwell, 2002). Controversy remains, however, about the best way to provide analgesia during fetal procedures (Benatar and Benatar, 2001; Myers et al., 2002; Schwartz and Galinken, 2003; Lee et al., 2005).

Organ transplantation has extended beyond kidneys, and transplantation of the liver has become a major challenge for pediatric surgeons and anesthesiologists (Starzl et al., 1963). To support a young patient with hepatic failure through a repeat liver transplant potentially requiring replacement of multiple blood volumes while monitoring and maintaining cardiac function, temperature, and many components of blood chemistry during an 8- to 12-hour operation is one of the most demanding anesthesia-related tasks known. The record of 1000 liver transplantations performed at the Children’s Hospital of Pittsburgh between 1980 and 1990 with a nearly 70% survival rate stands as a remarkable accomplishment of both surgeons and anesthesiologists (Robertson and Borland, 1990). Transplantation of the heart, lungs, or both appears similarly impressive, although it is not associated with the same degree of blood loss (Jamieson et al., 1984). Intestinal transplants more recently have emerged as a potential method for treating children with short bowel syndrome (Mazariegos et al., 2008). In any case, a shortage of available organs, especially those of a small size, greatly limits pediatric transplantation, and attempts to grow organs in cell culture has evolved into the new and fascinating field of tissue engineering (Langer and Vacanti, 1993; Lanza et al., 2000; Dunn, 2008).

Research Efforts

Activity in research is reaching a new level of excellence and productivity, whereas demands for clinical service and limitations of funding make this an ongoing challenge, and old problems persist. As noted by Berry (1993), failure in the endless search for better preoperative sedation lies in controversies regarding basic ground rules for investigation, especially in children. In many fields, understanding of the problems has been gradually extended, with resultant improvement in the practical management of patients. Physiologic studies of cerebral circulation in the neonate by Rogers and colleagues (1980), gas exchange in cardiac patients, pharmacologic biotransformation of sedatives, the infant and the myoneural junction, and hypoxia in children who have undergone anesthesia are but a few of the important initial studies (Goudsouzian and Standaert, 1986; Motoyama and Glazener, 1986; Saint-Maurice et al., 1986; Lindahl, 1989; Fletcher, 1993). The report by Lerman and others (1986) concerning postanesthetic vomiting after strabismus surgery is another illustration of one of the problems of the conscious child that remains particularly difficult to control. Advances in molecular biology, mapping the human genome, and genomic pharmacology offer great hope that it will be possible to “customize” care for individual patients in a continuing attempt to drive the curve of improvement mentioned by Rees (1991) “closer to perfection” (Holtzman and Marteau, 2000).

Development of the Subspecialty

Pediatric anesthesia organizations have advanced greatly over the recent generation. Although a small group of anesthesiologists from the United States and Canada have had a section within the American Academy of Pediatrics since 1966 (now called the Section on Anesthesiology and Pain Medicine), it was not until 1973 that pediatric activities formally became a part of the American Society of Anesthesiologists. At this same time, a separate organization devoted to pediatric anesthesiology was established in the United Kingdom, but it was not until 1986 that the Society for Pediatric Anesthesia (SPA) was created in the United States. This is now the largest organization in the world devoted to pediatric anesthesiology with more than 4000 members largely from the United States. The SPA has held annual meetings since 1987 in association with the annual meeting of the American Society of Anesthesiologists. For several years, it has also organized an additional winter educational meeting. The goals of the SPA are listed in Box 41-1; the SPA’s presidents are listed in Table 41-1.

TABLE 41-1 Presidents of the Society for Pediatric Anesthesia

Year President Location
1986 to 1988 Myron Yaster, MD Baltimore, Md.
1988 to 1990 Robert Crone, MD Seattle, Wash.
1990 to 1992 Aubrey Maze, MD Phoenix, Ariz.
1992 to 1994 Charles Lockhart, MD Denver, Colo.
1994 to 1996 William Greeley, MD Durham, N.C.
1996 to 1998 Mark Rockoff, MD Boston, Mass.
1998 to 2000 Steven Hall, MD Chicago, Ill.
2000 to 2002 Peter Davis, MD Pittsburgh, Pa.
2002 to 2004 Anne Lynn, MD Seattle, Wash.
2004 to 2006 Francis McGowan, MD Boston, Mass.
2006 to 2008 Jayant Deshpande, MD Nashville, Tenn.
2008 to 2010 Joseph Tobin, MD Winston-Salem, N.C.

The SPA collaborated with other pediatric anesthesiology groups in developing a proposal to have fellowship training formally accredited by the Accreditation Council for Graduate Medical Education (Rockoff and Hall, 1997). This was successful in 1997, and there are currently 45 programs in the United States that offer 1 year of training in pediatric anesthesiology to individuals who have completed a basic residency in anesthesiology (Accreditation Council for Graduate Medical Education, 2008). Furthermore, subspecialization within pediatric anesthesiology continues to advance informally with individuals developing additional experience in areas such as pediatric pain medicine, pediatric intensive care, pediatric cardiac anesthesiology, and others.

Finally, many additional textbooks directed to pediatric anesthesia have been published, and several have been updated into multiple editions; these include texts by Gregory (2002), Coté et al. (2009), Motoyama and Davis (2006), Berry (1990), Brown and Fisk (1992), Sumner and Hatch (1999), Steward and Lerman (2001), Bisonnette and Dalens (2002), and others. The further development of pediatric anesthesiology into subspecialties became evident in texts on topics such as uncommon diseases, neonatal anesthesia, pediatric pain regional anesthesia, cardiac anesthesia, and intensive care (Dalens et al., 1990; Saint-Maurice and Steinberg, 1990; Bush and Harkins, 1991; Katz and Steward, 1993; Hatch et al., 1995; Rogers, 1996; Tobias and Deshpande, 1996; Todres and Fugate, 1996; Schechter et al., 2002; Lake and Booker, 2004). The journal Paediatric Anaesthesia, originally edited by Bush in Liverpool and Saint-Maurice in Paris, became the first independent monthly publication devoted to this field. With its international editorial board members, it has led to enhanced worldwide relationships among pediatric anesthesiologists. Anesthesia & Analgesia, one of the largest anesthesia journals in the world, has also developed a separate section devoted to pediatric anesthesia. Furthermore, pediatric anesthesiologists are members of the editorial boards of Anesthesiology and several other well-respected international anesthesia journals.

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