History and examination

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4 History and examination

Introduction

The neurological examination is traditionally taught using a disease or ablative lesion-orientated model. While this approach may help to detect the presence of both serious and benign disorders, it is less helpful for the practitioner who wishes to investigate and estimate the physiological functional integrity of the nervous system. A more functional approach to the neurological examination heightens the examiner’s sensitivity to physiological aberrations responsible for the vast majority of neurological symptoms. At the same time, a practitioner using this approach is more likely to detect subtle signs of pathology.

The practitioner who intends to utilise the functional approach of examination must be concerned with the identification of ablative lesions and the presence of disease processes, but must also attempt to identify any physiological lesions manifesting themselves as subclinical physical symptoms.

For example, if a patient presents with a recent history of an inner ear infection complicated by hearing loss and balance disturbances, one might assume the possibility of potential damage to the vestibular and/or cochlear hair cells, which are the receptors responsible for balance and hearing. At follow-up after a course of antibiotics, a commonly occurring scenario is that the patient states that their hearing has returned and their balance is no longer a concern to them but they are starting to experience migraines, which they had not experienced before. The vestibular system can have a profound influence on peripheral resistance due to disynaptic or polysynaptic connections between vestibular neurons and the tonic vasomotor neurons of the rostral ventrolateral medulla. The purpose of these connections is for protection against orthostatic stress. Should a comprehensive examination focused on the functional state of the vestibular-cerebellar and medullary areas show dysfunction or asymmetry of function in this patient, it would be of great value to the patient for you to address the central consequences of the inner ear infection and attempt to reduce the vasomotor dysregulation that has no doubt developed during the course of their illness. Treatment, involving appropriate afferent stimulation and exercises aimed at restoring symmetry and integrity to the vestibular system and associated brainstem nuclei, should be a primary consideration in this patient’s management, in addition to any pharmaceutical approach also applied.

In learning the traditional approach to the neurological examination a student or inexperienced practitioner may be less interested in minor asymmetries of cranial nerve function or motor and sensory signs, especially when the history does not alert to serious pathology. This is not the case in the functional examination where minor asymmetries or altered functional output are of great significance in the analysis of the physiological lesion. Each test must be performed with alert observational skills and meticulous care, comparing the results bilaterally when possible.

The functional neurological examination aims to elicit information about mental, sensory, and motor functions. Sensory functions are analysed by observing the patient’s mental or motor response to stimulation of the various sensory receptors in the head and body. Motor functions are analysed by observing the patient’s requested or spontaneous volitional actions. Sensory and motor functions can also be analysed by observing both muscle and glandular responses to sensory stimulation. The muscles and glands are the final common effector systems of the body. Their responses are normally dependent on the output from complex neuronal integration and, as such, can be utilised in assessment of the functional state of the neuron pools that control their output. Reflexogenic systems, such as opticokinetic stimulation and vestibulo-occular stimulation can also be utilised in gaining an understanding of the patient’s functional state.

The five parameters of effector response are important clues in gauging the cis of upstream neuron systems

The response of an effector (e.g. muscle) to a stimulus or command is largely dependent on the central integrative state (CIS) of the presynaptic neuronal pool projecting to the motor neuron of the effector. Therefore, the CIS of a neuronal pool can be predicted or estimated by observing the characteristics of the motor response of the downstream motor neuron to a unit stimulus. The parameters of the effector response observed can be summarised under the following observational findings:

All of the responses observed during the functional examinations performed on a patient, should be evaluated with the above parameters in mind. It is also important to visualise the pathways actively involved in producing the actions that one is examining. This allows the practitioner the advantage of performing additional or more detailed tests directed at the same pathways throughout the examination should disparities in the patient’s responses become apparent.

Latency and velocity of a response

The latency refers to the time between the presentation of a stimulus and the motor, sensory, autonomic, or behavioural response of the patient. This provides information concerning conduction time along nerve axons and spatial and temporal summation occurring in the neurons involved in the functional action chain of the response. The velocity of the response is another window of spatial and temporal summation and conduction time.

The time to summation (TTS) and time to peak summation (TTSp) are terms that describe, respectively, the latency and average velocity of effector responses. The pupillary action observed in response to a light stimulus offers a good illustration of these concepts. Under normal conditions, the pupils will respond with a relatively equal TTS and TTSp in both eyes when stimulated with an equal light stimulus. However, in the situation where the central integrative state of the neurons in the right Edinger–Westphal nucleus or mesencephalic reticular formation is further away from threshold, the TTS of the right eye would be expected to be increased from that of the left. The same result may be expected when measuring the velocity of the response, or an increased time to maximal pupil constriction (increased TTSp). The same result, that is increased TTS and TTSp in the right eye, may be found with an afferent pupil defect such as would occur if the right eye end organ was impeded by a photoreceptor or axonal conduction deficit such as in retinal or optic nerve dysfunction. Thus there is the need for a complete fundoscopic and visual acuity examination when unequal pupil responses are present.

The longitudinal level of the lesion

When examining a patient, the practitioner needs to consider that dysfunction at any level of the pathway, from the sensory receptor to the effector, may result in aberrant findings during an examination of body function. The usually considered longitudinal levels that may be involved in a dysfunctional output response include the following: the receptor or effector, the afferent or efferent pathways of the peripheral nerve, the spinal cord, the brainstem or cerebellum, the thalamus or basal ganglia, the cortex. It is important to remember that a dysfunction at one longitudinal level of the neuraxis may result in dysfunction at other levels also.

The following example illustrates the concept. A patient presents with unilateral ptosis. The cause of the ptosis might be occurring at the effector level involving the ACh receptors of the orbicularis oculi muscle as in myasthenia gravis. The cause of the ptosis might be occurring at the peripheral nerve level as could occur in a partial third nerve compression palsy. The cause of the ptosis may involve disruption of the sympathetic fibres to the levator palpebrae superiorus muscle at any point along the sympathetic projections from the hypothalamus, through the spinal cord, the superior cervical ganglia, and postsynaptic projections that follow the oculomotor nerve to the muscle as in Horner’s syndrome. Alternatively, it may be caused by asymmetric cortical output resulting in overstimulation of the pontomedullary reticular formation (PMRF), which has inhibited sympathetic output to the eyelid.

A complete history and examination of the patient would enable the correct diagnosis without too much difficulty in this case.

Approaches to developing a differential diagnosis

Before discussing the history and physical examination procedures in general, it is necessary to give some thought to the reason for performing these activities in the first place. The history and physical examination are procedures that allow the practitioner to develop a clinical impression of the state of health or disease of the patient. Based on the clinical impression, the practitioner then arrives at a working diagnosis of the patient’s condition and develops the most appropriate approach to treatment of the patient.

The process of arriving at a diagnosis usually first involves the development of a differential diagnosis, which is the consideration of a number of alternative diagnostic possibilities in light of the history. The list of differential diagnoses is then systematically reduced by the results obtained from further tests performed on the patient. The most common tests utilised clinically include the examination procedures that compose the physical examination, laboratory blood or body fluid analysis, diagnostic imaging such as plain film X-rays, MRI, fMRI, or PET scans, and electrophysiological evaluations such as qEEG, EEG, and EMG.

Space limitations only allow for a brief overview and suggested approach to differential diagnosis at this time, but several excellent texts on the subject can be found in the additional reading section at the end of the chapter.

One approach to developing a differential diagnosis is to consider the possible causes of the patient’s presenting symptom picture with respect to a list of major classifications of pathological processes. The major classifications include vascular disorders, infectious conditions, neoplastic disorders, neurological disorders, degenerative disorders, inflammatory disorders, congenital disorders, connective tissue disorders, autoimmune disorders, trauma, endocrine disorders, and soft tissue disorders. The pneumonic VINDICATES can be used to remember the major classifications for this approach.

Once a clear history has been taken from the patient, possibilities from each category can be considered and analysed in light of the symptom picture that the patient has presented with. The following example should illustrate the approach: A 54-year-old male presents with a history of low back pain that radiates into his left leg. The patient works as a construction worker and has a 30-year history of smoking. Diagnostic possibilities based on the VINDICATES approach should be considered (Table 4.1).

Table 4.1 Diagnostic possibilities utilising the VINDICATES pneumonic

V=Vascular Deep vein thrombus, varicose veins, Burger’s disease, heart failure, myocardial infarction (atypical presentation), abdominal aortic aneurysm, arthrosclerosis
I=Infection Meningitis, HIV, osteomyelitis
N=Neoplastic, Neurological All carcinomas including emphasis on prostate carcinoma, lung carcinoma—Pancoast tumour, tumours of spinal cord and brain—Schwannomas, glioma, MM, Mets, osteosarcoma, Ewings sarcoma. Herniated or prolapsed vertebral disc, sciatic neuralgia, cervical spondylitic myelopathy, piriformis syndrome, cauda equine syndrome, neurogenic claudication
D=Degenerative Spondylosis of IVF, osteoarthritis, DISH
I=Inflammatory Osteomyelitis, RA, AS, EA, more arthropathie, gout
C=Cartilagenous, Congenital, Connective tissue

A=Autoimmune RA, Sjögren’s , MS, SLE, AIDS T=Trauma E=Endocrine S=Soft tissue (involvement)

Order of the history and examination process

Any healthcare practitioner with training in clinical and neural science has the ability to perform the neurological history and examination in a proficient manner. The key is to develop a routine that can easily be remembered, that can be performed in logical sequential order, and that can be easily improvised for different patient presentations. Two systematic approaches to the neurological examination include the anatomical and functional approaches. The anatomical approach requires examination of the nervous system in a rostrocaudal order (i.e. brain, brainstem/cranial nerves, spinal cord, spinal nerves, receptors, etc.), while the functional approach requires examination of related functions in groups (i.e. mental, motor, sensory, visceral, etc.). A combination of these two approaches is likely to be more efficient, less repetitive, and more appropriate for both the history-taking process and examination as well.

Greater efficiency may be achieved by limiting movement of the patient and using each tool or each type of test only once throughout the examination. If possible, the patient should be assessed in the sitting, standing, and lying positions once and should be assessed in a rostrocaudal order for each function tested. This will reduce the frequency of switching between tools and patient positions. Each instrument used in the examination should be laid out in order of use and within easy reach of the practitioner. With this orderly approach, the practitioner will be less likely to miss any component of the examination (DeMyer 1994). For example, it might be more efficient for the practitioner to determine sensitivity to pain at all levels from the ophthalmic division of the trigeminal nerve to sacral innervated regions, rather than switching between motor and sensory tests at each level.

Details gathered from the neurological history and examination may only provide information concerning the type and location of aberrant neuronal function. A thorough physical and orthopaedic examination and laboratory or ancillary neurodiagnostic tests may be more useful in establishing the aetiology in some cases.

The following lists provide an overview of the breadth of information concerning the neurological history and examination. This should serve as a useful reference and template.

The neurological history

2. General Health History

3. Social History

4. Systems History (special senses, motor, sensory, autonomic, mental)

Learning these questions as a basis for taking a neurological history can help the practitioner to gain experience by learning more about classic and unusual symptom patterns.

The neurological examination

There are numerous excellent texts that cover neurological examination techniques and these have been outlined in the Further Reading section. What will be attempted here is a description of examination techniques or procedures that either differ from the norm or are not covered in traditional texts. As each technique is encountered in the text it will be expanded on to explain in detail the approach necessary. First, some neurodiagnostic testing equipment often utilised in functional neurology will be discussed.

Neurodiagnostic tests

A variety of neurodiagnostic testing equipment can be utilised to investigate or objectively quantify dysfunction. These include:

1. Video nystagmography (VNG)—for objective analysis and documentation of visual tracking, saccade, and optokinetic dysfunction, spontaneous nystagmus with and without visual fixation, unilateral weakness (canal paresis) and directional preponderance (central asymmetry) via caloric irrigation, positional tests, and others.

2. Vestibular evoked myogenic potentials (VEMPs)—for objective analysis of certain components of the vestibulocollic reflex. Latency and amplitude of motor signals to the sternocleidomastoid (SCM) muscle are measured following stimulation of the saccule with loud auditory stimuli.

3. Balance platform—Objective analysis of postural sway in various conditions using a force platform.

4. Electrocochleography—Objective analysis of short latency responses from the cochlear apparatus and nerve.

5. Auditory brainstem responses—Objective analysis of brainstem responses to auditory stimuli to complement VEMPs.

6. Electroencephalography (EEG) and qEEG—the neuron electrical activity is measured over the scalp by very powerful receptors and then amplified to produce wave patterns that can be used to give objective projections of the state of brain function. This technique has become very powerful with the addition of source localisation software such as that offered by the Key institute which can combine low-resolution tomographic analysis (LORETA) and MRI anatomical library data to give very accurate localisation of EEG data.

7. Advanced imaging—MRI, CT, Doppler ultrasound if history and examination suggests ablative lesion of sinister aetiology or if patient is not responding to care. To be discussed further.

8. Audiometry—also useful and it is important that copies of all reports concerning hearing, vision, balance, and imaging are requested.

The examination process

Examination of the pupils

Pupil size reflects a balance in tone between the sympathetic and parasympathetic nervous systems. You can get a reasonable measure of the actual sympathetic tone in the patient by measuring the resting pupil size in darkness. The sympathetic tone represents the degree of dilation of the pupil but the degree of resting vascular constriction in vascular smooth muscle in most parts of the body. Vestibular, cerebellar, and cortical influences on both sympathetic and parasympathetic tone should also be considered.

Various components of the pupil light reflex are subserved by each component of the autonomic nervous system. The TTA, amplitude of constriction, smoothness and maintenance of constriction, TTF, and time to redilation of the pupil response need to be measured and recorded in each pupil. These are all aspects of the pupil light reflex that have been researched and correlated with central integrative state of the various contributing components of the nervous system.

Pupil constriction pathways

Accommodation is the constriction of the pupil that occurs during convergence of the eyes for close focusing. The Edinger–Westphal nucleus is activated by the adjacent oculomotor nucleus, which activates the medial rectus muscle more powerfully than the light reflex. There is also contraction of the ciliary muscle to aid close focusing, which is referred to as the ‘near response’. Parasympathetic fibres lie superficially on the oculomotor nerve and they relay in the ciliary ganglion of the orbit, which lies on the branch to the inferior oblique muscle. They begin in dorsal position and rotate to a medial and then inferior position as they enter the orbit. Blood supply to the pupil fibres is different from the main trunk of the nerve. The pupil fibres receive their blood supply from the overlying pia mater; therefore, the pupil fibres are usually spared in an oculomotor nerve trunk infarction.

An ‘afferent pathway lesion’ results in a Marcus-Gunn pupil. The swinging light test will reveal that the affected pupil will not react to light as well as the other pupil, but it may constrict normally in response to stimulation of the opposite pupil during testing of the consensual light reflex. This occurs in multiple sclerosis and diabetes conditions that affect the optic nerve because of demyelination or vascular lesions. One might also expect this to occur when there is an increase in sympathetic tone to the pupil on the side of relative ‘afferent’ defect. This could distinguish a high-firing IML column from TND in the mesencephalon.

The ‘Wernicke’ pupil reaction refers to differential summation depending on whether you are shining the light into the nasal or temporal aspects of the retina (i.e. intact or ablated fields). This may be observed in an optic tract lesion. Supposedly, the resting size of the pupil is uninterrupted because of the consensual light reflex. The nasal half of the retina is significantly more sensitive to light than the temporal half of the retina and the direct responses are significantly larger than the consensual response. Direct and consensual pupil reactions when stimulating the temporal retina are nearly equal. This may suggest an input of temporal retina to both sides of the pretectum. Such a crossing of temporal fibres may take place in the chiasm. The net effect of the pupillary light reaction, which involves shining light into the monocular zone from the temporal hemi-field of one eye, leads to greater constriction of the pupil on that side (Schmid et al. 2000).

Parinaud syndrome results when damage to decussating fibres of the light reflex at the level of the superior colliculus is present. This results in semi-dilated pupils fixed to light, plus loss of upward gaze.

Argyll Robertson pupil is most commonly seen in neurosyphilis: bilateral ptosis, increased frontalis tone, pupil that is irregular, small, and fixed to light, but constricts with accommodation. The pupil cannot be dilated by atropine. Differential diagnosis of this particular pupillary dysfunction includes senile miosis, pilocarpine, or β-blocker drops for glaucoma. This pattern of findings is reversed in encephalitis lethargica.

Holmes-Adie pupil or ‘tonic’ pupil occurs because of degeneration of the nerve fibres in the ciliary ganglion and is thought to be produced by a combination of slow inhibition of the sympathetic and partial reinnervation by parasympathetic fibres. This condition can also be associated with loss of patella reflex, decreased sweating, blurred vision for near work, and eye pain in bright light.

Horner’s syndrome

Disruption of the sympathetic chain at any point from the hypothalamic or supraspinal projections to the oculomotor nerve can result in a spectrum of symptoms referred to as Horner’s syndrome. The classic findings in this syndrome include ptosis, miosis, and anhidrosis but a number of other abnormalities may also be present. Ptosis or drooping of the upper eyelid is caused by the interruption of the sympathetic nerve supply to the muscles of the upper eyelid. Miosis or decreased pupil size is a result of the decreased action of the dilator muscles of the iris due to decreased sympathetic input. This results in the constrictor muscles acting in a relatively unopposed fashion, resulting in pupil constriction. A Horner’s pupil will still constrict when light is shined on the pupil although careful observation is sometimes required to detect the reduced amount of constriction that occurs. Innervation to superior and inferior tarsus muscles is carried in CN III. Vasomotor fibres are carried in the nasociliary branch of CN V and make no synapses in the ciliary ganglion after branching off from the carotid tree. Pupillodilator fibres are carried in the long ciliary branches of the nasociliary nerve.

This syndrome is characterised by the following signs and symptoms:

Horner’s syndrome can occur because of lesions at various peripheral and central sites: hemispheric lesions, brainstem, spinal cord especially in central syringomyelia, nerve root lesions, carotid artery, jugular foramen, orbit, and cavernous sinus. Depending on the location, other cranial nerves may be involved such as III, IV, VI, and Vi near the cavernous sinus or superior orbital fissure and IX, X, and XII at the base of the skull. In the spinal cord, the mixed signs associated with syringomyelia may be present because of widening of the central canal. This would include loss of segmental reflexes, descending hypothalamospinal fibres, spinothalamic sensation (segmentally ipsilaterally and then descending contralaterally or bilaterally), ventral horn cell function, and atypical pain patterns.

With T1 nerve root involvement, Horner’s syndrome may be present with weakness of finger abduction and adduction, wasting of the intrinsic hand muscles, loss of pain sensation in the medial aspect of the arm and armpit, and deep pain in the armpit. This is rarely due to spinal degeneration, and serious causes such as Pancoast’s tumour should be considered. Referral for MRI, chest X-rays, and/or CT scan should then be considered.

Different lesion levels affect sweating differently. Central lesions may affect sweating over the entire forequarter due to involvement of the descending pathways from the hypothalamus. Lower neck lesions may affect sweating over the face only because of involvement of sympathetic efferents in the arterial plexus (carotid/vertebral). Lesions above the superior cervical ganglion may not affect sweating at all, or it may be restricted to the forehead.

Blind spots and ophthalmoscopy

What are blind spots?

The area of the retina occupied by the nerves and blood vessels is not populated with visual receptor cells. Normally, the cells of the retinal project to the thalamus and then to the occipital cortex where their projections form ocular dominance columns, or hypercolumns. Hypercolumns represent all the possible visual characteristics of a specific point in the visual field including binocular interaction (independent ocular dominance columns), angle of perceived stimulus (orientation columns), blobs, and interblobs (colour perception units). There are a series of horizontal projecting neurons located in the visual striate cortex that allow for neighbouring hypercolumns to activate one another. The horizontal connections between these hypercolumns allow for perceptual completion to occur.

The area of the visual striate cortex (occipital lobe) representing the blind spot and the monocular crescent (both in the temporal field) does not contain the alternating independent ocular dominance columns. This means that these areas only receive information from one eye. If one closes that eye, the area representing the blind spot of the eye remaining open (on the contralateral side) will not be activated because of the lack of receptor activation at the retina.

The blind spot is therefore not strictly monocular, but it is dependent on the FOF of horizontal connections from neighbouring neurons. These may be activated via receptors and pathways from either eye. Perceptual completion refers to the process whereby the brain fills in the region of the visual field that corresponds to a lack of visual receptors; therefore, we generally are not aware of the blind spot.

The size of the blind spot has been linked to the CIS of the cortex (Carrick 1997).

Blind spots can also be mapped using the Microsoft Paint program or using the computerised physiological blind spot mapper (Fig. 4.5).

2. Observe the anterior to posterior and nasal to temporal structures of the eye.

a. Observe the condition of the retinal vessels and determine the vein-to-artery (V:A) ratio utilising ophthalmoscopy (Fig. 4.7). Ophthalmoscopy is useful for assessing the vascularity of the optic disc and retina. This should accompany measurement of the blind spot size as changes in the morphology of the optic disc and peripapillary region of the retina could explain the shape or size of the blind spot. Changes that occur before and after an adjustment or other activity are functional in nature.

The V:A ratio refers to the difference in diameter of the veins and arteries that branch from the central retinal artery. A large difference may be due to increased sympathetic output, which causes greater peripheral resistance and constriction of arteries. The condition of blood vessels can also be helpful as an indicator of cerebrovascular integrity. Look through the ophthalmoscope and locate the vessels of the fundus. Identify a vein, which is normally larger than an artery, and an artery and then compare the sizes. The ratio of vein diameter to artery diameter can then be recorded. This is a useful procedure to perform following any intervention that may affect the sympathetic/parasympathetic activity ratio in the neuraxis.

b. Observe the fundus and look for normal appearance or any normal variants that may be present (Fig. 4.8). Observe the fundus for any pathology that may be present including vein/artery nipping, clouding or discoloration, optic nerve head swelling, subhyaloid haemorrhages, papilloedema, scarring, or melanomas (Fuller 2004) (Figs 4.9 and 4.10).

OR can be tested by passing a opticokinetic tape in front of the patient’s eyes, first in one direction and then in the other, and observing the motion of the eyes as the tape is passed. The motion of the eyes should be observed, keeping in mind the latency and velocity of the response, the amplitude of the response, smoothness of movement of the response, the fatigability of the response, and the direction of the response, all of which should be recorded (Fig. 4.11). The opticokinetic tape can be made using a piece of white cloth about 5 cm wide and 1 m long, onto which red pieces of cloth about 5 × 5 cm2 have been stitched at regular 5-cm intervals.

Perception of self-motion or vertigo can occur because vision-related neurons project to the medial vestibular nucleus via the nucleus of the optic tract in the pretectum.

A cortical smooth pursuit system is involved when one tries to maintain fixation of gaze on a moving object. This can be tested by slowly moving a finger from left to right in front of the patient and asking the patient to watch your finger only moving their eyes, and not their head.

Saccadic eye movements, which are also referred to as saccades, are rapid movements that move the eye from one object to the next. These can be tested by holding up fingers about 1 m apart in front of the patient and asking the patient to look from one finger to the other.

Motor examination of the head

1. Observe the orientation of the pupils and the corneal reflections. This test utilises the reflection of light off the cornea of the eyes when the patient is looking off into the distance. The reflections should be equal in size and position if the eyes are equally deviated.

2. Test the six positions of gaze and look for conjugate movements and nystagmus (Fig. 4.12). Relate the movement of the eyes to the anatomy of the eye muscles and note that the muscles of the eye will have different actions when the eye is in different positions (Fig. 4.13).

3. Observe the quality of smooth pursuit in the planes of the semicircular canals. These eye movements require activation of the cerebellum without the activation of the vestibular system and can be used to differentiate between a cerebellar and vestibular dysfunction (Fig. 4.14).

4. Palpate the jaw muscles, observe for jaw deviation, and check the jaw jerk reflex. This reflex tests the motor and sensory divisions of the mandibular division of the trigeminal nerve.

5. Observe for asymmetries in facial muscle contraction, both voluntary and involuntary actions, and both upper and lower face need to be tested. The CN VII nucleus is innervated bilaterally by upper motor corticobulbar neurons. The CN VII nerve itself is ipsilateral in projection to the face. This results in a situation where damage to the CN VII nerve (lower motor neuron) results in ipsilateral paralysis involving the whole side of the face. When supranuclear damage (upper motor neuron) is present, the paralysis is limited to the contralateral forehead area (Fig. 4.15).

6. Observe for asymmetry in palate elevation (Fig. 4.16).

7. Observe for fasciculations, atrophy, and deviation of the tongue.

8. Observe and feel the tone of the SCM and trapezius muscles during head turning.

9. Observe the quality of the ocular tilt reaction. The OTR is a reflex movement of the eyeball when the head is tilted from one side to the other. When the head tilts to the right the right eye should intort (roll towards the nose) and the left eye should extort (roll away from the nose). This is a vestibular ocular reflex.

10. Observe the patient’s optokinetic reflexes (see above).

11. Observe the patient’s saccades and anti-saccades (see above).

Sensory examination of the head

1. Check sensation to pinprick (or pinwheel) in trigeminal and cervical zones (Fig. 4.17).

2. Check sensation to light touch, if indicated.

3. Check for quality and asymmetry of the corneal reflex. Many students and practitioners get false results from this reflex because of faulty technique. Several common mistakes include touching the conjunctiva instead of the cornea, approaching the eye too quickly, which is perceived as menacing and results in a blink reflex, and testing over a contact lens, all of which result in inaccurate findings. The area of the eye touched to trigger this reflex correctly is shown in Figure 4.18. The reflex is performed by asking the patient to look up and away and slowly bring a piece of cotton wool twisted to a point in contact with the cornea. Watch for the reaction of both eyes, and the ocular muscles surrounding the eye. The normal response is a bilateral blink and contracture of the muscles of the eyebrows bilaterally. If there is failure of either side to blink you can suspect an ipsilateral trigeminal nerve (CN V) V1 lesion on the side you are testing. If only one side fails to respond you could expect a facial (CN VII) lesion on the side that fails to contract.

4. Perform gag reflex if indicated.

Cranial nerve screening

The majority of signs and symptoms associated with brainstem dysfunction can be revealed by performing a thorough history and examination of the cranial nerves and their effects on sensory, motor, autonomic, and mental functions. The list below includes motor, sensory, and autonomic signs observed at both cranial and spinal levels that may be mediated by the various cranial nerves and neighbouring reticular formation.

CN VIII Vestibular and Cochlear

1. OTR

2. Corneal reflection abnormalities

3. Weakness on gaze—contralateral to deficit

4. Nystagmus—vestibular-induced slow phase contralaterally

5. OKN

6. Saccades/pursuits—as above

7. Vestibulo-ocular reflexes (VORs)—decreased gain with rotation to side of deficit

8. Vestibulo-autonomic reflexes as above and below (heart, lungs, gut, head)

9. Neck muscle tension and pain—vestibular-induced increase

10. Extensor muscle tone—vestibular-induced increase

11. Somatic sensation—vestibular-induced pain, ‘numbness’, tingling, etc.

12. Motor and sensory trigeminal signs as above (5)

13. Light sensitivity—vestibular-induced increase contralaterally

14. Postural head tilt—most commonly to side of deficit

15. Deviation on Romberg’s test or walking—most commonly to side of deficit

16. Increased postural sway in sagittal or coronal planes

17. Rotation or side-stepping on Fukuda’s test (marching on the spot with eyes closed for 30 s)—most commonly to side of deficit

18. Accompanying hearing deficits and tinnitus—peripheral mechanisms

19. Hearing deficits and/or tinnitus—altered autonomic and/or dorsal cochlear nucleus integration

20. Aural fullness—sensation of fullness or pain in the ear or surrounding head

21. Frequent headaches (occipital to frontal)—aggravated by fatigue, visual work, light, oversleeping

Motor examination of the trunk and limbs

1. Check upper and lower limb muscles for segmental or suprasegmental weakness (see muscle testing diagrams at Figs 4.21 to 4.31).

2. Check upper and lower limb reflexes (see Fig. 4.32). Reflexes should be tested by applying repeated equal strikes of the reflex hammer to the tendon until fatigue occurs or until six or seven strikes have been performed. If the muscle maintains equal responses throughout the six or seven repeated stimuli then the area supplying that reflex can be thought of as expressing a healthy CIS.

3. Check the resistance in muscles to joint motion (muscle tone).

4. Assess for percussion irritability and myotonia.

5. Check flexor reflex afferent reflexes, which include the superficial abdominal and plantar reflexes. The superficial abdominal reflex is performed by scratching the abdominal wall as shown in Figure 4.19 and observing the reaction of the abdominal muscles, which should contract on the same side. The afferent supply for this reflex is thought to be the segmental sensory nerves and the efferent supply the segmental motor nerves. The roots tested when striking above the umbilicus are T8–T9 and below the umbilicus T10 and T11. No reaction of the abdominal muscles is a positive response and is thought to indicate an upper motor neuron lesion at the level being tested, but may also present if the lower motor neuron is involved. However, this test is not accurate in a large number of individuals because of the presence of large amounts of abdominal fat or scar tissue formation, or in women who have experienced multiple pregnancies.

6. The plantar reflex or response (Fig. 4.20) is performed by stroking the plantar aspect of the foot, making sure to curve under the area where the toes join the foot. A normal response involves the toes curling downwards and a mild jerk of the foot away from the stimulus. A positive response, also known as a Babinski response, involves the upward movement of the toes, and in some cases only the big toe moves upwards, which is referred to as an up-going toe. A positive response indicates a lesion to the corticospinal tract on the ipsilateral side below the decussation of the fibres in the medulla, or a contralateral lesion of the corticospinal tracts above the decussation. Commonly, this type of neuron injury is referred to as an upper motor neuron lesion.

2. Instruct the patient to walk on their toes and heels and perform tandem gait.

3. Perform:

Vestibulocerebellar dysfunction and asymmetry

The SEE principle (Spine, Ears, and Eyes)

There is substantial integration of spine, ear, and eye afferents at numerous levels of the neuraxis. The four major areas involved in this multimodal integration include the following:

Integration in all regions may affect the CIS of the IML column and autonomic nuclei in the brainstem. However, convergence of spine, ear, and eye afferents in the vestibulocerebellar system and mesencephalon will have a more direct affect and the relationship between dysfunction in these areas and autonomic asymmetry can be readily observed.

Signs and symptoms of vestibulocerebellar dysfunction may be associated with increased or decreased vestibular output, referred to below as ‘vestibular-induced’ and ‘deficit-induced’, respectively. Despite these delineations, a vestibular-induced symptom may, in fact, be due to vestibular hypofunction on the contralateral side and vice versa. Dysmetric eye movements and some signs associated with autonomic function are not classed as being due to hypo- or hyperfunction, as individual bedside tests may not be adequate to confirm this relationship. All clinical signs and symptoms help to establish the diagnosis or clinical impression.

The following aspects need to be considered when determining the presence of vestibulocerebellar dysfunction:

Autonomic dysfunction and asymmetry

What components of the neurological, physical, or orthopaedic examinations allows one to gain some information about autonomic function?

1. Width of palpebral fissure (ptosis)—This is dependent on both sympathetic and oculomotor innervation. Therefore, one needs to differentiate between a Horner’s syndrome, oculomotor nerve lesion, or physiological changes in the CIS of the mesencephalic reticular formation.

2. Skin condition—Increased peripheral resistance may result in decreased integrity of skin, particularly at the extremities.

3. Ophthalmoscopy—V:A ratio and vessel integrity.

4. Heart auscultation—Arrhythmias and changes in heart sounds can occur because of altered CIS of the PMRF.

5. Bowel auscultation—This can be particularly useful during some treatment procedures to monitor the effect of stimulation on vagal function (e.g. caloric irrigation—further instruction required, adjustments and visual stimulation or exercises, etc.).

6. Skin and tympanic temperature and blood flow—This is particularly useful as a pre- and post-adjustment check. Profound changes in skin temperature asymmetry can occur following an adjustment. These changes are side dependent. An adjustment on the side of decreased forehead skin temperature will commonly result in greater symmetry or reversed asymmetry. Conflicting results are likely to be dependent on a number of factors, which are currently being investigated further. Remember that forehead skin temperature depends on fuel requirements of the brain, and vestibular and cortical influences on autonomic function, among other things.

7. Dermatographia—The red response is often observed in patients who suffer from sympathetically mediated pain.

8. Lung expansion, respiratory rate and ratio, etc.—An inspiration:expiration ratio of 1:2 is considered to represent approximately normal sympathovagal balance. This means that expiration should take twice as long as inspiration. This is difficult to achieve for some patients at first and requires some training.

Shallow and rapid breathing can result in respiratory alkalosis, which leads to hypersensitivity in the nervous system. CO2 is blown off at a higher rate, resulting in decreased [H+] ions in the blood. Lower [Ca++] follows, causing [Na+] to rise in extracellular fluid. This can be seen clinically by the presence of percussion myotonia, which is also often seen in various metabolic and hormonal disorders.

9. Forehead skin temperature—Measurement of skin temperature above the browline may provide useful information concerning sympathetic control of blood vessels to the eye, as sympathetic supply to the vessels of the forehead are branches of the sympathetic supply to the retinal vessels. Activation of cervical afferents has been found to have an antagonistic effect on the excitatory vestibulosympathetic reflexes. It is therefore proposed that a cervical spine adjustment may enhance cervical inhibition of the vestibulosympathetic reflex, resulting in increased blood flow to the eye and brain (Sexton 2006).

Motor examination of the trunk and limbs

Table 4.2 Muscle innervation listed by individual nerves

Upper extremity Lower extremity

 

From Chusid 1964 with permission.

image Clinical case answers

Case 4.1

4.1.1

You would need to examine CN III, V, VII, IX, and X. The examinations one would perform are:

1. Width of palpebral fissure (ptosis)—This is dependent on both sympathetic and oculomotor innervation. Therefore, one needs to differentiate between a Horner’s syndrome, oculomotor nerve lesion, or physiological changes in the CIS of the mesencephalic reticular formation.

2. Skin condition—Increased peripheral resistance may result in decreased integrity of skin, particularly at the extremities.

3. Ophthalmoscopy—V:A ratio and vessel integrity.

4. Heart auscultation—Arrhythmias and changes in heart sounds can occur because of altered CIS of the PMRF.

5. Bowel auscultation—This can be particularly useful during some treatment procedures to monitor the effect of stimulation on vagal function (e.g. caloric irrigation—further instruction required, adjustments and visual stimulation or exercises, etc.).

6. Skin and tympanic temperature and blood flow—This is particularly useful as a pre- and post-adjustment check. Profound changes in skin temperature asymmetry can occur following an adjustment. These changes are side dependent. An adjustment on the side of decreased forehead skin temperature will commonly result in greater symmetry or reversed asymmetry. Conflicting results are likely to be dependent on a number of factors, which are currently being investigated further. Remember that forehead skin temperature depends on fuel requirements of the brain, and vestibular and cortical influences on autonomic function among other things.

7. Dermatographia—The red response is often observed in patients who suffer from sympathetically mediated pain.

8. Lung expansion, respiratory rate and ratio, etc.—An inspiration:expiration ratio of 1:2 is considered to represent approximately normal sympathovagal balance. This means that expiration should take twice as long as inspiration. This is difficult to achieve for some patients at first and requires some training. Shallow and rapid breathing can result in respiratory alkalosis, which leads to hypersensitivity in the nervous system. CO2 is blown off at a higher rate, resulting in decreased [H+] ions in the blood. Lower [Ca++] follows, causing [Na+] to rise in extracellular fluid. This can be seen clinically by the presence of percussion myotonia, which is also often seen in various metabolic and hormonal disorders.

9. Forehead skin temperature—Measurement of skin temperature above the browline may provide useful information concerning sympathetic control of blood vessels to the eye, as sympathetic supply to the vessels of the forehead are branches of the sympathetic supply to the retinal vessels. Activation of cervical afferents has been found to have an antagonistic effect on the excitatory vestibulosympathetic reflexes. It is therefore proposed that a cervical spine adjustment may enhance cervical inhibition of the vestibulosympathetic reflex, resulting in increased blood flow to the eye and brain.