Hemifacial Microsomia: Evaluation and Treatment

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Hemifacial Microsomia

Evaluation and Treatment

Hemifacial microsomia (HFM) is a craniofacial malformation that results in varying degrees of hypoplasia of the structures within the first and second branchial archs.34,35,38,53,62,65,66,81,84,174,227 Congenital hypoplasia is generally unilateral, although bilateral (asymmetric) involvement occurs in 5% to 15% of patients. Most cases of this condition are sporadic, but there are rare familial causes that exhibit autosomal dominant inheritance. The term hemifacial microsomia was first used by Gorlin and Pindborg during the early 1960s, although the first recorded cases may have been those of Canton in 1861 and Von Arlt in 1881.62 Many terms have been used for this malformation, thus indicating the wide spectrum of anomalies observed and emphasized by authors from various disciplines. In addition to HFM, the malformation has been called craniofacial microsomia, oculo–auriculo–vertebral dysplasia, first and second branchial arch syndrome, lateral facial dysplasia, unilateral oto–mandibular dysostosis, facio–auriculo–vertebral sequence, and oculo–auriculo–vertebral spectrum.

Although there are no agreed-upon minimal diagnostic criteria, the facial phenotype is characteristic when enough manifestations are present. In most patients, microtia or other auricular or preauricular abnormalities (i.e., preauricular tags or sinus pits) may present the mildest manifestation. Involvement is not always limited to the facial structures. Cardiac, renal, additional skeletal (vertebral), central nervous system, and other more unusual anomalies may also occur. Goldenhar syndrome is considered a variant of HFM, and it is present in about 10% of HFM patients. In addition to maxillofacial malformation, it presents with epibulbar dermoid cysts and cervical spine involvement.

Inheritance Pattern

The occurrence of HFM has been estimated to range from 1 in 3500 to 1 in 26,550 live births. Cohen suggests that the birth prevalence is likely to be around 1 in 5600 live births.62,26 Morrison and colleagues stated a prevalence rate of conditions on the oculo–auriculo–vertebral spectrum of 1 in 45,000 in Northern Ireland.26

Kelberman and colleagues performed a genome-wide search for linkage in two families with features of hemifacial microsomia.105 In one of these families, the data were highly suggestive of linkage to a region of approximately 10.7 cM on chromosome 14q32, with a maximum multipoint LOD score of 3.00 between microsatellite markers D14S987 and D14S65. Linkage to this region was excluded in the second family, thereby suggesting genetic heterogeneity. With the use of an animal model.

Poswillo demonstrated that early vascular disruption with expanding hematoma formation in utero resulted in the destruction of differentiating tissues in the region of the ear and the jaw.214218 The degree of local destruction appeared to be related to the severity of tissue damage caused by the hematoma. The constellation of anomalies seen in patients with HFM suggests an origin that occurs at about 30 to 45 days’ gestation. Naora and colleagues described a transgenic mouse line that carried an autosomal dominant insertion mutation that resulted in facial anomalies that resemble HFM, including microtia and abnormal occlusion.164

First and second branchial arch malformations similar to HFM have been observed in infants who are born to women who have been exposed to thalidomide and primidone. The administration of isotretinoin (Accutane) may also injure neural crest cells and prevent their normal development, thereby resulting in hemifacial hypoplasia similar to that observed in patients with HFM. It has been documented that acute exposure to ethanol during gastrulation (i.e., the transformation of the blastula into the gastrula) may induce asymmetric facial development.

Discordance in monozygotic twins has been frequently reported. Concordance with variable expression has also been rarely documented in monozygotic twins. The rarity of the reports of the concordance of the malformation in twins supports the suggestion that the condition is sporadic in most families. Familial instances have been observed with variable expressivity. Overall, the empiric recurrence risk is on the order of 2% to 3%; however, 1% to 2% of cases suggest an autosomal dominant inheritance pattern.

Engiz and colleagues reviewed the clinical and laboratory findings of 31 individuals with Goldenhar syndrome (15 boys and 16 girls) between the ages of 1 day and 16 years.47 The characteristic features were preauricular skin tags (90%), microtia (52%), hemifacial microsomia (77%), and epibulbar dermoids (39%). Vertebral anomalies were noted in 70%, cardiac malformations were found in 39%, genitourinary anomaly were noted in 23%, and various central nervous system malformations were found in 47%.

Several classification systems for HFM have focused on one or more fundamental anatomic features of this anomaly. In 1991, Vento and colleagues described the OMENS classification for HFM. This system substratifies each of five anatomic manifestations of HFM in accordance with their dysmorphic severity on a scale from 0 to 3. The five manifestations each constitute one letter of the OMENS acronym: orbital asymmetry; mandibular hypoplasia; ear deformity; nerve dysfunction; and soft-tissue deficiency. Scoring was done on the basis of conventional radiographs (e.g., posteroanterior, lateral, submental, panoramic), physical examinations, and photographs. Although the OMENS classification does allow for the objective cataloguing of a range of the abnormalities that constitute the spectrum of HFM, it falls short in terms of providing effective communication when determining the timing and technique that are best suited for the reconstruction of each component of the anomaly (i.e., maxillo-mandibular, orbito–zygomatic, soft tissues, external ear). It also is of limited value with regard to overall patient management.276

At the present time, HFM should be regarded as a nonspecific symptom complex that is etiologically and pathogenetically heterogeneous.* Extreme variability of expression is the characteristic finding.

Considerations during Infancy and into Early Childhood

At the time of birth, for a child with HFM, concerns will center on the adequacy of the airway; swallowing and feeding; hearing; vision; the presence of other associated malformations; and family unit psychosocial issues.3,16,27,28,56,57,112,125,131,165,175,193,196,197,199,207,208

The airway may be compromised as a result of 1) maxillary hypoplasia with choanal (nasal) obstruction 2) mandibular micrognathia with a retropositioned tongue obstructing the oropharyngeal/hypopharyngeal spaces 3) laryngomalacia/tracheomalacia or 4) neuromotor involvement.3,16,27,28,57,195 Depending on the severity of these malformations, a spectrum of airway problems may be present and necessitate treatment that ranges from special infant positioning with an extended hospital stay to mandibular osteotomies with advancement; on rare occasions, immediate or delayed tracheostomy may be required.

When the airway is compromised, the newborn has difficulty swallowing enough fluids and taking in enough calories (i.e., maintaining hydration and positive nitrogen balance) while simultaneously breathing effectively (i.e., sufficient oxygenation). In this situation, gavage-assisted feedings or the placement of a gastrostomy tube may be necessary to ensure adequate nutrition without aspiration or respiratory distress.

When a cleft (of the lip, palate, or both) or macrostomia is present, the timing of correction of these anomalies is generally similar to that used for the patient with non-syndromic cleft lip and palate (Fig. 28-1).

Soon after birth, examination by a medical geneticist and the procurement of a blood sample for chromosomal studies (i.e., genetic analysis) will help to discern the extent of birth defects and the risk of recurrence. Evaluation by the pediatric otolaryngologist in combination with the speech and feeding specialist will clarify the extent of breathing, swallowing, and feeding difficulties. Initial audiologic testing via auditory evoked brain responses is essential to clarify neurosensory hearing function. A pediatric ophthalmologic assessment is useful to assess extraocular muscle function, corneal exposure difficulties, visual potential, and adnexal region malformations.

When moderate to severe skeletal malformations are present, a craniofacial computed tomography (CT) scan from the top of the skull through the cervical spine with three-dimensional reformation will be useful to document the extent of craniofacial skeletal dysmorphology. A focused petrous temporal bone CT scan is also required to document external auditory canal anatomy as well as middle and inner ear anatomy. Because of the potential increased risk of radiation exposure to infants, these imaging studies may be delayed until they are necessary for surgical treatment planning. Appropriate craniofacial, maxillofacial, cleft lip and palate, and auricular reconstructive surgeons should also be consulted as indicated.

Dysmorphology Associated with Hemifacial Microsomia

Facial Soft Tissues

From a clinical perspective, the soft-tissue deficiencies associated with HFM can be considered to affect four anatomic regions of the head and neck: 1) the external ear; 2) the eyelid–adnexal structures; 3) the preauricular–cheek–lip soft tissues; and 4) the temporal fossa (Figs. 28-2 and 28-3).19,51,85,98,101,106,130,133,129,228,251 The soft tissues within each region that may be deficient and dysmorphic include the bulk of the cutaneous and subcutaneous tissue, the volume of fat, the muscles of mastication and facial expression, the cranial nerves, and the parotid and submandibular glands.

According to the research of Kane and colleagues, in patients with HFM, the extent of hypoplasia of specific muscles of mastication frequently predicts the extent of dysplasia of the osseous origin and insertion of those muscles.98 If the temporalis muscle is hypoplastic, a deficiency of the coronoid process will be present. When the masseter muscle is hypoplastic, the gonial region of the mandible will also be deficient. When the lateral pterygoid muscle is deficient, the condylar head is deficient or absent.

Preauricular–cheek region soft-tissue thickness and skin surface area are generally related to the skeletal deficiencies. Skin tags are small vestigial rests of epithelial tissue that are generally found at the cleft between the first and second arches. Skin tags are frequently associated with small cartilaginous remnants that are found within the subcutaneous tissue. Sinus tracts may form inclusion cysts or result in infection if they are obstructed. Macrostomia is a clefting or failure of fusion of the maxillary and mandibular processes and of the first branchial arch, respectively. This results in a cleft of the orbicularis oris muscle, the overlying skin, and the underlying mucosa directly through the oral commissure. Anophthalmia or microphthalmia may also occur. Colobomata of the iris or eyelids with the absence of the eyelashes is a frequent finding. Ptosis of the upper eyelid (i.e., as a result of levator palpebral muscle function) with narrowing of the vertical palpebral fissure is often seen. Deficiencies of the lateral canthi with a decreased horizontal fissure are common.

Epibulbar dermoid cysts are found in a significant percentage of patients; they appear as solid yellowish or pinkish-white ovoid masses that vary in size from that of a pinhead to 8 to 10 mm in diameter. The cysts occur most often at the inferotemporal quadrant of the limbus. The surface is usually smooth, and it frequently has fine hairs. These cysts can occur at any location on the globe or in the orbit, and they may be movable or fixed to the dermis. Unilateral epibulbar dermoid cysts are seen in a high percentage of patients, and multiple lesions may occur in each eye. Occasionally, vision is impaired by encroachment on the pupillary axis or by lipid infiltration of the cornea.

Abnormalities of the external ear are a consistent finding and range from anotia to a mildly dysmorphic ear. Farkas and James were unable to demonstrate a direct relationship between the degree of microtia and the extent of skeletal deformity.51

The External Auditory Canal, the Middle- and Inner-Ear Structures, and Audiologic Findings

A narrow external auditory canal is frequently found in patients with mild external ear deformity, whereas atretic canals are expected in more severe cases.17,18,223,280 At times, a small external ear with normal middle-ear architecture is seen. Audiometry will delineate the nature of the hearing loss, which likely includes conductive and, less frequently, sensorineural loss in 15% of patients. Hypoplasia or agenesis of the ossicles may occur. In a comprehensive study, Caldarelli and colleagues used air and bone conduction audiometry and temporal bone tomography to evaluate 57 patients with hemifacial microsomia.17,18 The authors were unable to correlate the degree of auricular (i.e., external ear) deformity with hearing function. Focused temporal bone CT scans offer the best documentation of the middle-ear structures. Assessment of the unaffected and presumed normal ear is an essential part of the evaluation.

Facial Growth Potential with Hemifacial Microsomia

The potential for longitudinal facial growth in a child who is born with HFM is an important factor when considering the timing and techniques of reconstruction.96,97,114,115,133,144147,152154,168,194,202204,225,226,230232 An additional pivotal consideration for the maxillofacial reconstruction of the individual with HFM is the integrity of the glenoid fossa–condyle–ascending ramus of the mandible (Fig. 28-4). Some authors speculate that a reduced mandibular growth potential secondarily leads to the observed maxillary deficiency on the ipsilateral side with progressive canting of the occlusal plane. Those who advocate mandibular surgery during the mixed dentition often do so with the belief that it will effectively correct the lower jaw malformation and that normal ongoing mandibular growth will continue with the prevention of secondary maxillary growth deformities in an otherwise normal upper jaw. There are objective clinical and radiographic studies in the literature that review the issue of the progression of deformity with HFM during growth.8789,194,225,226

Rune and associates placed metallic implants in the jaws to study the facial growth of 11 patients with HFM.225,226 They collected and studied serial roentgen stereophotogrammetry images from each patient. They found that, in five patients, the cant of the occlusal plane seemed to “slightly” increase; in the remaining six patients, the occlusal plane asymmetry either remained the same or improved with time. The authors also stated that the pattern of mandibular displacement showed no correlation with the severity of the presenting deformity. They concluded that the data “do not support the claim that the asymmetry of the jaws is invariably increased in time because of growth disparity between the affected and the unaffected sides.”225,226

Polley and associates completed a longitudinal radiographic cephalometric study of the maxillofacial region in patients with HFM.194 Twenty-six patients were included in the study and were followed longitudinally. Five patients (19%) had a Pruzansky grade I mandibular deformity, 14 patients (54%) had a Pruzansky grade II deformity, and 7 patient (27%) had a Pruzansky grade III deformity. The average age at the time that the initial cephalometric records for all patients were obtained was 3.5 years (range, 0.7 to 9.2 years), and the average age at the time that the final cephalometric records were obtained was 16.7 years (range, 10.1 to 22.5 years). None of the study patients had undergone surgical or orthopedic jaw manipulation during the time of the study, although nine patients underwent fixed appliance orthodontic treatment. Vertical and horizontal skeletal mandibular asymmetry was evaluated with posteroanterior cephalometry. The authors found that the growth of the affected side in patients with HFM parallels that of the contralateral side. The degree of mandibular asymmetry in the study patients remained relatively constant throughout craniofacial development. The mandibular skeletal deformity as measured in the study subjects did not progress with time. The growth rate of the affected side was similar to that of the contralateral side in each subject, irrespective of the degree of presenting mandibular deformity on the involved side. In the study group, subsequent growth occurred in both mandibular rami in each patient. This was true for all patients, irrespective of the Pruzansky grade and the side of the mandible that was affected.

Meazzini and colleagues conducted a long-term facial growth study of children affected by HFM with Type I or Type II mandibular malformations.136A The study group (N = 8) was not subjected to any treatment until adulthood. With the use of the panoramic radiograph analysis of ramus vertical heights, data confirmed that facial proportions in patients with HFM were maintained throughout growth when no treatment was undertaken. The authors concluded that HFM does not progress in the degree of facial asymmetry or deformity when left to mature naturally.

Ongkosuwito and colleagues studied mandibular growth in 84 consecutive patients with a confirmed diagnosis of unilateral HFM. The mandibular malformation for each subject was categorized into one of four grades on the basis of the Pruzansky/Kaban classification. The malformations were then regrouped to reflect those with a functional glenoid fossa and condyle (Type I and Type IIA) and those without (Type IIB and Type III). The study groups were compared with a normal age-matched Danish control group. For each subject, an orthopantomogram was obtained and used to perform measurements of ramal height (i.e., the distance measured in millimeters between the condylion and the gonion) on each side. The data confirmed that patients with HFM start with a shorter ramal height and end up with a shorter ramal height, although growth is the same in both patients with HFM (regardless of the extent of malformation) and controls. In patients with HFM, the ramal height is smaller on both sides, which means that growth is characterized not simply by unilateral underdevelopment but by a complex three-dimensional phenomenon.161A

According to the independent findings of Polley and colleagues, Rune and colleagues, Meazzini and colleagues, Ongkosuwito and colleagues, the mandibular asymmetry associated with HFM is not progressive. In these studies, progressive canting of the maxillary plane was not routinely observed (Figs. 28-5 through 28-7).

An alternative perspective is presented by Kaban and colleagues.92,93,95 Their research suggests to them that, as a result of ongoing growth after birth in patients with HFM, there is progressive canting measured at the pyriform rims, the occlusal plane, and the intergonial angles, especially with the Type IIB and III mandibular malformations. The authors recommend that mandibular reconstruction during the mixed dentition be considered to correct the lower jaw deformity in anticipation of normal ongoing longitudinal growth; to prevent secondary maxillary deformities (in an otherwise normal maxilla); and to alleviate psychosocial issues that would otherwise occur during childhood. I believe that Kaban and colleagues’ rationale for first-stage mandibular reconstruction during the mixed dentition in children with HFM are overly optimistic.

1. In perspective, even if a small degree of asymmetric jaw growth occurs during childhood in the patient with HFM, significant progressive dysfunction (i.e., in the areas of chewing, breathing, speech, lip control, or swallowing) that would justify a first-stage mandibular procedure is not generally seen.

2. The effectiveness of a first-stage mandibular procedure during the mixed dentition as a definitive long-term maxillofacial reconstruction has not been documented. Not only would a successful initial lengthening and derotation of the mandible be required, but the fabrication and then the periodic modification of an effective removable acrylic splint to create and maintain an ipsilateral posterior open bite (to allow for the supra-eruption of the maxillary posterior teeth) would be needed. The necessity of constant clinician monitoring and splint modification in conjunction with ongoing orthodontic treatment and rigorous patient compliance would be essential. This requires an experienced and dedicated orthodontist, a persistent surgical coordinator, and a zealous patient and family. All of the treating clinicians and the family must be in close geographic proximity and without socioeconomic barriers to treatment. Unfortunately, this is not a combination of events that is readily achievable.

3. Unfortunately, the costochondral graft construction of the neocondyle–ascending ramus required for the treatment of HFM Type IIB and III mandibular deformities carried out during the mixed dentition will result in a significant percentage of poorly growing mandibles (i.e., overgrowth or undergrowth). At minimum, a second definitive orthognathic reconstruction will be required (see the section to follow in this chapter about costochondral grafting).

4. Researchers have documented that, when a distraction osteogenesis (DO) approach is used as a first-stage mandibular procedure for HFM during the mixed dentition, symmetric lower jaw growth does not occur. The resulting residual mandibular asymmetry and deformity will, at minimum, require later definitive orthognathic reconstruction. In addition, the completion of a mandibular ramus–body osteotomy and DO during the mixed dentition is documented to result in the destruction of ipsilateral developing permanent molars in a significant percentage of children who have undergone such an operation.

imageNOTE: In this author’s view, the benefits of mixed-dentition first-stage mandibular procedures rarely outweigh the downsides. The argument that first-stage mandibular surgery during the mixed dentition is necessary to allow the child to develop normal self-esteem is well intended but not realistic. Multiple doctor visits and procedures give a child a “sick kid” mentality and draw more attention to his or her differences.199 The unfortunate reality is that, for a majority of HFM patients even with well-done mixed dentition first stage mandibular reconstruction, the residual external ear, soft tissue, and other skeletal malformations will continue to draw attention to the child’s facial disproportion. The overall burden of care for the patient, the family, and the health care system is minimized when definitive single-stage maxillomandibular reconstruction is carried out at the time of early skeletal maturity (i.e., between the ages of 13 and 15) in conjunction with orthodontic treatment.

Classification of Temporomandibular Joint–Mandibular Malformation

The extent of temporomandibular joint (TMJ)–mandibular deficiency is an important factor when considering the timing of and techniques for reconstruction.108,118,119,249 Imprecise definitions of the degrees of TMJ–mandibular anomalies have resulted in miscommunication among clinicians and in the literature. In an article published during the late 1960s, Pruzansky classified the presenting mandibular anomalies of HFM into three grades (Type I through Type III) in accordance with the extent of hypoplasia of the mandibular condyle and ramus.220 Kaban and colleagues refined the Pruzansky classification to further clarify the degree of glenoid fossa–condyle–ascending ramus malformation observed in patients with HFM.94,157 The Kaban classification provides an excellent starting point for defining the reconstruction required in each individual patient (see Fig. 28-4).

A Type I mandible has only a minimal degree of hypoplasia of the glenoid fossa, the condyle, and the ascending ramus (see Fig. 28-4, A). All of the skeletal components are present, all of the masticatory muscles are present, and function is within normal limits. There is a degree of asymmetric mandibular retrognathia, with a shift of the chin off of the facial midline. A limited degree of maxillary cant can usually be documented. Note: With Type I malformations, the condyle and the glenoid fossa are fully intact. There is no need to construct a new condyle or a new glenoid fossa.

A Type IIA mandible has a moderate degree of glenoid fossa and condyle–ascending ramus hypoplasia (see Fig. 28-4, B and C). By definition, the extent of hypoplasia results in the TMJ complex being located anteriorly and medially as compared with the normal side; however, joint function remains satisfactory. The masticatory muscles have a variable degree of hypoplasia. The mandible is retrognathic, the chin is shifted to the ipsilateral side, and an anterior open bite is frequently seen. A moderate maxillary cant is usually present. With a Type IIA malformation, despite significant hypoplasia, a decision to retain the TMJ complex (i.e., the condyle and the glenoid fossa) as part of the maxillomandibular reconstruction has been made.

The Type IIB mandible involves severe hypoplasia of the condyle–ascending ramus (see Fig. 28-4, D). The glenoid fossa has an anterior and medial location, but its placement is adequate for the construction of a neocondyle. The hypoplastic condyle, if it is present at all, is rudimentary and not substantial enough to seat into the glenoid fossa. There is not a consistent “posterior stop” to the mandible against the glenoid fossa. The mandible functions with rotation but not with a condylar component in the glenoid fossa, and there is little or no translational jaw movement. Vertical mouth opening is present (albeit reduced), with a shift of the chin to the ipsilateral side. The extent of mandibular dysmorphology, asymmetric retrognathia, and anterior open bite is marked. Variable but definite deficiencies of the masticatory muscles are present. There is usually significant hypoplasia of the ipsilateral maxilla, with obvious canting. By definition, with a Type IIB mandibular deficiency and deformity, the condylar remnant is too far displaced and rudimentary to be useful. Construction of a neocondyle–ascending ramus into the current acceptable glenoid fossa is required.

The Type III mandible is free-floating on the ipsilateral side, with no “posterior stop” of the lower jaw against the skull base on the affected side (see Fig. 28-4, E). The condyle and all or part of the ramus on the ipsilateral side are absent. The disc, the TMJ capsule, and the glenoid fossa are also not developed. Mandibular dysmorphology is severe and includes ipsilateral retrognathia and decreased posterior (ramus) facial vertical height. The masticatory muscles are severely hypoplastic, and the lateral pterygoid remnant is not attached to the mandibular structures. There is significant hypoplasia of the maxilla, with obvious canting. Occasionally, a tracheostomy is required shortly after birth to manage the airway compromise that results from a combination of factors, including (but generally not limited to) the degree of mandibular hypoplasia. By definition, with a Type III glenoid fossa–mandibular malformation, the eventual construction of both a neo–glenoid fossa and a neocondyle ascending ramus will be required to achieve successful maxillofacial reconstruction.

Staging of Skeletal Reconstruction: Timing and Techniques

The facial rehabilitation of the patient with HFM must address unique and specific components of the malformation that may include the following: 1) the zygomatic and orbital region; 2) the maxillomandibular regions; 3) the facial soft tissues; 4) the external ear; 5) the auditory canal; and 6) the middle-ear structures.*

Some clinicians have speculated that there is a reduced facial growth potential in patients with HFM which then leads to a progression of the primary malformation and secondary deformities of the maxillofacial skeleton. This assumption has led some to advocate early mandibular reconstruction to prevent progression. This author agrees with Rune and colleagues,225,226 Polley and colleagues,194 Meazzini et al.136A and Ongkosuwito and colleagues161A that the observed facial asymmetry in patients with HFM is not progressive with ongoing growth (see the section earlier in this chapter about facial growth potential with HFM) (Figs. 28-5 through 28-7).203,209212,233,234

Zygomatic and Orbital Reconstruction

The benefits of thoughtfully timed and meticulously executed orbito–zygomatic reconstruction for the patient with HFM are often underappreciated.209213 When upper face (i.e., orbito–zygomatic) reconstruction is needed, it is carried out through a coronal scalp incision. Correction of the upper face skeletal deformity may require the intracranial disassembly and reconstruction of the dysmorphic ipsilateral anterior cranial vault; the squamous portion of the temporal bone; and the lateral orbit regions with complete construction of the zygomatic complex, including the glenoid fossa. The use of full- and split-thickness cranial bone grafts is required (Fig. 28-8).

This author believes that the reconstruction of the cranial vault, malar, and orbital deficiencies before the age of 7 years is not indicated unless functional disability warrants it.213 After the patient reaches this age, cranio–orbitozygomatic skeletal development is nearly mature. When indicated, an adult-sized anterior cranial vault, orbit, and zygomatic complex may be constructed and matched with the contralateral normal side with little concern about how future growth will alter the initial results achieved. Donor site skull reconstruction is also simpler after the age of 7 years than it is in younger children, because the presence of bicortical cranial bone will facilitate the splitting of the inner and outer tables for efficient reconstruction. Artificial bone material may also be used to reconstruct the graft donor site of the posterior skull (see Chapter 27).

Other surgeons have recommended variations in the methods and timing of the reconstruction of the upper face skeletal anomalies associated with HFM.31 Posnick and colleagues confirmed that the construction of the complete zygomatic complex with full-thickness autogenous cranial bone maintains volume and shape better than onlay grafts, which have been universally disappointing. Over time, onlay autogenous bone grafts that have been placed in the craniofacial region (e.g., supraorbital ridge, zygoma, anterior maxilla, angle of mandible, chin) from all tried donor sites (e.g., skull, hip, rib) have demonstrated significant and unpredictable resorption. Furthermore, no commensurate growth (i.e., volume expansion) of the graft with the underlying bone (e.g., the zygoma) should be expected. Some feel that, even if the onlay graft partially resorbs, at least something has been gained; however, this philosophy should be abandoned, because surface irregularities result in secondary deformities that further detract from the baseline malformation.

Maxillomandibular Reconstruction

An essential consideration when choosing the timing and techniques for maxillomandibular reconstruction in a patient with HFM is an understanding of the presenting TMJ–mandibular anatomy.2,6,7,20,25,3032,43,46,59,96,97,180,209212,226 The classification of the TMJ–mandibular malformation, which was described earlier in this chapter, is clinically relevant and facilitates communication.94,157 In the patient with HFM with either a Type I or Type IIA malformation, the basic maxillomandibular skeletal asymmetry and dysmorphology that requires reconstruction include the following: 1) degrees of altered facial height (i.e., decreased posterior facial height on the ipsilateral side); 2) diminished horizontal projection (i.e., deficiency more prominent on the ipsilateral side); and 3) decreased facial width (i.e. deficiency on the ipsilateral side). These malformations frequently result in canting (i.e., roll orientation) of the pyriform apertures, the maxilla, and the gonial angles; the shifting of the maxillary, mandibular, and chin midlines off of the facial midline (i.e. yaw orientation); clockwise rotation of the occlusal plane (i.e., pitch orientation); and an asymmetric class II malocclusion often with anterior open-bite malocclusion. According to the classification described, a patient who presents with a Type IIB malformation requires the construction of a neocondyle. For the individual with a Type III malformation in addition to this, there is a need for the construction of a neo–glenoid fossa.

The most favorable long-term function (i.e., speech, swallowing, chewing, breathing) and enhanced facial aesthetics are generally achieved in patients who undergo definitive reconstructive surgery of the maxilla, mandible, and chin regions at any time after jaw maturity (i.e., at 13 to 15 years of age for the HFM patient); this should be carried out in combination with effective orthodontic treatment after the permanent teeth have erupted and before the patient graduates from high school. As with other dentofacial deformities, extractions may be required to orthodontically relieve dental root crowding and to normalize the inclination of the anterior teeth in preparation for the surgical repositioning of the jaws.

Type I and IIA mandibular malformations are best reconstructed after all of the permanent teeth have erupted and orthodontic goals have been reached (see Fig. 28-4, A, B, and C). Surgical objectives can be met by making use of sagittal split ramus osteotomies of the mandible in combination with Le Fort I osteotomy (often in segments) and osseous genioplasty. This combination represents standard techniques, and it does not require bone grafts. The success of reconstruction is dependent on approximating mirror-image symmetry and Euclidian proportions of the skeleton through orthognathic procedures.

For Type IIB mandibular malformations, costochondral graft reconstruction of the deficient condyle ascending ramus at the time of skeletal maturity remains this surgeon’s preferred approach in most cases (see Fig. 28-4, D), despite its limitations (see the section to follow concerning condylar reconstruction with the use of costochondral graft). A sagittal split ramus osteotomy is completed on the contralateral side to derotate the distal mandible. This is combined with a Le Fort I osteotomy (often in segments) and an osseous genioplasty.

A ramus osteotomy of the contralateral side of the mandible is completed first to control repositioning of the distal mandible. The distal mandible is then secured to the maxilla via intermaxillary fixation through a custom designed acrylic splint to create the preferred reorientation of the lower jaw (see Chapter 14). It may be necessary to resect the ipsilateral coronoid process before repositioning the distal mandible. The contralateral ramus osteotomy is then rigidly fixed with bicortical screws. The ipsilateral proximal mandible is reconstructed with the autogenous costochondral graft. Harvesting the rib graft from the contralateral chest wall provides the best contour for mandibular reconstruction. The fixation of the rib graft to the native distal mandible is accomplished with a titanium miniplate and 2.0-mm or 2.3-mm screws. The fixation plate extends from the graft forward along the inferior border of the body of the mandible (fig. 28-15). It is generally necessary to recontour (i.e., with a bur on a rotary drill) the outer cortex of the distal mandible before onlaying the graft. Graft placement and fixation is often carried out through an extraoral Risdon neck incision. The avoidance of intraoral incisions on the ipsilateral mandibular ramus region during this procedure may minimize the incidence of infection. The effective seating of the neocondyle in the glenoid fossa is a critical step for successful reconstruction. In some patients, the extent of associated soft-tissue and skeletal deficiency will favor use of a vascularized fibula composite flap over the use of a costochondral graft.

The Type III glenoid fossa–mandibular malformation requires the surgical construction of the congenitally missing parts (see Fig. 28-4, E). The mandibular reconstruction is generally carried out as previously described for the Type IIB deformity. When the glenoid fossa requires construction (i.e., with a Type III malformation), so will the zygomatic complex. The glenoid fossa–zygoma and orbital reconstruction are best carried out as a separate operation when the patient is at least 7 years old (see the previous section about orbito–zygomatic reconstruction) and before mandibular reconstruction. With regard to the mandibular reconstruction, the deficiency of both the condyle-ascending ramus and the associated soft tissues may benefit from a vascularized fibula composite flap rather than a costochondral graft.

Consideration of First-Stage Mandibular Reconstruction during the Mixed Dentition

Personal Perspective Concerning First-Stage Mandibular Reconstruction during Childhood

The maxillofacial malformations in patients with HFM may be severe enough that, for airway or psychosocial reasons, the clinician feels compelled to recommend first-stage mandibular reconstruction during the mixed detention (i.e., between the ages of 7 and 11 years). Reported options for first-stage mandibular reconstruction in patients with HFM generally include 1) a ramus/body osteotomy followed by DO carried out over time for Type I and Type IIA malformations or 2) costochondral grafting with the immediate construction of a neocondyle ascending ramus for Type IIB and Type III malformations. In either case, derotation of the mandible to position the chin in the facial midline with the creation of an ipsilateral posterior open bite is usually considered the objective. The reconstructive option selected (i.e., costochondral graft versus DO) should be based on the presenting malformation and then on the following: 1) the three-dimensional morphologic results believed to be achievable; 2) the anticipated ongoing growth potential after surgery; 3) the differences in perioperative morbidity among the techniques; and 4) the overall burden of treatment to the patient, the family, the clinicians, and the health care system.209212

Interestingly, most published reports of first-stage mandibular reconstruction in patients with HFM do not fully clarify the details of the presenting dysmorphology of the native glenoid fossa and condylar components before surgery (Figure 28-9). As stated, for DO to be effective, a functional glenoid fossa and an adequate condyle must be present (i.e., in the presence of Type I or Type IIA malformation). Unfortunately, a high incidence of bony and fibrous ankylosis has been reported in conjunction with mandibular DO in HFM.49 In addition, the consistent occurance of “undergrowth” after mandibular DO reconstruction carried out during the mixed dentition was confirmed by Meazzini and colleagues.143 Those authors conducted a comparison study of long-term follow up until the completion of facial growth of two homogenous samples of children with HFM. The experimental group was treated with mandibular DO during the deciduous or early mixed dentition in an attempt to correct the mandibular deformity. The control group was not subjected to any treatment until adulthood. The experimental group included children (n = 14) who underwent mandibular ramus osteotomies with DO (mean age, 5.9 years) with a mean follow up of 11.2 years. With the use of quantitative measurements on serial panorex radiographs, the DO group was compared with the control group (n = 8). The study results document that facial proportions in patients with HFM are maintained throughout growth when no treatment is undertaken. Unfortunately, after ramus osteotomies with DO, the mandibular disproportions returned to their original level of asymmetry during growth. The authors concluded the following: 1) HFM does not progress with regard to the degree of facial asymmetry or deformity when the patient is left to mature naturally and 2) early intervention with mandibular ramus osteotomies and DO does not effectively reduce long-term facial asymmetry in the patient with HFM.

Ongoing problems when choosing the costochondral graft option to be carried out during the mixed dentition for the Type IIB or III malformation include overgrowth, undergrowth, ankylosis, and resorption of the mandible (Fig. 28-10). The overgrowth concerns are diminished but not eliminated when the costochondral graft procedure is carried out in a child who is in the late mixed dentition stage (i.e., 9 to 11 years old) and in whom only a minimum amount of cartilage (i.e., ≈2 mm) is left at the articulating surface of the graft (see section to follow concerning condylar reconstruction with costochondral graft).

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Figure 28-10 A newborn with left-sided hemifacial microsomia. She had a good airway as well as swallowing and chewing abilities. She was treated at another institution until she was referred to this surgeon when she was 15 years old. A, B, and C, Facial and computed tomography (CT) scan views taken during infancy that indicate microtia with an absent external auditory canal, hypoplasia and clefting through the zygomatic arch, and mandibular malformation (Type IIB) with a shortened posterior facial height and a rudimentary condyle. D, Frontal and CT scan views taken when the patient was 3 years old indicate no progression of the malformation. E, The same child when she was 5 years old just before undergoing a mandibular procedure at another institution. At surgery the mandible was derotated to shift the chin to the midline with the creation of a posterior open bite on the ipsilateral side. A costochondral graft was harvested and used to reconstruct the left condyle ascending ramus. An acrylic splint was then worn for several years in an attempt to “grow” the left maxilla and relieve the posterior open bite. The external ear was later reconstructed, but with suboptimal results. F, G, H, and I, Facial and CT scan views of the patient when she was 15 years old, at the time of referral to this surgeon (i.e., 10 years after costochondral grafting) and without other interventions. There has been extensive overgrowth of the costochondral graft previously placed on the left side of the mandible. This has negatively altered (distorted) the growth of the whole mandible and the maxilla, and it has also resulted in limited mandibular mobility. There is gross distortion of the entire face, with negative effects on the airway, speech articulation, chewing ability, lip closure/posture, and self-esteem. J, K, L, and M, Comparable CT scan views are shown when the patient was 3 years old (i.e., before rib grafting) and at the age of 15 years (i.e., 11 years after rib grafting).

If a first-stage mandibular procedure is carried out during the mixed dentition for the Type IIB or III malformation, then the need for definitive mandibular reconstruction in conjunction with a Le Fort I maxillary osteotomy and an osseous genioplasty at the time of skeletal maturity should be anticipated.3,16,28,27 The idea of carrying out a mixed dentition mandibular reconstruction to avoid definitive maxillomandibular orthognathic reconstruction during adulthood is generally unrealistic.

The rationale for postponing the correction of the dentofacial deformity until the time of “early” skeletal maturity is the same as that for the correction of the jaw deformity associated with a repaired cleft palate and most other routine dentofacial deformities (e.g., long face growth pattern, primary mandibular deficiency, maxillary deficiency in combination with relative mandibular excess). This rationale includes the consideration of the following: 1) avoiding injury to the developing permanent dentition and the inferior alveolar nerves 2) avoiding soft-tissue scarring 3) avoiding the loss of ramus marrow space that will complicate the success of necessary redo ramus osteotomies 4) minimizing negative psychosocial memories of earlier jaw surgery that may prevent the patient and family from later pursuing definitive reconstruction and 5) avoiding the iatrogenic three-dimensional deformation of the mandible that limits long-term success. In addition, any orthodontics carried out during the mixed dentition will not be reflective of the permanent dentition; a final course of braces would also be required.

Patients with HFM who have a significant degree of vertical, horizontal, and transverse maxillary deformity will also require Le Fort I maxillary osteotomy in segments. No lesser approach will be sufficient. The surgical objectives of the upper jaw surgery may include the following:

1. Cant correction of the maxilla with the asymmetric intrusion of the anterior maxilla to establish a more normal upper lip–to–tooth relationship in repose and during smiling as well as to improve lip competence (i.e., roll orientation)

2. Correction of the maxillary dental midline to the facial midline with control of the yaw orientation to achieve an improved cheek region appearance and a better angle of mandibular symmetry

3. Either extrusion or intrusion of the posterior maxilla on each side, depending on the extent of counterclockwise rotation required to achieve adequate horizontal projection of the mandible and chin (i.e., pitch orientation)

4. Widening of the maxilla (i.e., segmentation) to correct crossbites and to add facial fullness

5. Horizontal advancement to improve midface projection and to open the upper airway

6. Bone grafting of the zygomatic buttress on the ipsilateral side to improve facial symmetry

7. Provision of access for intranasal procedures (e.g., septoplasty, inferior turbinate reduction, recontouring of the pyriform rims and the nasal floor).

Safe and effective first-stage Le Fort I osteotomies carried out during the mixed dentition are not practical as a result of the location of the developing teeth and the expected inhibition of any postoperative horizontal maxillary growth.

Osteodistraction Reconstruction of the Mandible during Childhood

Since 1992, DO has been used as a technique in an attempt to correct mandibular morphology in young patients with HFM.* In 2002, a literature overview was published by Mommaerts and colleagues to address the long-term results of early DO among patients with HFM.148 It was concluded that no convincing evidence supported the benefits of DO over other techniques for the treatment of HFM, and DO was not found to offer advantages with regard to the limiting of complications. In 2009, Nagy and colleagues published a critical and exhaustive literature review in search of evidence of long-term stability after early distraction osteogenesis of the mandible in patients with HFM.163 Eighty-nine relevant articles were reviewed. Only 13 studies were found to have sufficient scientific merit to be included. The authors concluded the following:

1. The majority of the studies reported unstable results after DO with regard to facial symmetry that especially affected ramus height.

2. Clinicians frequently hypothesized that the volume of the soft tissues of the affected side would increase after DO in patients with HFM. Interestingly, the only published study that used a volumetric evaluation showed no postsurgical improvement of the soft-tissue deficiency on the affected side after DO reconstruction.

3. Even after accepting the shortcomings of certain study designs and evaluation methods, none of the published studies demonstrated the convincing long-term stability of the mandibular dimensions after DO mandibular elongation.

4. Relapse in regeneration after DO was seen in the majority of the studies that used reliable evaluation methods.

5. Repeated DO was reported to be necessary when pursuing attempts to maintain facial symmetry during growth in the patient with HFM. Therefore, any gains in mandibular dimensions after early DO were not stable, whether as a result of relapse or growth impairment.

6. In published reports, most children with HFM were still rated as “unattractive” after surgery and showed no “improvement in self-esteem.” Children with HFM have an elevated risk for childhood psychosocial difficulties.

7. If early DO is the treatment that is selected to be carried out during childhood for HFM, the patient and family must accept that the procedure will have to be repeated later during the patient’s life.

Costochondral Graft Reconstruction of the Mandible during Childhood

There are several basic theories regarding the mechanism of how mandibular growth occurs:

1. One theory of mandibular growth involves chondroblastic proliferation (i.e., cartilage formation with subsequent osseous replacement). Linear growth is primarily thought to be the result of condylar cartilage proliferation pushing the mandible forward and downward.

2. A second theory is the functional matrix theory, which explains mandibular growth primarily as a result of facial soft-tissue growth with subsequent projection (or pulling) of the mandible downward and forward in response to the forces of function. The condyle (and the condylar cartilage) is thought to merely secondarily react to the stimulating functional matrix forces that draw the mandible downward and forward. This is the theory behind the use of a Herbst appliance to “grow” a small mandible.

3. A third line of thinking is that both theories have merit. This explanation holds that a condylar growth center (i.e., chondroblastic proliferation) is present but that it is at least somewhat influenced by the physiologic function (i.e., functional matrix) of the mandible.

When the condyle and the components of the ascending ramus are hypoplastic or absent in patients with conditions such as HFM, surgeons have selected varied donor sources to replace the missing parts.* Autogenous replacements for the condyle have included 1) the metatarsal bones 2) the proximal head of the fibula 3) the costochondral junction of the rib (CCJ/rib) and 4) the sternoclavicular joint.

In general, the CCJ/rib bone is an expendable donor site and often an ideal morphologic contour match, with adequate strength at the mandibular recipient site. For these reasons, the CCJ/rib bone has been commonly used as a substitute for the “condylar growth center” and for the replacement of components of the ascending ramus. Unfortunately, in the skeletally immature patient, clinical observation after transplantation confirms unpredictable growth of the graft as compared with what would be considered “normal” growth or growth that is equivalent to the contralateral “normal” side of the mandible.

Clinical experience indicates that the CCJ/rib graft that is placed in the child or young teenager is prone to excessive growth. Although some would argue that overgrowth of the mandible and the need for additional surgical correction is a relatively minor consequence, experienced clinicians have found the secondary distortions in the maxillomandibular complex difficult to correct in a satisfactory way as compared with what could be achieved by single-stage reconstruction at the time of early skeletal maturity (Fig. 28-11). Unless pressing functional issues occur during childhood (e.g., obstructive sleep apnea), the advantages of a single-stage approach at jaw growth maturity to achieve favorable long-term function and aesthetic enhancement are difficult to ignore (Figs. 28-12 through 28-16).

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Figure 28-11 The 15-year-old girl who was born with hemifacial microsomia on the left side of the face and who was shown in Fig. 28-10 is shown at the time of referral to this surgeon. It has now been 10 years since she underwent left mandibular reconstruction with a costochondral graft. The mandibular opening was limited to approximately 23 mm but without bony ankylosis. The physical findings were the result of both the original malformation and the surgical intervention earlier during her life. She then underwent a combined orthodontic and surgical approach with this surgeon. A, Facial and computed tomography scan views taken when the patient was 15 years old indicate the extent of deformity and asymmetry. Articulated dental cast indicates analytic model planning to derotate the maxillomandibular complex (i.e., roll orientation correction). B, Facial views in repose before and after reconstruction. C, Frontal views with smile before and after reconstruction. D, Right oblique facial views before and after reconstruction. E, Right profile views before and after reconstruction. F, Left oblique facial views before and after reconstruction. G, Left profile views before and after reconstruction. H, Occlusal views before and after reconstruction. I, Lateral cephalometric radiographs before and after reconstruction.

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Figure 28-12 A child who was born with right-sided hemifacial microsomia (Type IIA mandible) was followed up longitudinally without skeletal interventions until jaw maturity. No progression of the malformation occurred with growth. The patient had nasal obstruction and forced mouth breathing, and she developed a long face growth pattern. There is clockwise rotation of the maxillomandibular complex with a retrognathic profile (i.e., pitch orientation). The chin is also vertically long and retrusive. There is severe canting of the maxillomandibular complex (i.e., roll orientation). The patient was referred to this surgeon and agreed to further orthodontic treatment and orthognathic surgery. Her procedures included maxillary Le Fort I osteotomy (vertical intrusion, counterclockwise rotation, and correction of cant); bilateral sagittal split ramus osteotomies (correction of asymmetry, counterclockwise rotation, and horizontal advancement); osseous genioplasty (vertical reduction and horizontal advancement); and septoplasty, inferior turbinate reduction, and nasal floor recontouring. A, Frontal views from 6 months to 14 years of age. B, Frontal views in repose before and after reconstruction. C, Frontal views with smile before and after reconstruction. D, Profile views before and after reconstruction. E, Worm’s-eye views before and after reconstruction. F, Occlusal views before and after reconstruction. G and H, Articulated dental casts indicate analytic model planning. I, Lateral cephalometric radiographs before and after reconstruction.

C,D, From Posnick JC: Hemifacial microsomia: evaluation and staging of reconstruction, J Oral Maxillofac Surg 56:646, 1998.

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Figure 28-14 A girl who was born with a severe form of hemifacial microsomia (right side) that included extensive involvement of the upper facial skeleton (including micro-ophthalmia, lower facial skeleton issues (Type IIA mandibular malformation), and the external ear. She had undergone multiple intracranial cranio–orbital procedures, with limited success. She was referred to this surgeon as a teenager, and she underwent two additional reconstructive procedures. The first included cranio–orbito–zygomatic reconstruction through a coronal scalp incision (i.e., an intracranial approach) that required osteotomies of the cranial vault, the orbit, and the zygoma; this included autogenous cranial bone grafting. The second required orthognathic surgery, including a Le Fort I osteotomy (cant correction and horizontal advancement), bilateral sagittal split ramus osteotomies (asymmetry correction and horizontal advancement), and an osseous genioplasty (horizontal advancement) in combination with orthodontic treatment. The patient is shown before and after the two described procedures. A, Frontal views in repose before and after reconstruction. B, Worm’s-eye view before surgery and frontal view with smile after reconstruction. C, Right and left profile views after reconstruction. D, Occlusal views before and after reconstruction. E, Articulated dental casts that indicate model planning. F, Lateral cephalometric radiographs before and after reconstruction. G, Intraoperative views of upper orbits before and after redo cranio-orbit zygomatic reconstruction. H, Intraoperative views of cranial vault before and after redo cranio-orbito-zygomatic reconstruction. A,B,D, From Posnick JC: Hemifacial microsomia: evaluation and staging of reconstruction, J Oral Maxillofac Surg 56:648, 1998.

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Figure 28-15 A boy who was born with hemifacial microsomia involving the right side of face. There was also a Type IIB mandibular malformation. The patient was followed longitudinally without treatment intervention until he approached skeletal maturity. Facial views demonstrate no progression of the malformation. After the patient was in the adult dentition and his orthodontic decompensation was complete, he underwent single-stage reconstruction that included Le Fort I osteotomy in segments (cant correction, horizontal advancement arch expansion, and vertical adjustment); left-sided sagittal split ramus osteotomy; right mandibular reconstruction with a costochondral graft (horizontal advancement and asymmetry correction); osseous genioplasty (asymmetry correction and horizontal advancement); and septoplasty, inferior turbinate reduction, and bilateral otoplasty (i.e., ear set-back). A, Frontal facial views in repose from the ages of 11 to 14 without treatment intervention indicate no progression of deformity. B, Illustrations of the presenting skeletal deformities and of the reconstruction that was carried out. Part B modified from an original illustration by Bill Winn. C and D, Articulated dental casts that indicate analytic model planning with the use of the “mandible first” technique (see Chapter 14). E, Frontal views in repose before and after reconstruction. F, Frontal views with smile before and after reconstruction. G, Left oblique facial views before and after reconstruction. H, Right oblique facial views before and after reconstruction. I, Occlusal views with orthodontics in progress and after reconstruction. J, Frontal facial and computed tomography scan views after reconstruction. K, Profile computed tomography scan views before and after reconstruction that indicate mandibular malformation and costochondral graft reconstruction.

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Figure 28-16 A newborn with a bilateral form of hemifacial microsomia that is more severe on the left side than the right and that involves the facial soft tissues and the jaws. The upper facial skeleton and the adnexal structures were essentially normal. The patient had an adequate airway and feeding ability at the time of birth and throughout childhood. At another institution when she was 7 years old, she underwent bilateral external distraction of the mandible. The procedure was unsuccessful for improving the mandibular dysmorphology or the occlusion. When she was 11 years of age, at another institution, the patient underwent a second mandibular distraction procedure with an internal device. This was also unsuccessful for improving the mandibular malformation or malocclusion. The patient had also undergone bilateral external ear reconstruction with a suboptimal result, and she wore external hearing aids. She presented to this surgeon when she was 15 years old with orthodontics in progress including 4 bicuspid extractions. She had a lifelong history of obstructed nasal breathing and deformities of the maxilla and the mandible. There was a marked Class II anterior open-bite malocclusion. An assessment was carried out that included an evaluation of the cervical spine, a complete computed tomography scan, and evaluation by a speech pathologist and an otolaryngologist. Reconstruction was executed and included septoplasty and inferior turbinate reduction; Le Fort I osteotomy (horizontal advancement, vertical adjustment, and counterclockwise rotation); bilateral ramus osteotomies (horizontal advancement and counterclockwise rotation) with interpositional grafting; and osseous genioplasty (vertical shortening and horizontal advancement). A, Facial views at 1 year of age, before any intervention. B, Facial views at 7 years of age, with bilateral mandibular distractors in place. C, Facial views at 8 years of age (i.e., 1 year after mandibular distraction) that indicate residual malocclusion and deformities of the maxilla and the mandible. D, Facial view at 11 years of age with bilateral mandibular distractions in place. E, Facial view, computed tomography scan, and occlusal views at 15 years of age at the time of referral to this surgeon. F, Profile and computed tomography scan views at time of referral to this surgeon. G, Articulated dental casts that indicate analytic model planning with the “mandible first” technique (see Chapter 14). H, Facial views with smile before and after reconstruction. I, Oblique facial views before and after reconstruction. J, Occlusal views with orthodontics in progress and after reconstruction. K, Lateral cephalometric radiographs before and after reconstruction.

Scientists began to focus on the biodynamics and growth of the transplanted CCJ/rib during the early 1990s. Researchers have addressed questions about differences in the biologic nature of the cartilage of the CCJ/rib; the epiphyseal growth plate; the mandibular condyle; and the sternoclavicular joint. It is now clear that the cartilage associated with the CCJ/rib and the epiphyseal plate of a long bone are derived from the primary cartilaginous template of the skeleton. These cartilages are relatively resistant to extrinsic competitive growth-related factors. Alternatively, the mandibular condyle and sternoclavicular cartilages arise from their own blastemas in association with the periosteum and then form as secondary cartilages.

Peltomaki and colleagues used a rat model to analyze the dynamic histology that occurred with the growth of the CCJ/rib.183192 The observed histologic findings are dependent on the amount of cartilage that remains on the autogenous CCJ at the time of transplant. One of the initial findings of these authors was that “costochondral grafts do not adapt to the new environment, but rather preserve their inherent growth potential.” In subsequent studies, Peltomaki and colleagues continued to explore the idea of whether the intrinsic growth of the CCJ/rib may also be influenced by the interaction of hormonal factors and masticatory movements.183192 It is now clear that variations in mandibular growth after the use of a CCJ/rib graft in both humans and experimental animal model simulations likely vary in accordance with the amount of cartilage used in the graft.

Peltomaki notes that, in the CCJ/rib the distance from the bone cartilage junction to the germinative zone is approximately 0.4 mm to 0.5 mm. It is evident that the germinative cells will invariably be included in a CCJ/rib graft. It is also evident that, in clinical practice, considerable variation in the amount of germinative cells maintained will occur. The reported clinical differences in mandibular growth after the replacement of the condylar process with a CCJ/rib graft is likely the result of variations in the amount of cartilage included in each graft. Peltomaki believes that the number of germinative cells has a direct impact on rib elongation (i.e., overgrowth). Clinicians should be cognitive of the fact that the amount of cartilage included in the graft is of significance with respect to the future growth of the reconstructed condyle–ramus unit. It is currently impossible to estimate the optimal amount of cartilage to be preserved in each individual case. Nevertheless, clinical and experimental studies support the notion that, by including only a “small amount” of cartilage in the CCJ/rib graft, less postoperative growth (i.e., overgrowth) can be expected.

Peltomaki examined the growth of the mandible after CCJ/rib graft condyle replacement in marmoset monkeys. Interestingly, in adult animals, the amount of cartilage did not make any difference with regard to the postoperative mandibular measurements. In the growing animal, a postoperative gradual deviation of the midline to the unoperated side occurred. The greater the amount of cartilage left in the graft at the time of transplantation, the greater the amount of midline deviation observed over time.

For a series of human patients, Peltomaki reviewed the histology of surgically removed overgrown CCJ/rib grafts that were initially placed during childhood. On the basis of the data, he believes that the unpredictable growth of the constructed condyle–ascending ramus is a common occurrence. Clinical and histologic examination revealed that the clinical type of overgrowth (i.e., linear versus exuberant) was not related to any specific microarchitecture, which in itself showed considerable variation. This suggested that other local factors (e.g., mandibular movement, loading of the reconstructed condyle) may also have an effect on the subsequent and eventual growth and overgrowth.

In general, for a first-stage mandibular procedure that is carried out during childhood to be considered successful in a patient with HFM, the growth of the reconstructed side of the mandible should equal or at least be close to that of the contralateral normal mandible. Unfortunately, despite decades of surgical experience with the use of the CCJ/rib graft as a reconstructive option for the missing condyle–ascending ramus in the growing patient with HFM, this option has not passed the test. Overgrowth is a frequent and serious consequence. The mechanism that causes this postsurgical growth disturbance is now clear. Predictable methods of overcoming this complication while still allowing the CCJ/rib graft to be effective have not been realized.

Osteodistraction of the Residual Mandibular Deformity after Costochondral Graft Placement during Childhood

Wan and colleagues reported their findings for the reconstruction of Type IIB and III mandibular malformations in patients with HFM.279 Their basic approach was to reconstruct the ipsilateral mandible with a CCJ/rib graft (N = 30 grafts, 27 patients) during the mixed dentition (mean age, 9.9 years ± 4.1 years). As a result of a high failure rate, this was followed by DO treatment of the residual deficient mandible. CCJ/rib graft failure that required regrafting occurred in 7 out of 30 cases (23%). Undergrowth that required DO during the mixed dentition occurred in 17 cases (57%). Overgrowth with severe distortion that required surgical correction occurred in 3 of the 30 cases (10%). For the majority of study patients who later required CCJ/rib graft DO, the complication rate was exceedingly high. In addition, all study patients (N = 27) required definitive orthognathic surgery at growth maturity, despite earlier procedures having been carried out.

Corcoran and colleagues presented a series of 8 patients with HFM who underwent mixed dentition costochondral reconstruction and who then submitted to DO.33 They found a 62.5% complication rate. Stelnicki and colleagues similarly reported on 9 patients who underwent mixed dentition CCJ/rib graft reconstruction and then required distraction.252A They reported a 33% rate of fibrous nonunion as well as other significant complications and limited ultimate success. On the basis of current published studies, it must be concluded that first-stage mandibular reconstruction with the use of CCJ/rib grafts during the mixed dentition for patients with Type IIB and Type III HFM deformities is fraught with complications and achieves limited success. The theory that a mandible reconstructed in this way can be reliably “distracted’ later if it does not grow normally has proved to be false.

Facial Soft-Tissue Reconstruction

A variety of well-intentioned surgical attempts to correct the soft-tissue deficiencies of the eyelid adnexal regions in patients with HFM have been carried out. The transposition of a pedicled upper eyelid skin–muscle flap to the lower eyelid’s deficient region is not technically difficult, but the resulting adnexal scarring inevitably results in an operated look that generally detracts from any positive advantages of the procedure. For this reason, it may be best for the patient and the family to consult an experienced pediatric oculoplastic surgeon when considering even minor eyelid surgical procedures for the patient with HFM. Decisions about the removal of epibulbar or bulbar dermoid cysts from the adnexal region are based on eye function and eyelid aesthetics.

The inferior displacement of the lateral canthus in a patient with HFM is a reflection of both orbital dystopia and hypoplasia of the lateral canthi and other components of the eyelid structures. Correction of the orbital dystopia through osteotomies and bone grafting and the completion of a direct lateral canthopexy are helpful and should be carried out when indicated, but these procedures will not fully correct hypoplasia of the lateral canthal complex.

When temporal fossa hollowing is clinically noticeable in the patient with HFM, it is a reflection of multilevel hypoplasia that may include that of the skin, the temporoparietal fascia, the temporalis muscle, and the squamous portion of the temporal bone. Attempts to fill the soft-tissue defect with local pericranial or temporoparietal flaps are generally not effective, because these tissues are part of the deficiency. The intrinsic hypoplasia of these flaps (i.e., of the temporoparietal fascia and the temporalis muscle) also explains why they have limited utility for adnexal region subcutaneous augmentation.

For many patients, the extent of soft-tissue hypoplasia in the preauricular–cheek region will be distinctly noticeable at conversational distance, even after effective skeletal reconstruction.61,86,89,91,117,123,124,149,204,205,244,245,258,268,269 This results from multilevel hypoplasia of the subcutaneous tissue; the fat; the muscles of mastication and facial expression; and the parotid gland. For these patients, a well-designed soft-tissue “free” vascularized composite flap should be considered. When meticulously designed and expertly executed, the transfer of soft-tissue flaps from other body regions (with microvascular reanastomosis) may be the alternative of choice. Parascapular free flaps have become the workhorse for the reestablishment of facial soft-tissue volume since this process was first described by Dos Santos.40 Siebert and colleagues found that the parascapular flap allows for the reasonable correction of contour defects and yields improved facial aesthetic results in selected patients with HMF while minimizing scarring by providing vascularized soft tissue in the subcutaneous plane.244,245 Fortunately, hypoplasia of the centrally located soft tissues of the face (i.e., the nose, the medial aspects of the upper and lower lips, and the submental region) is not seen in patients with HFM. The soft-tissue reconstruction requires an experienced microvascular surgeon working closely with a maxillofacial and a auricular surgeon to coordinate the flap inset; to minimize recipient-site morbidity; and to coordinate skeletal and soft-tissue reconstruction. The timing of soft-tissue preauricular–cheek region reconstruction is generally planned to follow the skeletal reconstruction.

Advocates of the DO technique for mandibular reconstruction in patients with HFM had hoped that the soft tissues (i.e., the skin, subcutaneous tissue, and muscle) would increase in bulk when this method is used. However, this hoped-for advantage has not been documented by clinical studies. Of importance is that effective skeletal reconstruction by whatever means will favorably influence the aesthetic appearance of the soft-tissue envelope; however, it will not directly increase the soft-tissue volume.

Dermal fat grafts, autogenous fat injections, and other forms of soft-tissue augmentation have gained in popularity. The results of autogenous fat injection are variable and considered technique sensitive, but are generally not harmful and clearly promising. Tanna and colleagues investigated the use of serial autologous fat grafting to restore soft-tissue contour in patients with HFM.259 Patients with moderate to severe HFM were divided into two groups. Group I included those who were undergoing microvascular free-flap reconstruction (i.e., inframammary extended circumflex scapular flaps, n = 10). Group II included patients who were undergoing multiple staged autogenous fat grafting (n = 21). The two patient groups had similar OMENS scores (2.4 and 2.3, respectively) and similar pre-reconstruction facial symmetry scores (74% and 75%, respectively). During the final evaluation, facial symmetry scores were 121% for the microvascular free-flap group and 99% for the fat-grafting group. Furthermore, no statistically significant difference between the microvascular and fat graft groups with regard to either patient or physician rating of overall satisfaction was noted.67,107,259

External Ear Reconstruction

In the hands of a few experts, surgical reconstruction of the external ear can be satisfactorily achieved with a staged approach.8,1015,54,260,261 The methods described by Brent continue to represent the reference standard for auricular reconstruction.1015 The successful placement of a well-sculpted autogenous cartilage framework is the foundation for a sound auricle repair. Brent prefers to wait until the patient is at least 6 years old, when rib cartilage is adequate for the reconstruction in most children. The synchondrotic region of the sixth and seventh ribs will then provide an ample cartilage block to use to form a framework for the ear. With the use of a prefabricated template of the contralateral ear and preoperatively determined measurements of the face, the ear’s position and size are chosen, and a small preauricular incision is made. Other stages of auricular construction include lobule transposition, the detachment of the ear with a skin graft, hairline management, and tragus construction. Other options for external ear reconstruction include the use of alloplastic and homologous frameworks. Alloplastic materials currently in use include silicone or Medpor (Porex Surgical, Inc, College Park, Ga). These foreign substances are more susceptible to infection, soft-tissue wound dehiscence, and minor trauma, even decades after reconstruction. Techniques of tissue engineering with bovine cartilage cells continue to be tested; these cells can be grown in the laboratory and seeded on a synthetic biodegradable ear template that is then implanted beneath the skin of an immunocompetent mouse. Unfortunately, until tissue engineering evolves beyond the currently encountered immunogenic problems, sculpted autogenous rib cartilage will remain the material of choice for the surgical repair of the ear.

Before completing microtia reconstruction, a decision must be made about whether middle-ear surgery will eventually be carried out. Auricular construction should precede any middle-ear surgery; after an atretic ear canal is opened, the chances of obtaining a satisfactory auricular reconstruction are severely compromised as a result of scarring of the soft-tissue envelope. Consideration should also be given to the need for condyle-ascending ramus reconstruction (i.e. Type IIB and Type III malformations). If CCJ/rib graft harvesting will also be required then the location of each donor site becomes even more important.

External Auditory Canal and Middle-Ear Reconstruction

Occasionally, neurosensory hearing loss is present in the patient with HFM, but hearing loss is generally attributable to external auditory canal stenosis or atresia, hypoplasia of the middle-ear cavity, or ankylotic or missing ossicles.17,18,223,280 Ankylotic or non-functioning ossicles limit hearing conduction to the same extent that would occur if the ossicles were absent. Generally, attempts to reconstruct the external auditory canal and the bones of the middle ear for patients with HFM are not carried out. As long as adequate hearing is present in the contralateral ear, clinical problems generally relate only to the patient’s ability to locate the origin of the sound. For most patients, attempts to restore middle-ear function involve residual conductive hearing loss to the extent that “stereo” hearing is rarely achieved.

Bone-Anchored Hearing Aid Option

A bone-anchored hearing aid (BAHA) consists of a permanent titanium fixture that is surgically implanted into the skull bone behind the ear and a small detachable sound processor that clips onto the fixture. BAHAs are suitable for people with conductive or mixed hearing loss who cannot adequately benefit from or who prefer not to use conventional hearing aids.

Colquitt and colleagues completed a systematic review and economic evaluation of BAHAs for people who are bilaterally deaf. 29 Previous prospective studies of adults or children with bilateral hearing loss were eligible for review. Twelve studies were included; there were seven cohort pre-post studies and five cross-sectional audiologic comparison studies. Comparisons were made between BAHAs and the following: 1) conventional hearing aids, which are also known as air-conduction hearing aids (ACHAs) 2) bone-conduction hearing aids (BCHAs) and 3) unaided hearing and ear surgery. The study also looked at 4) unilateral versus bilateral BAHAs. Outcomes reviewed included hearing measures, validated measures of quality of life, adverse events, and measures of cost-effectiveness.

There appeared to be some audiologic benefits of BAHAs for this group of patients including 1) improvements in speech as compared with BCHAs and 2) understanding and noise as compared with ACHAs (however, ACHAs may produce better audiologic results for other outcomes). In addition, 3) hearing was found to be improved with the use of BAHAs as compared with unaided hearing and 4) studies that compared unilateral with bilateral BAHAs suggested the benefits of bilateral BAHAs in many situations.

However, prospective case series of BAHAs reported rates of 6.1% to 19.4% for the loss of the implants over time. In addition, the financial analysis suggests that BAHAs may not be a cost-effective option in terms of hearing gain and probability of needing alternative aids. Interestingly, the greater the benefit to the individual from aided hearing and the greater the difference in the proportion of people using the hearing aid for more than 8 hours per day, the more likely the BAHAs were a cost-effective option.

Janssen and colleagues completed a systematic review of bilateral BAHAs for bilateral permanent conductive hearing loss.88 This was a review of the literature from between 1977 and 2011, and it included studies in which subjects of any age had permanent conductive hearing loss and bilateral implanted BAHAs. Eleven studies met the criteria for data analysis. Bilateral BAHAs were found to provide audiologic benefit as compared with unilateral BAHAs (i.e., improved thresholds for tones, speech in quiet and in noise, improved localization/lateralization, and patient’s perceived subjective benefit). Disadvantages of bilateral BAHAs included 1) listening in noise in some condition 2) presumed additional cost and 3) presumed increasing adverse event risk. The authors concluded that bilateral BAHAs provided additional objective and subjective benefit as compared with unilateral BAHAs.

Conclusions

Hemifacial Microsomia generally occurs sporadically and without a familial pattern. It is characterized by variable deficiencies of the skeletal and soft-tissue structures within the nasal placode and the first and second branchial arches, primarily on one side. Considerations during infancy and early childhood center on airway, feeding, hearing, vision, and the need for psychosocial family support. The degree of malformation present at the time of birth in the patient with HFM is believed to be relatively stable and non-progressive with age.

The current approach to the correction of the malformations associated with HFM is to stage the reconstruction to coincide with facial growth patterns, visceral functions, and psychosocial development. A precise morphologic analysis of each patient’s anomalies followed by a broad-based reconstructive plan serves to clarify for the clinicians and the family the objectives of each stage and method of treatment. As we continue to define our rationale for the timing, methods, and extent of interventions and then to objectively evaluate the functional, morphologic, and psychosocial outcomes, we will improve the outlook for individuals who are affected by HFM.

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