Head and Neck Neoplasia

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Head and Neck Neoplasia

Basic concepts

Head and neck tumours include a wide spectrum of pathologies with different patterns of behaviour. The complex anatomy of this region makes their management difficult as therapy may result in disruption of speech, swallowing and cosmesis. Patients with head and neck cancer need to be treated in specialist (tertiary) cancer centres by specialist multidisciplinary teams (MDT).

Squamous cell carcinoma of the upper aerodigestive tract accounts for over 90% of tumours in this region.

Management of head and neck cancer is dependent on histological diagnosis, staging and grading of the tumour. The patient’s wishes are equally important factors in determining therapy. Some patients may not be fit for aggressive curative treatment and others may refuse treatment. The head and neck oncologist uses surgery, radiotherapy and chemotherapy as treatment modalities. In general, early cancers are treated with single-modality therapy and advanced cancers require combined modality. A treatment algorithm for head and neck cancer is shown in Figure 4.1.

Aetiological factors

Cancer develops through a complex multifactorial process (Fig. 4.2). The majority of head and neck cancers result from exposure to carcinogens, mainly via tobacco. Chewing tobacco is also carcinogenic and associated with mouth cancer. Alcohol appears to act synergistically with smoking. Betel nut, which is widely chewed in the Indian subcontinent, is a strong carcinogen for mouth cancer, hence the very high incidence of oral cancer in this region. Exposure to ionizing radiation is implicated in thyroid cancer and sarcomas. Oncogenic viruses such as human papilloma virus (HPV) are known to induce tumours in squamous epithelium. HPV is contracted through oral sex and is thought to be the cause of the increase in incidence of oral and oesophageal cancers in younger patients. Epstein–Barr virus (EBV) is associated with nasopharyngeal cancer and Burkitt’s lymphoma. Heavy metals, such as nickel or chromium, and hardwood dust exposure are important occupational carcinogens. Severe chronic dental caries is thought to predispose to mouth cancer.

The incidence of head and neck cancer is increasing and the demographics are changing, with more younger men and women being diagnosed. This is due to changes in lifestyle habits such as smoking, alcohol consumption and sexual activity.

Genetic factors also predispose to cancer. Multiple endocrine neoplasia (MEN) is an inherited condition associated with medullary thyroid cancer (MTC) and caused by a specific gene mutation.

Premalignant conditions in head and neck cancer

Head and neck cancer may develop de novo but in a significant proportion of cases premalignant conditions exist long before the tumour develops. These lesions arise as a result of chronic exposure to carcinogens. Dysplasia is the pathological term to describe changes in the cell structure and epithelium architecture which predispose to cancer. Dysplasia ranges from mild, moderate, severe to carcinoma in situ. The management of dysplastic lesions depends upon their size, severity and location. Lifestyle changes are very important: if exposure to the carcinogen is removed, the dysplastic lesion may resolve. Surgery is used to remove localized premalignant lesions. Radiotherapy is useful in diffuse dysplasia. Retinoids have been used in oral dysplasia. New diagnostic screening mouthwashes are also available to detect premalignant lesions.

Clinical manifestations of premalignant conditions are leukoplakia (white patch) or erythroplasia (red patch) which may affect the mucosa (Figs 4.3 and 4.4). These often present as superficial lesions and should be biopsied to determine the grade of dysplasia.

Lichen planus

Erosive lichen planus of the oral cavity (Fig. 4.5) may progress to cancer. The common form of lichen planus, which is benign, is located in a symmetrical distribution on the buccal mucosa and tongue. The erosive variety appears in the floor of the mouth. Biopsy is mandatory to identify the type of lichen planus and to distinguish it from leukoplakia.

Principles of treatment

The treatment options in head and neck neoplasia include:

The preferred modalities, either singularly or in combination, can only be determined by patient assessment, histological information and the extent of the local and regional disease. The majority of head and neck malignancies require primary radiotherapy followed by salvage surgery for recurrent and residual disease (RRD). In advanced disease, treatment will be palliation.

Neck lumps – introduction

Many neck swellings may be diagnosed after a comprehensive history and a thorough clinical examination of the head and neck. Further evaluation with imaging, endoscopy and biopsy will be required in some instances. It is inappropriate to resort to open biopsy until a full evaluation of local and distant diagnoses has been undertaken. An incorrect biopsy technique of a neck lump may compromise the prognosis of a patient with metastatic neck disease.

It is useful to consider separately the diagnosis of neck lumps in children and adults. The ‘80 : 20 rule’ applies to malignant and benign causes of neck masses (Fig. 4.7). In the adult it must be remembered that metastatic neck disease may occur from structures below the clavicle (Table 4.1).

Table 4.1 Infraclavicular sites of malignancy that may cause neck lumps by metastatic spread

Lung Kidney
Breast Prostate
Stomach Uterus
Pancreas  

Clinical history and examination

In addition to a routine history, specific questions must be posed. The ‘20 : 40 rule’ is useful in considering the diagnostic possibilities of a neck lump (Table 4.2).

Table 4.2 The ‘20 : 40 rule’ applied to neck lumps

Age (years) Possible causes of neck lump
Less than 20 Inflammatory neck nodes (e.g. due to tonsillitis)
  Congenital lesions (e.g. thyroglossal cysts, brachial cyst, midline dermoid, cystic hygroma)
  Lymphoma
20–40 Salivary gland pathology (calculus, infection, tumour)
  Thyroid pathology (tumour, thyroiditis, goitre, lymphoma)
  Chronic infection (tuberculosis, HIV)
Greater than 40 Primary or secondary malignant disease

The presence of pain is a helpful clue to diagnosis. Inflamed tissue, e.g. the lymph nodes, will be tender. Salivary gland calculi may present with recurrent pain and swelling, especially during eating. Congenital lesions such as branchial and thyroglossal cysts may present as painful neck lumps. It is important to establish whether the lump is increasing, decreasing or static in size. The level of tobacco and alcohol intake should be determined.

The primary head and neck sites of malignancy may give rise to very specific symptoms including:

Earache may be referred from neoplastic lesions in the upper food passages (see Fig. 1.28, p. 13). Referred otalgia is a poor prognostic sign in head and neck neoplasia.

In the presence of a neck lump, any weight loss is significant and implies the presence of malignant disease. If associated with dysphagia, the site is usually in the upper digestive tract, but particularly in the pharyngo-oesophageal region.

Certain systemic symptoms may also give clues to the aetiology of a neck lump. Malaise is a feature of lymphoma and tuberculosis. Nocturnal fevers and pruritus are also common in lymphoma.

It is important to perform a thorough examination of the head and neck, especially the upper aerodigestive tract, as well as looking for other lumps, e.g. in the liver, spleen or axillae. The scalp should be carefully examined, as a primary malignancy in this site is commonly overlooked as a cause of metastatic neck disease. The precise features of the lump should be noted and, if laterally sited, its position in the triangles of the neck accurately described (Fig. 4.8). This approach is useful as an aid to remembering structures located in the triangles which may give rise to pathology. A mass in the midline is most frequently of thyroid origin. Nasopharyngeal carcinoma may present as unilateral or bilateral metastatic nodes in the posterior triangle of the neck. An isolated mass in the supraclavicular region is likely to be metastatic disease from sites below the clavicle (Table 4.1).

Multiple neck lumps are most likely to be lymph nodes. There are over 100 lymph nodes on each side of the neck, although they tend to be confined to relatively discrete areas rather than evenly distributed (Fig. 4.9).

Palpation of a neck lump may reveal the presence of pulsation, e.g. carotid body tumours. It is important to determine that this pulsation is not transmitted from arteries in the neck. A pulsatile neck lump should be auscultated to detect the presence of a bruit.

Investigations

The approach to neck lumps is discussed early in this chapter. A proportion of them will be considered to be sinister in origin i.e. either primary or metastatic malignancies. The modern practice is to refer to a “Rapid Access Neck Lump Clinic”, where a multidisciplinary team (MDT) of Head and Neck Surgeon, Radiologist and Cytologist can assess in a one-stop clinic scenario.

An MDT approach will allow clinical examination, a radiological assessment, usually an ultrasound, followed by Fine Needle Aspiration Cytology (FNAC). The cytologist will then identify the specimen and decide its nature (Fig. 4.10):

This will direct the management to further and more sophisticated investigations such as CT, MRI or PET scanning (Fig. 4.26, p. 97). In some cases an examination of the upper air and food passages may be required prior to making a definitive diagnosis and formulating a treatment plan.

Neck lumps – paediatric conditions

In the paediatric age group (less than 20 years of age), the majority of neck lumps encountered are benign. They are commonly located anterior to the sternomastoid muscle in the anterior triangle of the neck. An isolated neck lump located in the posterior triangle has a high likelihood of being malignant. The ‘80 : 20 rule’ is useful in assessing the diagnostic possibilities (see Fig. 4.7, p. 90).

For diagnostic and descriptive purposes, neck lumps can be described by their position: midline or lateral.

Midline neck lumps

Thyroglossal cyst

The most common midline mass (Fig. 4.11) in children is a congenital cyst of the thyroglossal duct. Embryologically, the cyst can arise at any site along the route of the thyroglossal duct, extending from the tongue (foramen caecum) to the thyroid gland.

The thyroglossal cyst is most commonly located below the hyoid bone, and moves on both swallowing and tongue protrusion (Figs 4.11 and 4.12). Most cysts are asymptomatic, apart from the presence of a lump, but infection will be associated with pain and swelling. Treatment is by excision, which should include the central portion of the body of the hyoid bone to prevent recurrences. A wedge of tongue muscle is resected with the thyroglossal duct behind the hyoid.

Lateral neck lumps (Table 4.3)

Inflammatory conditions

Enlarged infected lymph glands of the neck are the most common cause of lateral neck lumps in children. An infective aetiology is accompanied at some stage by tender enlargement. Multiple palpable, non-tender nodes are a normal feature in many children.

Table 4.3 Causes of lateral neck lumps in children

Infective Cervical lymphadenitis
  Mumps
  Tuberculosis
Congenital Branchial cysts
  Chemodectoma
  Cystic hygroma
  Haemangioma
Neoplastic
Primary Lymphoma
  Neuroblastoma
  Parotid malignancy
  Rhabdomyosarcoma
Secondary Metastases – nasopharyngeal

The primary areas for infection in the head and neck should be carefully inspected and include the skin and scalp in addition to the oral cavity, oropharynx and nasopharynx. The most common infections are of the upper respiratory tract, tonsils and teeth. Resolution of infective lymph nodes is rapid as the primary infection settles. Persistent lymphadenopathy should be re-evaluated.

Mumps

Enlargement of the parotid glands, due to the mumps virus, is extremely common. It is usually a bilateral disease, but unilateral cases can occur (Fig. 4.13). The child has constitutional symptoms of malaise and pyrexia. Rare cases may be complicated by orchitis and encephalitis. Treatment is symptomatic.

Tuberculosis

Tuberculosis of the cervical lymph nodes is uncommon. Tuberculous nodes are multiple and coalesce, and may form a discharging sinus (Fig. 4.14). Most cases have associated pulmonary tuberculosis. Node biopsy is sometimes required for histological confirmation of diagnosis. Treatment is by combination chemotherapy.

Congenital conditions

Most solitary lateral neck masses in the paediatric age group are congenital in origin.

Branchial arch cysts

Branchial arch anomalies giving rise to branchial cysts are uncommon. First branchial arch cysts are rare and located anterior to the tragus. True branchial cysts are more frequently encountered and invariably located in the anterior triangle just in front of the sternomastoid (Fig. 4.15). The aetiology is believed to be cystic degeneration in a lymph node. Most of these cysts are lined by lymphoid tissue so that pain and swelling may be experienced with upper respiratory infections. Where a second arch fistula is present a tract may extend to the pharynx, and this must be excised together with the cyst. All brachial arch cysts presenting in patients over 40 years of age should be considered as a possible undiagnosed squamous cell carcinoma.

Cystic hygromas

Cystic hygromas are anomalies of the lymph channels and present as lateral neck swellings. They are soft and irregular, and usually present at birth (Fig. 4.16). Typically, the hygroma enlarges during crying and the Valsalva manoeuvre. They transilluminate brilliantly. Most cystic hygromas have to be removed owing to continued enlargement, particularly as they may encroach onto the major airways. Excision is difficult, as this benign lesion encompasses structures such as the carotid arteries and facial nerve.

Neck lumps – adult conditions

The majority of adult neck lumps are malignant in origin, with metastatic squamous cell carcinoma from the upper aerodigestive tract being the most common cause. Benign masses constitute 20% of the total.

Midline neck lumps

Thyroid masses

The thyroid gland is a hormonal gland lying in the midline of the neck at the level of the thyroid cartilage. It consists of a left and right lobe joined by an isthmus. Thyroid masses are common and a systematic approach to managing them should be adopted.

It is important to determine whether there is a goitre (diffuse bilateral thyroid enlargement) or a nodular (single) mass within the thyroid (Figs 4.18 and 4.19). Symptoms and signs of hyper- (overactive) and hypo- (underactive) thyroid disease should be sought (Table 4.4). Clinical examination should determine the size and nature of the thyroid mass. Thyroid enlargement may result in compression of either the trachea, causing stridor, or oesophagus, causing dysphagia. Common disorders to affect the thyroid gland include thyroiditis, multinodular goitre, follicular adenoma, thyroid carcinoma and lymphoma.

Table 4.4 Symptoms and signs of thyroid disease

Disease Symptoms Signs
Hyperthyroidism Palpitations Tachycardia (AF)
  Weight loss Exophthalmos
  Agitation Tremor
  Sweating  
Hypothyroidism Tiredness Bradycardia
  Weight gain Loss of eyebrow hair
  Poor concentration

Lateral neck lumps

Neoplasia

Any neck lump appearing for the first time in an adult over 40 years of age should be treated as metastatic cancer until proven otherwise (Table 4.5). Secondary neck disease from malignancy in the upper aerodigestive tract is very common. The patient frequently gives a long history of alcohol and tobacco abuse. The possibility of a supraclavicular neck mass being metastatic disease from sites below the clavicle should not be overlooked (see Table 4.1, p. 90).

Table 4.5 Causes of a lateral neck lump in adults

Type Condition
Neoplasia Primary cancer
  Lymphoma
  Neurogenic (schwannoma, chemodectoma)
  Metastatic cancer
  Lymph-node metastasis from head and neck sites
Infection Glandular fever
  HIV
  Tuberculosis
  Parotitis (mumps)
Autoimmune Sjögren’s syndrome
Miscellaneous Sarcoidosis
  Branchial cyst
Normal variants Transverse process of 2nd cervical vertebra (C2)
  Elongated styloid process
  Normal or cervical rib
  Tortuous, atherosclerotic carotid artery

Unilateral painless parotid masses are likely to be neoplastic, the most common lesion being the benign pleomorphic adenoma. Malignant parotid tumours may cause pain and facial weakness owing to involvement of the facial nerve (p. 113). Hodgkin’s and non-Hodgkin’s lymphoma may initially present as an isolated lateral neck lump. However, disease progression leads to multiple matted neck lumps.

Certain tumours of neural crest origin may present as lateral neck lumps in the adult. These include carotid body tumours, glomus vagale and neurofibromas of the vagus nerve. Multiple neurofibromata (café-au-lait skin pigmentation and cutaneous and neural tumours) may be associated with von Recklinghausen’s disease.

Normal variants

Certain normal bony and cartilaginous structures in the neck may be palpable in some patients and mistaken for lumps (Fig. 4.23). The lateral process of the axis (C2) is often palpable and tender if slight pressure is applied. These features may only be demonstrated on one side of the neck. The styloid process may be elongated and ossified, and therefore palpable as it runs just anterior from the mastoid to the mandible. Normal ribs and, occasionally, an asymptomatic cervical rib may be palpated deep in the supraclavicular fossa. A tortuous atherosclerotic carotid artery in a thin elderly person may be mistaken for a neck mass. It may not be pulsatile, but a bruit is usually audible on auscultation.

Neck lumps – management of malignant lumps

In some patients a neck mass may be a lymph node affected by infection, lymphoma or metastatic carcinoma, rather than the specific neck diseases discussed on previous pages.

The general management of such patients is outlined in Figure 4.24. A full ear, nose and throat (ENT) evaluation will include inspection, radiology and possible biopsy of primary sites in the head and neck. If the primary sites are clear, FNAC may assist in the diagnosis. Otherwise, the mass must be biopsied by excision as incisional biopsies carry the risk of implantation of malignant cells in skin.

The diagnosis of an inflammatory or lymphomatous process in a lymph node will allow appropriate therapy in the former, and staging and eventual treatment strategies in the latter.

Metastatic cervical nodes

Metastatic cervical nodes are clinically assessed and then classified according to the UICC/AJC criteria (Table 4.6). Since the classification is clinically based, it is subject to observer variation. It is also not feasible to decide whether a palpable node contains metastatic cancer or is merely enlarged due to infection. The implication in the classification is that prognosis deteriorates from N1 through to N3 stages. More recently, it appears that the level of metastatic disease in the neck is a better prognostic indicator. Inferiorly placed neck disease has the worst prognosis, with supraclavicular node involvement having the least favourable 5-year survival.

Table 4.6 Classification of regional lymph nodes affected by metastatic carcinoma

Classification (UICC/AJC) Clinical assessment
N0 No regional nodes palpable
N1 Mobile ipsilateral nodes
N2 Mobile contralateral or bilateral nodes
N3 Fixed nodes

UICC: International Union Against Cancer; AJC: American Joint Committee for Cancer Staging.

The treatment of metastatic cervical nodes depends to a large degree on whether the primary disease in the head or neck, or in distant sites, has been identified. As a rule, surgery in the form of a modified radical neck dissection is advocated for metastatic neck disease (Fig. 4.25). Radiotherapy may be employed in occult and small nodal metastases, and in palliation of fungating lesions.

N0: clinically negative neck nodes

Impalpable lymph nodes involved in metastatic disease are called occult nodes. There are certain sites in the head and neck, with a rich and frequently decussating lymphatic supply, from which metastatic nodal disease is highly probable (Table 4.7). Although it would be logical therefore to consider performing an elective modified radical neck dissection in occult neck disease, such a policy shows little benefit. It appears that in selected patients, prophylactic radiotherapy markedly diminishes the incidence of recurrent neck disease with little increase in morbidity.

Table 4.7 Sites of primary carcinoma with a high incidence of occult nodes

N1: palpable ipsilateral neck nodes

N1 metastatic disease is subclassified into whether the primary site is known or unknown.

N1 with no known primary site (occult primary)

The histological appearance of the lymph node may give a clue to where the primary malignant site may be located (Table 4.8). Metastatic supraclavicular nodes are likely to have been involved from infraclavicular primary malignant sites.

Table 4.8 The occult primary: how the histology of a malignant node may assist in determining the primary site

Histology of metastatic neck node Probable primary malignant sites
Squamous cell carcinoma Head and neck sites: nasopharynx, tonsil, tongue base, supraglottic larynx, floor of mouth, piriform fossa, postcricoid region
Adenocarcinoma Infraclavicular sites: bronchus, stomach, breast, intestine, kidney, prostate, uterus
  Head and neck sites: ethmoid sinuses and thyroid gland
Undifferentiated or anaplastic carcinoma Exclude lymphoma by immunocytochemistry
  Consider the above sites of carcinoma

The occult primary in the head and neck is a rare entity. However, if after thorough clinical examination the primary lesion cannot be identified, positron emission tomography (PET) scanning can be useful in identifying the site (Fig. 4.26).

N2: bilateral neck nodes

The appearance of bilateral malignant metastatic neck nodes is a very poor prognostic sign. Such an event is more likely in primary tumours of the tongue base and hypopharynx. Serious thought should be given as to whether such patients require active treatment or active palliation. It is feasible to perform bilateral neck dissection as a single rather than staged procedure, preserving one jugular vein. Tying a single internal jugular vein results in a rise in intracranial pressure which is raised even further on tying the second side (Fig. 4.27). Morbidity and mortality related to the huge increase in intracranial pressure may be prevented by modification of the classic radical dissection, and drug intervention.

N3: fixed nodes

Fixity of nodes is a subjective evaluation. A node may become fixed owing to sheer size or if it has burst its capsule and, therefore, surrounding tissue has become invaded. It is a rare event but not necessarily a contraindication to surgical resection. Fixation to skin may be overcome by skin excision and replacement of tissue with local or distant flaps. Invasion of the carotid can be treated by resection and interposition of a vein graft. Fixation to the skull base and brachial plexus indicates that the disease is incurable, and terminal care support is initiated.

Laryngeal neoplasia

Most cancerous lesions in the larynx should be diagnosed early as their site of localization leads to an immediate alteration in voice. Respiratory symptoms usually develop late.

Malignant laryngeal tumours

The majority of malignant laryngeal cancers are squamous cell carcinomas. Adenocarcinoma, adenoid cystic carcinoma, sarcoma and lymphoma are extremely rare.

Verrucous carcinoma of the larynx is a special case. This has macroscopic features of malignancy, but microscopically may appear benign. However, malignant features are seen if the histological examination is thorough and detailed. It is best treated with radiotherapy.

The classification of laryngeal malignant disease is shown in Table 4.9. For descriptive purposes, the larynx is divided into three regions: the supraglottis, glottis and subglottis. It is useful to discuss the management of malignant laryngeal disease according to the region primarily affected. The common symptoms are illustrated by region in Figure 4.28.

Table 4.9 Classification of the primary site of carcinoma of the larynx

Designation Description
TIS Carcinoma in situ
T1 Carcinoma within one region
T2 Carcinoma in two regions but with mobile vocal cords
T3 Fixation of vocal cord
T4 Carcinoma beyond the larynx (e.g. thyroid, tongue, hypopharynx)

The nodal (N) and distant metastasis (M) status will allow formal TNM classification.

Carcinoma in situ

Carcinoma in situ (TIS) is the stage of laryngeal carcinoma that may precede frank invasive malignant disease (Fig. 4.29). Histologically, the carcinoma does not breach the basement membrane. The affected area is excised under microscopic control using either microinstruments or a carbon dioxide laser. Clearly, all lesions should be biopsied before vaporization with the laser beam.

Supraglottic laryngeal carcinoma

The sites of tumour in the supraglottic region (Fig. 4.28) include the lower portion of the epiglottis, false cords, ventricles and arytenoids. A very rich decussating lymphatic supply is present, so the frequency of regional nodal metastases is high and may be bilateral.

Glottic laryngeal carcinoma

Glottic laryngeal carcinoma is the most common malignant tumour of the larynx. It usually commences on the free vibrating edge of the true vocal cord and can spread in any direction. Anterior spread to the anterior commissure is a poor prognostic sign as this site is close to cartilage and allows further easy spread to the thyroid gland. Lateral spread into muscle will impair the mobility of the cords and may also reach lymphatic channels. The true cord is devoid of any lymphatic supply and, hence, lesions confined to the cord have an excellent prognosis.

Laryngeal surgery and postlaryngectomy rehabilitation

Any operation on the larynx has the potential to compromise the local functions of respiration, speech and swallowing. The degree to which each physiological function is undermined depends on the precise operation and the success of postoperative rehabilitation.

There are essentially two types of procedures for laryngeal cancer: partial or total laryngectomy.

Total laryngectomy

Total laryngectomy is most frequently indicated for residual or recurrent laryngeal cancer, after failure of primary radiotherapy. Rarer indications include a functionally useless larynx secondary to laryngeal trauma, particularly if voice quality is poor and there is a life-threatening risk of aspiration of food and drink.

In total laryngectomy, part of the pharynx is included in the resection and the cut end of the trachea is relocated in the skin of the anterior neck as an end tracheostome. The defect in the pharynx is closed with sutures over a temporary nasogastric feeding tube and generally heals within 10–14 days.

Complications of total laryngectomy

The main problems associated with total laryngectomy are shown in Table 4.10.

Table 4.10 Complications after total laryngectomy

Pharyngocutaneous fistulae

Pharyngocutaneous fistulae are tracts connecting the pharynx to the skin of the neck. They may be multiple and leak saliva (Fig. 4.31). There is an increased risk of developing such fistulae if the surgical technique is poor, preoperative radiotherapy has been given and the patient is poorly nourished. The majority of fistulae will heal spontaneously over a period of weeks. However, those associated with a loss of tissue will require repair with skin or muscle flaps.

Recurrence of disease

Recurrence of disease in the end tracheostome has a poor prognosis (Fig. 4.32). It may be due to implantation of tumour cells during the primary laryngectomy, or a new primary cancer at the stomal site. The majority of such patients will be managed as terminal cases. Palliative radiotherapy and surgery may alleviate the distressing symptoms of respiratory distress and fungating skin mass.

Voice restoration after laryngectomy

Serious psychological stress and loss of self-esteem may develop in the laryngectomy patient. It is essential therefore to enlist the assistance of a speech therapist to help in preoperative counselling and postoperative rehabilitation.

All patients undergoing total laryngectomy should be offered surgical voice restoration. The majority of patients will be suitable for such a procedure.

Oesophageal speech

Oesophageal speech is based on a portion of the oesophagus called the pharyngo-oesophageal (PE) segment. It involves the rapid swallowing of air which is trapped in the upper part of the oesophagus (Fig. 4.33). This air reservoir is employed to vibrate the PE segment by controlled contraction of the thoracic and abdominal muscles. The phonatory sound produced is modified in the normal way by the resonators and articulatory mechanisms in the oral cavity and nose. In effect, the oesophagus has replaced the lungs as a small power source for initiating vibration. Only about 20% of laryngectomy patients achieve speech in this way. Oesophageal speech can only be acquired with long-term speech therapy and many patients never achieve a satisfactory quality.

Neoglottic speech

Various surgical techniques employ valved prostheses which are inserted to redirect pulmonary air through the PE segment. The prosthesis is placed in a surgically created fistula connecting the posterior tracheal and anterior oesophageal walls (Fig. 4.34). The one-way valve in the prosthesis allows air to flow into the PE segment when the stoma is occluded during exhalation. More recently, external valve housings have been used to overcome the tedium and inconvenience of finger occlusion. The major complication of surgical prosthetic techniques is the risk of a leak around the tracheo-oesophageal valve, allowing aspiration of food, drink and saliva.

Neoplasia of the oral cavity

The anatomical contents of the oral cavity are shown in Figure 4.36. These include the upper and lower alveolus, teeth, lips and the anterior two-thirds of the tongue.

Virtually all oral cavity cancers are of the malignant squamous cell variety. Adenoid cystic carcinoma can arise from minor salivary glands but is rare. The incidence of squamous carcinoma by site within the oral cavity is shown in Figure 4.37.

Premalignant lesions in the oral cavity include leukoplakia and erythroplakia (p. 88). In virtually all neoplasia of the oral cavity one or more of several aetiological factors are present. Smoking and alcohol abuse are very common. Chronic dental infection, e.g. caries, may result in malignant change, as may lesions seen in tertiary syphilis.

Betel nut chewing is a major cause of carcinoma of the oral cavity in patients from the Indian subcontinent.

Neoplasia of the oropharynx

The anatomical dimensions of the oropharynx have been previously detailed (p. 56). The major sites comprising the oropharynx are illustrated in Figure 4.43. The majority of tumours are malignant squamous cell carcinomas, but lymphoma and minor salivary gland lesions can also occur (Fig. 4.44). Benign tumours are rarely encountered.

Squamous carcinoma of the oropharynx

Squamous carcinoma of the oropharynx used to be a disease predominantly of the elderly male, with the tonsil and faucial pillars being the site of incidence in 50% of cases (Fig. 4.45). The increased incidence of human papilloma virus (HPV)-associated cancer of the oropharynx has led to younger males and females, who have never smoked, being affected. Owing to the rich lymphatic supply of the oropharynx, the regional lymph nodes are involved in about 60% of cases at the time of presentation.

Neoplasia of the hypopharynx

The hypopharynx (laryngopharynx) extends from the hyoid superiorly to the cricoid cartilage inferiorly. It is subdivided into three parts (Fig. 4.49).

Benign tumours in this region are rare. Virtually all malignant tumours are squamous carcinomas, and the incidence according to site is shown in Figure 4.50. Neck node metastases are very common from primary sites within the hypopharynx, with the piriform fossa having the highest incidence. Postcricoid tumours may metastasize to the mediastinal and paratracheal group of nodes, as well as nodes in the neck.

Hypopharyngeal carcinoma

Clinical features

The major clinical features of hypopharyngeal neoplasia are summarized in Figure 4.53. True dysphagia is usually a late feature, as the tumour has considerable space in which to grow before causing actual obstructive symptoms. Initially, the only complaint may be odynophagia (pain or discomfort on swallowing) or a feeling of soreness and pricking as food passes through the pharyngo-oesophagus.

At the time of presentation, the dysphagia is usually severe and invariably associated with weight loss. Referred otalgia is common. Dysphonia results from either direct invasion of the larynx or vocal cord paralysis caused by involvement of the recurrent laryngeal nerve.

An isolated neck mass due to metastases may be the presenting feature and not accompanied by other symptoms. This is most likely in lesions of the piriform fossa, which has a very rich lymphatic supply.

Mirror examination may reveal obvious tumour if it is located in the mouth of the piriform fossa or the posterior pharyngeal wall. Postcricoid lesions lead to pooling of saliva in the hypopharynx. Vocal cord paralysis may also be present.

Investigations

A barium swallow may show an irregular filling defect of the mucosa (Fig. 4.54). A negative swallow in the presence of persistent feeling of something in the throat requires a formal pharyngo-oesophagoscopy. A chest X-ray may reveal the presence of a second primary cancer or show enlargement of the mediastinum and paratracheal region due to metastatic disease. The lesion should be biopsied and its extent mapped for treatment planning.

Neoplasia of the nasopharynx

The main nasopharyngeal or postnasal space neoplasms are listed in Table 4.11. Nasopharyngeal carcinoma is the most common malignant tumour encountered, and the angiofibroma is the only benign tumour of any great importance.

Table 4.11 Nasopharyngeal tumours

Malignant Benign
Carcinoma Angiofibroma
Non-Hodgkin’s lymphoma  
Chordoma  

Nasopharyngeal carcinoma

The highest incidence of nasopharyngeal carcinoma is in south-east Asia, particularly among patients of Chinese extraction, although other races are affected.

Aetiology

Many factors have been implicated in the development of nasopharyngeal carcinoma. These include ingestion of salted fish, smoke from burning joss sticks, Chinese herbal medicine, cigarette smoking, and industrial smoke and chemicals.

The Epstein–Barr virus (EBV) may have a major aetiological role in nasopharyngeal carcinoma. The viral genome appears to become incorporated into nasopharyngeal mucosal cells which may then be triggered by some stimulant to initiate malignant change within the cell.

Nasopharyngeal angiofibroma

Although histologically benign, nasopharyngeal angiofibromas are aggressive and spread by local extension. The majority arise at the posterior choanae or nasopharynx, predominantly in young males. The proportion of each element of endothelial vascular or fibrous connective tissue is very variable. Those with a predominant vascular structure are more likely to present with a massive epistaxis.

Neoplasia of the nose and paranasal sinuses

Neoplasia of the nose and paranasal sinuses is rare, occurring in about 1% of all malignancies. Benign tumours are more common than the malignant variety (Table 4.12).

Table 4.12 Neoplasms of the nose and paranasal sinuses

Benign Malignant
Osteoma Squamous cell carcinoma
Papilloma: Adenocarcinoma
– squamous cell Transitional cell carcinoma
– transitional cell Olfactory neuroblastoma
  Melanoma

Malignant tumours

Aetiology

Smoking is the most important risk factor for nasal cancer. Certain other factors are known to be carcinogenic in the nose and paranasal sinuses (Table 4.13). Hardwood dust is a known factor in the development of adenocarcinoma of the ethmoid sinuses. Inhalation of nickel dust is implicated in nasal squamous cell carcinoma. Radiation exposure of the skin of the nose may induce malignant change. About 10% of cases of benign transitional cell papillomata are associated with transitional cell carcinoma.

Table 4.13 Aetiological factors implicated in cancer of the nose and sinuses

Smoking Mustard gas
Nickel dust Radiation
Hardwood dust Snuff
Transitional cell papilloma  

Non-specific (non-healing midline) granulomata

Non-specific granulomata of the nose and paranasal sinuses are lesions that appear to have clinical features of malignancy but are not true neoplasms. Granulomatous lesions of the nose are frequently due to specific infection, e.g. syphilis, tuberculosis or leprosy. However, the non-specific or non-healing midline granulomata have an unknown aetiology, but have now been classified on histological and clinical grounds (Table 4.14) into two varieties:

Neoplasia of the salivary glands

The parotid gland accounts for about 80% of cases of salivary gland tumours. The submandibular, sublingual and minor salivary glands comprise the remainder. The majority of parotid tumours are benign, but the incidence of malignancy is high at the other sites.

Salivary gland neoplasia can be divided, depending on the degree of malignancy, into three varieties, which are summarized in Table 4.15 and discussed below. Rare salivary gland neoplasms include lymphoma, haemangioma and metastatic disease.

Table 4.15 Classification of salivary gland tumours according to behaviour

Classification Tumour
Benign tumours Benign pleomorphic adenoma
  Monomorphic adenoma (adenolymphoma; Warthin’s tumour)
Tumours of variable malignancy Mucoepidermoid tumour
Acinic cell tumour
Malignant tumours Adenoid cystic carcinoma
  Malignant pleomorphic adenoma
  Adenocarcinoma
  Squamous cell carcinoma
  Non-Hodgkin’s lymphoma

Benign salivary tumours

Benign pleomorphic adenoma

Virtually all benign pleomorphic adenomas occur in the parotid, with a small number arising in the submandibular gland. The patient usually complains of a painless, slowly enlarging lump in the retromandibular region (Fig. 4.69). The presence of facial pain or paralysis is indicative of a malignant neoplasm. Pleomorphic adenomas have a false capsule, so that simple enucleation is liable to leave residual tumour. About 10% of these adenomas show malignant tendencies, particularly if left for many years.

Treatment is by parotidectomy. This usually entails resecting the parotid tissue (in which the adenoma is located) superficial to the facial nerve (Fig. 4.70). Rarely, the tumour may arise in the deep lobe of the parotid and present as an intraoral swelling owing to expansion within the parapharyngeal space. In such cases a total parotidectomy with preservation of the facial nerve is performed. A margin of normal tissue should always be excised to ensure that all tumour projections from the main tumour mass are included in the resection.

Complications of salivary gland surgery

The major complications of salivary gland surgery are listed in Table 4.16.

Table 4.16 Complications of salivary gland surgery

Procedure Complications
Parotid gland surgery Facial weakness
  Anaesthesia of ear
  Salivary fistula
  Frey’s syndrome (gustatory sweating)
Submandibular gland surgery Facial weakness
Tongue weakness
  Anaesthesia of tongue

Neoplasia of the ear

Chronic inflammation is a predisposing factor in neoplasia of the ear. Malignant disease in the middle ear is nearly always associated with a history of otorrhoea stretching over several years. Long-term otitis externa may induce cancer in the skin of the ear canal. Exposure to sunlight in pale-skinned individuals has been implicated in the development of basal and squamous cell carcinoma, particularly of the auricle.

Neoplasia of the middle ear

Tumours confined purely to the middle ear are rarely encountered. By the time of presentation most will have spread to the external meatus and so it may be difficult to ascertain the primary site of origin. The majority of patients will have a long history of chronic suppurative otitis media with otorrhoea.

Squamous cell carcinoma is the most commonly encountered neoplasm in the middle ear. It spreads by invading bone and will eventually involve the facial nerve, the temporomandibular joint, labyrinth and Eustachian tube. It can spread into the middle cranial fossa and along the skull base to involve the lower cranial nerves as they exit the skull.

Glomus tumours of the ear

Glomus tumours of the ear arise from the paraganglionic cells (glomus bodies) located at various sites (Fig. 4.76). The glomus tympanicum arises from the region of the promontory in the middle ear and may present as a middle ear polyp. The glomus jugulare tends to invade the middle ear by bony erosion and may spread along the skull base to involve the lower cranial nerve (glossopharyngeal, vagus, accessory and hypoglossal). The facial nerve is usually the first and most frequently involved nerve. Intracranial spread is not uncommon as the neoplasm expands.

Clinical features

The most common symptoms (Table 4.18) are hearing loss and pulsatile tinnitus. As these features are only slowly progressive, the patient may delay consultation for many years until one of the more distressing late symptoms such as pain appear. Otoscopic examination will reveal either an obvious middle ear polyp or, if the eardrum is intact, a red or blue swelling behind it (Fig. 4.77). Biopsy may lead to extensive haemorrhage.

Table 4.18 Symptoms of glomus tumours

*Most common features.

Terminal care

Malignant disease of the head and neck may be considered to be incurable at the time of presentation, or after medical and surgical treatment. As the disease progresses, severe physical and psychological handicaps are often encountered. At this point in the clinical management it is vital to inform the patient and the close relatives precisely of the gravity and eventual outcome of the disease.

Such patients require specialized care in the management of their terminal cancer. In modern clinical practice this usually involves a ‘terminal care’ support team comprising hospital-based clinicians and nursing staff, but also community-based paramedics specializing in caring for the dying.

Management principles

The management of terminal head and neck cancer requires control of symptoms, and moral and psychological support to cope with the prospect of dying (Table 4.19).

Table 4.19 Major symptoms to be controlled in terminal head and neck neoplasia

Pain control

Pain control can be affected by medical or surgical means. Palliative surgery may assist in pain control, e.g. radical neck dissection, where cure is unlikely. Extensive surgery is rarely indicated. The majority of patients will have satisfactory control of pain by medical treatment or by peripheral nerve block.

Miscellaneous problems

In the terminal stage of head and neck cancer, the patient may have a number of problems that should be addressed and managed to improve physical and psychological comfort (Table 4.22).

Table 4.22 Distressing problems in terminal head and neck cancer

Necrotic tissue and anaerobic infections combine to produce a foul odour. Treatment of the infection with metronidazole and regular wound toilet usually help to reduce the offensive smell. Fungating tumour is unsightly, frequently foul smelling due to infection and may bleed. Regular toilet is essential, but often these patients die from massive sudden haemorrhage, e.g. carotid blow-out (Fig. 4.79).

Wound and mouth care is mandatory. The regularity of toilet is more important than the methods or materials used (Fig. 4.80). Sponges soaked with antiseptic are very useful in cleaning dried saliva and food debris, and give a refreshing feel to the mouth.

The combination of regular administration of narcotics, recumbency and general cachexia increases the risks of developing constipation. This can be avoided by the use of aperients, e.g. lactulose.

Pressure skin necrosis occurs in cases of terminal cancer, resulting from a combination of poor nutrition, immobility, and loss of control of urinary and bowel sphincters. Good nursing care should prevent problems with pressure areas (Fig. 4.81).