Head and Neck Neoplasia

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Head and Neck Neoplasia

Basic concepts

Head and neck tumours include a wide spectrum of pathologies with different patterns of behaviour. The complex anatomy of this region makes their management difficult as therapy may result in disruption of speech, swallowing and cosmesis. Patients with head and neck cancer need to be treated in specialist (tertiary) cancer centres by specialist multidisciplinary teams (MDT).

Squamous cell carcinoma of the upper aerodigestive tract accounts for over 90% of tumours in this region.

Management of head and neck cancer is dependent on histological diagnosis, staging and grading of the tumour. The patient’s wishes are equally important factors in determining therapy. Some patients may not be fit for aggressive curative treatment and others may refuse treatment. The head and neck oncologist uses surgery, radiotherapy and chemotherapy as treatment modalities. In general, early cancers are treated with single-modality therapy and advanced cancers require combined modality. A treatment algorithm for head and neck cancer is shown in Figure 4.1.

Aetiological factors

Cancer develops through a complex multifactorial process (Fig. 4.2). The majority of head and neck cancers result from exposure to carcinogens, mainly via tobacco. Chewing tobacco is also carcinogenic and associated with mouth cancer. Alcohol appears to act synergistically with smoking. Betel nut, which is widely chewed in the Indian subcontinent, is a strong carcinogen for mouth cancer, hence the very high incidence of oral cancer in this region. Exposure to ionizing radiation is implicated in thyroid cancer and sarcomas. Oncogenic viruses such as human papilloma virus (HPV) are known to induce tumours in squamous epithelium. HPV is contracted through oral sex and is thought to be the cause of the increase in incidence of oral and oesophageal cancers in younger patients. Epstein–Barr virus (EBV) is associated with nasopharyngeal cancer and Burkitt’s lymphoma. Heavy metals, such as nickel or chromium, and hardwood dust exposure are important occupational carcinogens. Severe chronic dental caries is thought to predispose to mouth cancer.

The incidence of head and neck cancer is increasing and the demographics are changing, with more younger men and women being diagnosed. This is due to changes in lifestyle habits such as smoking, alcohol consumption and sexual activity.

Genetic factors also predispose to cancer. Multiple endocrine neoplasia (MEN) is an inherited condition associated with medullary thyroid cancer (MTC) and caused by a specific gene mutation.

Premalignant conditions in head and neck cancer

Head and neck cancer may develop de novo but in a significant proportion of cases premalignant conditions exist long before the tumour develops. These lesions arise as a result of chronic exposure to carcinogens. Dysplasia is the pathological term to describe changes in the cell structure and epithelium architecture which predispose to cancer. Dysplasia ranges from mild, moderate, severe to carcinoma in situ. The management of dysplastic lesions depends upon their size, severity and location. Lifestyle changes are very important: if exposure to the carcinogen is removed, the dysplastic lesion may resolve. Surgery is used to remove localized premalignant lesions. Radiotherapy is useful in diffuse dysplasia. Retinoids have been used in oral dysplasia. New diagnostic screening mouthwashes are also available to detect premalignant lesions.

Clinical manifestations of premalignant conditions are leukoplakia (white patch) or erythroplasia (red patch) which may affect the mucosa (Figs 4.3 and 4.4). These often present as superficial lesions and should be biopsied to determine the grade of dysplasia.

Lichen planus

Erosive lichen planus of the oral cavity (Fig. 4.5) may progress to cancer. The common form of lichen planus, which is benign, is located in a symmetrical distribution on the buccal mucosa and tongue. The erosive variety appears in the floor of the mouth. Biopsy is mandatory to identify the type of lichen planus and to distinguish it from leukoplakia.

Principles of treatment

The treatment options in head and neck neoplasia include:

The preferred modalities, either singularly or in combination, can only be determined by patient assessment, histological information and the extent of the local and regional disease. The majority of head and neck malignancies require primary radiotherapy followed by salvage surgery for recurrent and residual disease (RRD). In advanced disease, treatment will be palliation.

Neck lumps – introduction

Many neck swellings may be diagnosed after a comprehensive history and a thorough clinical examination of the head and neck. Further evaluation with imaging, endoscopy and biopsy will be required in some instances. It is inappropriate to resort to open biopsy until a full evaluation of local and distant diagnoses has been undertaken. An incorrect biopsy technique of a neck lump may compromise the prognosis of a patient with metastatic neck disease.

It is useful to consider separately the diagnosis of neck lumps in children and adults. The ‘80 : 20 rule’ applies to malignant and benign causes of neck masses (Fig. 4.7). In the adult it must be remembered that metastatic neck disease may occur from structures below the clavicle (Table 4.1).

Table 4.1 Infraclavicular sites of malignancy that may cause neck lumps by metastatic spread

Lung Kidney
Breast Prostate
Stomach Uterus
Pancreas  

Clinical history and examination

In addition to a routine history, specific questions must be posed. The ‘20 : 40 rule’ is useful in considering the diagnostic possibilities of a neck lump (Table 4.2).

Table 4.2 The ‘20 : 40 rule’ applied to neck lumps

Age (years) Possible causes of neck lump
Less than 20 Inflammatory neck nodes (e.g. due to tonsillitis)
  Congenital lesions (e.g. thyroglossal cysts, brachial cyst, midline dermoid, cystic hygroma)
  Lymphoma
20–40 Salivary gland pathology (calculus, infection, tumour)
  Thyroid pathology (tumour, thyroiditis, goitre, lymphoma)
  Chronic infection (tuberculosis, HIV)
Greater than 40 Primary or secondary malignant disease

The presence of pain is a helpful clue to diagnosis. Inflamed tissue, e.g. the lymph nodes, will be tender. Salivary gland calculi may present with recurrent pain and swelling, especially during eating. Congenital lesions such as branchial and thyroglossal cysts may present as painful neck lumps. It is important to establish whether the lump is increasing, decreasing or static in size. The level of tobacco and alcohol intake should be determined.

The primary head and neck sites of malignancy may give rise to very specific symptoms including:

Earache may be referred from neoplastic lesions in the upper food passages (see Fig. 1.28, p. 13). Referred otalgia is a poor prognostic sign in head and neck neoplasia.

In the presence of a neck lump, any weight loss is significant and implies the presence of malignant disease. If associated with dysphagia, the site is usually in the upper digestive tract, but particularly in the pharyngo-oesophageal region.

Certain systemic symptoms may also give clues to the aetiology of a neck lump. Malaise is a feature of lymphoma and tuberculosis. Nocturnal fevers and pruritus are also common in lymphoma.

It is important to perform a thorough examination of the head and neck, especially the upper aerodigestive tract, as well as looking for other lumps, e.g. in the liver, spleen or axillae. The scalp should be carefully examined, as a primary malignancy in this site is commonly overlooked as a cause of metastatic neck disease. The precise features of the lump should be noted and, if laterally sited, its position in the triangles of the neck accurately described (Fig. 4.8). This approach is useful as an aid to remembering structures located in the triangles which may give rise to pathology. A mass in the midline is most frequently of thyroid origin. Nasopharyngeal carcinoma may present as unilateral or bilateral metastatic nodes in the posterior triangle of the neck. An isolated mass in the supraclavicular region is likely to be metastatic disease from sites below the clavicle (Table 4.1).

Multiple neck lumps are most likely to be lymph nodes. There are over 100 lymph nodes on each side of the neck, although they tend to be confined to relatively discrete areas rather than evenly distributed (Fig. 4.9).

Palpation of a neck lump may reveal the presence of pulsation, e.g. carotid body tumours. It is important to determine that this pulsation is not transmitted from arteries in the neck. A pulsatile neck lump should be auscultated to detect the presence of a bruit.

Investigations

The approach to neck lumps is discussed early in this chapter. A proportion of them will be considered to be sinister in origin i.e. either primary or metastatic malignancies. The modern practice is to refer to a “Rapid Access Neck Lump Clinic”, where a multidisciplinary team (MDT) of Head and Neck Surgeon, Radiologist and Cytologist can assess in a one-stop clinic scenario.

An MDT approach will allow clinical examination, a radiological assessment, usually an ultrasound, followed by Fine Needle Aspiration Cytology (FNAC). The cytologist will then identify the specimen and decide its nature (Fig. 4.10):

This will direct the management to further and more sophisticated investigations such as CT, MRI or PET scanning (Fig. 4.26, p. 97). In some cases an examination of the upper air and food passages may be required prior to making a definitive diagnosis and formulating a treatment plan.

Neck lumps – paediatric conditions

In the paediatric age group (less than 20 years of age), the majority of neck lumps encountered are benign. They are commonly located anterior to the sternomastoid muscle in the anterior triangle of the neck. An isolated neck lump located in the posterior triangle has a high likelihood of being malignant. The ‘80 : 20 rule’ is useful in assessing the diagnostic possibilities (see Fig. 4.7, p. 90).

For diagnostic and descriptive purposes, neck lumps can be described by their position: midline or lateral.

Midline neck lumps

Thyroglossal cyst

The most common midline mass (Fig. 4.11) in children is a congenital cyst of the thyroglossal duct. Embryologically, the cyst can arise at any site along the route of the thyroglossal duct, extending from the tongue (foramen caecum) to the thyroid gland.

The thyroglossal cyst is most commonly located below the hyoid bone, and moves on both swallowing and tongue protrusion (Figs 4.11 and 4.12). Most cysts are asymptomatic, apart from the presence of a lump, but infection will be associated with pain and swelling. Treatment is by excision, which should include the central portion of the body of the hyoid bone to prevent recurrences. A wedge of tongue muscle is resected with the thyroglossal duct behind the hyoid.

Lateral neck lumps (Table 4.3)

Inflammatory conditions

Enlarged infected lymph glands of the neck are the most common cause of lateral neck lumps in children. An infective aetiology is accompanied at some stage by tender enlargement. Multiple palpable, non-tender nodes are a normal feature in many children.

Table 4.3 Causes of lateral neck lumps in children

Infective Cervical lymphadenitis
  Mumps
  Tuberculosis
Congenital Branchial cysts
  Chemodectoma
  Cystic hygroma
  Haemangioma
Neoplastic
Primary Lymphoma
  Neuroblastoma
  Parotid malignancy
  Rhabdomyosarcoma
Secondary Metastases – nasopharyngeal

The primary areas for infection in the head and neck should be carefully inspected and include the skin and scalp in addition to the oral cavity, oropharynx and nasopharynx. The most common infections are of the upper respiratory tract, tonsils and teeth. Resolution of infective lymph nodes is rapid as the primary infection settles. Persistent lymphadenopathy should be re-evaluated.

Mumps

Enlargement of the parotid glands, due to the mumps virus, is extremely common. It is usually a bilateral disease, but unilateral cases can occur (Fig. 4.13). The child has constitutional symptoms of malaise and pyrexia. Rare cases may be complicated by orchitis and encephalitis. Treatment is symptomatic.

Tuberculosis

Tuberculosis of the cervical lymph nodes is uncommon. Tuberculous nodes are multiple and coalesce, and may form a discharging sinus (Fig. 4.14). Most cases have associated pulmonary tuberculosis. Node biopsy is sometimes required for histological confirmation of diagnosis. Treatment is by combination chemotherapy.

Congenital conditions

Most solitary lateral neck masses in the paediatric age group are congenital in origin.

Branchial arch cysts

Branchial arch anomalies giving rise to branchial cysts are uncommon. First branchial arch cysts are rare and located anterior to the tragus. True branchial cysts are more frequently encountered and invariably located in the anterior triangle just in front of the sternomastoid (Fig. 4.15). The aetiology is believed to be cystic degeneration in a lymph node. Most of these cysts are lined by lymphoid tissue so that pain and swelling may be experienced with upper respiratory infections. Where a second arch fistula is present a tract may extend to the pharynx, and this must be excised together with the cyst. All brachial arch cysts presenting in patients over 40 years of age should be considered as a possible undiagnosed squamous cell carcinoma.

Cystic hygromas

Cystic hygromas are anomalies of the lymph channels and present as lateral neck swellings. They are soft and irregular, and usually present at birth (Fig. 4.16). Typically, the hygroma enlarges during crying and the Valsalva manoeuvre. They transilluminate brilliantly. Most cystic hygromas have to be removed owing to continued enlargement, particularly as they may encroach onto the major airways. Excision is difficult, as this benign lesion encompasses structures such as the carotid arteries and facial nerve.

Neck lumps – adult conditions

The majority of adult neck lumps are malignant in origin, with metastatic squamous cell carcinoma from the upper aerodigestive tract being the most common cause. Benign masses constitute 20% of the total.

Midline neck lumps

Thyroid masses

The thyroid gland is a hormonal gland lying in the midline of the neck at the level of the thyroid cartilage. It consists of a left and right lobe joined by an isthmus. Thyroid masses are common and a systematic approach to managing them should be adopted.

It is important to determine whether there is a goitre (diffuse bilateral thyroid enlargement) or a nodular (single) mass within the thyroid (Figs 4.18 and 4.19). Symptoms and signs of hyper- (overactive) and hypo- (underactive) thyroid disease should be sought (Table 4.4). Clinical examination should determine the size and nature of the thyroid mass. Thyroid enlargement may result in compression of either the trachea, causing stridor, or oesophagus, causing dysphagia. Common disorders to affect the thyroid gland include thyroiditis, multinodular goitre, follicular adenoma, thyroid carcinoma and lymphoma.

Table 4.4 Symptoms and signs of thyroid disease

Disease Symptoms Signs
Hyperthyroidism Palpitations Tachycardia (AF)
  Weight loss Exophthalmos
  Agitation Tremor
  Sweating  
Hypothyroidism Tiredness Bradycardia
  Weight gain Loss of eyebrow hair
  Poor concentration

Lateral neck lumps

Neoplasia

Any neck lump appearing for the first time in an adult over 40 years of age should be treated as metastatic cancer until proven otherwise (Table 4.5). Secondary neck disease from malignancy in the upper aerodigestive tract is very common. The patient frequently gives a long history of alcohol and tobacco abuse. The possibility of a supraclavicular neck mass being metastatic disease from sites below the clavicle should not be overlooked (see Table 4.1, p. 90).

Table 4.5 Causes of a lateral neck lump in adults

Type Condition
Neoplasia Primary cancer
  Lymphoma
  Neurogenic (schwannoma, chemodectoma)
  Metastatic cancer
  Lymph-node metastasis from head and neck sites
Infection Glandular fever
  HIV
  Tuberculosis
  Parotitis (mumps)
Autoimmune Sjögren’s syndrome
Miscellaneous Sarcoidosis
  Branchial cyst
Normal variants Transverse process of 2nd cervical vertebra (C2)
  Elongated styloid process
  Normal or cervical rib
  Tortuous, atherosclerotic carotid artery

Unilateral painless parotid masses are likely to be neoplastic, the most common lesion being the benign pleomorphic adenoma. Malignant parotid tumours may cause pain and facial weakness owing to involvement of the facial nerve (p. 113). Hodgkin’s and non-Hodgkin’s lymphoma may initially present as an isolated lateral neck lump. However, disease progression leads to multiple matted neck lumps.

Certain tumours of neural crest origin may present as lateral neck lumps in the adult. These include carotid body tumours, glomus vagale and neurofibromas of the vagus nerve. Multiple neurofibromata (café-au-lait skin pigmentation and cutaneous and neural tumours) may be associated with von Recklinghausen’s disease.

Normal variants

Certain normal bony and cartilaginous structures in the neck may be palpable in some patients and mistaken for lumps (Fig. 4.23). The lateral process of the axis (C2) is often palpable and tender if slight pressure is applied. These features may only be demonstrated on one side of the neck. The styloid process may be elongated and ossified, and therefore palpable as it runs just anterior from the mastoid to the mandible. Normal ribs and, occasionally, an asymptomatic cervical rib may be palpated deep in the supraclavicular fossa. A tortuous atherosclerotic carotid artery in a thin elderly person may be mistaken for a neck mass. It may not be pulsatile, but a bruit is usually audible on auscultation.

Neck lumps – management of malignant lumps

In some patients a neck mass may be a lymph node affected by infection, lymphoma or metastatic carcinoma, rather than the specific neck diseases discussed on previous pages.

The general management of such patients is outlined in Figure 4.24. A full ear, nose and throat (ENT) evaluation will include inspection, radiology and possible biopsy of primary sites in the head and neck. If the primary sites are clear, FNAC may assist in the diagnosis. Otherwise, the mass must be biopsied by excision as incisional biopsies carry the risk of implantation of malignant cells in skin.

The diagnosis of an inflammatory or lymphomatous process in a lymph node will allow appropriate therapy in the former, and staging and eventual treatment strategies in the latter.

Metastatic cervical nodes

Metastatic cervical nodes are clinically assessed and then classified according to the UICC/AJC criteria (Table 4.6). Since the classification is clinically based, it is subject to observer variation. It is also not feasible to decide whether a palpable node contains metastatic cancer or is merely enlarged due to infection. The implication in the classification is that prognosis deteriorates from N1 through to N3 stages. More recently, it appears that the level of metastatic disease in the neck is a better prognostic indicator. Inferiorly placed neck disease has the worst prognosis, with supraclavicular node involvement having the least favourable 5-year survival.

Table 4.6 Classification of regional lymph nodes affected by metastatic carcinoma

Classification (UICC/AJC) Clinical assessment
N0 No regional nodes palpable
N1 Mobile ipsilateral nodes
N2 Mobile contralateral or bilateral nodes
N3 Fixed nodes

UICC: International Union Against Cancer; AJC: American Joint Committee for Cancer Staging.

The treatment of metastatic cervical nodes depends to a large degree on whether the primary disease in the head or neck, or in distant sites, has been identified. As a rule, surgery in the form of a modified radical neck dissection is advocated for metastatic neck disease (Fig. 4.25). Radiotherapy may be employed in occult and small nodal metastases, and in palliation of fungating lesions.

N0: clinically negative neck nodes

Impalpable lymph nodes involved in metastatic disease are called occult nodes. There are certain sites in the head and neck, with a rich and frequently decussating lymphatic supply, from which metastatic nodal disease is highly probable (Table 4.7). Although it would be logical therefore to consider performing an elective modified radical neck dissection in occult neck disease, such a policy shows little benefit. It appears that in selected patients, prophylactic radiotherapy markedly diminishes the incidence of recurrent neck disease with little increase in morbidity.

Table 4.7 Sites of primary carcinoma with a high incidence of occult nodes

N1: palpable ipsilateral neck nodes

N1 metastatic disease is subclassified into whether the primary site is known or unknown.

N1 with no known primary site (occult primary)

The histological appearance of the lymph node may give a clue to where the primary malignant site may be located (Table 4.8). Metastatic supraclavicular nodes are likely to have been involved from infraclavicular primary malignant sites.

Table 4.8 The occult primary: how the histology of a malignant node may assist in determining the primary site

Histology of metastatic neck node Probable primary malignant sites
Squamous cell carcinoma Head and neck sites: nasopharynx, tonsil, tongue base, supraglottic larynx, floor of mouth, piriform fossa, postcricoid region
Adenocarcinoma Infraclavicular sites: bronchus, stomach, breast, intestine, kidney, prostate, uterus
  Head and neck sites: ethmoid sinuses and thyroid gland
Undifferentiated or anaplastic carcinoma Exclude lymphoma by immunocytochemistry
  Consider the above sites of carcinoma

The occult primary in the head and neck is a rare entity. However, if after thorough clinical examination the primary lesion cannot be identified, positron emission tomography (PET) scanning can be useful in identifying the site (Fig. 4.26).