Chapter 8. Fertility and reproductive technology
Learning objectives
• discussing the various foci of abortion law
• explaining the rights of the mother, father and foetus in the termination of pregnancy
• identifying when a medical practitioner may lawfully terminate a pregnancy
• differentiating between the laws designed to protect foetuses
• highlighting the Australian courts’ approach to unwanted births and children born severely damaged as a result of misdiagnosis
• outlining how the laws in Australia deal with reproductive technology, including parentage and cloning
• explaining the legal implications of surrogacy for all parties involved.
Introduction
This chapter examines activities concerned with fertility and reproduction and highlights the diverse legal requirements associated with these areas. These areas of the law may not necessarily impact on the daily practice of medical practitioners, however, an overview of the current regulatory frameworks may assist in a general understanding. The chapter commences with the laws relating to abortion where historical underpinnings reveal a 19th century approach to regulation and the emergence of considerable differences between state and territory laws. Also included is an overview of wrongful life claims, and then a brief outline of the key areas involving reproductive technologies.
Abortion
Medical abortions are obtainable throughout Australia, however until quite recently, in all jurisdictions, the criminal law has sought to regulate this area. An abortion can be defined as the untimely expulsion (or removal) of the foetus from the uterus. Abortion can be either spontaneous, commonly referred to as ‘miscarriage’, or it can be artificially induced, commonly referred to as ‘a medical abortion’ or ‘termination of pregnancy’. It is the artificial intervention, using instruments or drugs, which gives rise to the involvement of the criminal law, when an abortion is considered to be ‘unlawful’.
Pre-reform — early English law
Australian law was traditionally based on the English Acts, the first of which in 1803 made abortion after ‘quickening’ a crime. 1‘Quickening’ is the first movements of the foetus felt by the mother (from approximately 16 weeks gestation). The 1803 Act made it an offence for any person ‘unlawfully to administer any noxious and destructive substance or thing with intent to procure the miscarriage of a woman quick with child’. The intention of this Act was to protect the as yet unborn foetus. The later 1929 Act made the intentional, wilful destruction of the life of a child, capable of being born alive, a felony. 2 This is known as the offence of child destruction which acts to protect the foetus during birth. These two offences potentially overlap. The 1929 Act also introduced justification for a termination of pregnancy for the purpose of preserving the life of the mother. Hence the differentiation of a lawful or unlawful abortion.
The significant case which established the principles governing abortion is the English case of R v Bourne.3 MacNaghten J considered that the meaning of the word ‘unlawful’ in the legislation was of vital and decisive significance. His Honour was influenced by the defence of ‘necessity’, used in child destruction cases where the head of the foetus was collapsed to save the mother’s life. 4 His reasoning was that to procure an abortion was defensible if it was necessary to save the life of the mother, ‘the unborn child must not be destroyed except for the purpose of preserving the yet more precious life of the mother’. 5 When MacNaghten J considered the life of the mother, he went beyond the physical fact of life and included its quality. Thus, in this case the medical practitioner undertaking the abortion was acting ‘lawfully’ if he acted with an honest belief that the intervention was to preserve the life of the mother. Furthermore, the concept of ‘life of the mother’ included both the mental and physical health of the woman. The law clearly made the decision a medical one.
The Australian context
The laws in several states and territories are still based on the old English laws. 6 The framing of criminal legislation to make abortion unlawful led the courts to develop specific criteria in the late 1960s and early 70s to enable a ‘lawful’ abortion. For example, in Victoria in R v Davidson7 the court ruled that for an abortion to be lawful there were two criteria: first, the accused (the doctor) must have honestly believed on reasonable grounds, that the act was necessary to preserve the woman from a serious danger to her life or physical or mental health (not merely being the normal dangers of pregnancy and childbirth) and, second, in the circumstances the termination was not out of proportion to the danger to be averted. This decision was accepted and extended in the New South Wales case of R v Wald8 where the court stated that it would be for the ‘jury to decide whether there existed … any economic, social or medical grounds or reason … which an accused could honestly and reasonably believe would result in a serious danger to (the woman’s) physical or mental health’. 9 Commentators suggest that the role of the law is to place obstacles in the way of women seeking an abortion, making doctors the key gatekeepers to decide the risks. 10
In South Australia11 and the Northern Territory12 the legislation has given meaning to the word ‘unlawful’ by establishing the circumstances in which an abortion is lawful. In both jurisdictions, before an abortion can be undertaken, two doctors must have examined the woman and agreed that to continue with the pregnancy would involve greater risk to her physical or mental health than to terminate it, or that the child would suffer such physical or mental abnormalities so as to be seriously handicapped. When making the assessment the doctors may consider the mother’s actual or reasonably foreseeable environment. In South Australia there is a requirement that the woman must have been a resident of that state for at least 2 months. The South Australian legislation also provides a maximum sentence of life imprisonment for the termination of a pregnancy where the foetus is capable of being born alive, set at 28 weeks gestation. 13 However, this provision does not apply when the abortion is necessary to save the life of the mother. Hence, the statutory requirements are not applicable in an emergency.
New South Wales relies on the ruling in Wald’s case, mentioned above. The law was re-stated in R v Sood [2006], 14 a termination occurring between 22–24 weeks gestation. Dr Sood failed to physically examine the woman, ask the patient her reasons for wanting the abortion or discuss possible alternatives with the patient. The medical practitioner told the patient that bleeding more heavily, and for a longer period, were the only likely complications. The doctor inserted a prostaglandin tablet into the patient’s vagina, provided her with further tablets and instructed her to take them orally. The patient was directed to return the next day for the procedure. The woman went into labour that night and gave birth to the child in the toilet. The court held that the person must honestly believe on reasonable grounds that the termination was necessary to protect the mother from a serious danger to her life. It was held that the medical practitioner had not made adequate enquiries as to the need for the abortion; had she done so, she would be able to form a reasonable belief about the associated risks. The medical practitioner was convicted for an unlawful abortion.
In the Northern Territory there is a time frame established, of no more than 14 weeks gestation, when an abortion may be undertaken. This time limit is extended to 23 weeks gestation if the doctor believes in good faith that an abortion is ‘immediately necessary’ to prevent grave injury to the woman’s physical or mental health. Moreover, if the woman’s life is in immediate danger, then no time limit applies. The Northern Territory is the only jurisdiction to impose a time limit on when a pregnancy may be terminated. Where the woman is under 16 years of age the consent of the guardian is required. The Northern Territory and South Australian legislation specifically allow a pregnancy to be terminated when the foetus has a serious hereditary disorder. 15
In Queensland and Tasmania abortion will be permitted in particular circumstances. For example, in Tasmania the Criminal Code Act 1924 was amended in 2001; section 164 makes it clear that a ‘legally justified’ abortion is not a crime. 16 This section requires two tests to be satisfied: (1) two medical practitioners must certify in writing that the continuation of the pregnancy would involve greater risk of injury to the physical or mental health of the woman, than if the pregnancy were terminated; and (2) the woman must provide informed consent, unless it is impracticable to do so.
The Queensland Criminal Code 1899 provides that:
a person is not criminally responsible for performing in good faith and with reasonable care and skill, a surgical operation upon any person for his [or her] benefit, or upon any unborn child for the preservation of the mother’s life . 17
In R v Bayliss and Cullen18 this section has been interpreted in accordance with the Menhennitt judgment in Victoria in the case of R v Davidson [1969] VR 667. However, section 282 of the Criminal Code considers the use of surgical intervention, and with the introduction of drugs to induce abortion, the law was arguably unclear. In 2009 in Queensland criminal charges were pursued against a young couple for obtaining the drug Misoprostol (a drug used in conjunction with RU486) to bring about a medical abortion. It was alleged that the woman performed an abortion by administering the drug to herself and that she was aided and assisted by her partner. This produced significant public debate regarding the abortion laws in Queensland. Section 282 of the Criminal Code was amended in 2009 to extend the exemption for doctors to perform terminations using abortion drugs. The revised section now reads:
A person is not criminally responsible for performing or providing, in good faith and with reasonable care and skill a surgical operation on or medical treatment of:
a) a person or unborn child for the patient’s benefit; or
b) a person or unborn child to preserve the mother’s life;
if performing the operation or providing the medical treatment is reasonable, having regard to the patient’s state at the time and to all circumstances of the case.
In Western Australia abortion is illegal under the Criminal Code (WA), s 199, unless it is performed by a medical practitioner in accordance with s 334 of the Health Act 1911. It is not an offence if the medical practitioner carries out the abortion in good faith and where:
1 the woman has given consent; or
2 the woman will suffer serious personal, family or social consequences if the abortion is not performed; or
3 the woman will suffer serious physical or mental health problems if the abortion is not performed; or
4 the pregnancy is causing serious danger to her physical or mental health.
Wherever possible the woman must provide ‘informed consent’ unless, in the latter two situations (listed above), it is impractical for her to do so. Informed consent is defined as ‘freely given consent’ where a second medical practitioner has provided counselling regarding the medical risks of both termination and continuation of the pregnancy. If the gestation is more than 20 weeks then two doctors, specifically designated by the Health Minister, must agree that the mother or foetus has a severe medical condition justifying the termination. In addition, the procedure must be undertaken in an approved health facility. If the woman is less than 16 years of age, and therefore a minor, she has no legal capacity to provide an ‘informed consent’. In this situation the woman’s custodial parent must be informed and offered the opportunity to be included in the process.
Decriminalisation of the law
In 2002 the Australian Capital Territory introduced the Crimes (Abolition of Abortion) Act which removed the crime of abortion from the criminal law. The Health Act 1993 (ACT) requires that only a medical practitioner may carry out an abortion and that it must be carried out in an approved facility. 19 The Act also makes provision for a health professional to refrain from performing or assisting in the performance of an abortion. 20 Likewise, Victoria introduced the Abortion Law Reform Act 2008 which repeals abortion as a crime from the Crimes Act 1958. The new legislation allows a medical practitioner to perform an abortion on a woman who is not more than 24 weeks pregnant. 21 If the woman is more than 24 weeks pregnant the Act requires two criteria to be fulfilled: (1) the medical practitioner reasonably believes that the abortion is appropriate in all the circumstances; and (2) the medical practitioner has consulted at least one other medical practitioner who also reasonably believes the abortion appropriate. In considering whether the abortion is appropriate the doctors may consider all of the relevant circumstances and the woman’s current and future physical, psychological and social attributes. 22 The Act also specifies the obligations of a health practitioner who has a conscientious objection. 23
The foetus and father
Before a foetus is born alive it has no legal rights and is generally considered to be part of the mother’s body. Legal recognition is granted when the foetus is ‘born alive’ which requires some indication of life, such as a pulse in the umbilical cord, movement, coughing or breathing. The child can still be attached to the umbilical cord and be considered alive. If the child is born alive but later dies from a prenatal injury the criminal law may be invoked against the person who caused the injury. 24
In the case of A-G (ex rel Kerr) v T25 the biological father sought a restraining injunction to prevent the woman with whom he had conceived a child from seeking an abortion. The court denied the injunction and applied the principles established in an English case, 26 using the guiding principles that the father and foetus have no identifiable rights. 27 The law is clear in relation to the rights of the foetus and the father. There is no rule in common law or statute which gives the father the right to be consulted about a termination. Furthermore, the courts distinguish the father’s relationship in terms of biological and not marital status.
Child destruction (late termination of pregnancy)
The criminal offence of child destruction exists in most Australian jurisdictions. The offence involves the deliberate destruction of the foetus that is capable of being born alive. In the Northern Territory an offence exists for killing an unborn child, or for preventing a birth, where a person is about to be delivered of a child. 28 Western Australia, the Australian Capital Territory and the Queensland Criminal Code also make it an offence to ‘stop the child being born alive’. 29 In South Australia the separate offence of ‘child destruction’ is committed when a person ‘destroys the life of a child capable of being born alive, by any wilful act, or unlawfully causing such child to die’. 30 Tasmania and the Northern Territory also have legislation in this area. 31 New South Wales and Victoria do not have a specific offence of child destruction. There are no judicial rulings on child destruction cases in Australia.
The legislation emphasises the deliberate intention of the person undertaking the act of ‘destruction’. The issue of a child capable of being ‘born alive’ is relevant. The presumption is that the gestational age of a foetus capable of being born alive is 28 weeks or more. There is no judicial interpretation in Australia hence the courts may refer to the English courts for guidance. 32 The issue of the precise age a foetus is capable of being born alive has not been resolved. As Skene33 argues, the gestational age at which the death of a stillborn must be registered is a significant stage for the purposes of establishing the offence. In Victoria, for example, a medical practitioner must notify the Registrar of Births, Deaths and Marriages if a child dies after the 20th week of gestation or weighs 400 grams or more. 34
Late term abortion
In the Royal Women’s Hospital v Medical Practitioners Board (Vic) 35 medical practitioners became the focus of professional misconduct allegations after they were involved in a 31-week termination of a pregnancy. The woman was referred to the Women’s Hospital after her foetus was diagnosed with skeletal dysplasia (dwarfism). This diagnosis was confirmed after further testing. Following counselling, a psychiatrist recommended that termination take place to preserve the health of the mother, several medical practitioners who had also been consulted, concurred. The board cleared the medical practitioners of unprofessional conduct and stated that it was not the role of the board to determine whether specific clinical decisions were appropriate, but whether the conduct of the medical practitioners in making that decision had been professional. No criminal charges were brought against the medical practitioners.
‘Wrongful’ conception, life and birth claims
Practices relating to the sterilisation, diagnosis and advice provided in relation to pregnancy and foetal abnormality, have led to three groups of actions in negligence (refer to Chapter 5, Negligence). The actions can be grouped as follows.
1 Wrongful conception — action by a parent or parents to recover damages for the birth of an unplanned child
This negligence action could occur, for example, with an unsuccessful sterilisation procedure. The High Court in the case of Cattanach v Melchior36 settled the law in Australia regarding the rights of the parents to recover damages for the unintended birth of a healthy child. The medical practitioner applied a clip to the left fallopian tube, on the mistaken belief the patient had only one tube. The question the High Court was to determine was whether damages were reasonable for the past and future costs of raising the child, not for harm caused by the child’s life. By a majority judgment the court held that the costs of raising a healthy, but unwanted child, were recoverable. Following the High Court’s decision in this case Queensland, New South Wales and South Australia passed legislation to prevent damages being awarded for the costs of raising a healthy child.
2 Wrongful birth — action by the parent for failing to diagnose a pregnancy
In CES v Superclinics Australia Pty Ltd37 the plaintiff, a single 21-year-old pregnant woman was not correctly diagnosed until she was 19 weeks pregnant, despite her repeated visits to the medical clinic. The woman gave birth to a healthy child and then sought damages for the depression, pain and suffering that the pregnancy and birth had caused, and for the financial loss caused by her confinement and the costs to be incurred of having to raise her child to adulthood. The New South Wales Court of Appeal found that the woman was owed a duty of care and that this had been breached. The majority of the court held that compensation should cover only the confinement, the birth and the costs associated with rearing the child to an age where adoption was possible. The fact the plaintiff had kept the child was her decision, and the defendants had not caused her to take on the child-rearing role to adulthood. 38 This decision was to be challenged in the High Court of Australia; however, the case settled and the chance for the High Court to make a ruling was lost.
3 Wrongful life — action by the child born with disability due to negligent care
The High Court has dismissed claims in two relatively recent cases. In Harriton v Stephens39 the plaintiff claimed damages relating to the circumstances of her birth and life, where she was exposed to the rubella virus in utero. She was subsequently born with hearing and vision impairment, spasticity and mental retardation. It was accepted that the child’s mother would have terminated the pregnancy had she been correctly advised of her rubella status and the probable effects on the foetus, and it would not have been unlawful for her to do so. 40 The court accepted that the medical practitioner had erred, but found that there was no duty of care to the foetus. The second case, Waller v James; Waller v Hoolahan41 involved a child conceived using IVF technology, who was born with a genetic clotting disorder which led to the baby suffering a cerebral thrombosis, resulting in permanent brain damage. The High Court had to determine whether a wrongful life action should constitute a recognisable action. The contentious nature that wrongful life claims raise is clear in Harriton: how might we compare a rubella-affected existence with the only possible alternative — non-existence? Gleeson42 argues that a majority of judges in Harriton were concerned about the effect a successful action would mean, or indicate, about the value of life with disability and the potential liability of mothers who produce children with disabilities.
Reproductive Technology
There are many different procedures utilised by this technology43 which raise questions relating to when life commences, parentage, experimentation on embryos and confidentiality issues. The following outline provides an overview of the current legal frameworks and, readers will note, ethical guidelines also provide guidance.
Legislative frameworks
Four states have legislated to address the areas of reproductive technologies — South Australia, Western Australia, Victoria and New South Wales. There are similarities in that each state Act has established an authority or an equivalent entity to grant licences to those scientists and medical practitioners wishing to undertake this work. The established authority advises the relevant Minister on matters relating to the various practices including experimental procedures. The requirements and prohibitions for the regulation of fertilisation are incorporated into each states’ legislation and associated regulations. For example, in South Australia the Reproductive Technology (Code of Clinical Practice) Regulations 1995 deal with issues of consent, storage, disposal, eligibility criteria and record-keeping. The Code prohibits mixing gametes from different sources or culturing or maintaining an embryo outside the body.
Where there is no legislative framework or the technology falls outside the state legislation the National Health and Medical Research Council (NHMRC) ethical guidelines are utilised. The guidelines address a number of areas affecting practice, including the need for approval of all procedures by an institutional ethics committee and the requirements include the maintenance of registers with data relating to success or failure of procedures, parentage and attempted pregnancies. There should be no commercial component such as the selling of embryos. The Fertility Society of Australia’s Reproductive Accreditation Committee also have a code of practice. 44 It is important to note that guidelines and codes of practice may well be examined by the courts but do not have the same status as legislation.
Artificial insemination (AI)
The common law recognises the procedure of donor sperm being introduced into the woman’s reproductive system. The regulation focuses on approved or licensed personnel and premises where the procedure occurs. The states with legislation include:
• South Australia — AI services provided free are not regulated. When a fee is involved, the medical practitioner must be registered according to the legislation and must abide by the Code of Ethical Clinical Practice contained in the associated regulations in that state.
• New South Wales — a person providing this service must be registered with the Director-General in that state.
• Victoria — regulates the AI of a woman with sperm that is not from her husband and the procedure must be carried out on licensed premises by an approved medical practitioner.
• Western Australia — as with the other states, a person offering AI services must have a license (or approval) and there is a requirement to comply with the Code of Practice of the Human Reproductive Technology Council.
Cloning
The federal government passed legislation in 2002 relating to human cloning. The Research Involving Embryos Act and the Prohibition of Human Cloning Act were passed to ban human cloning. The Lockhart Committee was appointed in 2005 to consider the legislation and made 54 recommendations, including overturning the ban. Somatic cell nuclear transfer (SCNT), also called ‘therapeutic cloning’, for research purposes is now permitted in Australia subject to licence from the NHMRC. 45
Parentage
A woman who gives birth to a child as a result of reproductive procedures is the legal mother of that child. This is regardless of whether donor gametes were used. The woman’s husband or de facto is the legal father assuming he is a consenting party. The converse is that those individuals who donated gametes will remain anonymous unless, for example, the infertile couple have family members donating gametes. Regardless of whether the donors are known they will normally have no legal connection with the child.
In Re Patrick46 a mother and her lesbian partner applied to remove orders for contact between a child and his sperm donor father. The court placed significant emphasis on the discussions between the parties prior to conception. The sperm donor argued that he had been intended to be known to the child as a father figure. The court was influenced by the donor’s commitment to the conception, there were 27 attempts, and to his ongoing involvement with the child. While it was recognised that their agreement was not binding, Justice Guest stated ‘He has at all times … demonstrated by both sacrifice and concession a sensitive tolerance of a secondary role to the mother and co-parent’. 47 The court ordered that the child continue to have contact with the donor father and that this should increase to include every second week end and half of all school holidays. The court’s decision reflected acceptance that the sperm donor was the child’s father but was not a parent.
Gametes from a dead parent
This can occur where either parent dies after gametes have been previously taken and frozen, or both parents die when there are pre-existing embryos, or when gamete tissue is taken from a dead parent (e.g. when on life support). Early cases demonstrate the courts have been less inclined to allow removal. 48 In 2005 a woman’s application was rejected by a Victorian court to remove sperm with the purpose of becoming pregnant. 49 However, she was successful in having her dead husband’s sperm removed and transported to another state, where it was legal to implant. 50 The NHMRC ethical guidelines outline the necessary considerations, indicating that gametes should not be used unless:
• there is clear direction as to use of the gametes
• there is witnessed consent from the donor
• the prospective parent receives counselling about the consequences of such use
• the use of the gametes does not diminish the fulfilment of the rights of any child born. 51
Surrogacy
Surrogacy occurs when a woman agrees to be inseminated, either artificially or naturally, with the intention the child will be given up, usually to the sperm donor and his partner. The laws regulating surrogacy have been incorporated into the legislation of those states with reproductive legislation; the remaining states and territories have enacted specific legislation. Commercial surrogacy agreements have been outlawed in the Australian Capital Territory, New South Wales, Queensland, South Australia, Tasmania and Victoria. The Queensland and South Australian legislation also specify that gratuitous surrogacy agreements are illegal.
SCENARIO AND ACTIVITY
Case example — A woman of 31 weeks gestation threatens to kill herself if she does not have an abortion because her foetus has a serious genetic disorder.
• Will this amount to child destruction or possibly an unlawful abortion?
1 Of the differing laws relating to abortion, which approach do you consider most appropriate and why?
2 What is the role of the medical practitioner and should the law focus on other parties when the decision is made to terminate a pregnancy?
3 What is the difference between the wrongful life claims and should medical practitioners ever be held responsible?
4 How would you approach a homosexual couple who seek your advice, wishing to proceed with a pregnancy from the donated sperm of a friend?
5 What advice can you provide to a couple wishing to engage in a surrogacy agreement?
Further reading
Campbell, J., ‘Hatching, unmatching and parental responsibility’, Australian Health Law Bulletin 10 (10) (2002) 101–106.
Chalmers, D., ‘Can the law keep up with changes in medical technology and cloning?’, LEGALDATE 19 (2) (2007) 4–6.
De Crepigny, L.; Savulescu, J., ‘Abortion: time to clarify Australia’s confusing laws’, Medical Journal of Australia 181 (4) (2004) 201–203.
Faunce, T., ‘The Carhart case and late-term abortions — What’s next in Australia?’, Journal of Law and Medicine 15 (1) (2007) 23–31.
Forrester, K.; Griffiths, D., Essentials of Law for Health Professionals. (2010) Elsevier, Sydney; Chapts 8, 9..
Gleeson, K., ‘Bracket creep in Australian abortion indications: When did rubella arrive?’, Journal of Law and Medicine 15 (2007) 424.
Nemes, I., ‘Therapeutic cloning in Australia: One small stem from man, one giant leap for mankind’, Journal of Law and Medicine 16 (2008) 139–160.
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