Comprehensive Management of Individuals in the Intensive Care Unit

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Comprehensive Management of Individuals in the Intensive Care Unit

Elizabeth Dean and Christiane Perme

Cardiovascular and pulmonary physical therapy in the intensive care unit (ICU) is a subspecialty within cardiovascular and pulmonary physical therapy. This chapter presents the principles of clinical and nonclinical aspects of patient management in this setting. An overview of the general goals of management and the rationale for prioritizing treatments according to a physiological hierarchy is described. End-of-life issues are also addressed.

The thrust toward evidence-based practice in health care and the development of conceptual bases for practice have had major implications for cardiovascular and pulmonary physical therapy in the ICU.14 Superior knowledge of cardiovascular and pulmonary physiology, pathophysiology, pharmacology, multisystem dysfunction and its medical management, and ICU equipment and changing technology is essential. Clinical decision making in the ICU and rational management of patients is based on a tripod approach: knowledge of the underlying pathophysiology and basis for general care; knowledge of the physiological and scientific evidence for treatment interventions; and clinical reasoning and decision making in prioritizing treatments, prescribing their parameters, and performing serial evaluation to assess outcomes and further modify treatment (Figure 33-1). High-quality care is a function of these three areas of knowledge and expertise. Evidence-based practice and excellent problem-solving ability will optimize outcomes5 and maximize the benefit-to-risk ratio of cardiovascular and pulmonary physical therapy interventions.

Specialized Expertise of the Intensive Care Unit Physical Therapist

Effective clinical decision making and practice in the ICU demand specialized expertise and skill, including advanced, state-of-the-art knowledge in cardiovascular and pulmonary and multisystem physiology and pathophysiology and in medical, surgical, nursing, and pharmacological management (Box 33-1). Physical therapists in the ICU need to be first-rate diagnosticians and observers. Given the multitude of factors that contribute to impaired oxygen transport,6 the physical therapist needs to analyze these to define the patient’s specific oxygen transport deficits and problems. Optimizing oxygen delivery in the patient who is critically ill7 by exploiting noninvasive interventions is the priority.

Box 33-1   Specialized Expertise and Skill of the Intensive Care Unit Physical Therapist

image Detailed, comprehensive knowledge of cardiopulmonary physiology and pathophysiology and pharmacology.

image Thorough working knowledge of the monitoring systems routinely used in the intensive care unit (ICU) and an understanding of the interpretation of the output of these monitoring systems (e.g., electrocardiogram [ECG], arterial blood gases, fluid and electrolyte balance, hemodynamic monitoring, chest-tube drainage systems, intracranial pressure monitoring). This information is an integral component for assessing the underlying problems and selecting, prioritizing, and progressing or modifying treatment.

image Extensive expertise in cardiopulmonary assessment and treatment prescription; general experience in medicine and surgery is recommended.

image Detailed understanding of multisystem physiology and pathophysiology and the cardiopulmonary manifestations of systemic disease.

image Ability to practice effectively under pressure and in congested, suboptimal working conditions.

image Knowledge regarding all emergency procedures, including those for respiratory and cardiac arrest, equipment problems, and power failure.

image Knowledge regarding the paging system used in the unit for being contacted as well as for contacting other team members when they are out of the unit or out of the hospital.

image On-call service, 24 hours a day, 7 days a week, is a common practice and should be considered in units without this service.

image Knowledge regarding the roles of all team members.

image Sensitivity toward each patient’s psychosocial situation, culture, and values and promotion of active involvement of the patient and family in clinical decision making, whenever feasible.

image Superior communication skills (e.g., ability to work cooperatively with other members of the ICU team [Figure 33-3] and give verbal presentations and discuss patients at rounds).

The role of the ICU physical therapist is to promote healing and recovery and to return the patient to the highest possible level of life participation and satisfaction. Therefore the physical therapist must be capable of processing considerable amounts of objective information quickly, interpreting this information, and integrating it to provide the basis for a treatment prescription (i.e., the specific selection, prioritization, and implementation of treatment interventions). The ability to integrate and interpret the vast amount of multiorgan system data is perhaps the single most important skill in ICU practice and treatment prescription. With these data the physical therapist identifies the indications for treatment, contraindications, and optimal timing of interventions. The condition of the patient in the ICU can change rapidly. The physical therapist works within narrow windows of opportunity to effect an optimal treatment response. Treatments are variable with respect to their intensity, duration, and frequency. The maximally beneficial outcome with the least risk to the patient is the objective of every treatment. Although principles of management may be the same, specific knowledge requirements will differ depending on the type of critical care setting (e.g., burn, coronary care, neurosurgery, spinal cord injury, and trauma). Alternatively, a community hospital with a small general ICU will have a cross section of patients that the physical therapist will need to manage.

Goals and General Basis of Management

The ultimate goals of cardiovascular and pulmonary physical therapy in the ICU include the following:

As precursors to achieving these goals, the immediate goals relate initially to maximizing oxygen transport, hence, cardiovascular and pulmonary function; and second to maximizing musculoskeletal and neurological function. In the ICU the physical therapist needs to recognize the implications of cardiovascular and pulmonary insufficiency on neuromuscular status and that apparent impairment of neuromuscular status is not necessarily indicative of neurological dysfunction. Rather, reduced cardiac output and blood pressure, hypoxemia, hypercapnia, and increased intracranial pressure (ICP) may be responsible for these changes indirectly. Musculoskeletal and neurological complications can become life-threatening and therefore need to be detected early and managed.

Key elements of the assessment of the patient in the ICU include risk factors for a suboptimal clinical outcome. In addition to age and comorbidity, risk factors include poor indices of PaO2 with a high FIO2, platelet count, cardiac index, blood urea nitrogen, creatinine, and renal function. Other risk factors include peritoneal dialysis or hemodialysis, continuous infusion of antidysrhythmic agents, base deficit, reduced consciousness, pain, and cardiac arrest. Thus patients with one or more of these risk factors, conditions and interventions, require close monitoring and management.

Many elements of the assessment of patients in the ICU are comparable to those for patients with acute conditions who are not critically ill but require respiratory support and mechanical ventilation (see Chapter 44). The primary difference is that for patients in the ICU the adequacy of the steps in the oxygen transport pathway are monitored closely, and the status and function of multiple organ systems are monitored in a serial (repeated at regular or judicious intervals) manner to observe trends over time so that treatment modifications can be titrated to the patient’s responses. Serial vital signs including pain and distress are recorded along with arousal and cognitive status, neuromuscular status, musculoskeletal status, and functional mobility. Assessment of functional mobility ranges from the smallest movement to walking (see Figure 33-2 and Box 33-4). Often it includes bed mobility, transfers to chair, and walking, which may require assistive devices. Related laboratory investigations are noted, including the electrocardiogram (ECG), radiographs, scans, blood work, blood sugar level, and fluid and electrolyte balance, and are followed closely to quickly detect improvement or deterioration so that treatment can be correspondingly modified.

Mechanical ventilation and its modes and parameters are described in Chapter 44. The ventilator settings including the fraction of inspired oxygen (FIO2) are important indicators of changes in the patient’s status and therefore must be included in the assessment and recorded at each treatment. Similarly, changes in FIO2 are important outcomes and indicators of treatment response. This information is used collectively in clinical decision making before, during, and after weaning from mechanical ventilation.

In patients who are medically stable, invasive mechanical ventilation is titrated judiciously to ensure that the patient is initiating breaths as much as possible, which facilitates weaning. Depending on the patient’s response to ventilation, however, sedation and neuromuscular blockade may be indicated. These interventions limit the patient’s capacity to cooperate fully with treatment. Breathing patterns imposed by the mode of mechanical ventilation influence venous return and aortic pressures8; thus mobilization needs to be prescribed accordingly. Furthermore, weaning patients with chronic obstructive pulmonary disease (COPD) and neuromuscular conditions is complicated by respiratory muscle weakness and fatigue (see Chapter 26), which may indicate respiratory muscle training or rest. Because of these challenges, weaning necessitates close cooperation and coordination within the team to maximize weaning success.

As for patients who are not critically ill, the assessment data are evaluated, problems and diagnoses made, and interventions prescribed based on the patient’s needs and goals. Physical therapy has a prominent role in the management of patients who are on mechanical ventilation.9,10 With each treatment, the responses are reviewed and prescription parameters of the interventions are refined to progress the patient

Restricted Mobility and Recumbency

Hospitalization, particularly in the ICU, is associated with a considerable reduction in mobility (i.e., loss of exercise stimulus) and recumbency (i.e., loss of gravitational stimulus) (see Chapters 18 and 20).1113 These two factors are essential for normal oxygen transport; thus their removal has dire consequences for the patient with or without cardiovascular and pulmonary dysfunction.

In terms of a physiological hierarchy of treatment interventions (see Chapter 17), exploiting the physiological effects of acute mobilization, upright positioning, and their combination is the most physiologically justifiable primary intervention to maximize oxygen transport and prevent its impairment in patients who are critically ill.

Recumbency is nonphysiological; it is a position in which, all too often, most patients are injudiciously confined. Changing the position of the body from erect to supine positions results in significant physiological changes that may jeopardize the patient’s already compromised or threatened oxygen transport system (Box 33-2) (see Chapter 20).

The culmination of these deleterious effects offsets the increased homogeneity of ventilation and perfusion and their matching in the supine position. These effects compound the superimposed factors of restricted mobility, recumbency-induced central fluid shifts, prolonged lying without the normal stimulation or will to turn the body, and underlying pathophysiology or trauma that may contribute to impaired cardiovascular and pulmonary function and oxygen transport. Theoretically, the more compromised the patient, the greater the priority to maximize time spent in the upright position in conjunction with exploiting the benefits of acute mobilization.

Specificity of Cardiovascular and Pulmonary Physical Therapy

Physical therapy interventions in the ICU (see Chapter 17 and Part III) are more specifically geared toward the status of each organ system, taking into consideration the pathophysiological basis for the patient’s signs and symptoms, the rationale for each intervention, and the physiological and scientific evidence supporting the effectiveness of the intervention.14 Physical therapy provides both prophylactic and therapeutic interventions for the patient in the ICU. Conservative, noninvasive measures constitute initial treatments of choice to avert or delay the need for additional invasive monitoring and treatment including supplemental oxygen, pharmacological agents, and the need for intubation and mechanical ventilation. The physical therapist aims to avoid, reduce, or postpone for as long as possible the need for respiratory support. Even if the patient is mechanically ventilated, maintaining some level of spontaneous breathing, no matter how minimal, is associated with improved oxygenation and outcomes.15 In addition, the physical therapist helps to prevent the multitude of side effects of restricted mobility and recumbency during bed rest. A summary of general information required before treatment of the patient in the ICU is presented in Box 33-3. This provides the basis for establishing a patient’s readiness to be mobilized and the progressive steps for doing so (Box 33-4 and Figure 33-2).

Box 33-4   Guiding Principles for Mobilizing Patients in the Intensive Care Unit

Based on a multisystem assessment and discussion with the team:

image Determine the patient’s readiness for mobilization—that is, perform multisystem assessment including arousal, medications, lines and leads, mechanical ventilation and respiratory support; responses to gravitational and mobilization challenge tests; contraindications and precautions and clearance by team.

image Establish therapeutic and safe parameters for a given patient based on objective and subjective measures.

image Prescribe the parameters of the gravitational and mobilization stimuli (types of mobilization and exercise, their intensities, duration, and frequencies) by titrating them to the patient’s immediate and longer term responses (see Fig 33-2 for progression of mobilization). Principles for progressing the mobilization stimulus:

image Monitor the patient during and after each of the levels shown in the following schema, and record the responses and outcomes.

image Progress patient:

image Monitor response to recovery and rest and qualitative and quantitative evaluation of return to resting baseline.

Maximizing Function

Maximizing function refers to maximizing the capacity to participate in one’s life roles and associated activities. This necessitates promotion of optimal physiological functioning at an organ system level, as well as promoting maximal functioning of the patient as a whole. In critical care, primary goals related to function optimization are initially focused on cardiovascular and pulmonary function. With improvement in oxygen transport, increased attention is given to optimal functioning of the patient with respect to self-care, self-positioning, sitting up, and walking. General physical therapy goals related to function optimization are shown in Box 33-5. Outcomes can be tracked objectively by recording the length of time a patient sits over the edge of the bed, sits in a chair at bedside, stands, and walks. Also, the weight a patient lifts as well as the number of repetitions and sets he or she performs can be readily quantified.

Box 33-5   General Physical Therapy Goals toward Function Optimization in the Patient in the Intensive Care Unit

image Establish a detailed baseline of outcome measures and measures to be recorded serially to assess change.

image Maintain or restore adequate alveolar ventilation and perfusion and their matching in unaffected and affected lung fields and thereby optimize oxygen transport overall.

image Prolong spontaneous breathing (to the extent that is therapeutically indicated) and thereby avoid, postpone, or minimize need for mechanical ventilation.

image Minimize the work of breathing.

image Minimize the work of the heart.

image Design a positioning schedule to maintain comfort and postural alignment (distinct from therapeutic body positioning to optimize oxygen transport).

image Maintain or restore general mobility, strength, endurance, and coordination within the limitations of the patient’s condition and consistent with the patient’s anticipated rehabilitation prognosis (distinct from therapeutic mobilization to optimize oxygen transport).

image Maximally involve the patient in a daily routine including self-care, changing body position, standing, transferring, sitting in a chair, and ambulating in patients for whom these activities are indicated.

image Optimize treatment outcome by interfacing physical therapy with the goals and patient-related activities of other team members; coordinating treatments with medication schedules; and treating the patient specifically, on the basis of both results of objective monitoring available in the intensive care unit and subjective findings.

Consistent with being primarily a noninvasive practitioner, the physical therapist exploits noninvasive interventions to achieve therapeutic goals. Outcomes related to reduced reliance on invasive interventions are important physical therapy outcomes. These include reducing FIO2; avoiding mechanical ventilation; minimizing mechanical ventilator support; increasing the amount of spontaneous breathing, even minimally, if the patient is mechanically ventilated; and reducing medication (e.g., bronchodilators, inotropes, chronotropes, sedation, narcotics, and analgesics).

Prophylaxis

General aspects of patient care related to physical therapy practice include the role of prophylaxis or prevention. The complications of restricted mobility and recumbency are described in Chapter 18 and relate primarily to the status of the cardiovascular and pulmonary, neuromuscular, and musculoskeletal systems and overall functional capacity. In the ICU the negative physiological effects of restricted mobility are amplified in patients who are severely ill and older. A primary objective of the physical therapist therefore is to avoid or reduce these untoward effects on the patient’s recovery and the patient’s length of stay in the ICU. Ventilator-associated pneumonia (VAP) is the most common nosocomial infection in the ICU and is associated with poor outcomes and high cost of ICU care.

Preventive physical therapy goals include reducing the deleterious effects of restricted mobility and pathology on cardiovascular and pulmonary and neuromuscular function and reducing the risk of musculoskeletal deformity, neurological dysfunction, and decubitus ulcers over pressure areas (back of the head, shoulders, elbows, sacrum, and heels). Special mattresses or a special bed may be indicated. The negative sequelae of recumbency and restricted mobility, which can be life-threatening in people who are critically ill, are largely preventable. Particular care must be taken to avoid pressure sores because these increase the risk of infection and deterioration and can be life-threatening. Physical therapists as well as nurses need to pay particular attention to individuals at risk and to examine routinely for sites of redness, pressure, and potential skin lesions in every patient, regardless of expected length of stay in the ICU.16 The texture of bed covers, their smoothness, bunching of the bed gown, and irritation from lines and catheters to the patient must be routinely monitored. Prevention is key, given the potentially reduced immunity and capacity to heal of patients in the ICU.17 Although pressure sores are largely preventable, the need to be vigilant remains, given the deleterious consequences they may have on recovery. Unrelieved pressure and equipment failure have been identified as key causes of pressure sores in the patient after trauma.18 These causes of pressure sores are 100% avoidable with vigilance and monitoring. Physical therapists have a role for making recommendations about patient positioning between treatments in the interest of preventing deleterious sequelae of recumbency and restricted mobility.

Preparation for Treating the Patient in the Intensive Care Unit

Patients in the ICU are generally characterized by some degree of life-threatening medical instability or its risk. Before treating a given patient in the ICU, the physical therapist should be thoroughly familiar with the specific information shown in Box 33-6. Depending on the level of care in the ICU, nursing care is usually 1 : 1 or 1 : 2. Coordinating treatment with nursing interventions is efficient. It is helpful to have the nurse at hand to assist as required, particularly if the patient is beginning physical therapy. Alternatively, if the nursing care proved strenuous for the patient, physical therapy may be more beneficial if delayed.

Box 33-6   Specific Patient Information Required before Treatment of the Patient in the Intensive Care Unit

image Detailed knowledge of the patient’s history, including the differential diagnosis on admission to the intensive care unit (ICU) and relevant medical, surgical, and social histories.

image Knowledge of premorbid status related to the International Classification of Functioning, Disability and Health (see Chapters 1 and 17) (i.e., limitations of structure and function [impairment], activities, and social participation [health-related quality of life]—these will provide a baseline of outcome measures on which clinical decisions about ICU discharge and hospital discharge will be made).

image Detailed understanding and knowledge of the medications administered to the patient, their indications, and side effects (especially those affecting response to physical therapy).

image Knowledge regarding the stability of vital signs since admission, including heart rate and rhythm, respiration rate and rhythm, blood pressure, skin color, core temperature, and hemodynamic stability.

image Detailed knowledge of relevant findings of laboratory tests, procedures, and biopsies, including arterial blood gases, blood analysis, fluid and electrolyte balance, electrocardiogram (ECG), radiographs, thoracentesis, central venous pressure (CVP), left atrial pressure (LAP), pulmonary artery wedge pressure (PAWP), microbiology and biochemistry reports, and urinalysis.

image Detailed understanding of the rationale for the ventilatory mode and parameters used if the patient is ventilated.

image With respect to establishing a patient database:

image As treatment progresses, record objective and relevant subjective treatment outcome measures and revise treatment goals as indicated by the patient’s progress.

General Clinical Aspects of the Management of the Intensive Care Unit Patient

Assessment and Evaluation

The fundamental assessment procedures for the cardiovascular and pulmonary systems are described in detail in Part II. Laboratory reports, procedures, sputum culture, and radiographs supplement the findings of inspection, palpation, and auscultation of the chest. Of particular importance are the blood work, arterial blood gases (including SaO2), ECG, fluid and electrolyte balance, hemodynamic monitoring, and ICP monitoring. These are the most commonly monitored parameters in the ICU in addition to vital signs, temperature, respiration rate, heart rate, blood pressure, respiratory distress, and pain.

Although the priority in the ICU is survival, greater attention is now being placed on thriving after the episodes of care in the ICU and hospital (see Chapters 16 and 17). Therefore assessment and evaluation in the ICU focus on activity, participation, and quality of life as well as factors related to conventional oxygen transport deficits and multisystem function, in anticipation of the patient’s return to community living.

Monitoring

Maximizing the effects of physical therapy treatment depends on exploiting information from the ICU monitoring systems. Monitoring systems can be used to establish the indications and contraindications for treatment as well as parameters of the treatment prescription and progression, and to assess the patient. Physical therapy uses of monitoring systems in the ICU are summarized in Box 33-7. Physical therapists need to exploit the considerable amount of objective data available to them in patient management. A thorough knowledge and routine use of monitoring systems for each patient in the ICU cannot be overemphasized in terms of contributing to improved quality of care with less risk to the patient. Subjective responses of the patient are particularly important in the ICU, where the patient’s power and self-responsibility are compromised. Eliciting subjective responses can be achieved through a sign system, use of analog scales, and communication devices. The patient needs to be able to communicate basic needs if possible (e.g., discomfort or /pain, anxiety, fear, and general distress). Patients have been reported to experience significant levels of stress when being managed in the ICU—in turn, worsening outcomes.19

The monitoring systems described in Chapter 16 provide essential information with respect to the management of the patient in the ICU. Information regarding arousal, acid-base imbalance, and fluid and electrolyte balance helps to establish specific treatment goals. The Swan-Ganz catheter in situ permits measurement of pulmonary artery pressure and wedge pressure, which provide an index of myocardial sufficiency and specifically left-sided heart function. Central venous pressure gives an indication of fluid loading and the ability of the right side of the heart to cope with changes in circulating body fluids. Pressures related to heart function give the physical therapist an indication of pulmonary status and help to determine whether heart dysfunction is affecting lung function or lung dysfunction is affecting heart function, or both. Cardiovascular and pulmonary stress alerts the physical therapist to modify workloads or the physical demands of treatment to keep the patient medically stable and avoid undue fatigue and deterioration. The physical therapist conducts ongoing monitoring of the patient’s responses to invasive care in the ICU (e.g., responses to medication and fluid resuscitation, indications for intervention and refinement of its prescription) to ensure patient safety.

Changes in ECG may reflect heart disease, lung disease, altered acid-base, and electrolyte and fluid balance. The physical therapist is responsible for identifying the patient’s heart rhythm and ECG changes, which can be expected with improvement or deterioration in oxygen transport and secondary to medical management, drug intervention, changes in the course of the disease, and response to treatment generally.

Pharmacological Agents

The physical therapist needs a thorough knowledge of the common pharmacological agents used in intensive care (see Chapter 45). With this knowledge, the physical therapist can augment the effects of these agents and optimize physical therapy treatment response when treatments are coordinated with medication schedules. Most medications have optimal dosages for any given patient, optimal sensitivity, and peak response time. Most medications have side effects. Side effects may cause deterioration in the patient’s condition, create apparent signs and symptoms suggestive of other disorders, or alter response to treatment. The physical therapist therefore needs to identify the medications each patient is taking and their side effects. Medication that contributes to suboptimal therapeutic outcomes warrants discussion with the team in terms of finding an alternative. One physical therapy outcome is the minimization of medication with effective physical therapy.

Certain medications, such as anxiolytics, bronchodilators, sedatives, mucolytic agents, antianginal medications, and analgesics, help the patient to cooperate and tolerate treatment. Special consideration must always be given to the different peak response times of different medications. The patient can cooperate more actively in the treatment if pain and anxiety are reduced and breathing is easy. An enhanced treatment effect is therefore more likely. These advantages can result in shorter, more cost-effective treatment and more effective use of the physical therapist’s time.

Some medication can attenuate a patient’s response to mobilization and exercise and activity. Patients on beta-blocking agents, for example, may not show the normal changes in heart rate and blood pressure in response to exercise. In addition, beta-blockers contribute to fatigue. Therefore, caution needs to be observed when prescribing exercise for patients taking beta-blockers. Another classification of drugs called vasopressor agents regulates blood pressure and heart rate. Patients taking these agents may also exhibit abnormal mobilization and exercise responses. Monitoring is essential; however, vital signs to assess treatment response may be rather limited for patients taking drugs that act on the cardiovascular system.

Narcotics are a commonly used classification of drug in the ICU and are often administered for their analgesic effects jointly with sedatives and tranquilizers. Despite pain relief, narcotics, particularly in combination with other sedative-type drugs, interfere with physical therapy treatments because of the patient’s reduced arousal, monotonous ventilation, and inability to cooperate with treatment. Furthermore, narcotics tend to have multisystem effects rather than localized effects. Because physical therapy is the most physiological and noninvasive intervention available to the patient in the ICU, it behooves the physical therapist to ensure that pharmacological agents that are effective and more selective than narcotics in achieving the desired effect have been considered. Thus as a team member the physical therapist has a major role during rounds to ensure an integrative management program for each patient.

Treatment Prescription in the Intensive Care Unit

Physical therapy treatments in the ICU are judiciously selected in a goal-specific manner. As a general guideline, treatments descend in a physiological hierarchy (Chapter 17). Mobilization, exercise, and body positioning are exploited first with respect to their direct and potent effects on oxygen transport overall.20 Early mobilization and walking are priorities regardless of whether the patient is mechanically ventilated.2123 At the other end of the treatment intervention hierarchy (i.e., least physiological interventions that have a more limited effect on the steps in the oxygen transport pathway overall) are conventional interventions such as airway clearance techniques and suctioning. Assessment of the oxygen uptake and delivery relationship is essential given the high metabolic demands of patients in the ICU24 and the documented associated exercise and stress responses associated with physical therapy.25

Supplemental Oxygen

Supplemental oxygen is usually administered continuously, whether the patient is ventilated or not, to maintain PaO2 level within an optimal range.26 Oxygen concentrations can be increased before treatment to help compensate for associated stress. Oxygen, however, should always be increased to 100% and inspired for at least 3 minutes before and after suctioning. Should arterial desaturation be apparent during treatment, oxygen may need to be increased. If the patient is spontaneously breathing without oxygen, supplemental oxygen may also be indicated during treatment to avoid desaturation. Oxygen administration is regulated by the ICU team based on arterial blood gas levels including arterial saturation and subjective distress. Severe hypoxemia is known to result in irreversible tissue damage within minutes, but hyperoxia can also produce harmful effects within hours. By maximizing alveolar ventilation, gas exchange, and ventilation and perfusion matching, supplemental oxygen can be optimally used and the effects of acidemia minimized.

Treatment for respiratory acidosis in individuals with chronic pulmonary disease is aimed at increasing alveolar ventilation to improve the exchange of carbon dioxide and oxygen. Because the respiratory center is depressed by increased amounts of carbon dioxide (carbon dioxide narcosis), the lowered oxygen tension of the blood becomes the stimulus for respiration. If the patient inhales high concentrations of oxygen, the stimulation for respiration may be removed. For this reason, oxygen is never given to patients with carbon dioxide narcosis.

Low-flow oxygen (1 to 3 L/min) is given to a patient with chronic pulmonary disease who maintains a chronically elevated arterial PCO2 in the presence of arterial hypoxemia. If intermittent positive pressure breathing is indicated, compressed or room air is used instead of oxygen.

Severe hypoxemia usually suppresses cardiac output to some degree. Cardiac output may be further compromised immediately after a patient has been placed on a mechanical ventilator because of impaired venous return resulting from the elevated transpulmonary pressure.27 An attempt is made to carefully balance ventilation with an optimal or adequate cardiac output by shortening inspiratory time and minimizing transpulmonary pressures by using lower tidal volumes.

Breathing and Coughing Maneuvers

If the patient is nonventilated or was recently extubated, breathing and coughing maneuvers in conjunction with moving and body positioning are emphasized to promote ventilation, flow rates, and secretion clearance; decrease minute ventilation and respiratory rate; increase tidal volume; and improve arterial blood gases. Breathing exercises for individuals who breathe with long-time constants (e.g., patients with chronic pulmonary disease) are believed to be most effective if pursed-lip breathing is performed in conjunction with mechanical pressure applied over the abdomen. To derive the maximum benefits, breathing and coughing maneuvers should be performed in body positions that are most mechanically and physiologically optimal. In addition, they can be performed in the postural drainage positions to augment mucociliary clearance. To avoid airway closure, patients should not breathe below the end of normal tidal ventilation.

Mucociliary Transport and Secretion Clearance

The patient in the ICU needs special attention regarding fluid balance to carefully regulate hydration and fluid volume. Inhaled humidified air is a significant additional source of body fluid. Normally the alveolar gas is saturated with water vapor. The lining of the tracheobronchial tree is therefore protected from erosion and potential infection. This is particularly important in the patient who requires frequent suctioning. The effect of humidification can be assessed by the consistency of the patient’s secretions. Thick secretions suggest humidification may be inadequate, and the patient may be dehydrated.

If the effects of mobilization on mucociliary transport and secretion accumulation have been exploited and further secretion clearance is warranted, postural drainage may be indicated. Postural drainage may be contraindicated in patients with unstable vital signs and is usually contraindicated immediately after feedings and meals. In some institutions, however, patients on continuous 24-hour tube feedings are tipped after feeding has been discontinued for 15 minutes. The cuff in the artificial airway is inflated to avoid aspiration. The specific postural drainage positions to be used are determined on the basis of the pathology, radiographs, and clinical examination. The recommended positions for the bronchopulmonary segments involved should be approximated as closely as possible (see Chapter 21) and modified as needed. Frequently, specific positioning in the ICU is compromised as a result of the patient’s status, intolerance to lying flat or being tipped, or limitations imposed by the monitoring apparatus or ventilator.

The role of manual techniques has long been questioned because they have been associated with desaturation, atelectasis, musculoskeletal trauma, discomfort, cardiac dysrhythmias, and cardiac arrest.28 Thus these techniques must be applied rationally, with appropriate monitoring, and modified accordingly. The precise sequence, duration, intensity, and frequency of treatment are based on treatment outcome rather than time. Oxygen demand has been shown to increase with manual airway techniques, and the hemodynamic and metabolic responses have been reported to resemble the response to exercise.24 The increases in cardiac output and blood pressure are thought to reflect increased sympathetic activity from stress as well as the exercise-like response.25 The stressful responses to ICU procedures as well as conventional airway clearance procedures have been reported to be effectively modulated with medication.29 A recent study reported no significant changes in image and mean arterial pressure with conventional airway clearance interventions compared with undisturbed side-lying positions.30 These discrepant findings may reflect differences in the intervention and subjects studied (stable patients who are ventilated). The application of manual techniques in the head-down position is contraindicated in patients with acute myocardial infarction and increased ICP. Relative contraindications include hemorrhage, bronchopulmonary fistula, acute chest trauma, lung abscess, and gastric reflux.31 Given the adverse effects of manual airway clearance interventions that have been reported, the physical therapist needs to ensure that more physiological alternatives associated with fewer risks have been exploited.

Bagging or Manual Hyperinflation

Although not universally accepted, bagging is practiced to varying degrees in ICUs. The purpose of manually hyperinflating the lungs with a resuscitation bag is to provide extra-large breaths during treatment, to maintain some degree of positive end-expiratory pressure, to assess lung compliance, and to facilitate the effect of instillation of a small volume of saline solution into the tracheobronchial tree to loosen secretions. A self-inflating breathing bag is temporarily connected to the airway. Bagging must be performed cautiously. Aggressive bagging can produce bronchospasm. The lungs are manually inflated for a few breaths. The use of bagging in conjunction with suctioning is controversial. Some clinicians prefer to bag after suctioning to avoid the possibility of the positive pressure pushing the mucus distally. Others maintain that because the mucus adheres to the walls of the airways and because the airways dilate in response to positive pressure, bagging does not propel the mucus distally. Rather, it is believed that bagging before suctioning promotes air entry distal to the mucous plugs and movement of plugs centrally on expiration.

Certain body positions present a particular problem when a pressure-cycled ventilator is being used. The efficiency of the ventilator is greatly reduced when the patient’s head is positioned below the hips because of an increase in total pulmonary resistance caused by the pressure of the abdominal contents. Therefore the use of a self-inflating breathing bag may be required to maintain pressure when changing from one position to another and during some postural drainage positions. Adequate tidal volume can be maintained by an assistant while the physical therapist assists the patient with bronchial drainage. With the use of the self-inflating bag, the physical therapist needs to ensure the patient is adequately ventilated and takes a larger than tidal breath every minute or so.

As soon as possible, spontaneous breathing is encouraged in conjunction with postural drainage. The small airways dilate slightly on inspiration and cause mucus to peel away from the walls; thus during expiration, mucus plugs are moved centrally toward the trachea. The degree to which chest wall percussion, shaking, and vibration facilitate this movement has remained equivocal in the literature.14,28 Thus these less substantiated, less physiological conventional procedures (i.e., manual techniques) should be considered carefully and only after other more supported and physiological treatments have been exploited. Furthermore, because of their documented hemodynamic and adverse effects,32 it is essential that the patient be continuously monitored for safety reasons and to establish a favorable treatment outcome. For the patient who is unconscious or paralyzed, the ventilator or self-inflating bag can be used to increase inflation volumes. Research is needed to examine the role of bagging in removal of mucus.

Weaning from the Mechanical Ventilator

Depending on the institution and country, the physical therapist, the respiratory therapist, or both are often responsible for assisting physicians in weaning the patient from mechanical ventilation. Coordinating goals and working with the ICU team to ensure that the weaning process is carried out expediently and with the least risk of weaning complications (e.g., postextubation atelectasis, aspiration, and hypoxemia) are priorities. Expediting weaning is an important ICU goal, as patient outcomes improve with shorter periods of mechanical ventilation.33 Evidence-based guidelines have been documented.

Weaning can increase cardiovascular and psychological stress, and in turn image. Patients at particular risk of weaning failure must be identified and monitored by the physical therapist during this process. One study reported that cardiovascular responses to weaning in patients after heart surgery depended on the type of surgery.34 Cardiac index, for example, was greater after abdominal aortic surgery than after bypass or transplantation surgery. Although the oxygen extraction ratio remained stable after aortic surgery, it increased somewhat after bypass surgery and markedly after transplantation surgery. Weaning patients with cardiac dysfunction from mechanical ventilation can lead to pulmonary edema because of increased venous return and release of catecholamines, reduced left ventricular compliance, compression of the heart by the lungs, and increased left ventricular afterload.

Because of its profound effect on pulmonary function and gas exchange, body position must be optimized for weaning to maximize weaning success and avoid the need for reintubation because of weaning failure. Patients who are overweight warrant particular attention. Low tidal volume and high respiratory rates can jeopardize weaning success. In patients who are obese, a semirecumbent position may favor weaning, compared with a 90-degree upright position, which may cause the abdomen to encroach on the underside of the diaphragm and limit its excursion.35

Blood gas analysis and pulmonary function provide the indications for weaning. Ideally the patient’s spontaneous tidal volume should approximate that delivered by the ventilator. Forced vital capacity should be two to three times the patient’s required tidal volume. Weaning is not usually indicated if the patient requires positive end-expiratory pressure greater than 5 cm H2O or if FIO2 is greater than 0.4. In addition, patients who are unable to generate a negative inspiratory pressure of −20 mm Hg or greater are unlikely to be able to generate sufficient intrathoracic pressures for deep breathing and airway clearance and thus are poor candidates for weaning. Minute ventilation and maximum voluntary ventilation can be measured at bedside and contribute to the decision regarding whether to wean. Although weaning protocols differ depending on the patient and the ventilatory mode used, general guidelines for this common ICU procedure are outlined in Box 33-8.

Box 33-8   General Steps in Weaning a Patient from the Mechanical Ventilator

1. An individualized weaning schedule is designed for each patient in which periods of time are spent off the ventilator and on a T tube that delivers appropriate oxygen and humidity.

2. The initial time period off the ventilator is carefully selected; mornings are often good times.

3. (a) Physical activity should be at a minimum during this period (e.g., not during or after physical therapy, not after meals, tests, or procedures, and not during family visits). (b) Supplemental oxygen and humidity are given.

4. The physical therapist offers support and reassurance.

5. Monitoring of vital signs and for signs and symptoms of respiratory distress is performed continuously during weaning.

6. The patient is not left unattended in the initial weaning sessions until periods off the ventilator are reliably tolerated well for several successive minutes.

7. (a) Deterioration of vital signs or blood gases and evidence of distress indicate that the patient will have to return to ventilatory assistance imminently. (b) Rest periods of at least an hour are strategically interspersed in the weaning schedule.

8. Blood gas evaluations are performed at regular intervals (e.g., 15, 30, 60, 90, and 120 minutes, or more or less frequently as indicated).

9. If blood gas levels stabilize to within acceptable limits during the weaning period and the patient is generally tolerating the procedure well, the time off the ventilator is increased.

10. Patients with underlying cardiopulmonary disease who are older, malnourished, or obese or who smoke can be expected to take longer to be completely weaned from the ventilator.

11. Weaning is generally faster in patients who have required a shorter period of mechanical ventilation.

12. To hasten the weaning process, synchronized intermittent mandatory ventilation (SIMV) has been reported to be useful in some patients. Others, however, have observed that the use of SIMV tends to fatigue the patient and delay the patient’s progress in weaning. Thus SIMV is used cautiously, and individual variability is considered in terms of its effectiveness. Assist-control ventilation is a well-tolerated alternative.

Discharge from the Intensive Care Unit

Every ICU should have and use admission and discharge criteria. The criteria may differ from ICU to ICU and hospital to hospital. The discharge criteria are likely to be met in situations in which there is no need for mechanical ventilation, airway protection, or invasive hemodynamic monitoring and there is resolution of the medical problems that necessitated the admission.

The physical therapist is responsible for documenting the physical therapy treatment priorities and frequent progress notes during the ICU stay so that the team responsible for the patient after discharge can continue management with reduced risk of disruption of care or regression of the patient’s condition. The patient should be informed continually of his or her progress and the plans made by the team and family.36 The patient should be given as many choices as possible about his or her care and should be actively involved in long-term management planning.

Nonclinical Aspects of the Management of the Patient in the Intensive Care Unit

Teamwork

Comprehensive patient care in the ICU must include a multidisciplinary team. The ICU team usually includes non–health care professionals and health care professionals. The non–health care professionals include the patient, family or immediate support network, case manager, and possibly a spiritual or religious leader. The health care professionals typically include dieticians, nurses and nursing assistants, occupational therapists, physical therapists, physicians, respiratory therapists, social workers, and speech therapists. Teamwork is the essence of maximal patient care and must include the patient and family as much as possible, particularly in the ICU. The physical therapist interacts frequently with other team members, particularly the medical staff, nurses, and respiratory therapists if in the ICU, regarding observations and changes in the patient’s condition, medications, mechanical ventilation requirements, treatment goals, and treatment response (see Figure 33-2). In addition to providing therapy for patients and planning for discharge, the physical therapist is often consulted regarding early mobility, ambulation, body positioning, transferring, chair sitting, and self-care.

Nutrition

Patients who are critically ill are hypermetabolic. Metabolic demand and oxygen consumption are increased after surgery and secondary to healing and repair, increased temperature, and altered thermoregulation. Patients with chronic cardiovascular and pulmonary limitation who are admitted to the ICU are often undernourished because of the effort required to purchase, prepare, and consume food. Furthermore, these patients have increased image and energy expenditure secondary to the increased work of breathing. Without adequate nutrition, patients incur the effects of deconditioning faster and are debilitated, less capable of responding optimally to therapy, and more susceptible to infection. Intravenous or external hyperalimentation is typically instituted early to maintain optimal nutritional status and avoid excessive physical wasting and deterioration. If a tracheostomy has been performed, the patient is able to eat normally, provided risk of aspiration is minimal.

Regardless of the means by which nutritional support is provided, carbohydrate may be limited because of the increased CO2 production resulting from its metabolism.

Infection Control

Infection control has become an even greater concern in hospitals and particularly ICUs now that “superbugs” have become prevalent. Superbugs are microorganisms that are resistant to broad-spectrum antibiotics. The prevalence of these microorganisms has been attributed to the fact that many people today, over the course of their lives, have taken antibiotics, which has made them more susceptible to certain microorganisms and less sensitive to antibiotics. In addition, more patients with critical illness are surviving owing to advances in management. Personal hygiene and good hygienic practice on the part of the physical therapist are mandatory because of the inherently high rate of infection in the ICU and compromised immunity of the patients. Patients in the ICU are prone to infection. Meticulous hand washing with an antiseptic detergent between patients is essential. Soaping for 30 seconds or more with a thorough scrubbing motion followed by thorough rinsing should be carried out. After contact with infected wounds, saliva, blood, pus, vomit, urine, or stool, the physical therapist must be particularly conscientious about washing immediately. Physical protection, including gowning, gloving, capping, and masking, is often required, given the concerns regarding infection, and has in fact become routine practice in many ICUs.

There are several levels of infection control, and there may be differences across ICUs in different hospitals. Some patients need to be protected from infection transmitted across patients in the ICU by health care staff—hence the need for meticulous hand washing. Some patients have types of infections from which the health care staff need protection. Often a combination of both types of precautions is indicated. The physical therapist needs to know the different level of infection control and precautions for each patient. In respiratory isolation, the patient remains in an isolated room for treatment. Masking and gloving will be required, and possibly gowning. Depending on the patient’s diagnoses, eye protection may also be required. Contact isolation requires maximal infection control by those who come into contact with the patient; however, the patient can leave the room or restricted area according to the hospital’s policies.

The Patient as a Person

Although constraints do exist in the high technology environment of the ICU, the patient’s dignity is observed as much as possible regardless of the reason for admission, the level of consciousness, or combative behavior directed toward the ICU staff. Gestures such as using the patient’s preferred name, explaining aspects of the patient’s care, continually orienting the patient regarding person, place, time, and day, and having an interpreter available if necessary are widely practiced. A supportive caring atmosphere is created in which the patient is free to make choices and ask questions as much as possible. With endotracheal intubation, patients are unable to talk. Communication strategies are assessed to ensure the patient is maximally able to communicate his or her needs and maintain a sense of perceived control. Some strategies include mouthing (silent speech), use of a spelling board, writing, pointing to pictures, and responding with yes and no signs.

Other considerations that must be observed are related to disrobing, modesty, and privacy. These may reflect sex, age, physical image, culture, and individual differences. The patient needs to be asked about his or her comfort level with these and also whether he or she is more comfortable with family present during treatment. Accommodating these individual differences is extremely important if the patient is to be maximally motivated to participate in treatment and adhere to recommendations between treatment sessions.

Patients may be in varying stages of cognitive awareness, from completely comatose to semicomatose to a reduced state of arousal. Patients who are comatose have been reported to have some awareness of their environment and later can recall having been talked about or wanting to communicate and having been unable to do so. In addition, mechanical ventilation is a barrier to communication; thus methods of communicating need to be identified.

The Intensive Care Unit as a Healing Environment

The physical environment of the ICU has a profound effect on the patient’s recovery independent of the level of care received. Outside windows with daylight orient the patient to day and night. Other benefits include reduced number and types of complications and reduced length of stay in the ICU and in the hospital overall.37,38 Also, exposure to daylight may reduce the need for analgesia.39 Minimizing the sense of social isolation is important, so family is encouraged to be present as much as permitted by the ICU visiting policy. Pet therapy may have some role in the ICU, as it has been shown to have benefits in other care settings.40 Circadian rhythms are associated with fluctuations in physiological and hormonal functions important to the patient’s healing, recovery, and well-being, and these are compromised with bed rest deconditioning. Normalizing circadian rhythms can be achieved by optimizing a sleep schedule with more wakeful periods during the day and reduction of noise at night.41

End-of-Life Issues

Palliative care is provided to patients in the ICU with the goal of improving the quality of life of patients and their families facing life-threatening illness. Palliative care treatment focuses on the prevention, assessment, and treatment of pain and other symptoms, as well as the provision of psychological, spiritual, and emotional support. Anticipation of dying and death are traumatic for the patient, family and friends, and the health care team. The phases of dying42 that can be anticipated when caring for the patient who is at the end of life are presented in Box 33-9.

The psychosocial issues in conjunction with support of the patient’s physical status and comfort are priorities.43 Communicating effectively and being responsive to an individual’s dignity and needs are important. Each individual differs with respect to his or her needs, and time must be taken to identify these in an open and honest environment. Touching has a particularly important role in providing support and comfort as the end of life nears.

As the goal shifts from the provision of active treatment to supportive palliative care, the physical therapist needs to adjust treatment accordingly. Comfort and symptom management are the primary goals toward the end of an individual’s life. If the patient is able to participate, modified active treatment in conjunction with a high level of support and attention to comfort can be of benefit. As the goals are revised, and if appropriate for the patient, he or she may remain actively engaged in planning and scheduling treatments.

If the patient is unable to cooperate actively with treatment, physical and psychological comfort and symptom management are maximized from a noninvasive perspective to support pharmacological support. Treatments may include relaxation, provision of comfort and human contact, noninvasive pain control strategies, breathing control and coughing maneuvers, and family education.

Principles of Physical Therapy Management

The family and friends of the patient who is dying have special needs that must be considered, and in fact constitute an integral part of the patient’s overall care. In general the physical comfort and personal hygiene of the patient, as well as the quality of the immediate psychosocial environment, are paramount concerns. Optimal functional capacity is maintained as much as possible44 and has been shown to improve even in patients whose course is unstable.45 Nonetheless, the individual’s priorities and needs may change quickly. The physical therapist needs to be flexible to accommodate these fluctuations and sensitive to indications for no intervention. This may be a time for providing support and touching, if the patient wishes. Compassion, understanding, and respect for the patient and the family must be forthcoming from the ICU team as a whole. The ability to be attentive, comforting, and compassionate is an invaluable personal quality that needs to be developed to a high degree in the critical care area. The team members need to attend to how the patient, if sufficiently alert, is dealing with the possibility of dying and must take their cues from the patient with respect to the role they need to play. If requested by the patient or family, spiritual care leaders are summoned.

If life support systems are being continued, the physical therapist may provide treatment to keep the patient as comfortable as possible. Conservative prophylactic cardiovascular and pulmonary physical therapy may be provided to reduce the work of breathing (body positioning and stress reduction, both of which can minimize oxygen cost). Treatments are kept to a minimum in terms of number and duration if death is inevitable. Range-of-motion exercises and skin care may help to reduce the discomfort of restricted mobility, facilitate nursing management and the basic care of the patient, and prevent complications. Analgesics may be continued along with other medications to reduce pain and suffering and maximize comfort. If so, these are prudently coordinated with treatments, if appropriate. In the presence of life supports the patient’s needs may have to be anticipated somewhat more than without life supports because they severely limit communication. The dignity and modesty of the patient continue to be observed even after death.

The patient who has had life supports removed receives the same level of palliative care as the patient with supports. Weakness and wasting may contribute to the fatigue induced by treatment and coughing. Facilitated and supported coughing may help reduce the effort required to cough productively.

One’s humanity is one of the most important attributes a health care provider can bring to the care of patients, and this is particularly true in palliative care. The use of human touch and talking (or being silent) may be the most important means of communicating with and providing support to the patient who is dying and may be unable to communicate or disinterested in doing so. Supportive touching and hand-holding may be even more important to the patient on life support systems, as the supports may be experienced as a physical barrier between the patient and those around him or her.

Summary

Cardiovascular and pulmonary physical therapy in the ICU is a unique subspecialty. Despite the high-tech environment and severity of illness, most people are discharged after their ICU stays, which are highly variable in duration. Management focuses on returning the patient to a premorbid level of function or higher and in the process minimizing morbidity, premature mortality, and length of hospital stay. The general goals of critical care are maximizing function (consistent with the International Classification of Functioning, Disability and Health) and prophylaxis. Specific primary goals are defined by the underlying cardiovascular and pulmonary pathophysiology and multisystem dysfunction and their sequelae. Specific secondary goals are defined by the presence of or the potential for complications including musculoskeletal and neuromuscular dysfunction. Early mobilization that is safe, feasible, and effectively prescribed is essential both for its direct and potent effects of oxygen transport and minimization of complications and as a precursor for transitioning the patient effectively to community living. Strong interprofessional teamwork and an ICU culture that promotes early mobilization can maximize the effectiveness of this intervention. This chapter elaborated on general aspects of managing the physical therapy priorities of patients in the ICU. The knowledge base and experience of physical therapists practicing in the ICU were presented. A broad overview of the objectives of treatment and the rationale for prioritizing treatments according to a physiological hierarchy were described. General clinical and nonclinical aspects of patient management were discussed. Finally, end-of-life issues of relevance to the physical therapist in the ICU were presented.