Bronchoscopic Treatment of Idiopathic Laryngotracheal Stenosis with Glottis Involvement

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Chapter 6 Bronchoscopic Treatment of Idiopathic Laryngotracheal Stenosis with Glottis Involvement

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This chapter emphasizes the following elements of the Four Box Approach: patient preferences and expectations (also includes family), anesthesia and other perioperative care, results and procedure-related complications, and referrals to medical, surgical, or palliative/end-of-life subspecialty care.

Case Description

The patient is a 29-year-old woman who had developed mild hoarseness and progressive shortness of breath with exertion. These symptoms interfered with her life to the point that she had to stop working as a teacher because of impaired phonation. Intermittent sensations of nocturnal suffocation improved after coughing up thick mucus. She had no history, clinical signs, or symptoms of connective tissue disorders, and no history of endotracheal intubation. Other findings included asymptomatic mild mitral valve prolapse diagnosed after a routine cardiac examination revealed a 2/6 systolic ejection murmur. The patient had type 2 diabetes mellitus, which was well controlled with metformin. Her physical examination was unremarkable except for a mouth opening of 2 fingerbreadths. After 6 months of unsuccessful antiasthma treatment, a flexible bronchoscopy had revealed a circumferential subglottic stenosis extending for 1 cm with associated inflamed hyperemic mucosa (Figure 6-1). A fibrotic band extended to but did not involve the right vocal cord. The degree of airway narrowing was calculated at 60% on computed tomography and morphometric bronchoscopic analysis (Figure 6-2). No posterior glottis stenosis or cicatricial fusion of the vocal cords was noted.

Case Resolution

Initial Evaluations

Physical Examination, Complementary Tests, and Functional Status Assessment

The clinical presentation of this patient is classic for idiopathic laryngotracheal stenosis (LTS). Most patients who suffer from this disease are females in their third, fourth, or fifth decade. Currently, it is not clear why idiopathic LTS is restricted to females, but estrogen and progesterone receptor studies in resected surgical specimens showed positive staining of fibroblasts, suggesting a hormonal role in pathogenesis.1 Many patients will have been misdiagnosed with asthma for months to years before an LTS is discovered. The duration of symptoms in one study was less than 2 years in 28% of patients, 2 to 10 years in 61% of patients, and longer than 10 years in 11% of patients.1 Symptoms at rest in LTS usually are not present until a 70% reduction in tracheal lumen diameter is attained, and stridor, at rest, can be noticed only when the tracheal lumen becomes smaller than 5 mm in diameter.2 Effort intolerance caused by exertional dyspnea is the primary cause of morbidity and early disability in LTS. Its presence in this patient is consistent with moderate stenosis using a bronchoscopic classification, signaled by 50% to 70% airway lumen narrowing.35 Under the Myer-Cotton System* for LTS, she would be classified as having a grade II lesion, because her stenotic index (SI) was 60% (Figure 6-3).6 The patient’s functional status, which probably should be part of a multidimensional evaluation of LTS, can be objectively measured using, for example, the Medical Research Council (MRC) dyspnea scale, which has been shown to be sensitive to the presence of varying degrees of LTS.7

Bronchoscopy, in addition to contributing to an assessment of the severity of airway narrowing, allows precise determination of the extent (craniocaudal length) and location of the stenosis. According to the McCaffrey system,* the patient’s stricture, with extension to the glottis, was stage IV. This system is based on the site and extent of an airway stenosis. Four stages are thus defined: I: lesions confined to the subglottis or trachea that are less than 1 cm in length; II: subglottic stenoses longer than 1 cm within the cricoid and not extending to the glottis or trachea; III: subglottic stenoses that extend into the upper trachea but do not involve the glottis; and IV: lesions involving the glottis. Almost 20% of patients with LTS have combined subglottic and glottis stenosis.8

Procedural Strategies

Indications

This patient’s stricture was considered idiopathic because no history of intubation, autoimmune disease, relapsing polychondritis, radiation, trauma, or prior surgery was elicited; therefore, systemic medical therapy with immunosuppressive drugs had no role. A bronchoscopic procedure or open surgery could restore satisfactory airway lumen patency and improve symptoms.4,9

Her active lifestyle caused routinely high flow velocity through her moderately stenotic airway. Improving airway patency to less than 50% narrowing could alleviate her exertional dyspnea.12 In a large series of idiopathic strictures, the point of maximal stenosis was found to be almost always located in the region extending from the upper edge of the cricoid to the lower edge of the first tracheal ring.13 Our patient’s stricture was only 1 cm in length. From a flow dynamics standpoint, longer stenoses (>1 cm) show only a small difference in pressure profiles, with a slightly smaller magnitude of total pressure drop across the stricture and shorter (<1 cm) strictures of comparable diameter.12 Strictures up to 1 cm long are considered of mild extent and, if uncomplicated by malacia, appear to respond well to bronchoscopic laser-assisted dilation. On the other hand, operable patients with longer strictures and patients with associated malacia may be better managed with open surgical interventions.8

The morphology of the stricture, however, was circumferential. Results from studies show that patients with circumferential stenosis require a second endoscopic intervention more often than those with purely eccentric localized hypertrophic tissue (75% vs. 43%) (Figure 6-4). This would support referral for primary surgical resection.14,15 Risks of surgical resection and reanastomosis, however, must be carefully weighed because of the fibrotic band extending to the right vocal cord and the patient’s fear of voice alteration. An incomplete surgical resection could leave behind residual fibrotic tissue, leading to restenosis.16 In addition to the length of the resection, the fixed morphology of the stricture plays an important role in anastomotic tension: Fibrous retracting strictures (i.e., circumferential and hourglass strictures) are very different from dynamic, malacic stenoses (pseudoglottic, triangular stomal strictures); in the former, the healthy trachea is already tractioned, whereas in the latter, it is the normal elasticity of the trachea that tends to worsen the stenosis. Just because stenoses are of the same length, therefore, does not mean that traction across the suture line after surgical resections is the same.9 Taking into account the circumferential and fixed morphology, its extension to the glottis, the patient’s preferences, and her diabetes, we chose to proceed initially with a rigid bronchoscopic intervention.

Expected Results

Our patient’s 1 cm, fixed, circumferential stenosis with hypertrophic fibrotic tissue could initially respond to laser-assisted dilation with an increase in airway cross-sectional area. In patients with idiopathic LTS, however, the therapeutic success of rigid bronchoscopic interventions is variable. Factors impacting success include stenoses that (1) were not completely circumferential (eccentric) (see Figure 6-4), (2) measured less than 1.0 cm in the vertical extent, and (3) were not associated with significant loss of cartilage or remodeling.14 In a retrospective analysis of 16 patients with mean follow-up time of 75.5 months, 14 patients required treatment: 9 patients were controlled effectively using endoscopic laser techniques; endoscopic management failed, however, in 5 patients (noted to have stenosis thicker than 1 cm).17

In a larger study of 30 patients, endoscopic treatment by CO2 (in 4 patients) or neodymium-doped yttrium aluminum garnet (Nd : YAG) laser–assisted dilation (in 26 patients) without or with temporary airway stent insertion (in 4 patients) was considered to be the treatment of choice for initial management of idiopathic LTS. After repeated endoscopic failures (mean, 6.2), open neck surgery by laryngotracheoplasty or reconstruction and anastomosis was performed in 17% of patients, particularly for lesions longer than 1 cm.18 In another series, all patients were treated bronchoscopically. Sixty percent required a second procedure, with a mean interval between procedures of 9 months, and no need for tracheotomy or open surgical intervention was reported.15 Similar results have been reported in several nonrandomized studies of bronchoscopic management.1820

Team Experience

Laser-tissue interactions are based on biologic, photochemical, or thermal reactions. The treating team’s knowledge of tissue effects in specific settings is important because choosing the wrong laser (e.g., using the Nd : YAG laser to cut or the potassium-titanyl-phosphate [KTP] laser to coagulate) or inappropriate laser settings or resection techniques (e.g., inappropriate use of power density*) in the subglottic area can enhance laser-related adverse effects. Laser-related adverse effects might alter local anatomy. We suggest, therefore, that patients with idiopathic LTS should be managed within the context of a multidisciplinary airway disease program, or, at the least, that their condition should be discussed with surgical colleagues whenever possible before bronchoscopic treatments are initiated.

Risk-Benefit Analysis

A stricture in the subglottic larynx poses a challenge because of its proximity to the vocal cords, and because this region is the narrowest segment of the airway. Although no prospective randomized studies are available from which to draw conclusions with regard to the best therapeutic intervention, several investigators have retrospectively compared the outcomes of open airway surgery versus endoscopic treatments (laser, dilation) in idiopathic LTS. Initial endoscopic treatment is recommended for lesions less than 1 cm in length and without cartilage collapse because of the high rate of symptomatic relief and the minimal complications reported in this group.17,18 Many proponents of surgical therapies advocate bronchoscopic treatment initially, provided that it is not repeated if the stenosis returns to its initial grade afterward.21 Others propose that primary resection and reanastomosis should be offered to patients with disease refractory to three (not one) bronchoscopic procedures.17

Although treatment algorithms may be helpful in providing guidance, treatment decisions should be individualized according to causes, functional impairment, comorbidities, the site and severity of stenosis, and the function of the vocal cords.21 Our patient, for example, has a very high lesion with glottic extension, associated inflammation, and diabetes. These increase her risk for postoperative complications.13 At the same time, although bronchoscopic treatment is justifiable as an initial treatment, repeated procedures probably should be reserved for patients in whom definitive resection is deemed inappropriate because of unresectability, inoperability, patient choice, or surgeon preference in light of excessive risk for restenosis or procedure-related complications due to anatomy, surgical inexperience, severe inflammation, or proximity to the glottis.

Therapeutic Alternatives for Restoring Airway Patency

Dilation: One study analyzed a total of 384 procedures performed in 127 patients with multifactorial LTS: 91 (72%) patients underwent primary dilation, of whom 12 (13%) were cured, 4 (4%) had evidence of persistent LTS but did not require further treatment, and 11 (12%) were lost to follow-up.22 Dilation can be performed with tapered Savary-Gilliard dilators, Jackson dilators, bougies, or angioplasty balloons after radial laser or electrocautery incisions.23

KTP laser: As compared with the CO2 laser, its tissue penetration is significantly deeper, so that special attention must be paid to avoid perforation of the airway.

Nd : YAG laser: This approach is used in conjunction with dilation to release the tension of the stricture by performing radial incisions in the stenotic tissues.24 Use of Nd : YAG at a low power density in a noncontact mode, however, is considered by some experts to be unacceptable primary treatment that could cause more scarring and could preclude or complicate further open surgical interventions.21

CO2 laser: This technique is used in suspension laryngoscopy for laryngeal and subglottic stenoses (Figure 6-5), or with a rigid bronchoscope and a CO2 laser coupler for tracheal and bronchial stenoses. In one study, 49 patients with laryngeal stenosis, 6 patients with tracheal stenosis, and 5 patients with combined laryngeal and tracheal stenosis underwent CO2 laser resection (total, 60 patients); follow-up was provided for 1 month to 8 years. Multiple procedures were required in 35 of 49 (71%) patients with laryngeal stenosis. Thirty-nine (80%) of these patients with laryngeal stenosis were successfully managed (average number of procedures in successful cases, 2.18). Factors found to be associated with poor results or failure include circumferential stricture longer than 1 cm in vertical dimension, tracheomalacia, previous history of severe bacterial infection associated with tracheostomy, and posterior laryngeal inlet scarring with arytenoid fixation.14,25 Based on laser-tissue interactions, the CO2 laser (10,600 nm) is the preferred laser for treating benign stenosis, because no scatter and no deep penetration occur; therefore, the risk for collateral mucosal damage or airway perforation, respectively, is lower26; it is used in the ultrapulse mode with a fluence* of 150 mJ/cm2 at a frequency of 10 Hz to avoid charring and heat diffusion into surrounding tissues.21

Spray cryotherapy: Liquid nitrogen (−196° C) is applied directly to the tissue via a low-pressure, disposable 7-French catheter; the published experience is still very limited for airway applications. In a case series, three patients were successfully treated using balloon dilation and four cycles of 5 second spray cryotherapy with complete thaw of the treated area between applications; no further interventions were required at 9 months’ follow-up.27

Metal stent insertion is associated with significant complications, including granulation tissue, extension of stenoses, perforation, and hemoptysis.28,29 The Food and Drug Administration (FDA) warns that metallic tracheal stents in patients with benign airway disorders should be used only after all other treatment options (such as surgical procedures or placement of silicone stents) have been thoroughly explored. Use of these stents as a bridging therapy to surgery is not recommended, because removal of these stents is associated with significant complications.29 In one study, all patients with LTS who had undergone covered or uncovered metallic stent placement developed new strictures or granulation tissue, which precluded definitive surgical treatment or required more extensive resections.30

Silicone stents are placed under rigid bronchoscopy or suspension laryngoscopy for inoperable or unresectable patients with recurrent high LTS despite repeated dilations. When sitting in the subglottic regions, the proximal end of the stent may induce ulceration and granulation tissue formation with subsequent glotto-subglottic restenosis.

Airway reconstruction, such as laryngotracheoplasty, cricotracheal resection, or tracheal resection, could be the primary treatment considered for patients who become operable candidates after bronchoscopic intervention, as well as for operable candidates who have failed bronchoscopic treatment. Cricotracheal resection with primary thyrotracheal anastomosis is considered by some to be the procedure of choice for the treatment of severe idiopathic LTS (>70% luminal obstruction).31,32 Data suggest that fewer patients required subsequent intervention after primary airway reconstruction (27%) than after a dilation treatment (70%).33 Resection is usually successful. Mortality among patients who had anastomotic complications was 7.4% (6/81), whereas it was 0.01% among those without anastomotic complications. Anastomotic complications are uncommon in idiopathic LTS. Important risk factors are reoperation, diabetes, lengthy resections, laryngotracheal resections, young patient age (pediatric patients), and the need for tracheostomy before operation.9 A laryngotracheal resection with anastomosis to the larynx was also associated with a higher anastomotic failure rate (odds ratio, 1.8). Advantages of major airway reconstruction are that it consists of single-stage, definitive treatments. However, these treatments are associated with higher mortality and morbidity than dilation, including unilateral recurrent laryngeal nerve palsy, neck abscess, pneumothorax, and subcutaneous emphysema. This surgery can also significantly impact the adult female voice, lowering the pitch of the speaking voice into the male range and reducing pitch range. The change in voice that potentially accompanies this procedure should be discussed with patients during a preoperative counseling session.33

Permanent tracheostomy is warranted in the few patients with critical stenoses who are candidates for neither surgery nor stent insertion, who develop recurrence after such interventions, or who have failed multiple bronchoscopic treatments. Tracheostomy, particularly when performed emergently, can render subsequent laryngotracheal resection and anastomosis impossible because of lengthening of the damaged tract of airway to be resected. Intubation is preferable until a long-term treatment plan is chosen.

Techniques and Results

Anesthesia and Perioperative Care

The need for antibiotics is routinely addressed during the preprocedural pause. For this patient, this issue is important given her mitral valve prolapse. Although two studies showed that bacteremia is seen in more than 30% of patients undergoing rigid bronchoscopy,35,36 according to current recommendations from the American Heart Association, patients with mitral valve prolapse no longer require endocarditis prophylaxis.37

The anesthesiologist should be informed about the procedure plan: use of the rigid bronchoscope and spontaneous assisted ventilation; the potential for air leak while working through an open system as compared with a closed system with jet ventilation; difficulty in recording end-tidal CO2; the rules of laser use; and the need to reduce the fraction of inspired oxygen (FiO2) to less than 0.4 during resection to avoid airway fire. Although muscle relaxants usually are not necessary, a smooth induction is warranted in patients with high LTS to avoid “bucking” and trauma to the larynx during the intubation process. When general anesthesia with inhaled gases is employed, the nose and mouth must be sealed, usually with gauze packing, to avoid gas leakage. Packing, however, restricts manipulation of the rigid bronchoscope within the airway.

We routinely use spontaneous assisted ventilation after induction and intubation with the rigid scope in our patients with upper and central airway obstruction. Spontaneous ventilation, however, creates negative inspiratory intraluminal pressure that exacerbates an extrathoracic lesion. With inspiration, negative intraluminal pressure causes inward movement of collapsible airway segments, further narrowing the lumen and limiting inspiratory airflow. During expiration, positive intraluminal pressure improves airway dimensions and airflow.

In patients with extrathoracic LTS, therefore, muscle paralysis and positive-pressure ventilation (PPV) may be preferred because this approach generates positive intraluminal pressure that improves ventilation. This helps explain the apparent improvement in certain airway obstructive lesions after PPV. For example, the degree of upper airway obstruction is lessened when flow-volume loops are recorded under conditions of muscle relaxation and PPV in comparison with spontaneous ventilation.38

After removal of the rigid bronchoscope, transient but potentially severe laryngeal or subglottic edema can occur.39 In these cases, laryngoscopy-guided endotracheal reintubation can be difficult, so a flexible bronchoscope should be readily available. In addition, it is advisable that the rigid bronchoscope not be dismantled until the operator and the anesthesiologist agree that laryngotracheal patency is ensured and reintubation is not needed.

We routinely administer dexamethasone 8 to 10 mg intravenously after rigid bronchoscopic interventions in patients with LTS. Given that procedure-related laryngeal edema can occur within 2 to 24 hours after extubation, patients are monitored and are often kept overnight in a short-stay unit. No clear evidence suggests that perioperative administration of corticosteroids prevents laryngeal edema in patients undergoing rigid bronchoscopy; however, experimental animal studies of induced laryngeal injury have shown that dexamethasone given before extubation resulted in reduced submucosal edema.40

Instrumentation

We used a 12 mm EFER rigid open ventilating bronchoscope. The necessary accessory instruments for this case included suction tubing and a bare laser fiber. KTP laser was used for this stenosis because it has greater tissue absorption* than Nd : YAG (but less than CO2), resulting in more shallow tissue penetration than is attained with Nd : YAG (but deeper than with CO2). In addition, its low scattering characteristics minimize collateral airway wall injury.41 Gauze pads, foam rubber, or plastic mouth guards can be used to protect the teeth. Depending on the position of the glottis and the laryngotracheal axis, one, two, or no pillows may be necessary beneath the patient’s head resting on the operating table.

Results and Procedure-Related Complications

Direct intubation using a rigid telescope through the rigid tube is our method of choice for rigid bronchoscopic intubation. The bronchoscope was inserted with its beveled edge facing forward. Upon looking through the telescope, the bronchoscopist can see the uvula posteriorly; the bronchoscope is advanced along the base of the tongue, and the rigid bronchoscope is gently lifted anteriorly and upward, bringing the epiglottis into view (see video on ExpertConsult.com) (Video II.6.1image). The anterior aspect of the beveled tip of the bronchoscope is then slid beneath the epiglottis. Gentle advancement of the rigid tube provides visualization of the arytenoids; the rigid tube is lifted more anteriorly so that the vocal cords are seen. As they are approached, the tip of the bronchoscope is rotated 90 degrees laterally so that the bevel lies between them. The bronchoscope is advanced without traumatizing the vocal cords or the arytenoids and is rotated to enter the subglottis so that the beveled tip lies along the posterior wall of the trachea (see video on ExpertConsult.com) (Video II.6.1image). The extent of the stricture, its location, associated mucosal changes, and the presence or absence of malacia and infection were assessed. Its distance with respect to the vocal folds and the carina was measured in millimeters and in number of residual normal tracheal rings above and below the stenosis (see video on ExpertConsult.com) (Video II.6.2image).

Extension was 1 cm, starting at 0.5 cm below the vocal cords, with most severe narrowing at 1.5 cm below the glottis at the level of the cricoid cartilage. A KTP laser was used at high power density in near contact mode with 1 second, 6 W pulses (total energy delivered, 100 Joules). A single 3 mm long and 0.5 to 1.0 mm deep radial incision was made through the hypertrophic tissue to reach the plane of the normal lumen of the tracheal wall before dilation (see video on ExpertConsult.com) (Video II.6.3image). When two or more incisions are performed, care is taken to preserve mucosa between the incisions.15 Airway patency was restored. The procedure lasted 45 minutes, after which the patient was extubated and was transferred to the postanesthesia care unit for 24 hours; no complications were noted up to the time of discharge the next morning. The morphometric bronchoscopy-calculated post-treatment stenotic index was 20%.5

Long-Term Management

Follow-up Tests and Procedures

Elective outpatient follow-up with flexible bronchoscopy was not recommended unless symptoms recurred,44 which, in fact, happened 6 months later. This prompted out-of-state referral to a thoracic surgeon for resection, but the surgeon recommended repeat rigid bronchoscopic resection and dilation. We added a prescription for proton pump inhibitors because a history of gastroesophageal reflux is often present in patients with idiopathic LTS.45 Reflux is considered a probable cause of idiopathic LTS because healing of subglottic injury is impaired by gastric juices in experimental animal research.

With regard to future interventions, in case our patient becomes pregnant as intended, the literature suggests that pregnant patients with subglottic stenosis usually present with symptoms during the third trimester.46,47 Worsening symptoms may not be related to recurrence of the disease process itself, but rather may be caused by pregnancy-induced airway mucosal hyperemia and edema. Procedures often can be postponed until after delivery, given that labor-induced hyperventilation can potentially contribute to severe flow limitation. If strictures are present and airflow limitation is a concern, general anesthesia should be avoided, if possible, and the stenosis palliated using flexible bronchoscopy with moderate sedation, electrocautery, and dilation.46 We believe that patients with advanced pregnancy requiring therapeutic bronchoscopic intervention should be assessed by an obstetrician, and obstetrics should be on standby during the procedure in case the woman goes into labor.

Quality Improvement

We judge outcomes of interventions for LTS on the basis of restored airway patency, resolution of symptoms, preservation of a satisfactory voice, and absence of symptomatic recurrence requiring reintervention. Objective voice assessment tools have been validated for use in females suffering from idiopathic LTS who are undergoing open tracheal resection.48 Results are considered excellent if voice (including singing voice) and respiration are viewed as normal by the patient, and good if only a mild change in vocal characteristics is noted. This usually indicates some degree of weakness in the ability to project the voice and an inability to sing as well as before the surgery. Mild dyspnea on major exertion is accepted as a good result because the maximum airway attainable in such cases is the anatomically narrower diameter of the immediate subglottis. A result is considered fair in cases of hoarseness, an intermittently weak voice, or exercise tolerance limited by postoperative airway stenosis requiring dilations.13 Repeat rigid bronchoscopic treatment satisfactorily restored airway patency without causing voice changes, but this remains a concern for both the patient and the treating team in case subsequent intervention is needed.

Discussion Points

1. Mention two demonstrably accurate methods for assessing functional impairment in this patient.

2. Describe how the extent of LTS affects whether this patient should be referred for surgical intervention.

A craniocaudal length greater than 1 cm is predictive for failure of bronchoscopic intervention14,17,18 and therefore is indicative of a preference for surgical resection in many instances.

3. Describe existing evidence for using adjuvant therapies to potentially decrease the rate of recurrence of this type of stricture.

Negative studies: 16 patients with idiopathic LTS underwent laser dilations with and without mitomycin; results were inconclusive after a mean follow-up of 76 months.17 A randomized, placebo-controlled trial of patients with LTS compared restenosis rates of two applications of mitomycin-C given 3 to 4 weeks apart, versus one application immediately after surgery54; relapse occurred at a slower rate in the two-application group during the first 3 years, and recurrence 5 years after surgery was similarly high (70%) in both groups.* The local milieu with high-level, matrix-associated expression of transforming growth factor (TGF)-β1 in stenoses could be one reason for the limited treatment effect of mitomycin-C.55

Expert Commentary

The authors describe a case of idiopathic subglottic stenosis treated with rigid bronchoscopy and KTP laser. This progressive fibro-inflammatory condition exclusively affects females, in our experience, of European ancestry, most commonly during the third and fourth decades of life. It is, by definition, a diagnosis of exclusion, and we agree with the authors’ diagnostic evaluation.

Our diagnostic criteria for idiopathic subglottic stenosis are given in Table 6-1. Because patients with vasculitis sequentially and additively present with different manifestations of their disease over several years, we keep this diagnosis under regular review with histology and periodic clinical and biochemical screenings.

Table 6-1 Diagnostic Criteria for Idiopathic Subglottic Stenosis

Clinical Features Serum Biochemistry

  Gross Lesion Morphology     Histopathology*  

* This is established with a deep endoscopic biopsy at the time of first treatment.

We would add to the authors’ initial assessment objective assessments of airway physiology and symptom severity. In particular, we would globally assess the degree of dyspnea, dysphonia, and dysphagia using the ADVS system43 and individual symptom domains using the Clinical COPD Questionnaire49 for airway, the Voice Handicap Index (VHI)-10 for voice,58 and the Eating Assessment Tool (EAT)-10 scale for swallowing.59

We would perform flexible pharyngolaryngoscopy to assess the vocal folds for mobility impairment and the hypopharynx for pooling of secretions, but never flexible tracheoscopy/bronchoscopy in a symptomatic spontaneously breathing patient, because this can readily precipitate acute airway obstruction in the presence of a tight stenosis (Figure 6-6).

We have a low threshold for investigating laryngopharyngeal reflux, and most patients receive antireflux therapy. Where any concern is raised about laryngeal dysfunction and dysphagia, we would also perform video fluoroscopy. In this case a fibrous band was noted to extend to the undersurface of the right vocal fold, but both vocal folds were mobile. Therefore we would consider this case a type I and not a type IV McCaffrey stenosis.

Assessment of airflow physiology using flow-volume loop examination is a routine part of our initial and ongoing assessment of patients with airway stenosis. Flow-volume loops provide detailed information about the presence, nature, severity, and postsurgical relief of upper airway stenosis (Figure 6-7).42 Recently, we have begun to use cardiopulmonary exercise testing, in particular, measures of incremental inspiratory reserve depletion, as a way of quantifying stenosis-related effort intolerance.

We do not routinely perform imaging studies for idiopathic subglottic stenosis because once airway stenosis is diagnosed, our next step is to perform examination under anesthesia, at which time lesion anatomy is further assessed and, in most cases, endoscopic laryngotracheoplasty is performed. Anatomic assessment consists of determining the craniocaudal height of the lesion, the distance from the glottis, and minimum airway cross-section. These are determined by using a quantitative endoscopic technique,60 although airway cross-section is now summarized using the Myer-Cotton System, given that precise knowledge of cross-sectional impairment does not affect treatment or prognosis. The panel of outcome measures used in our assessment of patients with airway stenosis is provided in Table 6-2.

Table 6-2 Outcome Assessment in Airway Stenosis

Level of Assessment Outcome Measures
Anatomy
Flow physiology
Exercise physiology
Airway status
Symptoms: dyspnea and effort intolerance
Symptoms: voice
Symptoms: swallowing
Quality of life

COPD, Chronic obstructive pulmonary disease; EAT, Eating Assessment Tool; VHI, Voice Handicap Index.

In patients with idiopathic subglottic stenosis, the airway is highly reactive, and injudicious attempts at endoscopic laser photoresection of the stenosis, pushing a rigid bronchoscope through it, or stenting will almost invariably produce aggressive scar reformation, which can wholly close up the airway (Figure 6-8). Similarly, long-term tracheostomy is not a solution because the airway above the tracheostomy will scar and close down, causing aphonia.

We always perform airway surgery via suspension laryngoscopy. This gives unencumbered no-touch access to the laryngotracheal complex (Figure 6-9) and allows two-handed minimally traumatic rigid instrumentation, microscope visualization, and line-of-sight CO2 laser surgery. All patients receive intravenous induction of anesthesia and supraglottic jet ventilation. Total intravenous technique is used for anesthesia maintenance. This method of anesthesia induction and maintenance is based on studies demonstrating favorable physiology and an improved safety profile compared with spontaneous ventilation.38 At the first treatment, we obtain a deep wedge-shaped biopsy specimen, including the perichondrium, to look for characteristic histopathologic features of this condition (see Table 6-1). Patients then receive 80 to 120 mg circumferential intralesional depot injections of methylprednisolone acetate, followed by three or four radial incisions using CO2 laser at 8 to 10 W, deployed through a micromanipulator attached to the operating microscope. This is followed by controlled dilation using the CRETM Pulmonary Balloon Dilation System to 15 to 16 mm (Boston Scientific, Natick, Mass). We have never used a KTP laser to treat idiopathic subglottic stenosis, given its deeper tissue penetration and more aggressive collateral tissue injury compared with the CO2 laser.

Idiopathic subglottic stenosis is a progressive condition, and its natural history is recurrent. Therefore we do not equate recurrence following endoscopic treatment with treatment failure and, in our practice, the need to perform repeat endoscopic treatment is not an indication for open laryngotracheal surgery. Most patients require a repeat endoscopic procedure usually once or twice per year. Only 2 of 60 patients in our series did not require repeat endoscopic procedures. Our patients are informed of the relative merits and risks of endoscopic or open surgery and are offered the option of repeat endoscopic surgery or open laryngotracheal reconstruction. To date, around 50 patients have elected to have repeat endoscopic surgery, and 10 patients so far have chosen to undergo open surgery.

Our approach to open surgery for this condition differs from the orthodoxy of cricotracheal resection and anastomosis. We reason that idiopathic subglottic stenosis is a primary mucosal disease that overlies healthy perichondrium and cartilage.1 Laryngotracheal framework resection therefore is unnecessary; notwithstanding the fact that the excellent cure rates reported in one study with cricotracheal resection13 have not been replicated, this procedure necessarily destroys the cricothyroid pitch manipulation mechanism and will cause most female patients to have male voices after surgery.33 Moreover, cricotracheal resection conceptually treats this condition as a benign neoplasm, and, in cases like the one presented, where the disease extends to the glottis, the rational “complete” treatment would be a laryngectomy.

We perform a laryngotracheal fissure with posterior cricoid split, excise mucosal disease off perichondrium, expand the posterior cricoid with costal cartilage, place a skin graft–covered closed Silastic stent with the dermis placed outward through the glottis, and augment the anterior airway using a sternohyoid muscle flap. The stent and the temporary tracheostomy are removed at 2 weeks. The areas where the stenosis was excised will be colonized with keratinocytes, as will a longitudinal strip anteriorly and posteriorly at the site of the rib graft and at the site of the anterior laryngotracheal split. This provides a biologic mechanism for inhibition of further fibrosis in the same way as has been demonstrated in Dupuytren’s disease, which is also an idiopathic fibroinflammatory condition.61 To date this surgery has been performed on 10 patients with complete resolution of airway symptoms in all cases and follow-up of up to 3 years, with one case of suboptimal voice outcome.

References

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6. Myer CM, O’Connor DM, Cotton RT. Proposed grading system for subglottic stenosis based on endotracheal tube sizes. Ann Otol Rhinol Laryngol. 1994;103:319-323.

7. Nouraei SA, Nouraei SM, Randhawa PS, et al. Sensitivity and responsiveness of the Medical Research Council dyspnoea scale to the presence and treatment of adult laryngotracheal stenosis. Clin Otolaryngol. 2008;33:575-580.

8. McCaffrey TV. Classification of laryngotracheal stenosis. Laryngoscope. 1992;102:1335-1340.

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* A widely used staging system for classifying tracheal stenosis based on the degree of airway narrowing.

The SI represents the cross-sectional area (CSA) of the obstructed area relative to that of normal airway lumen proximal or distal to the stenosis. SI = (CSAnormal − CSAabnormal)/(CSAnormal × 100%); the greater the SI, the greater the degree of airway narrowing and the more severe the obstruction.

* McCaffrey system classifies LTS based on the subsites involved and on the length of the stenosis; sites of stenosis in this system are defined as follows: subglottic, when stenosis is in the region bounded superiorly by a plane 0.5 cm below the glottis and inferiorly by the lower edge of the cricoid cartilage; tracheal, when the stenosis is below the lower edge of the cricoid; and glottis stenosis, when stenosis of the interarytenoid space is present.

* Power density or irradiance represents the quotient of the power incident on an element of surface and is expressed in watts per square centimeter. This is controlled by the surgeon: the power setting in watts and the spot size on the tissue (determined by the distance of the laser fiber from the target).

The larynx, located at the level of the C3-C6 vertebrae, extends from the tip of the epiglottis to the inferior border of the cricoid cartilage; subglottic larynx refers to the space extending from the glottis (vocal cords and the space between them) to the inferior border of the cricoid cartilage.

* Energy fluence represents total energy incident on the tissue per unit area.

* Absorption is the key phenomenon in effective laser use and is defined as the transformation of radiant energy to a different form of energy through the interaction of matter. When photons enter the tissue, those that are not reflected, scattered, or transmitted are absorbed, and their energy is transferred to molecules within the tissues and is normally dissipated as heat, responsible for the clinical effects of lasers.

* This study may be confounded by various causes of LTS (idiopathic tracheal stenosis [ITS], post-intubation tracheal stenosis [PITS], and WG).