Attenuation Correction and Scatter Correction of Myocardial Perfusion SPECT Images

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Chapter 7 Attenuation Correction and Scatter Correction of Myocardial Perfusion SPECT Images

HISTORICAL PERSPECTIVE

The field of SPECT imaging was born out of pioneering work done at Duke University in the late 1970s under Ronald Jaszczak1 and John Keyes.2 It was demonstrated that three-dimensional radionuclide imaging could be obtained using an Anger camera rotating around a patient. As early as 1977, it was recognized that attenuation would be one of the major limitations of the new imaging modality.

The effort to solve the problem of attenuation artifacts in nuclear cardiology was carried forward by several groups around the world. Moore et al. demonstrated the feasibility of performing attenuation correction using x-ray computed tomography (CT),3 and Greer KL et al.4 demonstrated the feasibility of acquiring transmission data with a gamma camera system. A complete history of the development of attenuation correction can be found in King et al., 1995.5

The impact of attenuation was first quantitated in the work of Eisner et al. in 1988.6 In this work, differences between males and females were correctly identified as arising from differences in anatomy. This led to significant differences in the mean normal distribution patterns in the left anterior descending (10% to 15% higher in males than females) and right coronary artery (8% to 10% higher in females than males). Later work by Galt et al. demonstrated that with the application of attenuation correction methods, these normal distributions were similar.7 Depuey et al. developed techniques for identifying attenuation and presented algorithms for improving interpretive accuracy using deductive techniques.8

The first attempts at commercialization of attenuation correction were introduced by Picker with its STEP system (Fig. 7-1). This technique was based on the geometry proposed by Tung9 and Jaszczak.10 The system employed a fanning collimator design to collect photons from a fixed line source opposite the detector head on a triple-headed detector system. Early work using this system demonstrated that significant improvements in uniformity could be obtained using the fanbeam collimation system with attenuation correction.11,12 This system failed to received widespread acceptance, because it employed a triple-detector SPECT system and fanbeam collimation. The use of fanbeam collimation led to very extreme truncation artifacts, owing to the small field of view of the fanbeam geometry (~30 cm). Furthermore, the added cost of a third detector system and loss of clinical efficiency from the 120-degree angles of the triple-head systems made this system cost prohibitive.

Other vendors introduced parallel-geometry scanning line source systems. The Vantage/ExSPECT system, introduced by ADAC laboratories, used a 90-degree parallel-hole geometry system for simultaneously acquiring emission and transmission data (Fig. 7-2).13 Using this approach, one of the few multicenter trials of attenuation correction was conducted, demonstrating significant improvement in specificity and normalcy. These results were also duplicated in several single and multicenter imaging trials using various vendor approaches.1421

One of the major limitations of the first-generation systems was that though they work reasonably well in clinical trials, they did not always perform well in the clinical setting.22 Quality control (QC) of the attenuations correction systems was not well understood, and systematic QC procedures were not in place in most nuclear laboratories attempting to use attenuation correction. The result of this was a very uneven application of QC standards in the field and an eventual low rate of adoption by practitioners.

To address these limitations, ADAC laboratories introduced a second-generation processing suite for its Vantage scanning line source systems, the VantagePRO (Philips Medical, Milpitas, CA). This package used a combination of pre- and post-acquisition QC tools combined with a Bayesian iterative reconstruction algorithm to improve the consistency of the resulting images.23 Clinical trials using this approach demonstrated significant improvement in normalcy and specificity; however, because of the retrospective nature of the study, sensitivity did not show improvement over conventional non-attenuation-corrected imaging.

Another approach that was investigated was the use of x-ray computed tomography to derive the patient-specific attenuation map. Because of the high count flux, very high-quality transmission maps can be obtained. Clinical results from these systems have been reported, and they have been shown to produce significant improvement in interpreter accuracy over non-attenuation-corrected image approaches.24,25

The limitation of x-ray-based approaches is that they are inherently sequential acquisition protocols. Transmission/emission image registration issues, as well as clinical efficiency concerns, have limited the acceptance of these systems. The Hawkeye System, introduced by General Electric, was a departure from the conventional line source attenuation correction, insofar as it employed a low-dose x-ray tube (140 kVp, 2.5 mAs) to generate a patient-specific x-ray-based CT attenuation map referred to as hybrid imaging SPECT/CT. This technique was capable of producing transmission maps and attenuation-corrected images of higher quality (Fig. 7-3). As the need for diagnostic-quality transmission maps has arisen, vendors have introduced SPECT/CT hybrid systems capable of detecting and measuring coronary calcium and performing vascular and coronary CT angiography (Siemens [Symbia], Philips [Precedence]).

Pressure for SPECT to evolve is mounting as payer and patient expectations rise. Positron emission tomography (PET) and CT are setting new standards for early detection of disease and in the management of complex patients. The expectations of a perfusion test are changing, and SPECT must improve the information content of its product or face obsolescence. Attenuation and scatter correction are likely to play a critical role in allowing SPECT to survive in this increasingly competitive medical environment.

SCIENTIFIC FOUNDATION OF ATTENUATION: COMPTON SCATTERING AND THE PHOTOELECTRIC EFFECT (See Chapter 6)

Photon attenuation is a natural process of electromagnetic radiation with matter. For optical light, this process is easily recognized as the natural opacity of solid objects. Some materials—colored glass, polarizing sunglasses, and so forth—are translucent, allowing some of the photon beam to pass through the object. Logically, the thicker the translucent object, the fewer photons can survive the trip through the material.

This process is played out in a similar way in the high-energy regimen, albeit with different physical processes in play. Nuclear cardiology (and x-ray imaging as well) exists because of a very peculiar fact of nature: At these energies, the seemingly solid object of the human body is not nearly as solid as it appears. To understand this, we have to introduce an interesting concept, the wave-particle duality of photons.1 At higher and higher energies, photons act as if they have smaller and smaller sizes. In the gamma ray and x-ray ranges, photons could pass through a solid object with little effort. To a high-energy gamma ray, the body looks less like a solid object and more like a cloud of electrons.1

To be precise, attenuation is a misnomer. Most of what is referred to as “attenuation” in nuclear cardiology is in reality photon scatter. The dominant process for “attenuating” photon signal in the energy range used in nuclear cardiology is known as Compton scattering. This process, discovered by Arthur H. Compton in 1923 (resulting in Compton and his graduate student being awarded the Nobel Prize in physics26), is the quantum scatter of light off of matter and the transfer of significant amounts of energy from the photon to the electron.

The photon in a Compton scattering event can be thought of as a billiard ball striking the electron. The electron then absorbs some of the energy from the photon, lowering the energy of the photon (Fig. 7-4). The key parameters of a Compton scattering event are the incident energy of the photon (E0) and the scattering angle of the photon relative to its incident and (θ). The higher the incident energy, the more relative energy can be delivered to the electron. (Imagine a compact car–against-truck head-on collision versus a truck-against-truck collision: The second truck will fare worse in the latter scenario.) Furthermore, the larger the scattering angle, the more energy that can be delivered to the electron. Compton demonstrated that the exact energy of the scattered photon can be calculated from the following formula:

image

This is very important: Compton scattering does not destroy the incident photon. Each “attenuation” event is truly a scattering event. In other words, as we remove “good photons” from our signal, we add “bad photons” to the signal.

In the energy regimen of 99mTc (140 keV), Compton scattering dominates all scattering processes in human tissue. For lower-energy photons (201Tl, ~72 keV), the photoelectric effect also plays a role. In photoelectric-effect absorption, the photon interacts with the atomic structure of the material. In these interactions, a significant fraction of the energy of the incident photons is used in ionizing the atom. For atoms such as oxygen and hydrogen, the k-shell binding energies are very low relative to the energies of the photons used in nuclear cardiology. Because of the energy difference between the binding energy and the incident photon, the likelihood of photoelectric effect ionization is low.

Example problem 1:

A 140-keV photon is completely backscattered by an electron. What is the resulting energy of the scattered photon?

Answer:

Using the Compton formula:

image

where E0 is the energy of the incident photon, mec2 is the resting energy of an electron (511 keV), and θ is the angle of the scattered photon relative to the incident photon. For a backscattered photon: θ = 180 degrees. Solving the Compton equation:

image

PHYSICS OF ATTENUATION AND SCATTER COMPENSATION

Attenuation and scatter of photons in nuclear cardiology can be compensated during the reconstruction process by knowing how the medium absorbs photons. This is typically accomplished by using a patient-specific map of the soft tissue to calculate the degree to which the photon signal has been reduced as a result of attenuation.

The degree to which photons are attenuated by the medium is calculated from this simple differential equation:

image

where I is the flux, μ is the linear attenuation coefficient, and image is the change in I over a small distance. In other words, the change in the number of photons over a small distance of material is proportional to the single physical parameter, μ. Solving this equation yields:

image

The value of μ is dependent on the characteristics of the material in question and the energy of the incident photons. Examples of linear attenuation coefficients are given in Table 7-1.

To compensate for the impact of attenuation on the photo peak images, a model for the patient-specific attenuation is applied during the reconstruction. Conventional filtered backprojection reconstruction is not well suited for attenuation compensation; the attenuation profile cannot be easily expressed as a Fourier filter that can be applied to the projection data. To incorporate the attenuation profile data into the reconstruction, an iterative algorithm must be applied.

Iterative reconstruction algorithms can be broken down into three key components: the data, the estimate (or reconstruction), and the projection matrix (the model for how photons are moved out of the patient and into the camera). Ideally, a perfect model and perfect data will result in a perfect reconstruction. However, the reality is that perfect data and perfect models do not exist.

The most common iterative reconstruction algorithm is the maximum-likelihood expectation maximization (MLEM) algorithm.27,28 This model employs an iterative approach for searching for the most likely source of the projection data, based on a physical model of how photons get from the patient to the camera. As one might expect, if the data are bad and the model is wrong, MLEM will not converge to the correct solution. The main strength of MLEM is the ease of which physics of attenuation can be modeled into the reconstruction. An example of the convergence of MLEM is given in Figure 7-5.

There are other iterative algorithms in addition to MLEM. Ordered subset expectation maximization (OSEM) is also commonly used. While its origins are similar to those of MLEM, OSEM has much more rapid convergence properties. OSEM uses pieces of the data to create each update of the data (subset). Each iteration of OSEM can result in several updates of the reconstruction map. This has the effect of greatly increasing the convergence time of the algorithm.29

Example problem 2:

A beam of 140-keV photons penetrate a 10-cm slab of water. The attenuation coefficient for 140-keV photons is μ = 0.15/cm.

Answer:

image

image

where d is the thickness of the slab, I0 is the flux of the incident beam, and I is the resulting flux.

Similar to attenuation correction, scatter correction relies on acquiring a patient-specific estimate of photon scatter. The most common technique for scatter estimation is the acquisition of adjacent energy windows to subtract the scatter component from the photo peak component (Fig. 7-6). These techniques typically use a secondary energy window placed at a lower energy from the primary photo peak to measure the distribution of Compton scatter photons.30 These techniques can be effective in removing the scatter from 99mTc, but they have been less successful in correcting Tl-201 images. Furthermore, these techniques have been unable to demonstrate measurable improvements in sensitivity.

One possibility for the failure to observe improvement in sensitivity is that scatter window subtraction techniques do not model the smaller-angle scatter events responsible for defect fill-in (Fig. 7-7).31 Several techniques have been described for more accurately modeling photon scatter. These techniques rely upon acquiring several energy windows and using multispectral techniques for modeling the large- and small-angle scattering events.32

TECHNIQUES OF ACQUIRING THE PATIENT-SPECIFIC ATTENUATION MAP

To perform attenuation correction, an estimate of the anatomy is required. This estimate of anatomy is typically obtained through the direct measurement of the patient using an external radiation source.

Line Source Attenuation Correction

One of the most common approaches to acquiring the transmission map is to use an external source of radioactivity to transmit gamma rays though the patient. This technique has several advantages:

Tung et al. and Jaszczak et al. proposed one of the first line source systems using a converging fanbeam collimation system.9,10 This system used a triple-detector system with one of the heads dedicated to acquiring the transmission data. This system did not reach widespread acceptance, owing to the added expense of the third detector head and the need for having a second set of collimators.

Another approach was advanced by Tan et al., using a system of scanning line sources.11 This system utilized a set of moving line sources to “scan” the patient. Though this system did require the purchase of robotic housings to contain the line sources, it was more widely accepted because it was more easily retrofitted to the 90-degree detector configuration used in cardiology.

APPLICATIONS FOR ATTENUATION CORRECTION

The American Society of Nuclear Cardiology and the Society of Nuclear Medicine recommend the routine use of attenuation correction as an important adjunct to traditional filtered backprojection images.33 These recommendations are based on the preponderance of evidence that demonstrates that superior specificity can be achieved using attenuation correction. Though anecdotal evidence exists for the improvement of sensitivity, study selection bias and suboptimal scatter correction techniques have been unable to demonstrate improvements in sensitivity.

Applications for attenuation correction fall into two broad categories: techniques that improve conventional perfusion imaging and techniques for which routine rest/stress perfusion imaging is not possible.

The most common application of attenuation correction is as supplementary data for rest/stress 99mTc- imaging. In these studies, a transmission data set is acquired in conjunction with the emission data set. The data are then reconstructed using a filtered backprojection algorithm for the non-attenuation-corrected data set and an iterative reconstruction for the attenuation-corrected data set. The filtered backprojection images can then be compared to the attenuation-corrected data sets to assess the significance of attenuation on the filtered backprojection images (Fig. 7-9).

CHALLENGES FOR ATTENUATION CORRECTION

The story of attenuation correction in SPECT is best looked at as both a glass half empty and a glass half full. Most treatments of attenuation and scatter correction focus on either one or the other of these paradigms, best illustrated by the publications of dueling opinions in the Journal of Nuclear Cardiology, 2005.22,39 Though there is little argument that specificity is improved with attenuation correction as is, there is also little argument that attenuation correction has not seen widespread adoption. A more appropriate question is “Why isn’t the glass completely full?”—that is, what is missing to make attenuation correction an unquestionable necessity for SPECT? In fact, the “recommendation” for attenuation correction presented by the American Society of Nuclear Cardiology and the Society of Nuclear Medicine is qualified so as to relegate the attenuation-corrected images to adjunctive information to the patently incorrect noncorrected images.33 This is hardly a ringing endorsement.

In cardiac PET imaging, attenuation correction is always applied; in fact, non-attenuation-corrected images are never produced. Because of the unique geometry of PET (two photons produced simultaneously, traveling in opposite directions), attenuation and scatter correction are robust and very accurate. There is no added reimbursement for attenuation correction for PET; it is simply recognized as the correct way to process these images. For attenuation and scatter correction for SPECT to achieve a similar level of acceptance, it must produce a substantially better image than non-attenuation-corrected SPECT.

The most commonly cited limitation of attenuation-corrected SPECT is the lack of uniformity in some studies. This lack of uniformity is often referred to as overcorrection or undercorrection of the emission data.22 The mathematics of attenuation correction is straightforward,2729 and its implementation within computer programs is straightforward. Attenuation correction is “working” when a high-quality transmission map is available. However, this may not be all that is going on. Poor scatter correction, partial volume effects, and distance-dependent blur all produce artifacts that are patient and protocol specific.

In a sense, the world without attenuation and scatter correction is a simpler world. Attenuation artifact plays such a dominant role that other effects pale in comparison. When attenuation correction is applied, the myriad of other confounding artifacts become visible and can make the images more challenging to interpret, despite the fact they are more accurate.

Significant advances have been made in the implementation of resolution recovery and advanced scatter correction. Flash3D (Siemens, Hoffman Estates, IL), Astonish (Philips, Milpitas, CA) and Wide Beam Reconstruction (UltraSPECT, Haifa, Israel) all use a model for the blurring of the collimator. The results are higher-resolution images with fewer partial-volume artifacts (Fig. 7-12). Improvements in scatter correction will also be necessary for improving the sensitivity of myocardial perfusion SPECT images to smaller defects.31

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