Assessing Congenital Anomalies

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chapter 5 Assessing Congenital Anomalies

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Parents who seek help because their child has a congenital anomaly deserve a high level of competence and sensitive understanding from their physician. They want reliable, well-informed answers and an appropriate management plan. First and foremost, an accurate diagnosis is needed. Parents ask many questions, such as the following:

The importance of recognizing parents’ needs throughout the interview cannot be overemphasized. This issue is especially vital when you are dealing with the parents of a child who has a birth defect, as noted in Chapter 1. Remember the spectrum of emotions that parents may feel at the child’s birth and long afterward: shock, guilt, shame, anger, and denial.

Such parents have just given birth to a child who is less than perfect, who has a “defect.” Yet during the past 9 months, they had developed all sorts of fantasies about this child: “Will it be a boy or girl?” “Who will it look like?” “Will he have my nose?” Never did it occur to them that something like this could happen to them. When parents look over their new baby for the first time in the delivery room, they often begin by counting the baby’s fingers and toes, never imagining they would find anything other than ten of each.

When asking questions about topics such as drug and chemical exposures during the pregnancy, maternal employment conditions, or family history, remember that these particular parents are likely to feel guilt. Try not to add to their guilt feelings inadvertently, and do not allow yourself to be misled by such feelings either.

Comfort and counsel the parents throughout the interview; try to set them at ease, reassure them, and give them feedback and encouragement while eliciting information. Point out that we all vary in our appearance, otherwise we could not recognize one another. Emphasize that many features of a baby that an experienced clinician detects as unusual would never be noticed by the average person on casual observation.

One important point deserves emphasis: Never use demeaning, insensitive, or inappropriate terms, such as “funny-looking kid” or “FLK”, to describe the child either to the parents or to colleagues. If you use such terms when talking to a colleague, you can be sure some child’s parents will overhear and resent it.

The Logic Behind the Diagnostic Approach

Thousands of congenital anomalies have been identified, ranging from mild conditions with only minor cosmetic concerns to more serious, possibly lethal conditions. Congenital anomalies are the leading cause of death in infancy.

Major anomalies that adversely affect the child’s function or social acceptability are found in 2% to 3% of newborns. Many anomalies, although present at birth, are not detectable until later. Thus, 8% to 9% of 7-year-olds have a major anomaly. Examples include certain congenital heart defects, some types of craniosynostosis, and dental abnormalities. Minor abnormalities of no medical or cosmetic consequences may be seen in as many as 15% of births.

These statistics highlight the importance of an organized approach to detecting these problems. Only a careful methodical approach to diagnosing structural defects enables you to provide optimal care to the family. Furthermore, you will need great sensitivity in conducting the procedure; diagnostic labels may produce untoward results, such as stigmatization, as well as beneficial ones, for the child and family.

Definition of Terms

The words malformation and deformation have specific meanings to dysmorphologists. This chapter deals with the child who has congenital anomalies rather than the child who has congenital malformations. Congenital anomaly is a more inclusive term covering all problems commonly referred to as “birth defects,” whereas congenital malformation is a defect specifically caused by an intrinsic developmental abnormality. A major external anomaly, such as a cleft lip and palate, may be apparent on superficial examination, but the specific nature of that defect and its association with more subtle features may be meaningful because anomalies such as cleft lips and palates occur not only as isolated defects but also as individual features of more than 250 different syndromes. Your approach to problems such as cleft lip, then, requires that the range of the genetic/dysmorphologic history and physical examination be comprehensive, as it will be if you use the information from each chapter of this book.

Minor anomalies

Although individual minor anomalies may not be surgically or medically significant, their existence is clinically important to dysmorphologists. The presence of several minor anomalies alerts the astute clinician to the possibility that more serious major defects also may be present. Although single minor anomalies are common in the general population, the occurrence of two in a single infant is less common, and the occurrence of three or more is cause for concern. Although minor anomalies occur more frequently than major ones, they often are overlooked.

(This case history was modified from Woodhead JC: Pediatric clerkship guide, ed 2, Philadelphia, 2008, Mosby.)

Case history

A 5-lb, 3-oz male infant was just born in a small community hospital to a 24-year-old woman after an uncomplicated, full-term pregnancy. You are concerned because the infant has bilateral cleft lip and palate, small eyes, a loud heart murmur, undescended testicles, and clubfeet. The infant is also small for gestational age. The infant’s problems were a surprise, because this is the mother’s first pregnancy, and she had no history of abortions or miscarriages.

What information do you need to evaluate this patient? Based on the family history and the infant’s findings, what is the most likely cause of the anomalies? How would you evaluate this infant? What do you need to discuss with the family?

The baby’s mother has two healthy brothers, ages 21 and 28 years. Her mother is 56 years old and her father is 58 years old; both are healthy. The baby’s father is 25 years old and healthy. His father died at age 55 years of a heart attack, but his mother is healthy at age 57 years.

First, do a careful review of this pregnancy, including maternal fever, other illnesses, bleeding, diabetes, hypertension, and rashes. Ask about alcohol, tobacco, and prescription or over-the-counter drug use, including herbs. Ask whether prenatal studies were done, including ultrasound, amniocentesis, and triple screen. Obtain a detailed family history.

An infant with multiple congenital anomalies and in utero growth retardation whose family history does not demonstrate familial transmission of the problem may well have a chromosomal abnormality. Examples of such anomalies include trisomies, deletions, and duplications.

Constellations of minor anomalies

Most minor anomalies are detected simply by careful observation—the key element of the dysmorphologic examination. When examining individual characteristics, each of which is a minor abnormality, remember that it is not so important that a particular feature is “abnormal.”

The constellation of minor anomalies gives the facies typical of certain so-called syndromes their characteristic appearance. In Down syndrome, for example, 79% of the malformations detectable by clinical examination are minor anomalies. When the diagnosis of Down syndrome is made, the “whole” (i.e., the constellation of minor anomalies) is more important than the sum of the individual parts. Many of these individual minor anomalies also can be found as isolated anomalies in perfectly “normal” people in the general population. This is where clinical experience plays an important role, because it often is easier to recognize individual anomalies than to spot the composite pattern that signals a particular syndrome.

Minor anomalies include upward- or downward-slanting palpebral fissures, small or low-set ears, ear tags or pits, clinodactyly (incurving of the finger, generally the fifth, often associated with a dysplastic middle phalanx), or widely spaced nipples. Variations in features found frequently in the population (in more than 4% of individuals) are considered normal variants, not minor anomalies. They include mild webbing (syndactyly) between the second and third toes (see Fig. 4-22) and hydroceles (i.e., fluid accumulation surrounding the testes). Because of the large numbers of minor anomalies and potential variations, it would be impractical to list them all here.

Nearly 50% of minor anomalies affect the head and face, reflecting both the complexity and variability of the structures involved. Remember the saying, “The face reflects the brain.” Craniofacial anomalies may be significant predictors of CNS abnormalities.

Anomalies are subdivided according to the mechanism of their abnormal morphogenesis, being classified as malformations, deformations, or disruptions. This classification poses the question of what happened in utero.

Sequences and syndromes

After categorizing a child’s defects as malformations, deformations, or disruptions, determining the developmental point at which they probably occurred, and arriving at a specific diagnosis, you turn to the next key question: Do the multiple anomalies seem to have occurred as a sequence, or do they likely represent a syndrome?

Dysmorphologists distinguish among different patterns of multiple anomalies as sequences and syndromes.

Comparing patterns

The number of recognizable patterns of structural abnormalities and syndromes is enormous, and more are being recognized all the time. The pattern, such as Down syndrome, may be familiar, but if it is not, take heart.

Even experienced dysmorphologists generally cannot remember all the anomalies that constitute any specific syndrome. The amount of information concerning the individual features of specific syndromes is simply too vast to memorize. Luckily, there are many useful reference books for comparing the patient’s characteristics with descriptions and photographs of identified syndromes. Perhaps the most widely used is Smith’s Recognizable Patterns of Human Malformation, which has invaluable tables listing the differential diagnosis of specific individual anomalies. These tables allow you to create a short list of syndromes that manifest as the particular anomalies you have identified in a given patient.

When using these tables to generate a list of diagnostic possibilities, start with the rarest and most distinctive feature you have noticed. Starting with features such as low-set ears or epicanthic folds would result in an unwieldy list, whereas starting with a white forelock or a dislocated lens would result in a more manageable list. Likewise, if all you identify are several very common features, such as short stature, a broad nasal bridge, and clinodactyly, you are not very likely to attain a specific diagnosis.

Several computer programs are now available that can generate such lists after a constellation of identified anomalies has been entered (see http://www.possum.net.au/ or http://www.lmdatabases.com/). These programs provide descriptions and often photographs of patients with different syndromes. The major advantage of using such programs is having access to their encyclopedic quality, but their usefulness is always limited by the accuracy of the history and physical findings that the physician “feeds” them. Computer programs cannot take the history or perform the physical examination; only a clinician can do this. Further, your clinical judgment is required to determine if any of the suggested diagnoses is, in fact, likely to be the correct one.

As a result of the many advances in our understanding of the molecular basis of development and the progress of the Human Genome Project, we are learning the genetic basis for many syndromes. Nevertheless, although we may know the molecular basis for a syndrome, we still may not have any diagnostic laboratory test for it. For some syndromes, a test may be available to confirm a diagnosis made on clinical grounds. (A useful resource for determining whether a genetic test is available for any particular syndrome is the GeneTests Web site: http://www.ncbi.nlm.nih.gov/sites/GeneTests/?db=GeneTests).

Despite your best efforts and the use of all diagnostic modalities, you may never reach a diagnosis. In fact, in more than half of children with multiple anomalies, no diagnosis can be established. Do not be afraid to admit that you cannot reach a diagnosis when that situation arises. Remember that assigning an incorrect diagnosis can be worse than not coming up with one. Sometimes, even though you may not be able to reach a diagnosis the first time you assess the child, over time and with repeated assessments—often as new features develop or reveal themselves—you will be able to do so. As you watch the natural history of the condition unfold, the diagnosis often becomes obvious.

Obtaining The History

To make the proper diagnosis required to manage the patient and counsel the family, the clinician must elicit accurate and complete information.

History of pregnancy, labor, and delivery

Elements of a complete history that require special attention are the pregnancy, labor, delivery, and especially the family history.

Pregnancy History

The pregnancy history is outlined in Chapters 1 and 4. Be sure to relate calendar dates to gestation time. For example, note that the mother had a viral illness at 7 gestational weeks, not “on January 16.” Specifically inquire about the course of the pregnancy.

Ask about fetal growth. Were any size-date discrepancies noted? Did fetal growth rate seem to diminish? Uterine size may provide clues to both fetal growth and fetal physiology. Polyhydramnios (i.e., increased amniotic fluid volume) indicates either increased fetal urine excretion or, more typically, difficulties with fetal swallowing that may be seen with fetal neuromuscular disease, gastrointestinal tract obstruction, or heart failure. Lack of fundal growth may indicate intrauterine growth retardation or oligohydramnios. As mentioned earlier, one cause of the latter is poor fetal renal function. The deformations associated with the oligohydramnios sequence could be expected. Information from prenatal ultrasound examinations may help assess these situations, because other fetal anomalies, fetal position and activity, or uterine abnormalities may have been recognized at the time of the ultrasonography.

Significant Questions

Explore these last issues carefully and delicately, and document them. Modern society is preoccupied with the role of environmental factors as a cause of birth defects, and misconceptions regarding the relationships between environmental exposures and congenital anomalies are common. For example, we know that diagnostic radiography hardly ever involves exposure to radiation doses high enough to cause anomalies. Because inquiries about such procedures, although important, may increase parental anxiety and guilt about such exposures, be prepared to inform the families about these issues when you ask these questions.

Labor and Delivery History

When asking about the labor and delivery, keep several points in mind. Although breech delivery occurs in 3% to 4% of pregnancies, it is more common in the presence of particular syndromes. Breech presentation may be caused by the fetus’s inability to move into the correct position, and in utero it may indicate that CNS damage is causing fetal motor weakness. Similarly, a difficult birth and asphyxia may not be the cause of a child’s problems but the result of them. For example, it is now well established that cerebral palsy, which often is attributed to obstetric difficulties and perinatal asphyxia, is in most instances due to fetal abnormalities that long antedated delivery.

Although the anomalies found on physical examination may help substantiate the diagnosis—which may have medicolegal implications—historic data also may help.

Fetal movement usually is felt at 16 weeks’ gestation. Although the amount of movement is variable and the mother’s perceptions are subjective, fetal movement normally is strong enough at some point to hurt the mother and to be visible to the father. An experienced mother can compare the strength and frequency of fetal movement in one pregnancy to that in previous pregnancies. Feeble, rare, or unusual movements or lack of change in fetal position may indicate neuromuscular dysfunction or fetal constraint, in which case congenital contractures or positional deformations might be expected. In the evaluation of an asphyxiated dysmorphic newborn, a history of abnormal movements may help distinguish the effects of congenital neuromuscular abnormalities from those of intrapartum events.

Family history

The first step in taking the family history is to make the family feel comfortable. It does not help much to ask the parents whether there are any inherited disorders in the family, because that question presumes they understand genetics, effectively asking them to make diagnoses. Also, inquiring about similarly affected individuals in the family may increase the parents’ feelings of guilt and anxiety.

I prefer to begin by asking questions about the parents themselves. Because at this point any chronic or pregnancy-related health problems have been discussed, now is the time to ask about the parents’ ages at the time of the child’s birth. Advanced maternal age (generally held to be more than 35 years) is associated with a higher risk for chromosomal abnormalities (aneuploidies), whereas advanced paternal age may be associated with a higher risk for new dominant mutations (and therefore disorders such as achondroplasia).

Next, ask about previous pregnancies. Were there any spontaneous abortions, stillbirths, or problems in conceiving? Recurrent loss of pregnancies (i.e., multiple miscarriages), as well as stillbirth, particularly of a malformed child, often is a clue to a familial chromosome rearrangement. Although about 50% of spontaneous abortions occurring in the first trimester involve chromosomal anomalies, most occur sporadically. However, in about 5% of couples who have experienced three or more spontaneous abortions, a chromosomal rearrangement is found in one of the partners.

Sketch out the family pedigree, covering, in general, three generations. Using the details of pedigree construction and the appropriate pedigree symbols (found in any introductory genetics textbook), begin with the parents, recording each pregnancy and the outcome (including stillbirths and miscarriages) in chronologic order, from eldest to youngest, from left to right. The easiest way to stay organized is to begin in the middle of the page. An example is shown in Figure 5-1.

The convention in drawing a pedigree is that the male partner is drawn on the left. Circles are used to designate females, squares are used for males, and diamonds are used when the sex is not known. Affected individuals are indicated by solid figures and carriers by half-shaded figures. Deceased individuals are shown by a diagonal line through the symbol. Horizontal lines represent matings, and a double one is used for consanguineous matings. Vertical lines denote offspring. Indicate the proband, that is, the child you are assessing, with an arrow pointing to the pedigree symbol. Take note not only of full siblings of the proband but also of half-siblings from any previous union of either parent. Record the four grandparents, their other children (i.e., the parents’ siblings) and, finally, the child’s first cousins (the children of the parents’ siblings). Then document the health of each individual. Note the age of all those living and the date and age at death of deceased family members.

Next, determine whether there is any consanguinity. Remember that the risk of both autosomal recessive and multifactorial conditions rises when the parents are consanguineous. Start by directly asking the parents whether their families are related to each other (by blood). You might phrase the question by asking one parent, “Is anyone in your family related to anyone in your partner’s family?” This question may not lead to the correct answer, however. As I record the pedigree, I note last names, maiden names, and birthplaces that may raise the possibility of consanguinity. In people who come from small communities, parents often are unaware of consanguinity; it can help to know whether both parents’ families come from the same community and whether any family names appear on both sides of the family. When there is consanguinity, a pedigree usually illustrates the relationship more clearly than trying to describe it (e.g., “the parents are third cousins once removed”).

Ascertain the family’s ethnic background, because that information may provide valuable clues to a diagnosis. Certain disorders occur at higher frequency among particular ethnic groups, and some disorders are virtually limited to a specific group. The carrier frequency for Tay-Sachs disease among Jews of Eastern European descent, for example, is 10 times higher than in the general population. Italians, Greeks, and others of Mediterranean descent are at higher risk for carrying a gene for β-thalassemia; families of Asian descent may carry a gene for α-thalassemia. Approximately 8% of North American blacks carry the sickle cell gene.

Before completing the family history, I ask specifically about any instances in the extended family of multiple miscarriages, stillbirths, infertility, neonatal deaths (especially unexplained ones), birth defects, or mental retardation. Because the words mental retardation have an emotional impact, it often is better to ask whether anyone in the family has had “learning problems” or “schooling difficulties.” A history of multiple males in the mother’s family affected with mental retardation may suggest the fragile X syndrome; this is the most common genetic cause of mental retardation, and its diagnosis can have important implications for genetic counseling. Testing using cytogenetic and molecular studies can be triggered by the recognition of a pedigree pattern suggesting X-linked inheritance.

Ask about any conditions that run in the family and also about anomalies similar to those in the child. When the situation warrants, examine the parents and other relatives to uncover evidence of similar but perhaps more subtle manifestations of the same disorder. Whenever possible, obtain copies (with appropriate consent, of course) of family members’ medical records to confirm any important diagnoses the family discloses. Accurate documentation of the precise pathology and age at diagnosis can be extremely important, for example, in assessing for the possibility of a familial cancer syndrome.

Growth and development history

Although congenital means “present at birth,” some congenital anomalies may not become evident and detectable, or may not be evaluated, until later in life. Obviously, in such cases the history of the present illness must include a description of the evolution of the child’s problems, evaluation and management of the problems, and information about the child’s growth and development.

Similarly, developmental delay may become apparent only gradually, as the child grows. Because accurate diagnosis of a syndrome may have important implications for prognosis, the timing of the child’s achievement of specific developmental milestones may provide important diagnostic information.

If the child’s development seems to have proceeded normally for a time, followed by a deterioration of development, the cause of the problem may be a neurodegenerative process rather than a structural brain malformation. Understanding progressive changes in appearance, growth patterns, and behavior makes clear the general nature of the underlying process. Specific questions to ask include the following:

Specific unusual behavior characteristics and patterns also may provide clues to an underlying diagnosis. An example of these so-called behavioral phenotypes is the superficial sociability and “cocktail party chatter” of persons with Williams syndrome. Children with Prader-Willi syndrome display compulsive overeating and unusual food-seeking and hoarding behaviors. They may be stubborn, have temper tantrums, and display other compulsive behaviors, such as picking at the skin. They also may be described as having an unusual skill at solving jigsaw puzzles. Children with the Smith-Magenis syndrome typically have sleep disturbances and self-injurious behavior but also exhibit unusual features, such as self-hugging and repetitive (“lick and flip”) page-turning of books.

Approach To the Physical Examination

What is normal?

The most difficult aspect of the physical examination, especially for a dysmorphology examination, is learning what is “normal.” It has become apparent, with the deciphering of the human genome, that there is actually no such thing as a completely normal individual. Indeed, it has been suggested (only slightly facetiously) that a normal person is someone who has not yet been adequately investigated. Remember that genetics is the study of human variation, and a wide range of variation exists for each characteristic considered “normal.” It takes experience to appreciate dysmorphic features and to know where normal variation ends and minor abnormality begins. The more normal infants you examine, the more comfortable you will feel about making this distinction. The computer programs mentioned earlier, such as POSSUM, include a DVD with thousands of photographs of dysmorphic features; they also often are useful in helping you gain an appreciation of the range and description of these features.

Consider the appearance of both parents when trying to determine whether a particular feature is unusual. As previously mentioned, ethnic background can be important. For example, before concluding that a particular child’s upslanting palpebral fissures and epicanthal folds are dysmorphic, ask whether the parent not present at the examination is of Asian descent; if the answer is yes, these features are to be expected. If the child’s father is not present, ask the mother if she has a photograph of him with her. Similarly, if a parent says, “Jeffrey looks just like his Uncle Steven did when he was that age,” do not just accept the statement; ask to see both old and recent photographs of Uncle Steven. Perusing the family photograph album, looking especially at old baby pictures, can be rewarding; it helps establish rapport with the family and is a nonthreatening way to compare the child’s features with those of other family members. This rapport will be very important when the time comes to break the news to the family of the diagnosis you have reached.

Do not be fooled, however. Even when a child shares certain features with a parent, sibling, or a parent’s sibling, do not exclude the possibility that these are minor abnormalities. While almost any minor anomaly may simply be familial, the parent also may have an undiagnosed, milder form of the same autosomal dominant syndrome.

If all the grandparents agree that the child does not take after either side of the family, examine the baby more closely. A child’s dysmorphic features may be quite subtle and not immediately distinctive. More often, however, the dysmorphic child’s appearance is clearly different from that of other (unaffected) family members.

Nevertheless, it also is important to bear in mind the considerable variability of syndromes and genetic disorders. The features of various syndromes also vary with age. Often, even within the same family, two affected individuals may have quite different manifestations. Sometimes the particular features observed in another affected family member may help you establish the diagnosis if these features are absent in the child. Just as you need to appreciate the range of normal variation, you also must recognize the variability of these disorders. Although obvious, distinctive features may make the diagnosis of a particular syndrome easy, those features may be rare, even in an affected child. More common features may be more likely to be found. For example, heterochromia iridis (a difference in color of the iris in the two eyes) may be a distinctive feature allowing the diagnosis of Waardenburg syndrome, but telecanthus, that is, lateral displacement of the inner canthi, is seen more frequently (see the discussion later in this chapter and Fig. 5-2).

Two basic techniques of physical examination

Morphologic physical examinations are approached either qualitatively and descriptively (the “gestalt” technique) or quantitatively and analytically. The qualitative school holds, for example, that the eyes should be described as widely set if they appear so; the quantitative school requires that the distance between such eyes be measured and compared with normal standards.

Describing Visual Observations: Qualitative Versus Quantitative Techniques

The Qualitative Approach

The qualitative approach applies to individual characteristics and also to the child’s general appearance, which may be immediately identifiable as representing a specific syndrome. Sometimes a “quickie” diagnosis is possible on the basis of total pattern (“gestalt”), although generally you need to establish a diagnosis by evaluating each feature, both quantitatively and descriptively, and then putting them together as a whole. It takes some time to become comfortable describing the particular configuration of different characteristics accurately. For example, a child’s face can be described as coarse or elfin; prematurely aged or expressionless; round, square, or triangular; or long, flat, or asymmetric. If I describe a child’s face as elfin, does that description mean the same thing to me as it does to someone else? If someone else reads that a child was diagnosed as having a syndrome called leprechaunism and that his facies were described as elfin, they might envision a cute, cherubic-looking child, but the face in this disorder is just the opposite; the emaciated children with this syndrome actually have grotesque features.

When describing findings, be detailed and specific. With accurate descriptions, extensive measurement and quantitation may not be necessary. Instead of stating that the child has only four fingers, for example, state explicitly whether the thumb is absent or whether the second and third fingers appear fused. When deciding on descriptions, consider questions such as the following:

A working group of experts has published a series of articles defining the terms used to describe the morphology of regions of the body, including the head and face and the hands and feet. They describe how to observe and, where possible, how to measure the feature, and a clear illustration of each feature is provided (see http://www.wileyinterscience.com/journal/ajmg).

The physical examination

Murphy’s law dictates that the infant you most want to examine carefully and completely is also the one who is the most difficult to examine. Sooner or later, you will be called to the neonatal intensive care unit to see a baby suspected of having a “syndrome.” You will find yourself looking down into an incubator at what you can only assume to be a baby, with a stocking cap over the head to prevent heat loss; eyes bandaged to protect against phototherapy lights; nose obscured by a nasogastric tube; mouth filled by an endotracheal tube held in place by several yards of tape; chest covered with monitor electrodes; umbilical artery line in place, one arm taped to an arm board with an intravenous line in place and the other restrained; and the genitalia completely covered by a urine collector. You may be lucky to be able to measure the length of the child’s philtrum!

Specific Assessments

Eyes

Although the eyelids of a newborn frequently are edematous, it is important to examine them carefully. Start with the set of the eyes. Are they deeply set or prominent? Note the size and slant of the palpebral fissures. Is hypotelorism or hypertelorism present? These findings may be part of a total pattern of midline facial maldevelopment that may accompany similar brain abnormalities. Holoprosencephaly may be found with hypotelorism; absence of the corpus callosum may be found on computed tomography scans in a child with hypertelorism. Distinguish hypertelorism from telecanthus (see Fig. 5-2) and from a flat nasal bridge and epicanthal folds. Standards for the normal values for intercanthal and interpupillary distances may be found in various reference sources.

Beyond the lids, look at the globe itself: cornea, iris, lens, sclera, and retina. Do you find normal red reflexes in both eyes? If not, the problem might be (1) corneal clouding, seen in persons with storage diseases, such as the mucopolysaccharidoses; (2) cataracts, which may be found in persons with galactosemia and in a number of different syndromes; or (3) a retinoblastoma, a malignant tumor that can have important genetic implications. The number of potential abnormalities of the eyes, orbits, and periocular region, including those in the eyebrows, lids, and lashes, is enormous; many of them are listed in Table 5-1. An ophthalmology consultation can be very helpful in dysmorphologic diagnosis.

TABLE 5-1 Ocular Findings in Dysmorphology

Feature Conditions to Watch For
Orbits (the set of the eyes) Hypotelorism/hypertelorism Prominent/deeply set eyes
Palpebral fissures: size and slant (up, down) Prominent/flat supraorbital ridges
Eyebrows High arched Thick
Synophrys (eyebrows that meet in the middle) Thin
Medial flare Absent
Eyelashes Long Absent
Eyelids Absent or fused Ptosis
Epicanthal folds Epicanthus inversus
Telecanthus Coloboma or dermoid
Globe Anophthalmia Microphthalmos
Cornea Corneal clouding Microcornea
Lens Cataract Dislocated lens
Stellate pattern
Iris Aniridia Brushfield spots
Coloboma Lisch nodules
Heterochromia
Sclerae Blue sclerae Telangiectasis
Retina Albinism Optic atrophy
Pigmentary changes Coloboma
Cherry-red spot Detachment
Motility Nystagmus Strabismus

Ears

Because the ear has a complex origin, it is subject to a wide variation in position, size, and structure and is almost as individual as fingerprints. Assessing ear position and rotation often is extremely subjective and imprecise. A scrupulous examination technique is required to conclude that a child has “low-set” ears. The ears must be examined at an appropriate angle. If examined from the front with the child’s neck extended, the ears will appear low. If the ears are examined from the side, assessment of their set is subjectively influenced by its relation to the vertex above and the chin and shoulder below. In infants, in whom the mandible and neck are small in relation to the head, this circumstance often results in an incorrect judgment of low-set ears. The ears also appear low set if (1) the head shape and size are unusual; (2) the helix is poorly developed; (3) the mandible is particularly small; or (4) frequently, no matter the angle from which the ears are examined, they are rotated posteriorly.

The best way to assess the set of the ears is to examine the child from the front, with the child’s head held erect and the eyes facing forward. Then draw an imaginary line between the two inner canthi of the eyes and extend it around the head. The superior attachment of the pinna of the ear should be at or above that line (Fig. 5-3).

Next, note the size and shape of the ears. Interestingly, the right ear often is slightly larger than the left ear. Examine the preauricular region carefully for tags, pits, and fistulas (Fig. 5-4). These findings can be important clues to other abnormalities, especially those involving the branchial arches and, often, hearing deficits.

The shape of the ear is often distinctive in various syndromes and should be compared with the photographs in standard reference texts. Examine the earlobe for the anterior diagonal linear creases commonly found in patients with the Beckwith-Wiedemann syndrome. Some authorities allege that such creases are found at a higher frequency in patients with coronary artery disease. Persons with Beckwith-Wiedemann syndrome also have punched-out grooves on the backs of the auricles.

Nose and Mouth

Evaluation of the nose, mouth, palate, tongue, and chin is more subjective. The nasal bridge may be low or prominent, and the tip of the nose may be downturned, flat, broad, bulbous, or narrow. It may even be bifid in cases of frontonasal dysplasia. Many syndromes feature nares that are upturned (anteverted). In the neonate with respiratory distress, always check for choanal atresia.

Examination of the mouth begins with the lips. The philtrum often is flat and featureless in children with fetal alcohol syndrome. Clefts of the upper lip may occur with or without cleft palate and may be unilateral or bilateral. Clefts are rarely seen in the midline, but midline cleft of the lip may be a clue to midline CNS abnormalities, such as holoprosencephaly. Clefts of the lip may extend upward to involve the nostril and may extend through the maxilla.

When evaluating the child with a cleft lip, with or without cleft palate, it is important to examine the lower lips of both the child and the parents for lip pits (Fig. 5-5). The van der Woude syndrome is an autosomal dominant syndrome in which a parent may have only the lip pits but his or her child may have the syndrome’s full expression with clefts of the lip, palate, or both. The parents of such a child face a risk as high as 50% of having another affected child, whereas parents whose child has only an isolated cleft lip have only a 3% to 5% risk of recurrence.

Note the size of the mouth and the shape of the lips. Examine the palate for posterior clefts, which are frequently missed. Use palpation and inspection. A V-shaped cleft warrants a search for other anomalies, because it results from fusion arrest of the palatal shelves rather than from interference with closure by the tongue, as seen with a U-shaped cleft. The latter may be observed with micrognathia in the Pierre Robin sequence. Diagnostic possibilities include Sticker syndrome and a chromosome 22q11 deletion, as well as other syndromes. If you note an apparently enlarged tongue, consider whether it is truly large or whether the jaw is small. Is the tongue really large or merely prominent because it is protruding? Remember that the mandible is normally slightly recessed in newborns.

Note any gingival hyperplasia or oral frenula and the state of the teeth. Record the presence or absence of teeth, spacing and arrangement, timing of eruption (premature or delayed), size, structure, and color, which may provide clues to the state of the enamel. Consider ectodermal dysplasias in a child whose teeth are delayed in eruption, who has few teeth, or whose teeth are abnormal in shape (e.g., cone-shaped). A single central upper incisor is a sign of holoprosencephaly.

Ambiguous Genitalia

The parents’ first question upon the birth of their child is often, “Is it a boy or girl?” They expect an immediate, definitive answer. Ambiguity of the genitalia makes this determination difficult (see Chapter 4), and how you handle this issue from the beginning is critical.

Parents of a child with ambiguous genitalia should be told that their baby was born with genitalia that are not yet fully developed, making it impossible to tell at that moment whether the baby is a girl or a boy. They should be told that studies and consultations will be performed immediately to determine the nature of the problem. It is important that all health care personnel involved with the family be consistent in their counseling and that no one makes “snap” predictions. The parents should be advised to delay the naming and sex assignment of the baby until the necessary tests are completed to allow a firm gender assignment. They should be encouraged to see the baby and examine the genitalia with the physician. Ultimately, consultation with a team that may include an endocrinologist, geneticist, urologist, and plastic surgeon is necessary for appropriate gender assignment and case management. Reassure the parents that whatever the final diagnosis, surgical procedures can be performed to complete the process of development of the genitalia to allow appropriate sexual functioning.

The most important physical finding is the presence or absence of palpable gonads. Gonads that are palpable in the inguinal canal or labioscrotal folds are nearly always testes, and the infant is a biologic male; the possibility of a virilized female is excluded. Any infant with ambiguous genitalia and without palpable gonads must be presumed to be a female with salt-losing congenital adrenal hyperplasia, a potentially life-threatening condition, until proved otherwise.

Next, examine the phallus. If the phallus has a urethral opening at or near the tip, it is more likely to be a penis. The size of the phallus may be important in determining the sex for child rearing purposes. Genital abnormalities range in a spectrum from clitoromegaly in a female infant to hypospadias, micropenis, and cryptorchidism in a male infant.

Limbs

Examination of the limbs is another critical component of the physical examination for abnormalities. Almost 25% of minor anomalies are found in the hands. A good way for the physician to begin limb examination is to count the baby’s fingers and toes. Failure to notice polydactyly can be embarrassing, so look carefully. The extra digit may be on the thumb side (preaxial polydactyly) or on the little finger side (postaxial polydactyly). In some infants with polydactyly, the supernumerary digit can appear only as a tiny nubbin of tissue (inappropriately called a “skin tag”) at the base of the little finger. These nubbins are just as significant as full extra digits with bones. If they have been removed previously (e.g., in the neonatal period by suture ligation), the only evidence of the polydactyly may be the presence of a tiny stellate scar opposite the base of the little finger. Postaxial polydactyly is a relatively common autosomal dominant feature, particularly in black people.

Observe whether the digits are fused (syndactyly), short (brachydactyly), or long and spindly like a spider’s legs (arachnodactyly). Also observe the following:

Does the little finger have a single flexion crease, or is it incurving (known as clinodactyly) (Fig. 5-6)? The incurving fifth finger represents hypoplasia of the middle phalanx, perhaps the most common physical sign associated with chromosomal disorders.

Hypoplasia of the nails may be a mild form of limb reduction and is seen in persons with the fetal hydantoin syndrome. Look at the thumbs and observe the following:

Note the palmar flexion creases (see Fig. 5-6). A single transverse crease or a bridging of the two transverse palmar creases reflects a short palm. A single transverse palmar crease is found unilaterally in 4% of the normal population, bilaterally in 1% of the normal population (twice as often in males as in females), and in about 50% of children with Down syndrome.

A thumb held adducted in the palm, often referred to as a “cortical thumb,” may be a sign of CNS damage from birth asphyxia, but if you observe that a web of skin has formed, tethering the thumb, you can be sure that the defect is prenatal in origin. This finding can have important medicolegal implications.

More formal measurements of the hands and digits and careful analysis of dermatoglyphics can be performed. Although these evaluations are beyond the scope of this chapter, details may be found in dysmorphology reference books.

Dermatoglyphic abnormalities also can be present on the feet. A sandal gap is a wide space between the first two toes that would accommodate an extra digit. A common finding is syndactyly of the second and third toes, which often is a familial trait but also is seen in persons with Smith-Lemli-Opitz syndrome. When examining the feet, look for a prominent calcaneus or “rocker-bottom” foot, which may be seen in persons with trisomy 18, as may many forms of clubfoot.

Note the length and mobility of the limbs:

The wrist and thumb signs are important skeletal features of Marfan syndrome. The wrist sign is present when the thumb overlaps the terminal phalanx of the fifth finger when grasping the other wrist. The thumb sign is said to be present when, with a clenched hand and with the thumb held against the palm with the fingers over it, the entire nail of the thumb projects beyond the ulnar border of the hand.

Other aspects to consider are as follows:

Many syndromes feature radial aplasia, hypoplasia, or patellar hypoplasia. Skeletal radiographs often are an important part of the dysmorphology assessment.

Skin

Examine the skin with the child unclothed. You may note diffuse skin changes, such as thin, thick, coarse, elastic, or lax skin, or localized changes such as hemangiomas, nevi, café au lait spots, or hypopigmented macules (see Fig. 4-24). The last two features are among the important cutaneous findings in the phakomatoses, such as neurofibromatosis and tuberous sclerosis. Examination with a Wood ultraviolet lamp, which makes depigmented lesions more obvious, often is helpful. Other abnormalities of pigmentation, ichthyosis, or photosensitivity may be present. Besides the scalp hair and nails, remember that body hair and sweat glands are skin appendages, and they also may be affected in the child with an ectodermal dysplasia. Many cutaneous findings are signs of hereditary syndromes that are associated with a predisposition for malignancies to develop. Readers interested in more detail on skin signs of genetic disorders may read one of several excellent reference works on the genodermatoses.