Anesthesia for Noncardiac Surgery in Children with Congenital Heart Disease

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21 Anesthesia for Noncardiac Surgery in Children with Congenital Heart Disease

ADVANCES IN THE PAST SEVERAL DECADES have dramatically altered the natural history of congenital heart disease (CHD). These refinements have resulted in decreased morbidity and mortality for affected children and improvements in quality of life. As life expectancy continues to increase and survival rates further improve, an escalating number of children with CHD will need to undergo noncardiac surgery or other procedures unrelated to their heart disease. Because the trend continues to be for earlier cardiac surgery, children with CHD who have undergone palliative treatment or repair represent the main patient group that an anesthesiologist is likely to encounter during elective or emergent noncardiac surgery. In some cases, children may require noncardiac surgery before undergoing procedures to address their cardiovascular disease. In others, the condition may not require or be amenable to surgical intervention. The care of children with CHD is becoming more common in all diagnostic and surgical settings.

A wide spectrum of extracardiac anomalies has been described in children with CHD.15 A great incidence of chromosomal syndromes and genetic disorders is associated with CHD, and the reported prevalence of associated malformations ranges between 10% and 33%.68 The organ systems most often affected include musculoskeletal, central nervous, renal-urinary, gastrointestinal, and respiratory. Although many extracardiac malformations are relatively minor and have limited or no clinical implications, many children with CHD have significant noncardiac comorbidities.9 These pathologic and disease processes may necessitate surgical intervention. Other routine ailments and conditions may affect these children and require diagnostic procedures and surgical care.

The challenges of caring for children with CHD are magnified by the diversity of structural malformations, each with specific physiologic perturbations, hemodynamic consequences, and severity. This is further complicated by the variety of medical and surgical management strategies available. Most children require an individualized approach to anesthetic care.1012

Clinical outcomes for CHD depend on the nature of the anatomic abnormalities and the possibility of successful palliation or correction.13 The primary goal of palliative surgery is to favorably influence the natural history of the defect and decrease the likelihood of the severe consequences of the disease. However, children continue to have abnormal cardiovascular anatomy and physiology, and their abnormal circulation is associated with an increased risk of perioperative adverse events.1417

Reparative, corrective, or definitive procedures are expected to improve hemodynamics and cardiac function while minimizing long-term ill effects of an abnormal circulation, improving the overall clinical outcome. Although the pathology might have been surgically treated, the cardiovascular system should not be considered normal. True surgical correction may be the exception rather than the rule in CHD, and repair of a congenital cardiac lesion should not be equated to a cure for most children.

Despite these considerations, for children with good hemodynamic results, the risks associated with noncardiac surgery may not be significantly different from those of others without CHD. These children are considered to be doing well clinically, have a good functional status, require few or no medications, have no exercise restrictions, and undergo routine surveillance. They require minimal or no adjustment in perioperative care compared with that provided to children without CHD. In others, however, residual abnormalities exist. In some who are less fortunate, a pathologic process may remain or develop after cardiac surgery that is related to the primary disease or therapy. This may lead to severe cardiovascular or pulmonary impairment. These residua and sequelae may necessitate further medical or surgical interventions and may increase perioperative morbidity during noncardiac surgery.18 Management of these children is influenced by several factors but to a significant extent by the residual problems of the disease and treatment and associated hemodynamic perturbations.19,20

Many publications have examined the implications of anesthesia for children and adults with CHD undergoing noncardiac surgery.10,1933 However, only a limited number of studies have provided data on perioperative outcomes.3438 In contrast to the extensive literature regarding perioperative cardiac assessment and risk stratification during noncardiac surgery in adults with heart disease and the development of guidelines aimed at improving clinical outcomes, the lack of rigorous scientific data on this subject for the pediatric age group has made an equivalent effort challenging.39

In this chapter, general principles of anesthesia practice are reviewed as they pertain to the care of children with CHD undergoing noncardiac surgery. Unique perioperative considerations and issues applicable to high-risk patient groups are described. Anesthesia management for these children is significantly influenced by factors such as structural abnormalities, pathophysiologic consequences of the defects, functional status, potential residua, sequelae, and long-term outcome.

Preoperative Assessment

A detailed preoperative evaluation is indispensable for identifying and anticipating factors that may place a child with CHD at increased risk during anesthesia (Table 21-1).40,41 An important goal of this assessment is to gather information regarding the nature of the cardiovascular disease and prior therapeutic interventions. A determination of functional status is based on clinical data. The history and physical examination, in addition to the laboratory data and ancillary tests, provide complementary information about anatomic or hemodynamic status, enabling an overall risk assessment. Based on this clinical assessment and consideration of the major pathophysiologic consequences of a particular condition, a systematic, detailed, organized plan should be formulated for anesthesia and perioperative management. In some cases, the preoperative evaluation may establish the need to delay or defer elective noncardiac surgery, other interventions, or diagnostic procedures.

TABLE 21-1 Factors That Place Children with Congenital Heart Disease at Increased Risk during Anesthesia for Noncardiac Surgery

History and Physical Examination

As for all children undergoing anesthesia, the history and physical examination results are essential components of a thorough preoperative evaluation. In addition to the specifics regarding the present illness and planned procedure, the history should focus on the status of the cardiovascular system. Relevant information includes the type of cardiovascular disease and comorbid conditions, medications, allergies, prior hospitalizations, surgical procedures, anesthesia experiences, and complications. Symptoms, including tachypnea, dyspnea, tachycardia, rhythm problems, and fatigue, should be sought. Feeding difficulties and diaphoresis may represent significant symptoms in infants, whereas decreased activity level or exercise intolerance may be a concern for older children. Palpitations, chest pain, and syncope should be characterized. The history should include an assessment of growth and development because these may be affected in children with CHD. Failure to thrive suggests ongoing cardiorespiratory compromise. Those with decompensated disease, complex pathologies, associated genetic defects, or other syndromes may be particularly vulnerable. Recent illnesses such as intercurrent respiratory infections or pulmonary disease may increase the potential for perioperative complications and require careful appraisal of the risk/benefit ratio in elective cases.42,43

The physical examination should include the child’s weight and height. Vital signs, including heart rate, respiratory rate, and blood pressure, should be documented. If the child is known or suspected to have or has been treated for any form of aortic arch obstruction or has had any systemic-to-pulmonary shunt, upper and lower extremity and the right and left upper extremity blood pressure recordings and palpation of the quality of pulses should be documented. This assessment provides information about the patency of arterial beds and helps in the selection of blood pressure monitoring sites. The examination should explore suitable sites for venous and arterial access and identify potential difficulties. Emphasis should be given to the airway and cardiovascular system, with particular attention to any changes from previous examination findings.

General assessment should include the child’s level of activity, breathing pattern, level of distress (if any), and presence of cyanosis. Respiratory evaluation should include the quality of the breath sounds and indicate the presence or absence of labored breathing, intercostal retractions, wheezing, rales, or rhonchi. Abnormalities may suggest congestive symptoms or a pneumonic process. Cardiac auscultation should include assessment of heart sounds, pathologic murmurs, and gallop rhythms. The presence of a thrill, representing a palpable murmur, should be documented. The abdomen should be examined for the presence of hepatosplenomegaly. Assessment of the extremities should include examination of pulses, overall perfusion, capillary refill, cyanosis, clubbing, and edema. Noncardiac anomalies or pathology that may affect anesthesia care (e.g., specific syndrome complex, potentially difficult airway, gastroesophageal reflux) should be recorded.

An important objective of the preoperative evaluation is to identify children with functional cardiopulmonary limitations imposed by their cardiovascular disease. Symptoms and signs consistent with congestive heart failure, cyanosis, hypercyanotic episodes, and compromised functional status (i.e., significant exercise intolerance or syncopal episodes) should raise concerns about potential perioperative problems. The pediatric cardiologist should obtain information about the nature and severity of the cardiovascular pathology, describe the child’s overall clinical status, and assess prior complications. The cardiologist should assist in the identification of children at great risk and optimize their preoperative clinical condition. The perioperative care teams should be alerted to any particular concerns that may affect the care of the child. The anesthesiologist should have a detailed understanding of the child’s cardiac defect, pathophysiologic consequences, nature of the medical and surgical therapies applied, functional status, and implications for perioperative management. Although the surgical team may not have an in-depth understanding of the child’s cardiovascular disease, by sharing the details of the surgical plan and likely perioperative issues with the anesthesiologist, problems may be anticipated and proactively addressed.

Ancillary Studies and Laboratory Data

The baseline systemic arterial saturation value should be determined by pulse oximetry (Spo2) when the child is calm and, in most cases, while breathing room air. Acceptable values depend on many factors, including the specific cardiovascular defects, whether the child has a two- or a one-ventricle circulation, the preoperative versus postoperative status with respect to the cardiac pathology, and the stage in the palliative pathway for those undergoing such a strategy. Children who have undergone definitive procedures should be expected to have normal to a near-normal Spo2 value (at least 95%). After palliative interventions, Spo2 values typically range between 75% and 85%.

The extent of preoperative laboratory testing largely depends on the status of the patient and the type, anticipated duration, and complexity of surgery. Studies most commonly obtained include hematocrit, hemoglobin, electrolytes, and coagulation tests. In cyanotic children, a complete blood cell blood count allows determination of polycythemia, microcytic anemia, and thrombocytopenia. Prothrombin time, partial thromboplastin times, and international normalized ratio (INR) provide an indication of clotting ability. Cyanotic children usually have increased red blood cell mass and relatively small plasma volumes. The collection of specimens for coagulation tests requires sampling tubes that adjust the amount or concentration of citrate to prevent artifactual prolongation of the values. For those receiving diuretic therapy, digoxin, or angiotensin-converting enzyme inhibitors, the determination of a basic metabolic panel may be useful. Blood typing and crossmatching should be performed depending on the anticipated need for blood administration.

A recent electrocardiogram (ECG) should be reviewed for any changes from prior studies (particularly regarding criteria consistent with chamber dilation or ventricular hypertrophy), the presence of rhythm abnormalities, and findings suggesting myocardial ischemia. If an arrhythmia is identified, further evaluation is warranted because it may reflect an underlying hemodynamic abnormality that may affect the perioperative course. A continuous ECG recording (i.e., Holter monitor) and further evaluation may be indicated in the child with a history of rhythm disturbance, palpitations, or syncope or with an ECG suggesting significant ectopy or arrhythmia. An exercise tolerance test or treadmill study may be warranted if there is concern about myocardial ischemia, as may be the case for the child with aortic stenosis, coronary artery anomalies, or exercise-induced arrhythmias.

Review of a recent chest radiograph, including a lateral view, provides information regarding cardiac size, chamber enlargement, and pulmonary vascularity. Prior studies such as echocardiograms, cardiac catheterizations, electrophysiologic procedures, and magnetic resonance imaging should be reviewed. In some cases, it may be necessary to obtain further diagnostic information before proceeding with the planned procedure if there are symptoms that merit additional investigations or issues of concern. These evaluations should be coordinated with the child’s cardiologist. It is also important to consider whether the child may benefit from cardiac catheterization for diagnostic or interventional purposes to address significant structural, functional, or hemodynamic abnormalities before the anticipated procedure. In addition to providing potentially helpful information, the clinical status of the child can be substantially improved in many cases by catheter-based interventions. This may be of significant benefit when the anticipated procedure is considered to be major.

One of the goals of the preoperative evaluation is to obtain the most diagnostic information with the fewest tests and the least risk, discomfort, and expense for the child. The anesthesiologist is particularly suited to determine which tests are appropriate for optimal perioperative planning and whether additional data are needed.

Fasting Guidelines

Although the optimal period of fasting for children before surgery has been the subject of some debate, most centers follow established guidelines to reduce the risk of aspiration.4447 The same guidelines are applicable to children with CHD with a few additional considerations. Intake of clear fluids or the intravenous administration of maintenance fluids may be required in some children to ensure adequate hydration if the fasting period is prolonged. This is particularly important in small infants and in patients with obstructive lesions, cyanotic disease, or single-ventricle physiology. Maintenance of adequate hydration and ventricular preload may limit potential detrimental hemodynamic changes associated with anesthesia and surgery.

Intraoperative Management

Anesthesia and surgery impose additional stresses on the cardiovascular system and provoke compensatory mechanisms to maintain homeostasis. It is important to assess the child’s physiology and cardiovascular reserve to anticipate his or her ability to increase cardiac output to meet metabolic demands. This information, along with the nature and complexity of the surgery, can help to decide the extent of monitoring required. This information can be used to choose anesthetic agents and techniques that least affect the child’s cardiovascular system. Prompt intervention is imperative if decompensation occurs. Good communication among the surgeon, cardiologist, anesthesiologist, and nursing teams during the entire perioperative period is essential in treating children with complex disease.

General Considerations

Intravenous Access

Secure intravenous access is mandatory for administration of fluids and medications during anesthesia care. In most children with CHD, intravenous access is established after an inhalational induction. In those considered at great risk, such as children with severe outflow tract obstruction, moderate to severe cardiac dysfunction, pulmonary hypertension, or potential for hemodynamic compromise, consideration should be given for placement of intravenous access before induction of anesthesia or very early in the induction. The size of the intravenous catheter should be determined by the anticipated fluid requirements. If peripheral access is poor, central venous access may be necessary, particularly if there is potential for large intravascular volume shifts and to allow monitoring of central venous pressure. Placement of a central venous catheter may be assisted by audio Doppler or two-dimensional ultrasound guidance (see Chapter 48). In the small infant with single-ventricle physiology, central venous cannulation with catheter placement in the superior vena cava may be undesirable in view of concerns about potential vascular complications that may affect pulmonary blood flow or subsequent surgical palliation. In these children, a small catheter or alternative approach (e.g., femoral venous access) should be considered. In children with an existent or potential right-to-left shunt, all air must be removed from intravenous infusion tubing. Air filters may be difficult to use in the operating room because they may restrict the rate at which intravenous fluids or blood may be administered in emergency situations. They may be more useful in the preoperative and postoperative periods.

Monitoring

A basic principle of intraoperative monitoring is to use techniques or devices that provide useful information to help with clinical decision making and to avoid monitors that are distracting or redundant. Basic monitoring involves observation of the child, including skin color, capillary refill, respiration, pulse palpation, events on the surgical field, and color of shed blood. Standard noninvasive monitors used during most surgical interventions include oscillometric blood pressure assessment, electrocardiography, pulse oximetry, capnography, and temperature monitoring. A precordial stethoscope can be extremely helpful for monitoring changes in heart tones that may suggest early hemodynamic compromise. In the child with CHD, relatively sophisticated and invasive monitoring may be needed.

Capnography

Capnography can confirm proper endotracheal tube placement, help to assess the adequacy of ventilation, and aid recognition of pathologic conditions such as bronchospasm, airway obstruction, and malignant hyperthermia. In spontaneously breathing, sedated children receiving supplemental oxygen through a nasal cannula, capnography monitors the end-tidal or exhaled carbon dioxide (Petco2) concentration. A prospective, observational study in children undergoing cardiac catheterization with sedation administered by nonanesthesiologists found that monitored Petco2 values provided a reasonable estimate of arterial blood CO2 values.58 Although the absolute value for Petco2 may not be as reliable as in the presence of an endotracheal tube, the capnograph waveform confirms the presence or absence of respirations and air exchange. End-tidal CO2 monitoring also provides a gross index of pulmonary blood flow. In children with cyanotic heart disease, Petco2 values may underestimate arterial carbon dioxide tension (Paco2) measurements due to altered pulmonary blood flow and ventilation/perfusion mismatch.59,60

Transesophageal Echocardiography

Numerous publications have documented the utility of transesophageal echocardiography as a monitoring device in high-risk adults undergoing noncardiac procedures.6172 Sporadic reports have demonstrated the utility of this imaging approach in children undergoing noncardiac surgery.7378 However, the contribution or application of this modality in the pediatric age group in this particular setting has not been well defined and requires further investigation.

Selection of Techniques and Agents

Several anesthetic regimens have been used in children with CHD undergoing noncardiac surgery and studies or procedures that require deep sedation or immobility. Although no single formula or recipe is recommended, the anesthetic techniques and agents used for a particular situation should be selected in consideration of the procedure, the child’s disease process and functional status, and the impact of the hemodynamic effects of the anesthetic and procedure on the pathophysiologic process. Factors such as age, physical characteristics, and preferences of the anesthesiologist must be taken into consideration. The primary goals of anesthesia management with respect to the cardiovascular system are to optimize systemic oxygen delivery, maintain myocardial performance within expected parameters for the patient, and ensure the adequacy of cardiac output. A potentially limited cardiovascular reserve, reduced tolerance for perioperative stress, and detrimental alterations of the balance between pulmonary and systemic blood flow during anesthesia and surgery should be considered. A carefully titrated anesthetic, regardless of the specific agent, is optimal.

Anesthesia Technique

General anesthesia has the advantages of wide acceptance, ease of application, and relative certainty of effect. It is the appropriate choice for most children undergoing noncardiac surgery. Disadvantages include a greater potential for wide fluctuations in the hemodynamics and a prolonged recovery period. The intravenous route allows for rapid induction of anesthesia. If intravenous access is not available, inhalational induction may be performed. Inhalational anesthetics dilate vascular beds and reduce sympathetic responsiveness. These are desirable goals for most children, even those with heart disease, because adequate myocardial function and a reactive sympathetic nervous system are usual. However, children with ventricular dysfunction may require an increased resting sympathetic tone to maintain systemic perfusion. Potent inhalational agents in this setting may further impair myocardial function, decrease sympathetic tone, and potentially cause cardiovascular decompensation. These children and others with a relatively fixed cardiac output may require a technique that combines several medications (i.e., balanced technique) to achieve anesthesia while minimizing the risk of hemodynamic compromise. A potent opioid, amnestic agent, and muscle relaxant technique minimizes myocardial depression and tends to leave sympathetic responsiveness intact while providing analgesia, amnesia, and immobility.

Regional anesthesia has been safe and effective in children with CHD (see Chapters 41 and 42).7679 Advantages of regional anesthesia, such as epidural and spinal techniques, include an effect largely limited to the surgical site, decreased number of systemic medications, a potentially brief recovery period, and usually a more pleasant experience for the child. Use of these techniques, however, may not always be effective. Regional anesthesia retains the potential for hemodynamic compromise, particularly in hypovolemic children or those with a fixed cardiac output. It is also contraindicated in those with coagulation defects. The administration of agents such as local anesthetics, opioids, or other adjuvants (e.g., clonidine) into the caudal space may attenuate the sympathetic outflow associated with surgical manipulation and noxious stimuli and facilitate postoperative pain management.

The choice of technique affects termination of the anesthesia and emergence. Anesthesia performed with fewer agents is inherently simpler and usually easier and more predictable to terminate. The availability of ultra-short-acting opioids (e.g., remifentanil) and other agents (e.g., dexmedetomidine) has avoided the need for postoperative ventilation solely related to residual effects of depressant drugs. Ventricular function and the presence of intracardiac shunts can significantly affect uptake and distribution of inhalational anesthetics and the kinetics of intravenous medications (see Chapter 6).

Inhalational Agents

The use of inhalational anesthetics has been at the forefront of pediatric anesthesia practice for many years.80,81 Sevoflurane was introduced in the mid-1990s, replacing halothane for induction of anesthesia in many centers. A study on the safety and efficacy of inhaled agents in infants and children with CHD during cardiac surgery demonstrated twice as many episodes of hypotension, moderate bradycardia, and emergent drug use in those who received halothane compared with those who received sevoflurane.82 These data and those from other studies that demonstrated the potential benefits of sevoflurane on hemodynamic stability and minimal impact on myocardial performance led to sevoflurane becoming the preferred anesthetic agent for children, particularly those with heart disease.8388 Nonetheless, in some jurisdictions and under some conditions, halothane may remain the primary anesthetic for children.

Intravenous Agents

Propofol is one of the most frequently used medications for intravenous sedation and general anesthesia. It has been used in children with CHD in numerous settings.8992 The hemodynamic effects of propofol have been investigated in children with normal hearts and in those with cardiovascular disease. An echocardiographic study in infants with normal hearts undergoing elective surgery demonstrated that propofol did not alter heart rate, shortening fraction, rate-corrected velocity of circumferential fiber shortening, or cardiac index after intravenous induction.93 However, this medication decreased arterial blood pressure to a greater extent than thiopental, an effect attributed to a reduction in afterload. A comparison of propofol and ketamine during cardiac catheterization found that propofol caused a transient decrease in mean arterial pressure and mild arterial oxygen desaturation in some children.94 In view of the significantly faster recovery, it was concluded that propofol was a practical alternative to ketamine for elective cardiac catheterization in children.

Another investigation in 30 children with CHD undergoing cardiac catheterization demonstrated significant decreases in mean arterial blood pressure and systemic vascular resistance during propofol administration.89 No changes in heart rate, mean pulmonary artery pressure, or pulmonary vascular resistance were observed. In children with intracardiac shunts, the net result of propofol was a significant increase in the right-to-left shunt, a decrease in the left-to-right shunt, and decreased pulmonary-to-systemic blood flow ratio, resulting in a statistically significant decrease in the Pao2 and arterial oxygen saturation (Sao2), as well as reversal of the shunt direction from left-to-right to right-to-left in two patients. It was also shown that propofol could lead to further hemoglobin desaturation in children with cyanotic heart disease.

The effects of propofol have been examined in children undergoing electrophysiologic testing and radiofrequency catheter ablation for tachyarrhythmias. The drug has no significant effect on sinoatrial or atrioventricular node function or accessory pathway conduction in Wolff-Parkinson-White syndrome.95,96 However, a study documented that ectopic atrial tachycardia may be suppressed during propofol administration in children.97

Collectively, these data suggest that the judicious use of propofol may be a reasonable option in children with adequate cardiovascular reserve who can tolerate mild decreases in myocardial contractility and heart rate and mild to moderate decreases in systemic vascular resistance. The effects of propofol on the direction and magnitude of intracardiac shunts may be an important consideration in children with cyanotic heart disease and may influence the hemodynamic assessment of those undergoing evaluation of pulmonary-to-systemic blood flow ratios in the cardiac catheterization laboratory.

Thiopental, a rapid-acting barbiturate, was used for many years for induction of anesthesia. Several investigations have documented the cardiovascular responses to this agent in the pediatric age group. In children with normal hearts, the cardiac index remains unchanged, although the shortening fraction decreases and alterations in load-independent parameters of contractility occur.93 The myocardial depressant properties of barbiturates are well established, as are its effects on venodilation and blood pooling in the periphery. These data suggest that a subset of children who receive thiopental may be at risk for hemodynamic instability. It has been suggested that thiopental should be used with caution, particularly in those with limited reserve or increased sympathetic tone. Thiopental is not available for use in the United States.

Etomidate, a carboxylated imidazole derivative, has anesthetic and amnestic properties but no analgesic effects. This agent demonstrates favorable qualities over other intravenous drugs due to its lack of effect on hemodynamics.98,99 This, combined with laboratory and clinical data that support minimal effects on myocardial contractility, makes this drug a particularly desirable agent in critically ill children and in those with limited cardiovascular reserve.100 Despite these benefits, several undesirable adverse effects are associated with etomidate, including pain on intravenous administration, myoclonic movements that may mimic seizure activity, and inhibition of adrenal steroid synthesis perioperatively.101,102 Although used primarily as an induction agent, etomidate has been administered for sedation of children during cardiac catheterization and in other settings.103105 A concentrated form of this medication is available in Europe but not in the United States.

Ketamine is a dissociative anesthetic agent administered by the intravenous, intramuscular, and oral routes. In view of its sympathomimetic effects that result in an increased heart rate, blood pressure, and cardiac output, this drug has been widely used in children with heart disease, particularly in younger children. The effects of this agent on systemic vascular resistance make it a suitable choice in children with right-to-left shunts because pulmonary blood flow is enhanced. This contrasts with inhalational agents, which by causing systemic vasodilation may decrease pulmonary blood flow in the presence of an intracardiac communication and potentially worsen the degree of cyanosis. In clinical use, however, oxygen saturation typically increases with both agents. Additional favorable properties include intense analgesia at subanesthetic doses and a lack of respiratory depressant effects.

Several investigations have addressed the concern of potential detrimental changes in pulmonary vascular tone resulting from ketamine although no significant effects have been reported on pulmonary arterial pressures and pulmonary vascular resistance at the usual clinical doses.106109 Regarding its effect on myocardial performance, in-vitro investigations have shown a direct myocardial depressant effect in animal species and the failing adult human heart. This is considered to be the result of inhibition of L-type voltage-dependent calcium channels in the sarcolemmal membrane and may be a consideration in critically ill infants with severely impaired cardiac reserves. Additional undesirable effects of ketamine include emergence reactions, excessive salivation, vomiting, and increased intracranial pressure.

Dexmedetomidine is a selective α2-adrenergic agonist agent being increasing used in the pediatric age group. Compared with clonidine, the drug exhibits greater specificity for the α2-adrenergic receptor over the α1-adrenergic receptor. Favorable effects of the drug include sedation, anxiolysis, and analgesia. This medication provides hemodynamic stability, although adverse effects have been reported, including bradycardia, hypertension, and hypotension. A study of the hemodynamic effects in children undergoing dexmedetomidine sedation for radiologic imaging demonstrated modest decreases in heart rate and blood pressure. These changes in response to moderate doses were independent of age, required no pharmacologic interventions, and did not result in any adverse events; however, high dose dexmedetomidine can be associated with significant bradycardia.110,110a In addition, treatment of dexmedetomidine-induced bradycardia with glycopyrrolate (5 μg/kg) has been associated with severe persistent hypertension.110b

Dexmedetomidine is used as a premedication agent, during diagnostic studies and procedural sedation, to reduce emergence delirium, in the treatment of symptoms associated with opioid withdrawal, and as an adjuvant agent in the operating room and postoperative settings.111 In children with CHD, its benefits have been reported during monitored anesthesia care, diagnostic and interventional cardiac catheterization, intraoperative sedation, after cardiac and thoracic surgery, as a primary agent during invasive procedures, and in the treatment of perioperative atrial and junctional tachyarrhythmias.112119 This medication has also been used in children with pulmonary hypertension with good results.120,121

The effects of dexmedetomidine on cardiac electrophysiology have been examined in children; the drug significantly depresses sinus and atrioventricular nodal function.122 Other findings included a reduction in the heart rate and increases in arterial blood pressure. Hammer and colleagues concluded that this medication should be considered undesirable for electrophysiologic studies and that it could be associated with adverse effects in patients at risk for bradycardia or atrioventricular block.122 In contrast, another study concluded that dexmedetomidine was not associated with any significant or any atypical ECG interval abnormalities, except for a trend toward a decrease in heart rate in children with CHD.123 Until additional data are available, it may be prudent to exercise caution when considering the use of dexmedetomidine in children with conduction abnormalities.

Although the experience suggests an overall safety profile in children with CHD, fragile patients may not tolerate the heart rate and blood pressure fluctuations associated with dexmedetomidine administration. Significant adverse effects have been described that include severe bradycardia progressing to asystole.124

Opioids and benzodiazepines are widely used medications in pediatric anesthesia practice. Opioids attenuate the neuroendocrine stress response associated with anesthesia and surgery.125,126 After repair of CHD, these medications have been shown to blunt the stress response in the pulmonary circulation elicited by airway manipulations.127 Morphine administration may be associated with histamine release and hypotension. The synthetic opioids are devoid of these effects and provide excellent hemodynamic stability with minimal changes in heart rate and blood pressure in children with CHD.128 The primary concern about opioid administration is their central respiratory depressant effects because their primary cardiovascular manifestations are minimal. Benzodiazepines provide sedation and amnesia during the perioperative period. Midazolam administration may allow a reduction in the inspired concentration of inhalational anesthetic agents, which is a desirable feature in children with labile hemodynamics or in those considered at great risk for the myocardial depressant properties of inhalational anesthetics. Studies of the effects of benzodiazepines in children with CHD are limited.129

Neuromuscular blocking drugs facilitate endotracheal intubation and prevent reflex movement during surgery if the anesthetics alone are insufficient. All inhalational anesthetics potentiate the effects of nondepolarizing muscle relaxants. These medications have various onsets and durations of action and diverse hemodynamic effects. The cardiovascular and autonomic effects of muscle relaxants have been characterized mainly in adults with acquired cardiovascular disease130133 (see also Chapter 6). Drug selection is based on the need to facilitate endotracheal intubation and surgical relaxation, hemodynamic side effects, and the anticipated duration of surgery.

Induction of Anesthesia

Induction of anesthesia in children with CHD most commonly can be accomplished using the inhaled or intravenous route. The intramuscular route (i.e., ketamine administration) may be preferable in some cases, particularly in an uncooperative, developmentally delayed, or combative child. Less common induction techniques include subcutaneous, intranasal, and rectal administration of agents. These various approaches may also be used in combination (see Chapter 4).

An intravenous induction may be preferable in some children in view of its potentially greater safety margin. In addition to the ability to titrate medications and rapidly correct hemodynamic alterations, other benefits include the speed of effect, although this may be slowed in children with large left-to-right shunts due to recirculation of the drug in the lungs. Left-to-right shunting results in a less concentrated amount of anesthetic agent reaching the brain and delayed onset of action. Right-to-left shunts speed intravenous induction because a significant portion of the medication bypasses the lungs (where it is degraded) and directly enters the systemic circulation, reaching the brain more rapidly than an intact circulation.

If intravenous access is not available, an inhalational induction is performed in most cases. A carefully titrated inhalational induction and early placement of an intravenous catheter usually is safe even in children with moderate hemodynamic disturbances, particularly after premedication has been given. This produces loss of consciousness, with acceptable conditions for establishing intravenous access. Inhalational induction may be delayed in cyanotic children and those with right-to-left shunts, particularly for anesthetics with reduced blood solubility, because the decreased pulmonary blood flow limits the rate of increase in the concentration of the anesthetic in the systemic arterial blood. The rapidity of an inhalational induction is increased in the presence of a reduced cardiac output because the anesthetic partial pressure in the alveoli increases more rapidly as less anesthetic is removed by the smaller pulmonary blood flow (see Chapter 6). Left-to-right intracardiac shunts have limited effects on the speed of induction of inhaled anesthetics.

Postoperative Care

The postoperative management of the child with CHD involves many of the same physiologic principles applicable to intraoperative care. The extent of the postoperative care, optimal place for recovery, and need for monitoring and hospitalization depend in large part on the child’s clinical condition and type and extent of the procedure. Immediately after surgery, most children awaken from anesthesia and recover from muscle relaxants, which may impose various stresses and hemodynamic changes. Adequate oxygenation and ventilation along with airway protection must be ensured and may need to be provided if the child cannot manage these functions on his or her own. Significant hypoventilation must be avoided during this time because it may negatively affect pulmonary vascular tone and overall hemodynamics in vulnerable children with CHD. Adequate pain control and, sometimes, sedation are important postoperatively. This may be a challenging issue for the child who requires noncardiac surgery soon after a prolonged hospitalization in view of the increased likelihood for tolerance to analgesic and sedative drugs.

Observation and physical examination provide much information about the child’s respiratory status, cardiac function, and systemic perfusion during the postoperative period. Adequacy of oxygenation and ventilation can also be assessed with noninvasive monitoring and blood gas analysis. Monitoring urine output may be helpful.

Hemoglobin or hematocrit values are monitored as a measure of oxygen-carrying capability in cases in which significant blood loss or the administration of fluids might have occurred. Serum electrolytes are screened if fluid shifts have taken place during the surgical and postoperative periods. Although digoxin is now used less frequently, particular attention should be given to the avoidance of hypokalemia in children receiving this drug. Serum glucose levels should be followed in neonates and small infants and dextrose-containing fluids administered as appropriate. Determination of ionized calcium (iCa2+) levels may be indicated for patients with a history of DiGeorge sequence because of a propensity for hypocalcemia. The required fluid replacement is dictated by the child’s heart defect, type of surgery performed, and volume losses (see Chapters 8 and 10).

Perioperative Problems and Special Considerations

Several potential perioperative problems related to multiple factors may be encountered while caring for children with CHD who require noncardiac interventions. Because it is not feasible to detail all possible problems and potential concerns, this section highlights the more common issues to serve as a framework.

Cyanosis

Cyanosis is a common finding in children with defects characterized by limited pulmonary blood flow or intracardiac mixing. As surgical management strategies evolve to target the youngest of infants, the effects of cyanosis may be limited in these children. However, in those requiring delayed surgery, palliation, or staged correction of their defects, the effects of cyanosis may be long lasting. Chronic hypoxemia affects all major organ systems. Compensatory mechanisms that attempt to provide adequate systemic oxygen delivery in the presence of chronic hypoxemia include polycythemia, increases in blood volume, alterations in oxygen uptake and delivery, and neovascularization. Despite the favorable effects of the adaptive responses, these alterations may be detrimental. Polycythemia, the most significant compensatory response, is associated with increases in blood viscosity and red cell sludging. The common occurrence of iron-deficiency anemia in cyanotic children further enhances hyperviscosity and the unfavorable consequences of this condition. Several hemostatic abnormalities (e.g., thrombocytopenia, altered platelet function, and clotting factor abnormalities) have been documented as a result of hypoxemia and erythrocytosis that may affect the coagulation system and increase perioperative risks.134139 This is compounded by increased tissue vascularity, with a large number of blood vessels per unit of tissue.

The increased blood viscosity in children with cyanosis is associated with stasis and a risk for thrombotic events.140 If the hematocrit exceeds 65% preoperatively, some clinicians advocate phlebotomy to reduce the hematocrit to 60% to 65%. This limits sludging of red blood cells and increases oxygen delivery to tissues. If blood is removed by preoperative phlebotomy, it may be saved for autologous transfusion in the perioperative period.

During the perioperative period, adequate hydration should be maintained in children with cyanotic CHD, and care should be taken to avoid prolonged venous stasis. Cyanotic children are at risk for paradoxical embolic events, mandating meticulous attention to intravenous lines during fluid or drug administration. This is a reasonable routine approach for all children with CHD, regardless of the nature of the structural abnormalities. The addition of air filters to intravenous tubing should not replace vigilance.

Ventricular Dysfunction

Children with CHD may have ventricular dysfunction involving the right heart, left heart, both sides of the heart, regional cardiac tissue, or global cardiac tissue. It may be temporary or permanent. In systolic dysfunction, contractile function is primarily impaired. Diastolic dysfunction is associated with abnormal relaxation or ventricular compliance. Some children have systolic and diastolic dysfunction. Ventricular dysfunction may result from factors such as age at the time of the operation and chronicity of the cardiac workload (pressure or volume); may be caused by the primary disease, myocardial hypertrophy, ischemia, or cyanosis; or may occur as a direct effect of surgery (e.g., ventriculotomy, cardiopulmonary bypass, ischemic time, circulatory arrest). Diseases that affect cardiac muscle (e.g., myocarditis, dilated cardiomyopathy) may be associated with congestive symptoms, whereas others (e.g., restrictive cardiomyopathy) may lead to diastolic heart failure.

In children with cardiomyopathy that was accompanied by severe ventricular dysfunction, general anesthesia for noncardiac procedures was associated with an increased frequency of complications.142 They often required hospital support before and after the procedure that in many cases included intensive care management. Hospital stay was prolonged for children with severe ventricular dysfunction compared with those with a lesser degree of impairment. Based on these findings, early consideration of perioperative intensive care support was recommended for monitoring and optimization of cardiovascular therapy.142

Ventricular Pressure Overload

Pressure overload in the postoperative patient typically results from residual or recurrent muscular, valvar, or distal outflow obstruction or from increased pulmonary artery pressure or vascular resistance. In children with abnormal distal pulmonary arterial beds, for example, the hypoplastic vessels may not be amenable to surgical repair or other intervention, although associated defects may be satisfactorily addressed. This results in increased proximal pulmonary artery and right ventricular pressures and compensatory myocardial hypertrophy. Right ventricular pressure may exceed systemic values and compromise left ventricular function because septal shift may impair left ventricular filling or result in obstruction to systemic outflow. Abnormal pressure loads to the right ventricle may also result from progressive conduit stenosis after procedures that involve outflow tract reconstructions. Because of the anticipated need in children for successive conduit replacements, these surgical interventions are delayed as much as possible. This implies long-standing pressure loads on the myocardium with associated wall hypertrophy and potentially some element of ischemia until the criteria for surgical intervention have been fulfilled.

Whether the altered loading conditions affect the right or left ventricle primarily, the result is an increased demand due to the increased wall tension. This implies an increased susceptibility of the ventricular myocardium to the supply-and-demand relationship, a reduced tolerance for factors that may alter this fine balance, and an increased risk of ischemia.

Pulmonary Hypertension

Pulmonary hypertension is a relatively common feature of unoperated CHD. It usually is the consequence of an increased pulmonary blood flow. One of the benefits of early correction is a reduction in pulmonary artery pressures and the incidence of pulmonary vascular reactivity after cardiac surgery. However, in some cases, pulmonary hypertension may persist or develop after an intervention.

A less common entity is increased pulmonary vascular resistance, which may be reactive or fixed. The diagnosis is formally determined at cardiac catheterization and involves pulmonary vascular reactivity testing. Pulmonary hypertension and increased pulmonary vascular resistance represent risks for major perioperative complications in children, regardless of cause.143,144

Acute increases in pulmonary vascular tone, also known as pulmonary hypertensive crisis, may result in cardiac arrest. In the presence of an intracardiac communication that allows for shunting, acute increases in pulmonary artery pressure may manifest as arterial desaturation, bradycardia, and systemic hypotension. In the absence of an intracardiac communication, the acute increase in right ventricular afterload may lead to unfavorable leftward shifting of the interventricular septum, compromising left ventricular filling and decreasing cardiac output.

Several factors can increase pulmonary vascular tone (Table 21-2). Therapy should be aggressive in the acute setting, aimed at reducing pulmonary artery pressures with interventions such as additional sedation, hyperventilation, hyperoxygenation, and treatment of acidosis. The use of selective pulmonary vasodilators (e.g., inhaled nitric oxide, other agents) and inotropic support of the right ventricle may be indicated. Manipulation of pulmonary hemodynamics is challenged by the difficulty of directly measuring these parameters in children. Management of critical situations requires a thorough understanding of the pathophysiologic process and experienced clinical judgment. Because of the significant morbidity and potential periprocedural mortality for children with a history of severe pulmonary hypertension, an in-depth evaluation of the risk/benefit ratio of the planned procedure and its impact on the overall quality of life is essential.

TABLE 21-2 Factors Associated with Increased Pulmonary Vascular Tone

Anticoagulation

Anticoagulants, antiplatelet drugs, and thrombolytic agents are increasingly being used in children, particularly in those with CHD.146150 Decisions regarding management are primarily influenced by the nature of the procedure, urgency of the intervention, specific drug therapy, and expected effects or laboratory data. The major concern is the potential for bleeding. Recommendations for the management of children taking warfarin (Coumadin) vary widely.151153 The proposed strategies are quite heterogeneous, and the lack of consensus reflects the paucity of randomized trials addressing this issue. The problem is further complicated by the lack of guidelines specific to pediatric practice.154

If the indications for anticoagulation are for native valve disease or atrial arrhythmias, the risk of a major thromboembolic event is considered to be relatively small, and warfarin may be discontinued 1 to 2 weeks before the day of surgery. In those with mechanical prosthetic valves, the risk of thromboembolic events is greater. Many recommend discontinuing the oral anticoagulant a few days before surgery and allowing the prothrombin time to return to within 20% of normal.151 Administration of parenteral vitamin K or clotting factors, including fresh frozen plasma (FFP), may be required to restore the prothrombin time within an acceptable range, especially in those with liver disease and in emergency cases. Some experts advise preoperative hospitalization, particularly in high-risk individuals such as those with mitral or combined valve prostheses, to discontinue warfarin therapy and to initiate a heparin infusion, which is continued up until a few hours before surgery. Others suggest that low-molecular-weight heparin may be the better option instead of unfractionated heparin because the perioperative conversion from warfarin therapy to heparin can be accomplished without the need for hospitalization.152

Anticoagulation is usually reinitiated after 24 hours in children with valvular prostheses, and this may be achieved with a continuous heparin infusion or intermittent subcutaneous injections. The advantage of heparin is the ability to rapidly reverse the drug effect with protamine sulfate if bleeding complications occur. Oral anticoagulants are reinitiated 2 to 3 days after surgery if there are no bleeding concerns and the child is able to swallow oral medications. Although it has been suggested that there is no need to discontinue anticoagulation therapy for minor procedures, such as dental or ophthalmologic surgery in adults, guidelines for children are less clear.

The risk of bleeding from the surgical intervention versus the risk of a thromboembolism from a reduced anticoagulant dose determines to what extent and for what duration the anticoagulant therapy should be reduced. In some cases, the cardiologist and surgeon may decide to temporarily use aspirin therapy before and after surgery. There is disagreement regarding whether antiplatelet therapy is preferable to anticoagulation in children with prosthetic aortic valves or after certain surgical interventions.155158

Pacemakers and Implantable Cardioverter-Defibrillators

An in-depth discussion of perioperative considerations related to implanted pacemakers or defibrillators can be found in Chapter 14. Consultation with a cardiologist or electrophysiologist is essential when caring for children with implanted devices. Unit interrogation and programming are required in most cases. The main goal is to avoid problems with hardware malfunction related to electromagnetic interference (i.e., electrocautery). Chronotropic agents and backup pacing modalities (e.g., transvenous, epicardial, transcutaneous) should be readily available and carefully considered in the event of pacemaker malfunction associated with an inadequate underlying heart rate. A magnet should be accessible to enable asynchronous pacing if required. Perioperative ECG monitoring is essential, as well as the use of modalities that can confirm pulse generation during pacing. Implanted devices should be interrogated and reprogrammed after the procedure.

Eisenmenger Syndrome

Eisenmenger syndrome is characterized by irreversible pulmonary vascular disease and cyanosis related to reversal in the direction of an intracardiac or arterial level shunt.162,163 This is unlikely to occur in the current surgical era, but it may occasionally occur in older children, adolescents, or adults with CHD. Morbidity is linked to problems associated with chronic cyanosis and erythrocytosis. Other problems include hemoptysis, gout, cholelithiasis, hypertrophic osteoarthropathy, and decreased renal function. Variables associated with poor outcome include syncope, increased right ventricular end-diastolic pressure, and significant hypoxemia (i.e., systemic arterial oxygen saturation less than 85%). Life expectancy is significantly reduced.164 Most succumb suddenly, probably from ventricular tachyarrhythmias. Surgical modalities that have been advocated in selected patients include combined heart and lung transplantation165 and lung transplantation alone.166

Despite the overall poor prognosis and the extremely high risk of a bad outcome, several reports have documented successes with a variety of anesthetic techniques and agents.167171 Nevertheless, it is vital that the family and patient, if of appropriate age, understand these risks before undertaking any procedure requiring anesthesia or deep sedation.

Cardiac Transplantation

Cardiac transplantation may be considered the best option in end-stage cardiac pathology as a result of congenital or acquired disease.172,173 A major consideration in the care of these children is the lack of external nerve supply of the transplanted heart. The physiology of the denervated heart implies that the usual autonomic regulatory mechanisms are not operational, increasing the vulnerability of transplanted children to hemodynamic alterations.174 Compensatory responses may be delayed, further increasing the potential for compromise.

In the child with a transplanted heart, the resting heart rate is greater than normal due to the loss of parasympathetic inhibition. Critical determinants of cardiac output include the systemic venous return and maintenance of an adequate heart rate. During the early posttransplantation period, the heart rate is supported by exogenous chronotropes or pacing. Subsequently, the heart rate is driven by circulating catecholamines. Regardless of the time interval from transplantation, medications with chronotropic properties should be available, as should drugs with direct action on the myocardium and vasculature and access to emergent cardiac pacing modalities.

Chronic immunosuppression in children who have undergone cardiac transplantation presents several issues during noncardiac surgery. First, administration of multiple medications, particularly immunosuppressant agents, throughout the perioperative period is a concern. The potential need for stress-dose corticosteroids is a controversial subject. Second, immunosuppressive therapy is associated with adverse effects that may impact various organ systems. Cyclosporine administration, for example, increases systemic arterial blood pressure, potentially influencing hemodynamics. The drug is also responsible for renal dysfunction. Anesthesia management must consider potential alterations in hepatic and renal function. Third, strict aseptic technique is needed in managing a child with a compromised immune system.

An additional concern is the potential for graft vasculopathy (i.e., small-vessel coronary artery disease). Because older children or adolescents with ongoing myocardial ischemia may not experience anginal symptoms, it is reasonable to assume that most of these children are at risk for ischemic events, particularly those who are several years after transplantation.

Outcomes of Noncardiac Surgery

Limited data regarding the risks of noncardiac surgery and anesthesia in children with CHD raises concerns. A review of 110 children with CHD who underwent 135 anesthesias over a 1-year period found a 47% incidence of adverse events and more than one adverse event in a significant number of children.34 Continuous monitoring of perioperative rhythm abnormalities in 70 children with CHD and a history of ventricular arrhythmias documented a 35% and 87% incidence of intraoperative and postoperative ventricular arrhythmias, respectively.175 Other studies have reported cyanosis, treatment for congestive heart failure, poor health, and young age as risk factors.35 A retrospective review of a large number of children documented that these risks involved major and minor interventions.37

Data from the Pediatric Perioperative Cardiac Arrest (POCA) registry shed further insight into this subject. Anesthesia-related cardiac arrests in children with congenital and acquired heart disease were examined. Causes of cardiac arrest were primarily cardiovascular in nature, occurring more frequently in those with heart disease than those without. Events occurred more frequently in the general operating room, usually during the maintenance period. Among children who suffered a cardiac arrest, the most common type of CHD was a single ventricle (i.e., Fontan physiology), particularly those managed early with palliation. The overall mortality rate for children with heart disease was greater than for those without heart disease, and children with aortic stenosis (i.e., Williams syndrome) and cardiomyopathy have the greatest mortality rate.176

Specific Congenital Heart Defects

The anesthetic care of children with CHD undergoing noncardiac surgery is strongly influenced by the particular nature of the cardiovascular malformations, pathophysiology of the lesions, operative state (e.g., unoperated, prior palliative, definitive procedure), complications associated with the primary pathology or treatment, and other comorbidities.12

This section addresses relevant anatomic features, hemodynamic consequences of selected cardiac defects, and treatment strategies. Potential residua, sequelae (Table 21-3), and long-term outcomes of the lesions are discussed, focusing on their implications for perioperative care.

TABLE 21-3 Potential Issues after Interventions for Selected Congenital Heart Defects

Atrial Septal Defects
Atrioventricular Septal Defects
Coarctation of the Aorta
Coronary Artery Anomalies
d-Transposition of the Great Arteries
Ebstein Anomaly
Interrupted Aortic Arch
Left Ventricular Outflow Tract Obstructions
l-Transposition of the Great Arteries (Congenitally Corrected Transposition)
Patent Ductus Arteriosus
Right Ventricular Outflow Tract Obstructions
Single Ventricle
Tetralogy of Fallot
Truncus Arteriosus
Ventricular Septal Defect

Atrial Septal Defects

Anatomy and Pathophysiology

Defects in the interatrial septum, or atrial septal defects (ASDs) (see Fig. 15-1), are among the most common congenital cardiac anomalies (30% to 40% of CHD) in childhood. ASDs occur in 1 of 1500 live births. Based on their location, several types of defects have been identified:

1. Ostium secundum or fossa ovalis defect, the most common type (75%), results from a deficiency in the region of the fossa ovalis (see Fig. 15-1, B). These defects may be associated with mitral valve prolapse or mitral regurgitation.177179

2. Ostium primum defect, a form of atrioventricular septal (canal or endocardial cushion) defect (see Fig. 15-1, A),180 is characterized by a deficiency in the inferior portion of the interatrial septum. They account for 15% to 20% of ASDs. They frequently are associated with a commissure or cleft in the anterior leaflet of the mitral valve and various degrees of regurgitation.

3. Sinus venosus defect, which occurs in 5% to 10% of ASDs, typically is located at the superior aspect of the interatrial septum, below the region where the superior vena cava joins the right atrium (i.e., sinus venosus defect of the superior vena cava-type) (see Fig. 15-1, C).181 It is frequently associated with anomalous pulmonary venous drainage.182

4. Coronary sinus defect is uncommon and consists of a communication between the left atrium and mouth of the coronary sinus. It is commonly associated with an unroofed coronary sinus and persistent left superior vena cava that drains directly into the left atrium, resulting in a right-to-left shunt.183

5. Other entities that may allow interatrial shunting include a patent foramen ovale (PFO) at one end of the spectrum and a common atrium at the other. A PFO has been identified in as many of 25% of individuals. This communication may have implications for perioperative care because it has the potential for right-to-left shunting and paradoxical emboli.184,185 In a common atrium, there is complete or near-total absence of the interatrial septum. This may be found in complex CHD.

An atrial communication allows mixing of the pulmonary and systemic venous returns. A left-to-right shunt allows pulmonary venous blood to enter the right atrium. The magnitude of shunting correlates with the size of the defect, relative ventricular compliances, and pulmonary artery pressures. A clinically significant defect results in right-sided volume overload. A pulmonary-to-systemic blood flow ratio image that exceeds 2 to 1 and the potential detrimental effects of chronic right ventricular volume overload are indications for intervention.

Treatment Options, Residua, Sequelae, and Long-Term Outcomes

Surgical closure of secundum ASDs in childhood provides excellent results, almost normal long-term survival, and negligible mortality.186189 Normal ventricular function should be anticipated after repair of these defects. Rarely, children may demonstrate persistent right ventricular dilation and abnormal ventricular septal motion, but this may not be associated with a functional deficit.190 Atrial arrhythmias and ventricular dysfunction may occur after late repairs as a result of chronic volume overload. Delayed defect closure may be a risk factor for the rare development of pulmonary hypertension or pulmonary vascular disease later in life due to the abnormally increased pulmonary blood flow.191

Transcatheter approaches are an alternative to surgery for closure of secundum ASDs in selected children, with excellent success rates for relatively small communications (see Chapter 20).192194 Complications are rare and may be associated with the intervention or occur at a later time.195

After surgical closure of ostium primum defects, morbidity manifests primarily as mitral valve dysfunction (e.g., mitral regurgitation) and left ventricular outflow tract obstruction.196200 In most children, outcomes are favorable after repair at an early age. After closure of sinus venosus defects, potential problems include pulmonary venous obstruction and loss of sinus node function.201203 Repair of coronary sinus defects consists of patch closure of the atrial communication at the mouth of the coronary sinus. This leaves a small right-to-left shunt as deoxygenated blood from the coronary sinus continues to drain directly into the left atrium.204 If a connection between the left superior vena cava and left atrial connection persists, a variety of surgical approaches may allow redirection of the abnormal systemic venous return. For most children with atrial communications, significant postoperative sequelae are unlikely to occur, and outcomes are generally good. In most cases, no major repercussion from the repaired defect should be expected for future anesthesia care.

Ventricular Septal Defects

Anatomy and Pathophysiology

Ventricular septal defects (VSDs) are the most common of all congenital cardiac anomalies, comprising 30% to 60% of CHD (excluding a bicuspid aortic valve) and occurring in 2 to 6 cases per 1000 live births (see Fig. 15-2, A).205 VSDs can be found in isolation or in the context of other structural malformations. Large defects require early attention for symptoms related to congestive heart failure or pulmonary hypertension. VSDs have a greater rate of spontaneous closure in childhood—about 75% closure by 6 months to 1 year.206,207

Various classification schemes have been proposed for VSDs based on their anatomic location, size, restrictive or nonrestrictive nature, and hemodynamic significance.208,209 The following scheme categorizes defects as four major morphologic types based on their anatomic location. In some cases, the boundaries of a defect may extend beyond the margin of a particular region of the ventricular septum into another.

The characterization of VSDs based on their size and likely hemodynamic significance is extremely useful when caring for children who have not undergone repair:

The physiologic effects of the communications that allow shunting at the ventricular level are determined by the size of the defect, amount of shunting, and relative pulmonary and systemic vascular resistances. Physiologically, isolated defects may be classified as pressure restrictive (i.e., right ventricular pressure less than left ventricular pressure) or nonrestrictive defects (i.e., equal or near-equal ventricular pressures). Restrictive defects often imply limited flow through the communication. This is frequently the case with small VSDs in which the pressure gradient determines the magnitude of shunting. If the defect is large and nonrestrictive, the amount of flow across the orifice depends on the ratio between the pulmonary and systemic vascular resistances. Reduced pulmonary vascular resistance in the context of a nonrestrictive VSD leads to a large left-to-right shunt, increased pulmonary blood flow, pulmonary hypertension, and increased myocardial work, as evidenced by a volume load to the left heart. Nonrestrictive left-to-right shunts result in pulmonary congestion and abnormal respiratory mechanics characterized by decreased lung compliance, increased airway resistance, and increased work of breathing. Increases in alveolar dead space and alveolar to arterial oxygen gradients are to be expected, as well as increases in minute ventilation and potential oxygen requirements.

An important perioperative consideration for children with defects associated with increased pulmonary blood flow is the pulmonary steal phenomenon, which may result from decreases in pulmonary vascular resistance as left-to-right shunting increases at the expense of systemic blood flow. This requires an appraisal of the factors that may influence pulmonary vascular tone to prevent compromises in systemic perfusion.

Treatment Options, Residua, Sequelae, and Long-Term Outcomes

Surgical closure of VSDs early in childhood results in excellent outcomes, usually without sequelae.211213 Surgical intervention in older children may lead to reduced left ventricular function and increased left ventricular mass.214 Small communications, although regarded as hemodynamically insignificant, may not be benign. This has led to ongoing controversy regarding the need for definitive intervention. Several young children with moderate defects remain relatively asymptomatic until later life, when gradual decompensation may ensue related to increased end-diastolic volume and ventricular dilation. In these children, defect closure is indicated if the magnitude of the increase in pulmonary vascular resistance is not prohibitive, which is rarely the case. Severely increased pulmonary vascular resistance (more than 7 Wood units per m2) augments the risks associated with the surgical procedure, and it may not return to normal levels after the intervention.215 If postoperative pulmonary hypertension persists, the prognosis is unfavorable, with the potential for eventual right ventricular failure.216 Development of Eisenmenger syndrome (i.e., pulmonary vascular obstructive disease and reversal in the direction of the ventricular level shunt) has become rare due to early recognition and management of children with these defects.

Postoperative sequelae after VSD closure include residual or, less commonly, recurrent defects, arrhythmias or other conduction system disturbances, subaortic obstruction, and valvar regurgitation.217 Although surgical closure is considered the gold standard, transcatheter closure by device placement is feasible for selected muscular and postoperative residual defects defects.218,219 Early data demonstrate excellent closure rates with reduced rates of complications220 (see also Chapter 20). Limited experience and follow-up are available with catheter-based interventions for closure of membranous communications.221224

Atrioventricular Septal Defects

Anatomy and Pathophysiology

Atrioventricular septal defects (AVSDs), also known as atrioventricular canal defects or endocardial cushion defects, result in deficiency of the atrioventricular septum and altered formation of the atrioventricular valves (see Fig. 15-2, B).225 These rare defects comprise only 4% of CHD cases, although they have a prevalence among patients with Down syndrome of 25%. AVSDs can be classified as follows:

Complete defects are associated with nonrestrictive intracardiac shunting, excessive pulmonary blood flow, congestive heart failure, and systemic right ventricular and pulmonary artery systolic pressures. Without intervention, they may lead to early pulmonary vascular changes. The severity of atrioventricular valve regurgitation also influences the clinical presentation. Partial AVSDs are less likely to be associated with pulmonary overcirculation of sufficient severity to cause significant heart failure symptoms.

Perioperative concerns similar to those previously described in children with nonrestrictive ventricular communications are applicable, but they also are magnified in those with unrepaired complete defects. In children with increased pulmonary vascular resistance and a reactive pulmonary bed, issues such as airway manipulation, light anesthesia, hypoxemia, or hypercarbia may lead to an increase in pulmonary artery pressures to suprasystemic levels.

Right Ventricular Outflow Tract Obstructions

Anatomy and Pathophysiology

Pulmonary valve stenosis is the most common pathology among children with right ventricular outflow tract obstruction.230 Other lesions that result in obstruction to pulmonary blood flow include infundibular stenosis, muscle bundles within the body of the right ventricle, and anatomic alterations in the pulmonary arterial bed. These pathologies may be found in isolation or occur as part of more complex malformations. Such is the case in tetralogy of Fallot (discussed later), in which multiple anatomic levels of right ventricular outflow tract obstruction are typically encountered (see Fig. 15-5).

Although isolated valvar pulmonary stenosis is congenital in most cases, the disease can be progressive. In the uncomplicated or pure variant, an interatrial communication in the form of a PFO or secundum ASD may be identified, and the ventricular septum is intact.

The magnitude of right ventricular outflow tract obstruction is directly related to the degree of valvar narrowing. This imposes an afterload burden on the right ventricle, resulting in right ventricular hypertrophy, decreased ventricular diastolic compliance, and tricuspid regurgitation. In severe cases, the systolic pressure generated by the right ventricle may exceed that of the left ventricle. Cyanosis in children with pulmonary stenosis usually reflects right-to-left interatrial shunting and reduced pulmonary blood flow. It may be associated with severe right ventricular hypertrophy, fibrosis, or ventricular dysfunction.

Most children with mild to moderate valvar stenosis remain asymptomatic, and the pathology is relatively well tolerated chronically. Severe obstruction in older children is frequently associated with limited exercise tolerance. Subendocardial ischemia is a potential risk in children with a hypertensive, hypertrophied right ventricle. Management is directed at maintaining coronary perfusion and an inotropic state of the myocardium.

Left Ventricular Outflow Tract Obstructions

Anatomy and Pathophysiology

Left ventricular outflow tract obstruction may occur at the level of the aortic valve, supravalvar region, or subvalvar region. It may take place in isolation or as part of complex cardiovascular disease. A bicuspid aortic valve is the most common of all congenital cardiac anomalies, occurring in approximately 2% of the general population.235 Although it may not necessarily imply valvar stenosis, this abnormality can be associated with progressive obstruction or regurgitation. A bicuspid valve may be found in asymptomatic individuals or within the context of severe left heart obstruction. The prevalence of coexistent defects is relatively large and frequently includes patent ductus arteriosus, VSD, aortic coarctation, and other abnormalities of the aorta and its branches.

Infants with critical aortic stenosis and those with severe obstruction require early intervention in view of ductal dependency, heart failure symptoms, and the degree of ventricular dysfunction. Older children with moderate to severe obstruction may present with decreased exercise tolerance, syncopal episodes, or myocardial ischemia. Impedance to left ventricular ejection in aortic stenosis results in elevation of left ventricular systolic pressure and increased myocardial force. Ventricular hypertrophy is the compensatory response to the increased afterload. Contractile function is normal to increased, but diastolic impairment may occur.

In supravalvar aortic stenosis, the narrowing typically occurs at the sinotubular junction. The coronary arteries arise proximal to the area of obstruction and are subjected to increased systolic pressures equal to that of the left ventricle. The arteriopathy found in many of these children may involve the origin of the coronary arteries or other systemic and pulmonary vessels.236 This malformation may occur as part of Williams syndrome, which is characterized by elfin facies, mental retardation, idiopathic hypercalcemia, and other features. Several reports have described unexpected complications in these children, including death during anesthesia care.237240 Affected children should be considered at increased risk for any procedure.

Subvalvar aortic stenosis may take a variety of forms, including a discrete fibromuscular ridge or membrane, complex tunnel-like obstruction, or hypertrophy of the interventricular septum (i.e., hypertrophic cardiomyopathy). The association of left ventricular obstructive lesions such as a bicuspid aortic valve, subaortic stenosis, aortic coarctation, and mitral valve inflow obstruction (e.g., parachute mitral valve, supravalvar mitral ring) is referred to as the Shone complex.

Hypoplastic left heart syndrome (HLHS) represents an extreme form of left ventricular outflow tract obstruction (see Fig. 15-10). It encompasses a constellation of malformations, affecting left-sided cardiac structures (e.g., mitral and aortic valves, aorta, arch) (see “Single Ventricle”).

Common features of the anomalies that result in obstruction to left ventricular output include a pressure gradient across the involved region, increased left ventricular systolic pressure, increased myocardial force, and left ventricular wall stress. With chronic obstruction, the hypertrophied myocardium is at risk for subendocardial ischemia as a consequence of an imbalance in the ratio of myocardial oxygen supply and demand. Factors such as increases in left ventricular afterload, inadequate hypertrophic remodeling, and decreases in myocardial systolic or diastolic performance may compromise stroke volume and contribute to cardiac dysfunction and heart failure in this setting.241 These issues are relevant for children with more than mild obstruction, and they influence anesthesia care during noncardiac surgery or other interventions.

Treatment Options, Residua, Sequelae, and Long-Term Outcomes

Individuals with a bicuspid aortic valve may remain asymptomatic for many years but are at risk for aortic stenosis or regurgitation and concomitant hemodynamic alterations. Some of those requiring surgical intervention during childhood undergo reoperation for recurrent stenosis or progressive regurgitation in the next 25 years.242 Percutaneous balloon valvuloplasty may be a treatment option for critical or severe aortic valve disease.243 Surgical alternatives include valvotomy, mechanical or bioprosthetic valve placement, and root replacement with homograft or autograft material. In the Ross operation, the native, diseased root is replaced by a pulmonary autograft, and an extracardiac conduit establishes continuity between the right ventricle and main pulmonary artery.244 Repeat intervention for eventual failure of the right ventricular conduit is anticipated in these children.245 In addition to surveillance of the right ventricular outflow tract, monitoring for aortic root dilation and concomitant regurgitation is an important component of follow-up.246,247

Management of discrete subaortic stenosis remains a challenge, and the timing of surgery is controversial.248 Postoperative complications include residual or recurrent obstruction and progressive aortic regurgitation. For severe supravalvar obstruction, surgical intervention is recommended, and it results in adequate relief of the obstruction in most cases.249

Myocardial fibrosis and ventricular dysfunction may be a feature of severe aortic outflow obstruction in infancy. Although adequate relief of the obstruction results in significant clinical improvement, abolition of congestive heart failure, and myocardial remodeling in most children, ventricular hypertrophy or dilation persists along with various degrees of systolic or diastolic impairment in many. Other problems include myocardial ischemia, ventricular failure, and risk of sudden death.250,251 Important concerns related to anesthesia and surgery are the potentially limited left ventricular functional reserve and alterations of the fine balance between myocardial oxygen supply and demand. Maintenance of coronary perfusion and ventricular contractile function is key in the care of these children. Pharmacologic agents with vasoactive and inotropic properties should be readily available during anesthesia care.

Patent Ductus Arteriosus

Anatomy and Pathophysiology

The ductus arteriosus is a vascular structure connecting the pulmonary trunk and thoracic aorta (see Fig. 15-4). It enables right ventricular output into the descending aorta during fetal life, within the context of typically increased pulmonary vascular resistance. Persistent patent ductus arteriosus (PDA) may be an isolated finding or associated with other forms of heart disease. Prematurity is an important risk factor.

The magnitude and direction of great artery shunting depends on the size of the communication and the pulmonary vascular resistance. In children with moderate or large left-to-right shunts, the physiologic effects are those of increased pulmonary blood flow and left ventricular volume overload.

Treatment Options, Residua, Sequelae, and Long-Term Outcomes

Children with a tiny or small PDA have a normal life expectancy.252 Those with hemodynamically significant communications eventually develop symptoms related to left ventricular volume overload. In some cases, this predisposes them to moderate or severe pulmonary hypertension. Although unlikely in the current era, in the past, the long-standing, high-pressure, and high-flow states associated with a moderate or large communication resulted in Eisenmenger syndrome in some children.

Ductal closure can be performed by surgical ligation or division. This is the favored approach in preterm infants and those with large communications.253 Percutaneous catheter occlusion can also be accomplished with a good success rate254 (see also Chapter 20). Video-assisted thoracoscopic surgery has been used for ductal ligation.255,256 Regardless of the approach, interruption of this vascular structure is rarely associated with long-term issues. Children can expect a normal cardiovascular reserve and should be managed accordingly during future anesthesia care.

Coarctation of the Aorta

Treatment Options, Residua, Sequelae, and Long-Term Outcomes

Symptoms associated with severe aortic arch obstruction or concomitant cardiovascular pathology lead to early intervention in some children.258 Alterations in ventricular systolic function associated with a neonatal presentation usually resolve after relief of the obstruction. Systemic hypertension and a residual gradient that exceeds 25 to 30 mm Hg are regarded as indications for repeat intervention. Various catheter-based and surgical approaches have been applied to the management of this lesion; each has advantages and disadvantages259 (see also Chapter 20).

Repair at an early age is advocated in view of reduced surgical risks for the younger age group, and early repair minimizes late morbidity.260 Long-term issues include systemic hypertension (independent of the hemodynamic result) and residual or recurrent aortic arch obstruction.261 Left ventricular hypertrophy may persist in some children after repair, particularly in those undergoing interventions later in childhood. Abnormalities in diastolic ventricular function have been reported after successful repair.262 Catheter techniques (i.e., balloon angioplasty with and without stent implantation) have been effective in relieving the obstruction and normalizing blood pressure.263 This approach may be used as primary therapy or to address residual or recurrent disease.264 Aortic aneurysms can occur around the area of coarctation or elsewhere in the aorta after surgical intervention or balloon angioplasty. Additional long-term problems result from coexistent defects, such as bicuspid aortic valve and premature development of coronary artery disease. Aortic coarctation has been associated with cerebral aneurysms.

Tetralogy of Fallot

Anatomy and Pathophysiology

Tetralogy of Fallot (TOF) is the most common cyanotic cardiac lesion (see Fig. 15-5).265 This malformation is characterized by right ventricular outflow tract obstruction, an interventricular communication, right ventricular hypertrophy, and aortic override. There is considerable variation in the severity of the disease, accounting for the spectrum of clinical manifestations. The subpulmonary obstruction arises from anterior deviation of the infundibular septum and may have dynamic and fixed components.266 Pulmonary valve stenosis almost invariably exists, and the main pulmonary artery and distal branches often demonstrate various degrees of hypoplasia. The limitation of pulmonary blood flow and magnitude of ventricular level right-to-left shunting account for the degree of cyanosis.

Pressure overload accounts for hypertrophy of the right ventricular myocardium. The large, nonrestrictive VSD and the outflow obstruction result in a right ventricular pressure at systemic levels, and the pulmonary artery systolic pressure is reduced. Increases in the severity of the right ventricular outflow tract obstruction or decreases in systemic vascular resistance exacerbate right-to-left intracardiac shunting and systemic arterial desaturation, increasing the level of cyanosis. These features characterize hypercyanotic episodes or tet spells.

Several TOF variants are recognized, including the “pink” or mild forms at one end of the spectrum, and complex defects, such as pulmonary atresia with diminutive or discontinuous distal branches, at the other. Associated cardiovascular anomalies in children with TOF include an atrial communication, right aortic arch, multiple VSDs, persistent left superior vena cava to the coronary sinus, complete AVSD, and abnormal origin or course of the coronary arteries. Unoperated TOF is associated with the potential for hypercyanotic episodes and ventricular outflow tract obstruction.

Treatment Options, Residua, Sequelae, and Long-Term Outcomes

The surgical management of TOF has evolved from a strategy of a staged approach with initial palliation using a systemic-to-pulmonary shunt to a single-stage, definitive repair in infants. Ongoing controversy exists about the favored approach in the neonate or very young infant in need of surgical therapy.267,268 In selected cases, percutaneous balloon pulmonary valvuloplasty may be performed as a palliative, temporizing measure.269 The definitive repair of TOF, although a successful operation enabling most children to be free of symptoms, may be associated with significant postoperative residua.270,271 Volume loads may arise from pulmonary regurgitation, residual shunts, and the presence of aortopulmonary collaterals. Ventricular pressure loads, however, may result from residual or recurrent right ventricular outflow tract or obstruction to the pulmonary artery bed. This situation is associated with right ventricular hypertension, myocardial hypertrophy, and reduced ventricular compliance.

Conditions that may require repeat intervention include pulmonary regurgitation of significant severity, residual or recurrent pulmonary outflow tract obstruction, and residual, hemodynamically significant intracardiac shunts. Catheter-based procedures may be effective in the management of obstruction of the pulmonary vasculature, and they have been applied to rehabilitate the vascular tree in cases of significant underdevelopment. Children who have undergone right ventricle–to–pulmonary artery reconstruction by means of placement of an extracardiac conduit eventually develop conduit failure (i.e., stenosis or regurgitation) requiring reoperation.272 Aortic root dilation can lead to increasing degrees of regurgitation and the need for surgical intervention.

In the past, most children underwent definitive repair at an older age, consisting of an extensive right ventriculotomy to facilitate resection of the infundibular obstruction and closure of the VSD. Many were also subjected to procedures that included placement of a large patch that encompassed the subpulmonic region, valve annulus, and supravalvar region (i.e., transannular patch). Although effective in relieving the obstruction, this approach invariably resulted in pulmonary regurgitation, which was reasonably well-tolerated but progressed over time.

On late follow-up, pulmonary regurgitation has been identified as a major cause of morbidity, and it may result in progressive right ventricular dysfunction due to significant volume overload, ventricular arrhythmias with their associated disabilities, and even death. In recognition of the long-term morbidity linked to severe pulmonary regurgitation, the surgical strategy for this defect has undergone reappraisal and modification over the years.273 A current method uses a transatrial approach for closure of the VSD, minimizing the size of an infundibular incision (if one is required) and avoiding or limiting the size of the transannular patch.274,275

Although surgical refinements have led to overall improvements in postoperative outcomes, the preoperative evaluation of these children should include inquiries regarding exercise tolerance as an indicator of functional status and an appraisal of right ventricular function, residual pathology, potential rhythm abnormalities, and conduction disturbances. Magnetic resonance imaging is extremely useful in the evaluation of right ventricular systolic function, quantitation of the severity of pulmonary regurgitation, and evaluation of the distal pulmonary vascular bed. Electrophysiologic testing and programmed ventricular stimulation may be indicated to refine antiarrhythmic drug therapy, for ablation of arrhythmia foci, or for implantation of a cardioverter-defibrillator system.

Postoperatively, a subset of children develops a pattern that is characterized by right ventricular diastolic noncompliance, which is known as restrictive right ventricular physiology. It is associated with a reduced likelihood of progressive pulmonary regurgitation and right ventricular dilation. In these children, the right ventricle operates at a greater end-diastolic pressure, and the children demonstrate superior exercise performance in addition to a reduced likelihood of developing ventricular rhythm abnormalities.276

Perioperative goals for the child with pulmonary regurgitation and right ventricular dysfunction include optimizing right ventricular filling, maintaining or supporting right ventricular function, and minimizing factors that may further increase right ventricular work (e.g., increased pulmonary vascular resistance, increased peak inspiratory pressures). Any detrimental factor that may affect the right ventricle may also negatively affect the left ventricle due to ventricular interdependence. In children with restrictive right ventricular physiology, the myocardial supply-to-demand relationship is of particular importance because the stiff, poorly compliant right ventricular myocardium may not tolerate alterations in this balance and may be vulnerable to decreases in subendocardial oxygen delivery.

D-Transposition of the Great Arteries

Anatomy and Pathophysiology

In d-transposition of the great arteries (d-TGA), the aorta arises from the anatomic right ventricle, and the pulmonary artery arises from the left ventricle (see Fig. 15-6). This anomaly accounts for the most common cause of cyanotic heart disease in the neonatal period. Associated defects include VSDs, left ventricular outflow tract obstruction, and coronary artery anomalies.

In d-TGA, the systemic and pulmonary circulations operate in parallel rather than in series, resulting in cyanosis. Mixing at the atrial, ventricular, or ductal level is essential for survival. Initial management in most infants includes prostaglandin E1 therapy to maintain ductal patency and to enhance intercirculatory mixing. If restrictive, the interatrial communication may require enlargement by balloon atrial septostomy.

Because most neonates with d-TGA are otherwise healthy, the concerns before surgical correction primarily are those associated with diagnostic procedures or interventions in the cardiac catheterization laboratory. Considerations for anesthetic management primarily are related to cyanosis and heart failure, which are more likely to occur in infants with coexistent large VSDs. An inadequate communication for intercirculatory mixing may account for profound hypoxemia, potentially progressing to metabolic acidosis due to compromised tissue oxygenation. Less commonly, increased pulmonary vascular resistance may account for severe cyanosis despite prostaglandin E1 therapy and an adequate anatomic communication.

Treatment Options, Residua, Sequelae, and Long-Term Outcomes

Several decades ago, the approach to d-TGA consisted of an atrial baffle (i.e., atrial switch) or redirection procedure (i.e., Mustard or Senning operations). Physiologic correction was accomplished by allowing systemic venous blood to drain into the left ventricle and pulmonary artery while pulmonary venous blood was rerouted through the tricuspid valve into the right ventricle and aorta. The right ventricle remained as the chamber ejecting against systemic afterload. These procedures provided relief of cyanosis and reasonably good survival.277 In the long term, however, this approach led to complications such as sinus node dysfunction and atrial rhythm disturbances.278 Progressive right ventricular dilation, tricuspid (i.e., systemic atrioventricular valve) annular dilation, associated regurgitation, and eventual right ventricular dysfunction or failure were causes of major morbidity.279281 In addition to the rhythm abnormalities and conduction defects, this problem was thought to account for sudden death in some individuals later in life. Other problems included progressive obstruction of venous pathways and intracardiac shunting through atrial baffle leaks. Abnormal right and left ventricular responses to exercise have also been documented in these patients.282

The arterial switch operation (i.e., Jatene procedure) is the standard surgical approach in neonates with d-TGA. The repair establishes a normal, concordant relationship between the ventricles and their respective great arteries, achieving anatomic correction. The procedure involves transection of the arterial trunks above the level of the semilunar valves, anastomotic connections to their appropriate outflows, translocation of the coronary arteries to the neoaortic root, and closure of any intracardiac communications (see Fig. 15-7, A-E). Normal physiology is restored, enabling the left ventricle to function as the systemic pump. This procedure can be performed with good results, and long-term outcomes usually are very favorable.283286 Potential postoperative problems include supravalvar pulmonary or aortic obstruction. Neoaortic root dilation and aortic regurgitation may be identified on follow-up. Ventricular function is normal in most cases.287

Anesthetic management of most children after the arterial switch operation should be the same as in those without structural or functional abnormalities. However, there is some concern about coronary complications in these children that may not be evident clinically or identified by routine surveillance methods. Investigations have demonstrated postoperative regional left ventricular wall motion abnormalities, evidence of myocardial perfusion defects, and pathologic changes in the coronary vasculature, suggesting a risk for coronary insufficiency.288292

Congenitally Corrected Transposition of the Great Arteries

Treatment Options, Residua, Sequelae, and Long-Term Outcomes

Without associated defects, children with corrected transposition may do well for many years. Development of complete atrioventricular block is common with increasing age.294 Selected children, particularly those at a young age or with coexistent defects that maintain left ventricular pressure at systemic levels, may be suitable candidates for a surgical intervention that restores the left ventricle as the systemic chamber.295 This complex repair, known as the double-switch operation or a variation thereof, combines redirection of the systemic and pulmonary venous flows in an atrial baffle procedure with the arterial switch operation. This strategy, however, may not affect mortality compared with conservative management.296

Issues that require long-term surveillance in children with congenitally corrected transposition include right ventricular performance and tricuspid valve competency.297 The overall long-term survival of individuals with this condition is substantially reduced compared with age-matched controls.298,299

Truncus Arteriosus

Anatomy and Pathophysiology

Truncus arteriosus is characterized by a single arterial trunk that gives rise to the aorta, pulmonary root, and coronary arteries (see Fig. 15-8). A ventricular communication usually exists underneath the single arterial root or truncal valve. Various anatomic types are identified according to the origin of the pulmonary arteries from the arterial trunk.300,301 Associated pathology includes a right aortic arch, aortic arch interruption, abnormalities of the truncal valve (e.g., abnormal number of cusps, stenosis, regurgitation), and coronary artery anomalies. Approximately one third of children with truncus arteriosus have DiGeorge syndrome (see Chapter 14).

Clinical features of the neonate with this defect largely depend on the status of the pulmonary vasculature. If the resistance is increased, the infant is well compensated. The normal decrease in pulmonary vascular resistance leads to symptoms related to pulmonary overcirculation and congestive heart failure, accounting for the need for surgical intervention early in life. Truncus arteriosus is one of the structural malformations associated with a significant risk for adverse events before correction, because balancing the pulmonary and vascular resistances may be quite challenging.302 The physiology that characterizes a reduced pulmonary vascular resistance and a significant runoff setting is that of an increased arterial oxygen saturation, reduced diastolic arterial pressures (potentially leading to myocardial ischemia), systemic hypotension, impaired cardiac output, and hypoperfusion of distal beds.

Treatment Options, Residua, Sequelae, and Long-Term Outcomes

Surgery for truncus arteriosus consists of detaching the main pulmonary artery segment from the truncal root, repairing the ensuing aortic wall defect, closing the VSD to allow left ventricular output through the arterial root, and placing an extracardiac right ventricle–to–pulmonary artery conduit. Alternative approaches to establishing this continuity have been performed without the use of conduits.303

Neonates undergoing truncus arteriosus repair have excellent survival rates.304307 Late complications include conduit failure, residual or recurrent pulmonary artery obstruction, and truncal valve problems. Truncal valve dysfunction may require repair or replacement. The main issues of concern are the status of the right ventricle–to–pulmonary artery conduit and truncal root, consequences related to semilunar valve problems, and biventricular function.

Ebstein Anomaly

Anatomy and Pathophysiology

The classic findings in Ebstein anomaly for the tricuspid valve include a large sail-like anterior leaflet and apically displaced septal and posterior leaflets.308,309 This configuration commonly results in an atrialized portion of the right ventricle and tricuspid regurgitation. Some degree of right ventricular dysplasia is common. An interatrial communication is a frequent finding, and it may produce right-to-left shunting and clinical cyanosis. The spectrum of disease ranges from minimal or no symptoms to intractable congestive heart failure.310 A neonatal presentation implies a major clinical problem and usually portends a poor prognosis. Symptoms in older children include cyanosis, palpitations, dyspnea, and exercise intolerance. Initial symptoms may be related to supraventricular tachycardia.

Treatment Options, Residua, Sequelae, and Long-Term Outcomes

Children with Ebstein anomaly may require only conservative management and follow-up. In most cases, however, surgery is indicated for tricuspid regurgitation, closure of interatrial communications, or other associated problems. Procedures to ablate arrhythmias may be indicated. In contrast to adults, children are less likely to require valve replacement.311 A cavopulmonary or Glenn connection may be performed in some cases as part of a so-called one and a half ventricle approach to limit the right-sided volume load associated with severe tricuspid valve regurgitation.312,313 One report indicated good functional outcomes and long-term survival after surgery for Ebstein anomaly.314 Atrial arrhythmias (including Wolf-Parkinson-White syndrome) are common before and after surgery.

Interrupted Aortic Arch

Anatomy and Pathophysiology

Interrupted aortic arch is an uncommon malformation characterized by discontinuity between the ascending and descending thoracic aorta (see Fig. 15-14). Ductal patency is essential for systemic perfusion beyond the area of interruption. This anomaly is classified in terms of the site of interruption. It is type A if it occurs distal to the left subclavian artery, type B if between the left carotid and left subclavian arteries, and type C if between the carotid arteries. Type B interruption is the most common variant, followed in frequency by types A and C.

Interrupted aortic arch is typically associated with a posteriorly malaligned VSD, resulting in subaortic obstruction. Other defects include a right aortic arch, aberrant origin of a subclavian artery, and truncus arteriosus. Many children with this anomaly have DiGeorge syndrome.

Neonatal presentation of interrupted aortic arch is related to ductal closure in the setting of aortic arch obstruction (e.g., congestive heart failure, poor perfusion, cardiovascular collapse, shock) and occasionally to differential cyanosis. Stabilization of the infant and initiation of prostaglandin E1 therapy is critical. The site of interruption and presence of coexistent anomalies can influence the selection of sites for blood pressure monitoring and pulse oximetry. An adequate response to prostaglandin E1 therapy implies no significant gradient between the areas proximal and distal to the obstruction and an oxygen saturation differential (i.e., increased values in beds supplied proximal to the interruption, reduced values distally).

Treatment Options, Residua, Sequelae, and Long-Term Outcomes

Surgical intervention is necessary for interrupted aortic arch during the first few days of life. The goal is to establish aortic arch continuity and to address coexistent defects. The current approach favors a one-stage repair.315317 Survival in uncomplicated cases is excellent.318 Problems after repair mainly involve the left ventricular outflow tract.319 Reoperation may be required and in some cases may consist of left ventricular outflow tract enlargement (i.e., Konno procedure). Eventual aortic root or valve replacement or a Ross-Konno procedure may be necessary.

Congenital Anomalies of the Coronary Arteries

Anatomy and Pathophysiology

Congenital anomalies of the coronary arteries include an abnormal origin of one of the main branches, aberrant vascular course, or pathologic communications that involve the coronary circulation.320,321 The most common anomalies detected during childhood include anomalous origin of the left main coronary artery from the pulmonary artery (ALCAPA), coronary artery–to–pulmonary artery fistulas, and coronary cameral fistulas (i.e., connection between a coronary artery and cardiac chamber). Although rare, anomalous origin of a coronary artery from the incorrect (contralateral) sinus of Valsalva may occur in asymptomatic children and adolescents.322 In some instances, a major coronary artery courses between the great arteries. This situation may be associated with compromised coronary blood flow and myocardial ischemia during exercise, presumably related to dilation of the arterial roots to accommodate the increased stroke volume.

The clinical presentation varies according to the nature of the anomaly. Infants and young children with ALCAPA may exhibit severe ventricular dysfunction and mitral valve regurgitation, which are largely ischemic in nature. Children with fistulous coronary artery connections may present with a heart murmur or evidence of ventricular volume overload. Significant symptoms may indicate congestive heart failure. Other coronary artery anomalies may manifest as myocardial ischemia, causing exertional syncope or chest pain, and in some cases, arrhythmias may lead to a near-death event.

Single Ventricle

Treatment Options, Residua, Sequelae, and Long-Term Outcomes

Surgical interventions available for children with functional single-ventricle physiology include the following:

Norwood Procedure

In infants with HLHS, its variants, and other lesions with similar hemodynamic consequences, systemic blood flow largely depends on patency of the ductus arteriosus. Cerebral and coronary blood flow is provided in retrograde fashion across a typically hypoplastic transverse aortic arch. A key strategy in the management of these infants before cardiac surgery is to optimize systemic perfusion and the balance between the pulmonary and systemic circulations. Alteration of this balance may manifest with signs of inadequate systemic output (e.g., hypotension, lactic acidosis, decreased urine output) within the context of high systemic arterial oxygen saturation, reflecting the relatively excessive pulmonary blood flow.

In this setting, maneuvers that increase pulmonary vascular resistance are indicated to improve hemodynamics. Measures employed include limiting inspired oxygen concentrations, the administration of subambient gas mixtures, and increasing the partial pressure of carbon dioxide (Pco2) by hypoventilation or the administration of inspired carbon dioxide. A comparison of hypoxia versus hypercarbia in infants with HLHS under conditions of anesthesia and paralysis demonstrated that although image decreases in both conditions, inspired CO2 was more effective than hypoxic gas mixtures at increasing parameters associated with improved systemic output.323 The administration of inspired CO2 may be favored over hypoventilation as a means of increasing pulmonary vascular resistance and improving the overall clinical condition.

The Norwood procedure is considered the first step among the three stages in the palliative pathway for infants with HLHS or similar cardiac malformations.324 The intervention, also referred to as stage I single-ventricle palliation or reconstruction, is typically performed within the first few days of life. Surgery consists of aortic reconstruction or creation of a neoaorta, establishing continuity between the native main pulmonary artery and aortic arch to provide for unobstructed systemic outflow from the right ventricle; the creation of an unrestricted atrial communication by means of an atrial septectomy; and establishing a source of pulmonary blood flow (see Fig. 15-11). For many years, pulmonary blood flow was established by fashioning a modified Blalock-Taussig shunt. Currently, a right ventricle–to–pulmonary artery conduit (i.e., Sano modification and similar variations) is used as an alternative to provide pulmonary blood flow. Although the potential benefits of one approach over the other have been elucidated, additional studies, some with long-term follow-up, are required to provide further information.325331

Another approach, a hybrid stage I strategy, has been applied to selected neonates. In this procedure, a median sternotomy is performed, and both branched pulmonary arteries are banded. A stent is then delivered across the ductus arteriosus under fluoroscopic guidance,332,333 and the interatrial communication is then enlarged.

Outcomes after the Norwood procedure vary; good results imply operative survival for 85% to 90% of infants.334 Immediate postoperative problems include systemic hypoxemia, decreased myocardial performance, and excessive pulmonary blood flow. Monitoring of mixed venous oxygen saturation and cerebral near-infrared spectroscopy are helpful in balancing the pulmonary and systemic circulations in this setting. Occasionally, aortic arch obstruction occurs, and less commonly, the atrial septum becomes restrictive. Interstage mortality accounts for attrition among Norwood survivors.335 Among infants who have undergone placement of a right ventricle–to–pulmonary artery conduit, stenosis of the conduit associated with progressive cyanosis may account for significant interstage morbidity and often requires intervention or early second-stage palliation.336,337

The anticipated arterial oxygen saturation after stage I surgery is expected to be in the range of 75% to 85%. During perioperative care, blood pressure monitoring should consider the potential presence of a Blalock-Taussig shunt that may compromise ipsilateral subclavian artery flow. In these infants, the right ventricle ejects into the pulmonary and systemic circulations. Although this is a more stable arrangement compared with that before the Norwood procedure, it remains a relatively fragile parallel circulation. These infants display little tolerance to even the most common childhood conditions, and ailments such as dehydration, febrile illnesses, or other stresses that may have catastrophic consequences. Despite these challenges, successful outcomes have been reported during noncardiac surgery for a variety of procedures, including those that may be associated with significant hemodynamic perturbations, such as laparoscopic surgery.338

Glenn Anastomosis or Hemi-Fontan Procedure

A cavopulmonary connection or Glenn procedure (i.e., stage II palliation) consists of the creation of a direct anastomosis between the superior vena cava and one of the pulmonary artery branches (see Fig. 15-12). This is considered an intermediary step in the sequential diversion of the systemic venous blood into the pulmonary vasculature in children with single-ventricle physiology. The original or classic operation consisted of an end-to-end anastomosis of the transected superior vena cava onto a disconnected right pulmonary artery, and it was complicated by increasing desaturation that was attributed in many cases to the development of pulmonary arteriovenous fistulae.339 The current approach is to attach the superior vena cava to the right pulmonary artery in end-to-side fashion, preserving pulmonary artery continuity (i.e., bidirectional cavopulmonary anastomosis [BCPA] or bidirectional Glenn connection). Depending on the specific anatomic abnormalities, right, left, or bilateral BCPAs may be indicated.

An alternative approach in second-stage palliation is a hemi-Fontan procedure. It entails anastomosis of the superior vena cava to the pulmonary artery confluence and placement of a patch between the cavopulmonary anastomosis and common atrium. The patch allows systemic venous return from the superior vena cava to be diverted into the pulmonary circulation rather than enter the heart directly. Ligation of the systemic circulation–to–pulmonary artery connection (shunt or conduit) is performed as part of stage II palliation, whether a BCPA or hemi-Fontan procedure is undertaken.

The second-stage intervention requires a reduced pulmonary vascular resistance because of the passive nature of the pulmonary blood flow. This approach provides adequate palliation to a significant number of infants at an early age while conferring favorable hemodynamic benefits.340 Diverting a portion of the systemic venous return directly into the pulmonary bed reduces the output requirements of the single ventricle while decreasing the ventricular volume load and myocardial work.

One study demonstrated a 12% rate of interstage attrition between BCPA and the Fontan procedure in children with HLHS palliation.341 Risk factors included tricuspid valve regurgitation and low weight at the time of the BCPA. These factors may affect the anesthesia-related risks for noncardiac procedures required between these two stages of palliation.

Considerations include the passive nature of the pulmonary blood flow, the importance of maintaining adequate intravascular volume (i.e., minimal fasting) to enhance pulmonary blood flow, and limiting significant increases in pulmonary vascular tone. Pulmonary blood flow and systemic arterial oxygenation are significantly influenced by the interplay between pulmonary artery pressure (i.e., equal to the pressure in the superior vena cava), pulmonary venous pressure, and pulmonary vascular resistance. The expected systemic arterial oxygen saturation ranges between 75% and 85%. Although factors that increase pulmonary vascular resistance may negatively influence pulmonary blood flow, the observation has been made that early after BCPA, moderate hypercapnia with respiratory acidosis improves arterial oxygenation and reduces oxygen consumption, enhancing overall oxygen transport in these children.342 Hyperventilation can decrease cerebral oxygenation and should be avoided.343 Postoperative issues include hypoxemia related to the development of collateral vessels that bypass the pulmonary circulation, atrioventricular valve regurgitation, and impaired ventricular function.

Fontan Procedure

The Fontan procedure is the final step (i.e., stage III reconstruction) in the separation of the pulmonary and systemic circulations in children with a functional single ventricle. This intervention allows passive blood flow from the inferior vena cava into the pulmonary vascular bed while bypassing the heart and achieves a circulation in series (see Fig. 15-13). A fenestration, or communication, between the systemic venous pathway and physiologic common atrium may be created in some cases. It allows right-to-left shunting, which provides cardiac output that is not solely dependent on pulmonary blood flow. It also alleviates potential problems associated with chronically increased systemic venous pressures. Common features of the numerous Fontan modifications are separation of the pulmonary and systemic circulations and relief of hypoxemia.344 Pulmonary blood flow occurs without an intervening ventricular chamber. It depends critically on the transpulmonary pressure gradient (or driving pressure across the pulmonary bed) and is influenced by pulmonary vascular resistance. This blood flow determines cardiac output, emphasizing the importance of adequate hydration and maintenance of central venous pressure.

Several anatomic and hemodynamic variables influence Fontan physiology. Critical factors include unobstructed systemic venous return, status of the pulmonary vasculature, reduced intrathoracic pressures, systemic atrioventricular valve competency, systemic ventricular function, unobstructed systemic outflow, and atrial contribution to ventricular filling.345 Long-term problems are related to sinus node dysfunction, loss of atrioventricular synchrony, atrial arrhythmias, atrioventricular valve regurgitation, ventricular dysfunction, venous pathway obstruction or thrombotic complications, and symptoms resulting from a chronic reduced cardiac output state.346 Long-standing increases in systemic venous pressures in children after the Fontan procedure can produce hepatic dysfunction, coagulation defects, protein-losing enteropathy, and rhythm disturbances. The quality of life after the Fontan operation may be compromised by a late decline in functional status, reoperations, arrhythmias, and thromboembolic events.347352 Decreased exercise tolerance in most children represents limited cardiopulmonary reserve, which manifests as an inability to increase cardiac output to meet the metabolic demands associated with increased work. In some cases, surgical revision to a more hemodynamically favorable Fontan modification is indicated.353,354

Several considerations are important in the perioperative care of children with Fontan circulation.355357 Even mild alterations in factors that influence cardiac output, such as ventricular preload, atrioventricular synchrony, contractile function, afterload, and stress response, may adversely impact hemodynamics. Ensuring the adequacy of hydration, preserving sinus rhythm, and limiting the stress response are key goals. Maintenance of adequate ventricular function may require the administration of inotropic or vasoactive agents perioperatively. Because systemic venous pressures are typically increased, the potential for bleeding and its effects on ventricular filling should be considered. The likelihood of blood loss with ensuing hemodynamic instability is exacerbated by the coagulation defects in these children.358 The potential for end-organ dysfunction related to chronically decreased organ perfusion, particularly in the renal and hepatic systems, should be considered, and problems may require interventions to minimize perioperative morbidity. Drugs or devices appropriate for cardiac rhythm or arrhythmia management should be accessible.

Some principles apply to airway and ventilatory management after the Fontan operation. Although spontaneous ventilation favors phasic pulmonary flow patterns in these children, controlled ventilation is preferable in most cases. This approach minimizes the detrimental effects of factors such as hypoventilation, atelectasis, hypoxemia, hypercarbia, and respiratory acidosis on pulmonary vascular resistance during spontaneous ventilation, limiting passive drainage of systemic venous blood into the pulmonary circulation. The pH and Pco2 should be maintained within the normal range, and arterial oxygen saturation should remain close to baseline. The saturation level may depend on the presence or absence of a fenestration and the degree of right-to-left shunting. Mechanical ventilation with large lung volumes may impair pulmonary blood flow as increases in mean intrathoracic pressures transmitted to the pulmonary vascular bed increase pulmonary artery pressures and decrease systemic venous return. Judicious use of mechanical ventilatory support is therefore warranted. Suggested parameters include smaller than usual tidal volumes and reduced positive end-expiratory pressures, allowing delivery of the smallest mean airway pressure possible and normal to relatively small inspiratory times (i.e., normal to slightly prolonged inspiratory-to-expiratory ratios). Although adequate minute ventilation may require increases in the respiratory rate, the potential detrimental effects of very fast rates should also be considered. The goals are to maintain adequate lung volumes, functional residual capacity, and optimal gas exchange.

Annotated References

Baum VC, Barton DM, Gutgesell HP. Influence of congenital heart disease on mortality after noncardiac surgery in hospitalized children. Pediatrics. 2000;105:332–335.

The investigation evaluated the incremental risk of congenital heart disease on mortality after noncardiac surgery in children. Short-term and 30-day mortality rates were increased for these patients. Mortality rates were also increased for children with congenital heart disease in the two youngest age groups for the 100 most common operations and for 10 relatively minor operations. Children with more severe forms of heart disease had greater mortality rates than those with less serious cardiac diagnoses.

Carmosino MJ, Friesen RH, Doran A, Ivy DD. Perioperative complications in children with pulmonary hypertension undergoing noncardiac surgery or cardiac catheterization. Anesth Analg. 2007;104:521–527.

A retrospective review of medical records was conducted of children with pulmonary hypertension who underwent anesthesia or sedation for noncardiac surgical procedures or cardiac catheterizations. Two hundred fifty-six procedures were performed in 156 patients. The study concluded that children with suprasystemic pulmonary artery pressures have a significant risk of major perioperative complications, including cardiac arrest and pulmonary hypertensive crisis.

Coté CJ, Wax DF, Jennings MA, et al. End-tidal carbon dioxide monitoring in children with congenital heart disease during sedation for cardiac catheterization by nonanesthesiologists. Pediatr Anesth. 2007;17:661–666.

This prospective observational study compared end-tidal carbon dioxide values with blood gas carbon dioxide measurements in children sedated by nonanesthesiologists during cardiac catheterization. End-tidal carbon dioxide monitoring provided a reasonable reflection of blood carbon dioxide values if the expired gas-sampling catheter was taped in place after ensuring a good waveform.

Galantowicz M, Cheatham JP, Phillips A, et al. Hybrid approach for hypoplastic left heart syndrome: intermediate results after the learning curve. Ann Thorac Surg. 2008;85:2063–2070. discussion 2070-71

The authors reported intermediate results in a prospective data collection study enrolling children with hypoplastic left heart syndrome who were managed by an initial hybrid approach (n = 40). This strategy yielded acceptable intermediate results that were comparable to those with the traditional Norwood procedure. Proposed advantages of the hybrid approach over conventional management included the avoidance of circulatory arrest and a delay in the major surgical intervention until later in life.

Ohye RG, Sleeper LA, Mahony L, et al. Comparison of shunt types in the Norwood procedure for single-ventricle lesions. N Engl J Med. 2010;362:1980–1992.

The two strategies (modified Blalock-Taussig and right ventricle–pulmonary artery shunt) that allow for pulmonary blood flow in infants with hypoplastic heart syndrome or related anomalies were compared in infants undergoing the Norwood procedure. Infants (n =555) at 15 North American centers were randomized to surgery that included one type of shunt or the other. For these children, transplantation-free survival at 12 months was better with the right ventricle–pulmonary artery shunt than with the modified Blalock-Taussig shunt. After 12 months, however, the data demonstrated no significant difference in transplantation-free survival between the two groups.

Ramamoorthy C, Haberkern CM, Bhananker SM, et al. Anesthesia-related cardiac arrest in children with heart disease: data from the Pediatric Perioperative Cardiac Arrest (POCA) registry. Anesth Analg. 2010;110:1376–1382.

This is a report from the Pediatric Perioperative Cardiac Arrest (POCA) registry on anesthesia-related cardiac arrests, with a focus on children with heart disease. The data was provided by a large number of North American institutions. Children with heart disease who suffered a cardiac arrest were sicker that those without heart disease and more likely to arrest from cardiovascular causes. Mortality rates were greater for those with heart disease. The events were more likely to occur in the general operating room compared with the cardiac setting. The subset of children with a single ventricle was the most common category of heart disease to suffer cardiac arrest. Children with aortic stenosis and cardiomyopathy had the greatest cardiac arrest–related mortality rates.

Williams GD, Maan H, Ramamoorthy C, et al. Perioperative complications in children with pulmonary hypertension undergoing general anesthesia with ketamine. Paediatr Anaesth. 2010;20:28–37.

This is a retrospective study in children with pulmonary arterial hypertension to determine the nature and frequency of periprocedural complications and to assess whether ketamine administration was associated with complications. In this cohort (68 children), the incidence of cardiac arrest was 10% for major surgery, 0.78% for cardiac catheterization, and 1.6% for all procedures. There was no procedure-related mortality. Ketamine administration was not associated with an increased rate of complications.

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