A Primer on Vaccines

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A Primer on Vaccines

Characteristics of a Vaccine

The purpose of a vaccine is to stimulate active immunity and create an immune memory so that exposure to the active disease microorganism will stimulate an already primed immune system to fight the disease. Most vaccines can be divided into the following two types:

Traditionally prepared vaccines are preparations of inactivated (killed) or live attenuated (weakened) bacteria or viruses, parts of the microorganisms, or toxoids (inactivated toxins) from the disease-causing agent. Newer synthetic vaccines use subunit vaccines, conjugate vaccines, and naked DNA vaccines. Critical to the protective effect of subunit vaccines (vaccines consisting of components of the pathogens) are additives called adjuvants, which amplify the immune response. Currently, an aluminum salt-based substance called alum and an oil-based substance called MF59 are two adjuvants licensed for clinical use.

Host Response to Vaccination

Classic preventive vaccines are designed to mimic the effects of natural exposure to microbes. The earliest host response to vaccination is called the innate immune response. This response is an evolutionarily ancient system of host defense that occurs within minutes or hours after vaccination. The dendritic cell is critical to this response. Dendritic cells can sense components of bacteria, viruses, parasites, and fungi through pathogen recognition receptors. One class of these receptors is the toll-like receptor (TLR); at least 10 have been described. As a group, TLRs can sense a wide variety of microbial stimuli (e.g., lipopolysaccharides, viral or bacterial DNA).

The intracellular TLR signaling within dendritic cells is mediated by at least four adapter proteins. Once dendritic cells decode and integrate the signals generated by sensing microbial molecules with TLRs, the cells convey this information to naïve antigen-specific T cells, which launch an immune response.

Over time, vaccine-induced immunity wanes; this may result in increased susceptibility later in life (e.g., varicella [shingles]). A second dose of vaccine could improve protection from primary vaccine failure and waning vaccine-induced immunity.

History of Vaccines

According to the World Health Organization (WHO), immunization is one of the greatest breakthroughs in medical science. This practice saves 3 million lives a year. Vaccines have reduced some preventable infectious diseases to an all-time low; few people now experience the devastating effects of measles, pertussis, and other infectious diseases.

The history of vaccination begins as early as 1000 bce, when the Chinese used smallpox inoculation or variolation, a method of scratching the skin and applying pulverized powder from a smallpox scab. By the 18th century, the practice of variolation became known to Europeans and Americans.

In 1796, Edward Jenner, an English physician, used cowpox scabs to create immunity to smallpox. This was a fundamental principle of immunization, which evolved over 200 years ago and has resulted in the eradication of smallpox globally. The first vaccine for chicken cholera was created in the laboratory of Louis Pasteur in 1879. In 1885, Pasteur developed a rabies vaccine. This launched a period of productive development of many other vaccines (e.g., diphtheria, tetanus, typhoid fever).

Applications of Vaccines

The concept of vaccination, or deliberately introducing a potentially harmful microbe into a patient, initially met with suspicion and outrage. Widespread vaccination programs against contagious infectious diseases now have a positive influence worldwide.

In 1721, Cotton Mather, a Boston minister, encouraged smallpox variolation as a preventive step subsequent to the Boston smallpox epidemic. Mather was widely criticized by suspicious citizens for his role in promoting variolation. Since the introduction of the first vaccine, there has been opposition to vaccination. In 1910, Sir William Osler expressed his frustration with the antivaccinationist movement. Although fear and mistrust have arisen every time a new vaccine was introduced in the 18th century, the antivaccine movement receded between the 1940s and the early 1980s. Three trends promoted a positive attitude toward vaccines:

An increase in antivaccinationist thinking emerged in the 1970s, when outbreaks of infectious diseases decreased, with more vaccines in the childhood vaccination schedule. When countries dropped pertussis vaccination from the vaccination schedule, the incidence of whooping cough increased 10 to 100 times. Fears grew in the late 1990s, when vaccines were suspected of causing autism. Once again, in 2009 and 2010, the H1N1 influenza pandemic evoked strong public fear of vaccination. Reemergence of a previously controlled disease, such as pertussis, has led to hospitalizations and deaths. The worst pertussis outbreaks in the past 50 years are now occurring in California.

Despite public fears, American children now receive vaccinations to numerous diseases that were once common childhood infectious diseases. In the United States, the recommended childhood immunization schedule now includes vaccines to protect against 15 diseases, including seasonal influenza. Immunization schedules vary by age and by country (Tables 16-1 to 16-3, A and B).

Table 16-1

Childhood Vaccination Schedule, South Africa, 2011

Age Vaccine (No. of Doses)
At birth BCG, vaccine against tuberculosis; trivalent oral polio vaccine (TOPV)
6 wk TOPV (one); rotavirus vaccine (RV) oral (one); DTaP-IPV/Hib vaccine (one); hepatitis B vaccine (one); PCV7 pneumococcal vaccine (one)
10 wk DTaP-IPV/Hib vaccine (two); DTaP (two); hepatitis B vaccine (two)
14 wk RV, oral rotavirus vaccine (two); DTaP-IPV/Hib vaccine (three); hepatitis B vaccine (three); PCV7, pneumococcal vaccine (two)
9 mo Measles vaccine (one); PCV7, pneumococcal vaccine (three)
18 mo DTaP-IPV/Hib vaccine (four); measles vaccine (two)
6 yr Td vaccine
12 yr Td vaccine

BCG, Bacillus Calmette-Guérin; DTaP-IPV/Hib, Diphtheria and tetanus toxoids and acellular pertussis vaccine; Hib, Haemophilus influenzae type b, tetanus; IPV, inactivated polio vaccine; Td, vaccine against tetanus (lockjaw) with reduced strength of diphtheria.

From South African Vaccination and Immunisation Centre: www.savic.ac.za.

Table 16-2

Recommended Immunizations for Children, Birth Through 6 Years Old, United States, 2011

Age Vaccine
Birth Hepatitis B (HepB) 11
1 mo HepB 22
2 mo HepB 2, if not given at 1 mo; rotavirus vaccine (RV)2; diphtheria and tetanus toxoids and acellular pertussis vaccine (DTaP)3; Haemophilus influenzae type b conjugate vaccine (Hib)4; pneumococcal vaccine (PCV)5; inactivated poliovirus vaccine (IPV)6
4 mo RV2; DTaP3; Hib4; PCV5; IPV6
6 mo HepB 3 (6-18 mo)1; RV2; DTaP3; Hib4; PCV5; IPV (6-18 mo)6; influenza yearly7 (6 mo-6 yr)
12 mo Hib4; PCV5; measles, mumps, and rubella (MMR) (12-15 mo)8; varicella (12-15 mo)9; hepatitis A (HepA)10 (12-23 mo); second dose should be given 6-18 mo later
15 mo DTaP3
18 mo Influenza yearly7
2-3 yr Influenza yearly7
4-6 yr Influenza yearly7; DTaP3; IPV6; MMR8; varicella9

Note: Meningococcal conjugate vaccine, quadrivalent (MCV4), minimum age, 2 yr.

1Hepatitis B vaccine (HepB) (minimum age, birth).

At birth:

Doses following the birth dose:

2

3Diptheria and tetanus toxides and acellular perfusion vaccine (DTaP) (minimum age, 6 wk).

4Hemophilus influenzae type b-conjugate vaccine (Hib) (minimum age, 6 wk).

5Pneumococcal vaccine (minimum age, 6 wk for pneumococcal conjugate vaccine [PCV]; 2 yr for pneumococcal polysaccharide vaccine [PPSV]).

PCV is recommended for all children <5 yr. Administer one dose of PCV to all healthy children aged 24-59 mo who are not completely vaccinated for their age.

A PCV series begun with 7-valent PCV (PCV7) should be completed with 13-valent PCV (PCV13).

A single supplemental dose of PCV13 is recommended for all children aged 14-59 mo who have received an age-appropriate series of PCV7.

A single supplemental dose of PCV13 is recommended for all children aged 60-71 mo with underlying medical conditions who have received an age-appropriate series of PCV7.

The supplemental dose of PCV13 should be administered at least 8 wk after the previous dose of PCV7. See MMWR 2010:59(No. RR-11).

Administer PPSV at least 8 wk after last dose of PCV to children aged 2 yr or older with certain underlying medical conditions, including a cochlear implant.

6Inactivated poliovirus vaccine (IPV) (minimum age, 6 wk).

7Influenza vaccine (seasonal); (minimum age, 6 mo for trivalent inactivated influenza vaccine [TIV]; 2 yr for live attenuated influenza vaccine [LAIV]).

8Measles, mumps, and rubella vaccine (MMR) (minimum age, 12 mo). See MMWR 2010;59(No. RR-8):33–34.

9Varicella vaccine (minimum age, 12 mo).

10Hepatitis A vaccine (HepA) (minimum age, 12 mo).

Administer two doses at least 6 mo apart.

HepA is recommended for children >23 mo who live in areas in which vaccination programs target older children, who are at increased risk for infection, or for whom immunity against hepatitis A is desired.

From Centers for Disease Control: www.cdc.gov/vaccines

Immunization Schedules (www.cdc.gov/vaccines) Retrieved October 31, 2011.

Centers for Disease Control: ___________Prevention of Pneumococcal Disease Among Infants and Children — Use of 13-Valent Pneumococcal Conjugate Vaccine and 23-Valent Pneumococcal Polysaccharide Vaccine

December 10, 2010 / 59(RR11);1-18 MMWR Morb Mortal Wkly Rep 59(RR-11) 2010; and

Prevention and Control of Influenza with Vaccines

Recommendations of the Advisory Committee on Immunization Practices (ACIP), 2010

August 6, 2010 / 59(rr08);1-62 Centers for Disease Control: MMWR Morb Mortal Wkly Rep 59(RR-8):33–34, 2010.

Table 16-3A

Recommended Immunization Schedule for Persons 7-18 years, United States, 2011

Vaccine Age (yr)
7-10 11-12 13-16
Tetanus, diphtheria, pertussis (Tdap)1 1 dose, if indicated Tdap1 Tdap1
Human papillomavirus (HPV)2 See footnote.2 3 doses Complete 3-dose series
Meningococcal (MCV4)3 See footnote.3 1 dose MCV43

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1Tetanus and diphtheria toxoids and acellular pertussis vaccine (Tdap, minimum age, 10 yr for Boostrix and 11 yr for Adacel).

2Human papillomavirus (HPV) vaccine. HPV4 (Gardasil) and HPV2 (Cervarix). (minimum age, 9 yr).

3Meningococcal conjugate vaccine/MCV4, quadrivalent (minimum age, 2 yr).

• Administer MCV4 at age 11-12 yr with a booster dose at age 16 yr.

• Administer one dose at age 13-18 yr if not previously vaccinated.

• Persons who received first dose at age 13-15 yr should receive a booster dose at age 16-18 yr with a minimum interval of at least 8 wk after the preceding dose.

• If the first dose is administered at age 16 yr or older, a booster dose is not needed.

• Administer two doses at least 8 wk apart to previously unvaccinated persons with persistent complement component deficiency and anatomic or functional asplenia, and one dose every 5 yr thereafter.

• Adolescents aged 11-18 with human immunodeficiency virus (HIV) infection should receive a two-dose primary series of MCV4, at least 8 wk apart.

• See MMWR 2011;60:72-76, available at http://www.cdc.gov/mmwr/pdf/wk/mm6003.pdf and Vaccines for Children Program.

Reference: www.cdc.gov/vaccines, retrieved October 1, 2012.

From Centers for Disease Control: Vaccines and immunizations, 2012 (www.cdc.gov/vaccines).

Table 16-3B

Recommended Immunization Schedule for Persons aged 7-18 years, United States, 2012

Vaccine Age: 7-18 yr
Influenza4 Yearly for all children
Pneumococcal (PCV13)5 See footnote.5
Hepatitis A (Hep A)6 Complete 2-dose series
Hepatitis (Hep B)7 Complete 3-dose series
Inactivated poliovirus (IPV)8 Complete 3-dose series
Measles, mumps, rubella (MMR)9 Complete 2-dose series
Varicella10 Complete 2-dose series

4Influenza vaccine (trivalent inactivated influenza vaccine (TIV) and live, attenuated influenza vaccine (LAIV)).

For most healthy nonpregnant persons, either LAIV or TIV may be used, except LAIV should not be used for some persons, including those with asthma or any other underlying medical conditions that predispose them to influenza complications. For all other contraindications to use of LAIV, see MMWR 59(RR-8), 2010, available at http://www.cedc.gov/mmwr/pdf/rr/rr5908.pdf.

Administer one dose to persons aged 9 yr and older.

For children 6 mo-8 yr of age:

5Pneumococcal vaccines (Pneomococcal conjugate vaccine (PCV) and pneumococcal polysaccharide vaccine (PPSV)).

6Hepatitis A (HepA) vaccine.

7Hepatitis B (Hep B) vaccine.

8Inactivated poliovirus vaccine (IPV).

9Measles, mumps, and rubella (MMR) vaccine.

10Varicella (VAR) vaccine.

The latest adult immunization rates in the United States lag behind target levels. The Centers for Disease Control and Prevention (CDC) has reported that in 2010, the pneumococcal vaccination rate for patients at high risk was less than 20%. The hepatitis B vaccination rate for health care personnel was about 60%. In addition, the human papillomavirus (HPV) vaccination rate among young women was slightly more than 20%.

Adults require updates of certain vaccinations (Fig. 16-1). Especially serious diseases for adults age 65 years and older include diphtheria, herpes zoster (shingles), influenza, pneumococcus, and tetanus (lockjaw). In 2006, a vaccine was approved for adults older than 60 years to reduce the risk of shingles (reactivation of varicella virus) in those who had chickenpox in childhood. International travelers frequently require vaccination to endemic diseases in a particular country (e.g., hepatitis A, yellow fever). Health care professionals are now protected against hepatitis B by vaccines. Also, each year, many adults prepare for winter and the flu season by receiving flu vaccine.

The use of vaccines has spread to pets and livestock as well (e.g., rabies, Lyme disease, feline leukemia).

Vaccine Approval

Safety Issues

The safety of vaccines is a controversial public health issue because vaccines are in a unique niche in the marketplace. No vaccine is totally effective or 100% safe. The same components that make them effective may also cause serious adverse effects. It may not be possible to develop safer versions of vaccines without losing essential function.

In 1986, Congress enacted the National Childhood Vaccine Injury Act (NCVIA) to establish a no-fault compensation system for children who were harmed by adverse events following the administration of a vaccine if there was evidence that the vaccine actually caused the problem. Monitoring programs, such as the Vaccine Adverse Events Reporting System (VAERS) and the Clinical Immunization Safety Assessment Network, are essential to ensure tracking of actual but rare adverse events that may be related to vaccination. In 2011, the U.S. Supreme Court ruled that vaccine makers are immune from lawsuits alleging that the design of a vaccine is defective. Many physicians and public health organizations support this ruling because they believe that it will ensure the availability and promote the use of childhood vaccines. Current vaccines are considered safer and more protective than early products.

A U.S. Food and Drug Administration (FDA)–approved vaccine (Table 16-4) must meet specific requirements, as follows:

Table 16-4

Examples of Available Vaccines Licensed for Immunization and Distribution in the United States

Vaccine Name Trade Name Manufacturer
BCG Live
BCG Live
BCG Live
BCG Vaccine
Mycobax
TICE BCG
Organon Teknika Corp LLC
Sanofi Pasteur, Ltd
Organon Teknika Corp LLC
Diphtheria & tetanus toxoids adsorbed
Diphtheria & tetanus toxoids & acellular pertussis vaccine adsorbed
Diphtheria & tetanus toxoids & acellular pertussis vaccine adsorbed
Diphtheria & tetanus toxoids & acellular pertussis vaccine adsorbed
Diphtheria & tetanus toxoids & acellular pertussis adsorbed, hepatitis B (recombinant) and inactivated poliovirus vaccine combined
Diphtheria & tetanus toxoids & acellular pertussis adsorbed and inactivated poliovirus vaccine
Diphtheria & tetanus toxoids & acellular pertussis adsorbed, inactivated poliovirus and Haemophilus b conjugate (tetanus toxoid conjugate) vaccine
Trepedia
Infanrix
DAPTACEL
Pediarix
KINRIX
Pentacel
Sanofi Pasteur, Inc.
Sanofi Pasteur, Inc.
GlaxoSmithKline Biologicals
Sanofi Pasteur, Ltd.
GlaxoSmithKline Biologicals
GlaxoSmithKline Biologicals
Sanofi Pasteur, Ltd
Haemophilus b conjugate vaccine (meningococcal protein conjugate)
Haemophilus b conjugate vaccine (tetanus toxoid conjugate)
Haemophilus b conjugate vaccine (tetanus toxoid conjugate)
Haemophilus b conjugate vaccine (meningococcal protein conjugate) & Hepatits B vaccine (recombinant)
PedvaxHIB
ActHIB
Hiberix
Comvax
Merck & Co., Inc.
Sanofi Pasteur, SA
GlaxoSmithKline Biologicals, S.A.
Merck & Co., Inc.
Hepatitis A, inactivated
Hepatitis A, inactivated
Havrix
VAQTA
GlaxoSmithKline Biologicals
Merck & Co., Inc.
Hepatitis A inactivated and hepatitis B (recombinant) vaccine Twinrix GlaxoSmithKline Biologicals
Hepatitis B vaccine (recombinant)
Hepatitis B vaccine (recombinant)
Recombivax HB
Engerix-B
Merck & Co., Inc.
GlaxoSmithKline Biologicals
Human papillomavirus quadrivalent (types 6, 11, 16, 18) vaccine, recombinant
Human papillomavirus bivalent (types 16, 18) vaccine, recombinant
Gardasil
Cervarix
Merck & Co., Inc.
GlaxoSmithKline Biologicals
Influenza A (H1N1) 2009 monovalent vaccine
Influenza A (H1N1) 2009 monovalent vaccine
Influenza A (H1N1) 2009 monovalent vaccine
Influenza A (H1N1) 2009 monovalent vaccine
Influenza A (H1N1) 2009 monovalent vaccine
No trade name
No trade name
No trade name
No trade name
No trade name
CSL Limited
MedImmune, LLC
ID Biomedical Corp of Quebec
Novartis Vaccines and Diagnostics Limited
Sanofi Pasteur, Inc.
Influenza virus vaccine
Influenza virus vaccine, live, intranasal
Influenza virus vaccine, H5N1
Influenza virus vaccine, trivalent, types A and B
Influenza virus vaccine, trivalent, types A and B
Influenza virus vaccine, trivalent, types A and B
Influenza virus vaccine, trivalent, types A and B
Influenza virus vaccine, trivalent, types A and B
Afluria
FluMist
No trade name
FluLaval
Fluarix
Fluvirin
Agriflu
Fluzone and Fluzone High-Dose
CSL Limited
MedImmune, LLC
Sanofi Pasteur, Inc.
ID Biomedical Corp of Quebec
GlaxoSmithKline Biologicals
Novartis Vaccines and Diagnostics S.r.l.
Novartis Vaccines and Diagnostics S.r.l.
Sanofi Pasteur, Inc.
Japanese encephalitis virus vaccine, inactivated, adsorbed
Japanese encephalitis virus vaccine, inactivated
Ixiaro
JE-Vax
Intercell Biomedical
Research Foundation for Microbial Diseases of Osaka University
Measles virus vaccine, live
Measles, mumps, and rubella virus vaccine, live
Measles, mumps, rubella and varicella virus vaccine, live
Attenuvax
M-M-R-II
ProQuad
Merck & Co, Inc.
Merck & Co, Inc.
Merck & Co, Inc.
Meningococcal (groups A, C, Y, and W-135)
Oligosaccharide diphtheria CRM197 conjugate vaccine
Meningococcal polysaccharide (serogroups A, C, Y, and W-135) diphtheria toxoid conjugate vaccine
Meningococcal polysaccharide (serogroups A, C, Y, and W-135 combined
Menveo

Menactra

Novartis Vaccines and Diagnostics, Inc.
Sanofi Pasteur, Inc.

Sanofi Pasteur, Inc.

Mumps virus vaccine, live Mumpsvax Merck & Co, Inc.
Pneumococcal vaccine, polyvalent
Pneumococcal 7-valent conjugate vaccine
Pneumococcal 13-valent conjugate vaccine
Pneumovax 23
Prevnar
Prevnar 13
Merck & Co, Inc.
Wyeth Pharmaceuticals Inc.
Wyeth Pharmaceuticals Inc.
Poliovirus vaccine inactivated (monkey kidney cell) IPOL Sanofi Pasteur, SA
Rabies vaccine
Rabies vaccine
Imovax
RabAvert
Sanofi Pasteur, SA
Novartis Vaccines and Diagnostics
Rotavirus vaccine, live, oral
Rotavirus vaccine, live, oral
ROTARIX
RotaTeq
GlaxoSmithKline Biologicals
Merck & Co., Inc.
Rubella virus vaccine, live Meruvax II Merck & Co., Inc.
Smallpox (vaccinia) vaccine, live ACAM 2000 Sanofi Pasteur Biologics Co.
Tetanus & diphtheria toxoids adsorbed for adult use
Tetanus & diphtheria toxoids adsorbed for adult use
No trade name
DECAVAC
MassBiologics
Sanofi Pasteur, Inc.
Tetanus toxoid
Tetanus toxoid adsorbed
Tetanus toxoid, reduced diphtheria toxoid and acellular pertussis vaccine, adsorbed
Tetanus toxoid, reduced diphtheria toxoid and acellular pertussis vaccine, adsorbed
No trade name
No trade name
Adacel

Boostrix

Sanofi Pasteur, Inc.
Sanofi Pasteur, Inc.
Sanofi Pasteur, Inc.

GlaxoSmithKline Biologicals

Typhoid vaccine live oral Ty21a
Typhoid VI polysaccharide vaccine
Vivotif
TYPHIM VI
Berna Biotech, Ltd.
Sanofi Pasteur, Inc.
Varicella virus vaccine, live
Yellow Fever vaccine
Varivax
YF-Vax
Merck & Co., Inc.
Sanofi Pasteur, Inc.
Zoster vaccine, live ZostaVax Merck & Co., Inc.

Two doses given at least 4 wk apart are recommended for children aged 6 mo-8 yr of age who are getting a flu vaccine for the first time. Children who only got one dose in their first year of vaccination should get two doses the following year.

Children ≥2 yr with certain medical conditions may need a dose of pneumococcal vaccine (PPSV) and meningococcal vaccine (MCV4). See vaccine-specific recommendations at http://www.cdc.gov/vaccines/pubs/ACIP-list.htm.

Two doses of HepA vaccine are needed for lasting protection. The first dose of HepA vaccine should be given from 12-23 mo of age. The second dose should be given 6-18 mo later. HepA vaccination may be given to any child 12 mo and older to protect against HepA.

Adapted from U.S. Food and Drug Administration: Complete list of vaccines licensed for immunization and distribution in the U.S., 2012 (http://www.fda.gov/BiologicsBloodVaccines/Vaccines/ApprovedProducts/ ucm093833.htm).

Inactivated vaccines are stored in powdered form and are reconstituted before administration. Live attenuated vaccines require refrigeration.

The Center for Biologics Evaluation and Research (CBER) regulates vaccine products. Many of these are childhood vaccines that have contributed to a significant reduction of vaccine-preventable diseases. According to the CDC, vaccines have reduced preventable infectious diseases to an all-time low and few people now experience the devastating effects of measles, pertussis, and other illnesses.

Vaccine development is an important focus of research related to acquired immunodeficiency syndrome (AIDS), malaria, and other devastating diseases. Recently recommended vaccines include a new measles-mumps-rubella-varicella vaccine for 1-year-old children and a tetanus-diphtheria-pertussis vaccine for people age 11 to 65 years.

Concerns About Vaccines

Vaccination requirements, even well-accepted laws on so-called classic childhood diseases (e.g., polio, measles, pertussis), have been resisted in recent years based on philosophical, political, scientific, and ideologic issues. In the past 20 years, the number of recommended pediatric vaccines has increased dramatically, despite unproven theories alleging connections between vaccines and illnesses, including autism, diabetes, and multiple sclerosis. An estimated 1% to 3% of U.S. children are excused by their parents from vaccine requirements, with rates as high as 15% to 20% in a few communities.

A vaccine for hepatitis E virus (HEV) vaccine has raised ethical concerns in Nepal. Testing the recombinant protein (rHEV) vaccine in a civilian population led to concerns that residents might not have access to the vaccines after the clinical trials concluded. Hepatitis E is common (endemic) in Nepal.

Representative Vaccines

Many different vaccines are currently available. Some emphasize public health safety (e.g., anthrax) and others prevent the return of epidemic diseases.

HIV-AIDS

Vaccines such as one that could provide immunity to human immunodeficiency virus (HIV) continue to be a problem because of the enormous genetic diversity and other unique features of the HIV-B viral envelope protein. Today, according to the International AIDs Conference in Vienna, for every two patients who begin receiving treatment for HIV, five people are newly infected. The rate is estimated as at least 7000 new HIV infections daily worldwide.

Currently, no HIV-AIDS vaccines are approved for use, although many are in clinical trials. The problem is that a natural immune response that could adequately control HIV infection does not occur at all, occurs rarely, is too weak, or is too slow to begin. The goal of an effective HIV vaccine is to induce a response in the recipient that is unnatural immunity. The problem with HIV vaccine candidates is that although these vaccines can be modestly protective, they generally do not induce neutralizing antibodies nor reactive cytotoxic T cell responses against HIV.

The status of HIV vaccines to date is as follows:

Vaccine Development

The goal of producing HIV vaccines is to destroy HIV or keep the virus in check so that it causes no further damage. An ideal vaccine would stop progressive immunodeficiency and restore the immune system to a healthy state.

The requirements for a preventive HIV vaccine are to generate humoral and cellular immunity against HIV in the host before exposure to the virus. After initial exposure to HIV, the generation of cellular immune responses against HIV may take time to develop, which makes neutralizing antibodies against free virus important to reduce the initial spread of the virus in the body.

In the United States, research is based on the use of subunit proteins found in the envelope of HIV. Vaccine research scientists are trying to develop the following three types of HIV vaccines:

Scientists hope that therapeutic and perinatal administration of vaccine will reach a high level of success. Challenges associated with HIV vaccine development include the following:

Vaccine Problems

Problems associated with HIV vaccine development are plagued by the lack of scientific understanding of HIV infection and the complex biology of HIV infection and AIDS. Once inside a host cell, HIV is capable of integrating itself into the genetic material of infected cells. For a vaccine to be effective, it needs to produce a constant state of immune protection, not only to block viral entry to most cells but also to continue to block newly produced viruses over the infected person’s lifetime.

Researchers have identified the following specific problem areas:

• A lack of knowledge related to the critical components in the body’s immune response to HIV infection.

• The high risk of using the entire weakened or inactive HIV in a vaccine.

• The extensive rate of viral mutation as HIV replicates. Strains worldwide vary by as much as 35% in terms of the proteins that make up the outer coat of the virus. Even an infected person can experience a change in viral protein by as much as 10% over years. This genetic diversity may require an effective vaccine to be based on multiple viral strains.

• The protective effect of a vaccine may last only a short time and frequent mandatory booster vaccinations would be impractical and expensive.

• Vaccinated persons could become more susceptible to HIV infection because of vaccine-induced enhancement of infection.

• No vaccine clinical trial to date has demonstrated stimulation of the cellular components of the immune system in the way needed to destroy HIV.

• Animal models have severe limitations, including the possibility of integration of DNA into the human genome from monkeys.

• No research studies have successfully demonstrated which immune responses correlate with protection from HIV infection.

In 2000, vaccine research scientists lowered their expectations and settled for a vaccine that would not completely prevent HIV infection. It is estimated that a vaccine with only 30% effectiveness against HIV (versus the usual 85% to 95% effectiveness of other infectious disease vaccines) can begin to eradicate the virus if it is widely administered and accompanied by disease prevention education. Based on this premise, the FDA has indicated that it will approve an HIV-AIDS vaccine at this level of efficacy.

South Africa’s first large-scale HIV vaccine efficacy trial of subtype B HIV in predominantly subtype C patients started in 2007. It is difficult to find populations who are at high risk except for so-called sex workers. Rather than destroying an infection before it becomes established in the cells, the vaccine being tested would more likely modify the infection once it did take hold by pushing the viral set point as low as possible. This would delay the onset of symptoms and possibly make the virus less potent. Alternatively, the vaccine might reduce the initial peak point, when the probability of transmission is much greater.

Modest protection has been demonstrated against HIV infection by immunization with a vaccine regimen consisting of a canarypox vector prime plus a protein subunit booster in the RV144 trial in Thailand. In the future, trials will focus on broadening the limited protection of RV144.

Vaccine Expectations

Reasons for optimism about HIV vaccine development include the following:

1. Nonhuman primates vaccinated with products based on HIV or simian immunodeficiency virus have shown complete or partial protection against infection with the wild-type virus.

2. Successful vaccines have been developed against the feline immunodeficiency virus, also a retrovirus.

3. Almost all humans develop some form of immune response that is protective or able to control the viral infection over a long period. Some individuals remain disease-free for up to 25 years, frequently with undetectable viral load levels.

4. Vaccines that present epitopes to the immune system in a conformationally precise manner may induce the body to produce neutralizing antibodies and provide a high level of protection against HIV infection.

5. In the future, microbial and viral genome sequencing will become increasingly rapid and less expensive. One approach, known as reverse vaccinology, involves cloning and expressing all proteins that are predicted based on a complete genome to be secreted or surface-associated, starting with the complete genome sequence. This approach allows for a small group of proteins from microorganisms (e.g., group B meningococcus, group B Streptococcus, extraintestinal pathogenic Escherichia coli) to be candidates for multivalent subunit vaccines. To date, however, these organisms have eluded vaccine development.

Human Papillomavirus

Cancer vaccines such as those for HPV are another form of biological therapy currently under study. Cancer vaccines have already been developed to fight HPV-16, a common strain that causes cervical cancer. More than 6 million people become infected with HPV every year in the United States, and almost 10,000 women are diagnosed with cervical cancer.

These vaccines work by exposing the body’s immune cells to weakened forms of an antigen (foreign substance) that form on the surface of an infectious agent. The immune system increases production of cells that make antibodies to fight the infectious agent and T cells that recognize the infectious agent. These immune cells remember the exposure, so the next time the agent enters the body, the immune system is already prepared to respond and stop the infection.

Types 16 (HPV-16) and 18 (HPV-18) cause approximately 70% of cervical cancers worldwide. A major breakthrough in immunology has resulted in the development of the Gardasil vaccine (Merck, Whitehouse Station, NJ), approved by the FDA in June 2006 for girls and women age 9 to 26 years. More than 30 countries had approved the vaccine before the FDA’s approval. The vaccine can prevent cervical cancer and vaginal and vulvar precancers caused by HPV-16 and HPV-18, as well as low-grade and precancerous lesions and genital warts caused by HPV types 6, 11, 16, and 18 in women not previously infected by one of the four covered HPV types.

Additional products in development include vaccines covering other high-risk HPV types for broader coverage, as well as therapeutic vaccines designed to treat women who already have precancerous lesions or cancer.

Influenza

The efficacy of influenza vaccines may decline during years when the circulating viruses have drifted antigenically from those included in the vaccine. WHO coordinates global influences and virus surveillance so that appropriate vaccine candidates can be identified by WHO and national authorities, and vaccines can be reformulated each year. Vaccine viruses must be selected every year because genetic mutations arise continuously in influenza viruses, a process termed antigenic drift that results in the emergence of immunologically distinct variants. The process is repeated each year, which imposes severe time restrictions on all groups involved.

Influenza A (H3N2) components in the inactive and live attenuated influenza vaccines were not optimally matched to the circulating strains. Researchers have studied the concept of herd immunity (indirect protection from influenza at community level), a different view of promoting immunity, particularly to vulnerable groups (e.g., very young, older adults).

The FDA has approved FluLaval, an influenza vaccine, for immunizing people 18 years and older against flu. Currently, there are five FDA-licensed flu vaccines.

In 2007, universal vaccination of children 6 to 59 months of age with trivalent inactivated influenza vaccine was recommended by U.S. advisory bodies. In a study of the safety and efficacy of intranasally administered live attenuated influenza vaccine to children without a recent episode of wheezing illness or severe asthma, live attenuated virus had significantly better efficacy than inactivated vaccine.

Malaria

There are four types of human malaria:

Plasmodium falciparum and Plasmodium vivax are the most common. P. falciparum is the most deadly. In recent years, some human cases of malaria have also occurred caused by Plasmodium knowlesi, a monkey malaria that occurs in certain forested areas of Southeast Asia.

Malaria, a bloodborne parasite, is transmitted exclusively through the bite of Anopheles mosquitoes. The intensity of transmission depends on factors related to the parasite, vector, human host, and environment. In many areas, transmission is seasonal, with a peak during and just after the rainy season. All the important vector species of Anopheles bite at night. Transmission is more intense in areas in which the mosquito lifespan is longer, and where it prefers to bite humans rather than other animals. This allows the parasite to have time to complete its development inside the mosquito. The long lifespan and strong human-biting habit of the African vector species is the main reason why more than 85% of the world’s malaria deaths are in Africa.

Human immunity is another important factor, especially among adults in areas of moderate or intense transmission conditions. Immunity is developed over years of exposure and although it never provides complete protection, it does reduce the risk that malarial infection will cause severe disease. For this reason, most malaria deaths in Africa occur in young children. In 2009, malaria caused an estimated 781,000 deaths, mostly in African children. In areas with less transmission and low immunity, all age groups are at risk.

Malaria Vaccine Development

The complexity of the malaria parasite makes development of vaccine very difficult. Currently, there is no approved commercially available malaria vaccine, despite many decades of intense research and development.

One vaccine candidate, RTS,S/AS01, directed against the deadly P. falciparum strain, is being tested in seven sub-Saharan African countries: Burkina Faso, Gabon, Ghana, Kenya, Malawi, Mozambique, and the United Republic of Tanzania.

The phase 3 trial, which started in May 2009, has completed enrollment with more than 15,000 people involved. The children are in two age groups: (1) children aged 5 to 17 months at first immunization, receiving RTS,S/AS01 without coadministration of other vaccines; and (2) infants 6 to 12 weeks of age at first immunization in coadministration with pentavalent vaccines in the routine immunization schedule. Both groups received three doses of RTS,S/AS01 vaccine at 1-month intervals.

Previously, this vaccine had shown 51% efficacy in reducing all episodes of clinical malaria in infants aged 5 to 17 months in a phase 2 trial in Kenya over 15 months. The first of the interim reports of the phase 3 trial became available in October 2011. The efficacy rate was a 55% reduction in frequency of malaria episodes during the 12 months of follow-up in children 5 to 17 months of age at first immunization. The efficacy in children aged 6 to 14 weeks is not yet known. A further interim report is expected in late 2012. According to the current trial schedule, the phase 3 trial data required for WHO to consider making a policy recommendation is expected to become available in early 2015.

Other vaccines with higher efficacy are desirable. Several promising vaccine candidates are currently being studied, but are at least 5 to 10 years behind RTS,S/AS01 in their development. The malaria vaccine FMP2.1/AS02, a recombinant protein based on apical membrane antigen 1 (AMA1) from the 3D7 strain of P. falciparum, has been shown to have immunogenicity and acceptable safety in 400 Malian children. On the basis of the primary end point of signs and symptoms of clinical malaria, this vaccine did not provide significant protection against clinical malaria. Based on the secondary end point—clinical malaria caused by parasites with the AMA1 DNA sequence—the vaccine may have strain-specific efficacy.

Another vaccine, merozoite surface protein 3 (MSP3), was in phase 1b clinical trials in 2007. In this trial, 45 children 12 to 24 months of age were given three doses of the vaccine. The study was designed to study safety of the vaccine. The children from Burkina Faso, Africa, demonstrated some resistance against clinical malaria, at least in the short term.

Polio

The incidence of polio has been reduced by more than 99% and the number of countries with endemic transmission has been reduced by more than 96%.

Poliovirus persists in countries in which the virus is endemic. New outbreaks have been occurring in previously polio-free countries, including, most recently, Kenya’s first documented wild-type poliovirus infection in 22 years. Four countries in which the virus remains endemic—Nigeria, India, Pakistan, and Afghanistan—account for 93% of polio cases worldwide; unlike all other countries, they have never succeeded in interrupting the transmission of wild poliovirus.

The biological reason is the same regardless of the location—insufficient immunity in the population to interrupt transmission. In almost all cases, the basic cause remains failure to vaccinate enough children with enough doses to ensure that they are immune to disease and infection.

In the past decade, the initiative to eradicate polio has faced substantial challenges. Large outbreaks associated with spread from primary global reservoirs in Nigeria and India affected 25 countries and were controlled only after more than 2 years of effort. At the same time, the belief that wild-type 2 poliovirus was eradicated in 1999 becomes more certain.

Rotavirus

In 2006, U.S. infants began to be vaccinated with pentavalent rotavirus vaccine (RV5). Prior to the introduction of RV5 vaccination, diarrhea caused by rotavirus accounted for an estimated 400,000 visits to primary health care providers, 200,000 emergency department visits, 55,000 hospitalizations, and 20 to 60 deaths annually of U.S. children younger than 5 years.

Since the introduction of rotavirus vaccine, diarrhea-associated health care utilization and medical expenditures for U.S. children have decreased substantially. In 2007-2008, the annual rates of hospitalization for rotavirus-coded diarrhea among children younger than 5 years declined by 75%. The declines were similar across age groups, despite variation in vaccine coverage, with negligible coverage among 2- to 4-year-old children.

Yellow Fever

Yellow fever is a lethal, mosquito-borne, Flavivirus disease. The resulting hemorrhagic fever occurs in tropical areas of Africa and South America. Certain South American countries such as Brazil require vaccination for entry into the country. Other countries, such as South Africa, require vaccination if a traveler is entering from an endemic country.

A live attenuated vaccine (17D) was developed in 1936. This highly immunogenic live vaccine (17D) is required for travel to many countries where yellow fever is endemic. Although rare, adverse effects can include viscerotropic disease and anaphylactic shock. Viscerotropic disease resembles naturally acquired yellow fever and is potentially fatal. The rates of reported cases are 0.4/100,000 population for viscerotropic disease and 1.8/100,000 population for anaphylaxis.

Because of safety issues, an inactivated cell culture vaccine against yellow fever has been developed, XRX-001. This vaccine, administered as a two-dose regimen, contains inactivated yellow fever produced in cell culture and adsorbed to an aluminum hydroxide adjuvant. Clinical trial results have indicated that this vaccine induces a high percentage of neutralizing antibodies in trial participants. Preliminary findings have suggested that XRX-001 has the potential to be a safer alternative to live attenuated 17D vaccine.

Vaccines in Biodefense

In regard to bioterrorism, the goal of the FDA is to foster the development of vaccines. Many products (e.g., FDA-regulated vaccines) could be affected by bioterrorism. Pathogens or pathogen products adapted for biological warfare include the following:

Smallpox

Threats of bioterrorism with smallpox as a weapon have launched a high-profile discussion of the reintroduction of smallpox into the general U.S. population. Individuals in high-risk occupations and positions have already begun to be vaccinated.

Anthrax

Anthrax is an infectious disease caused by spores of the bacterium Bacillus anthracis. B. anthracis spores are highly resistant to inactivation and may be present in the soil, for example, for decades, occasionally infecting grazing animals that ingest the spores. Goats, sheep, and cattle are some animals that may become infected.

Human infection may occur by three routes of exposure to anthrax spores—cutaneous, gastrointestinal, and pulmonary. In North America, human cases of anthrax are infrequent. The U.S. military regards anthrax as a potential biological terrorism threat because the spores are so resistant to destruction and can be easily spread by release in the air. The development of anthrax as a biological weapon by several foreign countries has been documented.

The only known effective preexposure prevention against anthrax is vaccination with anthrax vaccine. The only licensed anthrax vaccine, Anthrax Vaccine Adsorbed (AVA), or BioThraxTM, is indicated for active immunization for the prevention of disease caused by B. anthracis in those 18 to 65 years of age who are at high risk of exposure. Next generation anthrax vaccines are under development by a number of manufacturers.

CASE STUDY

A 25-year-old female medical student came to the emergency department because of a fever, cough, and shortness of breath. She noticed the shortness of breath after walking up one flight of stairs. She has noticed increased fatigue with a dry cough.

The patient did not smoke, drink alcohol, or use illegal drugs. Eleven months earlier, she had traveled to Nairobi, Kenya, for a month-long volunteer assignment with a medical group. Since then, she had not traveled outside the United States. A tuberculin skin test performed before she went to Africa was negative. She received many vaccinations, including tetanus vaccine, prior to her international trip.

She was admitted to the hospital. A complete blood count and chest x-ray were ordered.

image Tetanus Antibodies (IgG)

Principle

This determines IgG antibodies produced in response to vaccination by the method of quantitative multianalyte fluorescent detection.

Clinical Application

It is used for the detection of tetanus antibodies and titer in response to vaccination. A comparison can be made between specimens collected prior to and 1 month after vaccination. A poor or low titer of IgG tetanus antibodies suggests a state of anergy.

Responder status is determined according to the ratio of a 1-month postvaccination specimen to the prevaccination concentration of tetanus IgG antibodies, as follows:

Chapter Highlights

• Vaccines provide artificially acquired active immunity to a specific disease.

• The CBER regulates vaccine products. According to the CDC, vaccines have reduced preventable infectious diseases to an all-time low. Vaccine development is an important focus of research for AIDS, malaria, and other devastating diseases.

• Pathogens or pathogen products adapted for biological warfare include smallpox, anthrax, plague, tularemia, brucellosis, Q fever, botulinum toxin, and staphylococcal enterotoxin B.

• Jenner discovered a fundamental principle of immunization with smallpox vaccine and paved the way for the development of rabies (Louis Pasteur) and other vaccines (e.g., diphtheria, typhoid).

• Children now receive vaccines for many childhood diseases (e.g., rubella). Adults require boosters (tetanus). A vaccine approved in 2006 for adults reduces the risk of shingles.

• International travelers frequently require vaccination to endemic diseases (e.g., hepatitis A) in a particular country. Health care professionals are now protected against hepatitis B through vaccines. Many adults receive the flu vaccine. Vaccines are also given to pets and livestock.

• A vaccine stimulates active immunity and creates an immune memory so that exposure to the active disease microorganism will stimulate an already primed immune system to fight the disease.

• Most vaccines can be divided into two categories, live attenuated vaccines and nonreplicating vaccines.

• A vaccine must produce protective immunity with minimal side effects, produce a strong immune response, and be stable during its shelf life.

• Classic preventive vaccines are designed to mimic the effects of natural exposure to microbes. The earliest host response to vaccination is called the innate immune response.

• Vaccines emphasize public health safety (anthrax) or prevent the return of epidemic diseases.

• Preventive AIDS vaccines are for HIV-negative individuals to prevent HIV infection. Therapeutic AIDS vaccines are for HIV-positive individuals to improve the immune system.

• Anthrax vaccine is for emergency use in the event of an anthrax-based attack on the U.S. population.

• No available vaccine can prevent congenital CMV disease, although a few CMV vaccines have been tested in humans.

• Experimental DNA-based vaccine to protect against hay fever after just six injections has been in development.

• Cancer vaccines such as Gardasil for HPV work by exposing the body’s immune cells to weakened forms of an antigen.

• FluLaval is an influenza vaccine for immunizing people 18 years of age and older. The FDA has licensed five flu vaccines.

• A therapeutic vaccine is directed at patients with AML.

• Polio has been reduced by more than 99% and the number of countries with endemic transmission has been reduced by more than 96%.

• The threat of bioterrorism with smallpox has led to high-risk individuals already being vaccinated.